Implementing the Guiding and Establishing National Innovation for U.S. Stablecoins Act for the Issuance of Stablecoins by Entities Subject to the Jurisdiction of the Office of the Comptroller of the Currency
2026-21706 | Comptroller of the Currency | Final rule | Oct 23 |
Sale and Issue of Marketable Book-Entry Treasury Bills, Notes, and Bonds
2026-21069 | Fiscal Service | Final rule | Oct 15 |
Investment Company Cross Trading
2026-21037 · significant | Securities and Exchange Commission | Proposed rule | Oct 15 |
Investment Adviser Performance-Based Compensation Modernization
2026-20474 | Securities and Exchange Commission | Proposed rule | Oct 6 |
Adviser and Regulated Fund Custody Rules; Crypto Custody Rules
2026-20466 · significant | Securities and Exchange Commission | Proposed rule | Oct 6 |
Adoption of Updated EDGAR Filer Manual
2026-20461 | Securities and Exchange Commission | Final rule | Oct 6 |
Interval Fund Modernization; Expansion of Multiple Share Class to Registered Closed-End Management Investment Companies and Business Development Companies
2026-20360 | Securities and Exchange Commission | Proposed rule | Oct 5 |
Enhanced Transparency and Public Accountability of the Supervisory Stress Test Models and Scenarios; Modifications to the Capital Planning and Stress Capital Buffer Requirement Rule, Enhanced Prudential Standards Rule, and Regulation LL
2026-20247 | Federal Reserve System | Final rule | Oct 2 |
Modifications to the Capital Plan Rule and Stress Capital Buffer Requirement
2026-20246 | Federal Reserve System | Final rule | Oct 2 |
Iranian Transactions and Sanctions Regulations
2026-19978 | Foreign Assets Control Office | Final rule | Sep 30 |
Cuban Assets Control Regulations
2026-19973 | Foreign Assets Control Office | Final rule | Sep 30 |
Implementing the Federal Reserve Board's Responsibilities Under the GENIUS Act
2026-19860 | Federal Reserve System | Proposed rule | Sep 29 |
Sanctions Penalties Regulations
2026-19678 | Foreign Assets Control Office | Final rule | Sep 25 |
Rescission of Rule 14a-8's Federal Regulation of Shareholder Proposals and Amendments to Rule 14a-4
2026-19260 · significant | Securities and Exchange Commission | Proposed rule | Sep 21 |
Proxy Solicitation Modernization
2026-19259 | Securities and Exchange Commission | Proposed rule | Sep 21 |
Expanded Examination Cycle for Certain Small Insured Depository Institutions and U.S. Branches and Agencies of Foreign Banks
2026-18766 | Federal Deposit Insurance Corporation | Final rule | Sep 14 |
Political Contributions by Certain Investment Advisers
2026-18424 | Securities and Exchange Commission | Proposed rule | Sep 10 |
Transfer Agent Rules
2026-18190 · significant | Securities and Exchange Commission | Proposed rule | Sep 4 |
Exemption of Debt Obligations Issued by the European Union Under the Securities Exchange Act of 1934 for Purposes of Trading Futures Contracts on Those Securities
2026-17939 | Securities and Exchange Commission | Proposed rule | Sep 2 |
Reciprocal Deposits: Implementing the 21st Century ROAD to Housing Act
2026-17865 | Federal Deposit Insurance Corporation | Final rule | Sep 1 |
Education Department General Administrative Regulations
2026-17239 · significant | Education Department | Proposed rule | Aug 24 |
Regulation Crypto Assets
2026-17183 · significant | Securities and Exchange Commission | Proposed rule | Aug 21 |
Commodity Pool Operators and Commodity Trading Advisors: Reduction of Duplicative Regulation Through Intermediary Registration Exemptions; Expansion of the Exemption for Small Commodity Pools
2026-17079 | Commodity Futures Trading Commission | Proposed rule | Aug 21 |
Rescission of Rural Development's Construction and Repair Regulation
2026-16914 | Rural Housing Service | Proposed rule | Aug 19 |
Beneficial Ownership Information Reporting Requirement Revision
2026-16576 · significant | Financial Crimes Enforcement Network | Final rule | Aug 14 |
Community Reinvestment Act Regulations
2026-16454 | Federal Deposit Insurance Corporation | Proposed rule | Aug 12 |
Investment Company Governance Technical Amendments
2026-16066 | Securities and Exchange Commission | Final rule | Aug 6 |
Extensions of Credit to Insiders
2026-15995 | Federal Deposit Insurance Corporation | Proposed rule | Aug 6 |
OCC Rules Regarding the Availability of OCC Information
2026-15867 | Comptroller of the Currency | Proposed rule | Aug 5 |
Loans to Executive Officers, Directors, and Principal Shareholders of Member Banks; Bank Holding Companies
2026-15777 | Federal Reserve System | Proposed rule | Aug 4 |
Regulatory Modernization and Relief for Mutual Holding Companies
2026-15774 | Federal Reserve System | Proposed rule | Aug 4 |
Updating Website and Contact Information, and Authorizations for Payments for Legal Services
2026-15112 | Foreign Assets Control Office | Final rule | Jul 27 |
Electronic Delivery of Information Under the Federal Securities Laws
2026-14679 | Securities and Exchange Commission | Proposed rule | Jul 21 |
Anti-Money Laundering and Countering the Financing of Terrorism Programs
2026-13919 | Federal Reserve System | Proposed rule | Jul 9 |
Zero-Based Regulating
2026-13875 · significant | Energy Department | Final rule | Jul 9 |
Disclosure of Information
2026-13123 | Federal Deposit Insurance Corporation | Proposed rule | Jun 30 |
Financial Data Transparency Act Joint Data Standards
2026-12787 · significant | Securities and Exchange Commission | Final rule | Jun 25 |
Technical Amendments to Form X-17A-5 Part IIA
2026-12779 | Securities and Exchange Commission | Final rule | Jun 25 |
Permitted Payment Stablecoin Issuer Anti-Money Laundering/Countering the Financing of Terrorism and Sanctions Compliance Risk Management
2026-12692 | Comptroller of the Currency | Proposed rule | Jun 24 |
The Trade-Through Rule and Locked and Crossed Markets Provisions of Regulation NMS
2026-12163 · significant | Securities and Exchange Commission | Proposed rule | Jun 17 |
Unsafe and Unsound Banking Practices: Brokered Deposits and Interest Rate Restrictions; Correction
2026-11044 | Federal Deposit Insurance Corporation | Final rule | Jun 3 |
Holding Foreign Insiders Accountable Act Disclosure; Correction
2026-10916 | Securities and Exchange Commission | Final rule | Jun 1 |
Zero-Based Regulating
2026-10729 · significant | Energy Department | Proposed rule | May 29 |
Zero-Based Regulating
2026-10727 · significant | Energy Department | Final rule | May 29 |
Registered Offering Reform
2026-10373 · significant | Securities and Exchange Commission | Proposed rule | May 26 |
Enhancement of Emerging Growth Company Accommodations and Simplification of Filer Status for Reporting Companies
2026-10222 · significant | Securities and Exchange Commission | Proposed rule | May 21 |
Real Estate Lending Escrow Accounts
2026-10036 | Treasury Department | Final rule | May 19 |
Semiannual Reporting
2026-09095 | Securities and Exchange Commission | Proposed rule | May 7 |
Technical Amendments to Rule 610(e) of Regulation NMS and to Delegation of Authority To Grant or Deny Exemptions From Rule 610 of Regulation NMS
2026-08721 | Securities and Exchange Commission | Final rule | May 5 |
National Bank Non-Interest Charges and Fees
2026-08328 | Comptroller of the Currency | Final rule | Apr 29 |
Regulatory Capital Rule: Community Bank Leverage Ratio Framework
2026-08298 | Federal Deposit Insurance Corporation | Final rule | Apr 29 |
Form PF; Reporting Requirements for All Filers
2026-07993 | Securities and Exchange Commission | Proposed rule | Apr 24 |
Adoption of Updated EDGAR Filer Manual
2026-07474 | Securities and Exchange Commission | Final rule | Apr 16 |
Anti-Money Laundering and Countering the Financing of Terrorism Programs
2026-07033 | Financial Crimes Enforcement Network | Proposed rule | Apr 10 |
Permitted Payment Stablecoin Issuer Anti-Money Laundering/Countering the Financing of Terrorism Program and Sanctions Compliance Program Requirements
2026-06963 | Financial Crimes Enforcement Network | Proposed rule | Apr 10 |
Prohibition on the Use of Reputation Risk by Regulators
2026-06947 | Federal Deposit Insurance Corporation | Final rule | Apr 10 |
Whistleblower Incentives and Protections
2026-06271 | Financial Crimes Enforcement Network | Proposed rule | Apr 1 |
Fiduciary Duties in Selecting Designated Investment Alternatives
2026-06178 | Employee Benefits Security Administration | Proposed rule | Mar 31 |
Authority To Require Supervision and Regulation of Certain Nonbank Financial Companies
2026-06114 | Financial Stability Oversight Council | Proposed rule | Mar 30 |
Regulatory Capital Rules: Regulatory Capital and Standardized Approach for Risk-Weighted Assets
2026-05960 | Federal Deposit Insurance Corporation | Proposed rule | Mar 27 |
Regulatory Capital Rule: Category I and II Banking Organizations, Banking Organizations With Significant Trading Activity, and Optional Adoption for Other Banking Organizations
2026-05959 · significant | Federal Deposit Insurance Corporation | Proposed rule | Mar 27 |
Application of the Federal Securities Laws to Certain Types of Crypto Assets and Certain Transactions Involving Crypto Assets
2026-05635 | Securities and Exchange Commission | Final rule | Mar 23 |
Publication or Submission of Quotations Without Specified Information
2026-05401 | Securities and Exchange Commission | Proposed rule | Mar 19 |
Amendment Reinstating “Grandfather” Exceptions to Restrictions on Private Transfer Fee Covenants
2026-05160 | Federal Housing Finance Agency | Final rule | Mar 17 |
Community Bank Licensing Amendments
2026-04275 | Comptroller of the Currency | Final rule | Mar 4 |
Holding Foreign Insiders Accountable Act Disclosure
2026-04202 | Securities and Exchange Commission | Final rule | Mar 3 |
Implementing the Guiding and Establishing National Innovation for U.S. Stablecoins Act for the Issuance of Stablecoins by Entities Subject to the Jurisdiction of the Office of the Comptroller of the Currency
2026-04089 | Comptroller of the Currency | Proposed rule | Mar 2 |
National Bank Chartering
2026-04088 | Comptroller of the Currency | Final rule | Mar 2 |
Form N-PORT Reporting
2026-03460 | Securities and Exchange Commission | Proposed rule | Feb 23 |
National Bank Chartering
2026-00372 | Comptroller of the Currency | Proposed rule | Jan 12 |
Delaying the Effective Date of the Anti-Money Laundering/Countering the Financing of Terrorism Program and Suspicious Activity Report Filing Requirements for Registered Investment Advisers and Exempt Reporting Advisers
2025-24184 | Financial Crimes Enforcement Network | Final rule | Jan 2 |
Real Estate Lending Escrow Accounts
2025-23988 | Comptroller of the Currency | Proposed rule | Dec 30, 2025 |
Policy Statement on Section 9(13) of the Federal Reserve Act
2025-23548 | Federal Reserve System | Final rule | Dec 22, 2025 |
Technical Amendments to Commission Rules and Forms
2025-23248 | Securities and Exchange Commission | Final rule | Dec 18, 2025 |
Technical Amendments to Commission Forms
2025-22583 | Securities and Exchange Commission | Final rule | Dec 11, 2025 |
Adjusting and Indexing Certain Regulatory Thresholds
2025-21914 | Federal Deposit Insurance Corporation | Final rule | Dec 4, 2025 |
Regulatory Capital Rule: Modifications to the Enhanced Supplementary Leverage Ratio Standards for U.S. Global Systemically Important Bank Holding Companies and Their Subsidiary Depository Institutions; Total Loss-Absorbing Capacity and Long-Term Debt Requirements for U.S. Global Systemically Important Bank Holding Companies
2025-21626 · significant | Federal Deposit Insurance Corporation | Final rule | Dec 1, 2025 |
Regulatory Capital Rule: Revisions to the Community Bank Leverage Ratio Framework
2025-21625 | Federal Deposit Insurance Corporation | Proposed rule | Dec 1, 2025 |
Federal Reserve Bank Capital Stock
2025-20472 | Federal Reserve System | Final rule | Nov 20, 2025 |
Enhanced Transparency and Public Accountability of the Supervisory Stress Test Models and Scenarios; Modifications to the Capital Planning and Stress Capital Buffer Requirement Rule, Enhanced Prudential Standards Rule, and Regulation LL
2025-20211 | Federal Reserve System | Proposed rule | Nov 18, 2025 |
Community Bank Licensing Amendments
2025-20204 | Comptroller of the Currency | Proposed rule | Nov 18, 2025 |
Prohibition on Use of Reputation Risk by Regulators
2025-19715 | Federal Deposit Insurance Corporation | Proposed rule | Oct 30, 2025 |
Delaying the Effective Date of the Anti-Money Laundering/Countering the Financing of Terrorism Program and Suspicious Activity Report Filing Requirements for Registered Investment Advisers and Exempt Reporting Advisers
2025-18271 | Financial Crimes Enforcement Network | Proposed rule | Sep 22, 2025 |
Acceleration of Effectiveness of Registration Statements of Issuers With Certain Mandatory Arbitration Provisions
2025-18238 | Securities and Exchange Commission | Final rule | Sep 19, 2025 |
Syrian Sanctions Regulations
2025-16324 | Foreign Assets Control Office | Final rule | Aug 26, 2025 |
Adjusting and Indexing Certain Regulatory Thresholds
2025-14132 | Federal Deposit Insurance Corporation | Proposed rule | Jul 28, 2025 |
Regulatory Capital Rule: Modifications to the Enhanced Supplementary Leverage Ratio Standards for U.S. Global Systemically Important Bank Holding Companies and Their Subsidiary Depository Institutions; Total Loss-Absorbing Capacity and Long-Term Debt Requirements for U.S. Global Systemically Important Bank Holding Companies
2025-12787 · significant | Federal Deposit Insurance Corporation | Proposed rule | Jul 10, 2025 |
Adoption of Updated EDGAR Filer Manual
2025-12286 | Securities and Exchange Commission | Final rule | Jul 1, 2025 |
Removal of Definition of “Plan Assets”-Insurance Company General Accounts
2025-11650 | Employee Benefits Security Administration | Final rule | Jul 1, 2025 |
Selection of Annuity Providers-Safe Harbor for Individual Account Plans
2025-11615 | Employee Benefits Security Administration | Final rule | Jul 1, 2025 |
Restoring Names That Honor American Greatness: Gulf of America
2025-10068 | Ocean Energy Management Bureau | Final rule | Jun 6, 2025 |
Business Combinations Under the Bank Merger Act; Rescission
2025-08405 | Comptroller of the Currency | Final rule | May 15, 2025 |
Modifications to the Capital Plan Rule and Stress Capital Buffer Requirement
2025-06863 | Federal Reserve System | Proposed rule | Apr 22, 2025 |
Adoption of Updated EDGAR Filer Manual
2025-06698 | Securities and Exchange Commission | Final rule | Apr 18, 2025 |
Eliminating Unnecessary Regulations
2025-06353 | Treasury Department | Final rule | Apr 15, 2025 |
Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers
2025-05267 | Securities and Exchange Commission | Final rule | Apr 11, 2025 |
Ongoing Data Collection of Non-Centrally Cleared Bilateral Transactions in the U.S. Repurchase Agreement Market
2025-05504 | Financial Research Office | Final rule | Apr 2, 2025 |
Beneficial Ownership Information Reporting Requirement Revision and Deadline Extension
2025-05199 · significant | Financial Crimes Enforcement Network | Final rule | Mar 26, 2025 |
Technical Amendments to Commission Rules and Forms
2025-02524 | Securities and Exchange Commission | Final rule | Feb 18, 2025 |
Adoption of Updated EDGAR Filer Manual
2025-01923 | Securities and Exchange Commission | Final rule | Jan 30, 2025 |
Staff Accounting Bulletin No. 122
2025-01864 | Securities and Exchange Commission | Final rule | Jan 30, 2025 |
Electronic Submission of Certain Materials Under the Securities Exchange Act of 1934; Amendments Regarding the FOCUS Report
2024-30433 | Securities and Exchange Commission | Final rule | Jan 21, 2025 |
Financial Crimes Enforcement Network; Inflation Adjustment of Civil Monetary Penalties
2025-01374 | Financial Crimes Enforcement Network | Final rule | Jan 17, 2025 |
Daily Computation of Customer and Broker-Dealer Reserve Requirements Under the Broker-Dealer Customer Protection Rule
2024-31178 | Securities and Exchange Commission | Final rule | Jan 13, 2025 |
EDGAR Filer Access and Account Management
2024-30494 | Securities and Exchange Commission | Final rule | Dec 27, 2024 |
Updating Authorizations for Payments for Legal Services
2024-30344 | Foreign Assets Control Office | Final rule | Dec 19, 2024 |
Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews
2024-26524 | Securities and Exchange Commission | Final rule | Nov 19, 2024 |
Conforming Amendments to Commission Rules and Forms
2024-26387 | Securities and Exchange Commission | Final rule | Nov 18, 2024 |
Covered Clearing Agency Resilience and Recovery and Orderly Wind-Down Plans
2024-25570 | Securities and Exchange Commission | Final rule | Nov 18, 2024 |
Provisions Pertaining to U.S. Investments in Certain National Security Technologies and Products in Countries of Concern
2024-25422 · significant | Investment Security Office | Final rule | Nov 15, 2024 |
Burma Sanctions Regulations
2024-26127 | Foreign Assets Control Office | Final rule | Nov 13, 2024 |
Federal Reserve Bank Capital Stock
2024-26091 | Federal Reserve System | Final rule | Nov 12, 2024 |
Adoption of Updated EDGAR Filer Manual
2024-24355 | Securities and Exchange Commission | Final rule | Oct 22, 2024 |
Update to the Public Utility Exemption Under the Beneficial Ownership Information Reporting Rule
2024-23920 · significant | Financial Crimes Enforcement Network | Final rule | Oct 18, 2024 |
Regulation NMS: Minimum Pricing Increments, Access Fees, and Transparency of Better Priced Orders
2024-21867 | Securities and Exchange Commission | Final rule | Oct 8, 2024 |
Health and Human Services Adoption of the Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards
2024-21984 | Health and Human Services Department | Final rule | Oct 2, 2024 |
Commodity Pool Operators, Commodity Trading Advisors, and Commodity Pools Operated: Updating the `Qualified Eligible Person' Definition; Adding Minimum Disclosure Requirements for Pools and Trading Programs; Permitting Monthly Account Statements for Funds of Funds; Technical Amendments
2024-21682 · significant | Commodity Futures Trading Commission | Final rule | Sep 26, 2024 |
Business Combinations Under the Bank Merger Act
2024-21560 | Comptroller of the Currency | Final rule | Sep 25, 2024 |
Updating Provisions Related to Blocking and Other Actions Related to Specific Property or Interests in Property
2024-20857 | Foreign Assets Control Office | Final rule | Sep 17, 2024 |
Form N-PORT and Form N-CEN Reporting; Guidance on Open-End Fund Liquidity Risk Management Programs
2024-19819 | Securities and Exchange Commission | Final rule | Sep 11, 2024 |
Financial Crimes Enforcement Network: Anti-Money Laundering/Countering the Financing of Terrorism Program and Suspicious Activity Report Filing Requirements for Registered Investment Advisers and Exempt Reporting Advisers
2024-19260 | Financial Crimes Enforcement Network | Final rule | Sep 4, 2024 |
Incorporation of Changes in the Commission's Administrative Structure, Remove Superfluous Verbiage, and Correct Inaccurate Text
2024-18445 | Commodity Futures Trading Commission | Final rule | Sep 4, 2024 |
Qualifying Venture Capital Funds Inflation Adjustment
2024-19229 | Securities and Exchange Commission | Final rule | Aug 30, 2024 |
Anti-Money Laundering Regulations for Residential Real Estate Transfers
2024-19198 · significant | Financial Crimes Enforcement Network | Final rule | Aug 29, 2024 |
Unsafe and Unsound Banking Practices: Brokered Deposits Restrictions
2024-18214 | Federal Deposit Insurance Corporation | Proposed rule | Aug 23, 2024 |
Financial Data Transparency Act Joint Data Standards
2024-18415 · significant | Securities and Exchange Commission | Proposed rule | Aug 22, 2024 |
Adding a General License to Burma Sanctions Regulations and Correcting References in Sudan Stabilization and Ukraine-/Russia-Related Sanctions Regulations
2024-18747 | Foreign Assets Control Office | Final rule | Aug 21, 2024 |
Adoption of Updated EDGAR Filer Manual
2024-17563 | Securities and Exchange Commission | Final rule | Aug 9, 2024 |
Anti-Money Laundering and Countering the Financing of Terrorism Program Requirements
2024-16546 | National Credit Union Administration | Proposed rule | Aug 9, 2024 |
Quality Control Standards for Automated Valuation Models
2024-16197 | Federal Housing Finance Agency | Final rule | Aug 7, 2024 |
Registration for Index-Linked Annuities and Registered Market Value Adjustment Annuities; Amendments To Form N-4 for Index-Linked Annuities, Registered Market Value Adjustment Annuities, and Variable Annuities; Other Technical Amendments
2024-14925 | Securities and Exchange Commission | Final rule | Jul 24, 2024 |
Provisions Pertaining to U.S. Investments in Certain National Security Technologies and Products in Countries of Concern
2024-13923 · significant | Investment Security Office | Proposed rule | Jul 5, 2024 |
Anti-Money Laundering and Countering the Financing of Terrorism Programs
2024-14414 · significant | Financial Crimes Enforcement Network | Proposed rule | Jul 3, 2024 |
Syrian Sanctions Regulations
2024-12317 | Foreign Assets Control Office | Final rule | Jun 6, 2024 |
Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information
2024-11116 | Securities and Exchange Commission | Final rule | Jun 3, 2024 |
Iranian Transactions and Sanctions Regulations
2024-10721 | Foreign Assets Control Office | Final rule | May 17, 2024 |
Abandoned Plan Regulations
2024-09029 · significant | Employee Benefits Security Administration | Final rule | May 17, 2024 |
Ongoing Data Collection of Non-Centrally Cleared Bilateral Transactions in the U.S. Repurchase Agreement Market
2024-08999 | Financial Research Office | Final rule | May 6, 2024 |
Adoption of Updated EDGAR Filer Manual
2024-08091 | Securities and Exchange Commission | Final rule | Apr 19, 2024 |
Zimbabwe Sanctions Regulations
2024-08144 | Foreign Assets Control Office | Final rule | Apr 17, 2024 |
Disclosure of Order Execution Information
2024-05556 | Securities and Exchange Commission | Final rule | Apr 15, 2024 |
Exemption for Certain Investment Advisers Operating Through the Internet
2024-06865 | Securities and Exchange Commission | Final rule | Apr 9, 2024 |
Share Repurchase Disclosure Modernization
2024-06187 | Securities and Exchange Commission | Final rule | Apr 8, 2024 |
Community Reinvestment Act; Supplemental Rule
2024-06497 | Federal Deposit Insurance Corporation | Final rule | Mar 29, 2024 |
The Enhancement and Standardization of Climate-Related Disclosures for Investors
2024-05137 | Securities and Exchange Commission | Final rule | Mar 28, 2024 |
Financial Market Utilities
2024-05322 | Federal Reserve System | Final rule | Mar 15, 2024 |
Global Magnitsky Sanctions Regulations
2024-05207 | Foreign Assets Control Office | Final rule | Mar 12, 2024 |
Exception to Restrictions on Private Transfer Fee Covenants for Loans Meeting Certain Duty To Serve Shared Equity Loan Program Requirements
2024-05194 · significant | Federal Housing Finance Agency | Final rule | Mar 12, 2024 |
Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers
2024-03473 | Securities and Exchange Commission | Final rule | Mar 12, 2024 |
Updating Contact Information and Grammatical Terminology in OFAC Regulations
2024-04503 | Foreign Assets Control Office | Final rule | Mar 5, 2024 |
Updates to the Darfur Sanctions Regulations
2024-04500 | Foreign Assets Control Office | Final rule | Mar 5, 2024 |
Partnerships With Faith-Based and Neighborhood Organizations
2024-03869 · significant | Health and Human Services Department | Final rule | Mar 4, 2024 |
Supplemental Standards of Ethical Conduct for Members and Employees of the Securities and Exchange Commission
2024-04062 | Securities and Exchange Commission | Final rule | Feb 28, 2024 |
Special Purpose Acquisition Companies, Shell Companies, and Projections
2024-01853 | Securities and Exchange Commission | Final rule | Feb 26, 2024 |
Qualifying Venture Capital Funds Inflation Adjustment
2024-03436 | Securities and Exchange Commission | Proposed rule | Feb 21, 2024 |
Anti-Money Laundering Regulations for Residential Real Estate Transfers
2024-02565 · significant | Financial Crimes Enforcement Network | Proposed rule | Feb 16, 2024 |
Financial Crimes Enforcement Network: Anti-Money Laundering/Countering the Financing of Terrorism Program and Suspicious Activity Report Filing Requirements for Registered Investment Advisers and Exempt Reporting Advisers
2024-02854 | Financial Crimes Enforcement Network | Proposed rule | Feb 15, 2024 |
Business Combinations Under the Bank Merger Act
2024-02663 | Comptroller of the Currency | Proposed rule | Feb 13, 2024 |
Financial Crimes Enforcement Network; Inflation Adjustment of Civil Monetary Penalties
2024-01420 | Financial Crimes Enforcement Network | Final rule | Jan 25, 2024 |
Adoption of Updated EDGAR Filer Manual
2024-01314 | Securities and Exchange Commission | Final rule | Jan 24, 2024 |
Collateral Acceptability and Valuation
2024-00927 | Fiscal Service | Final rule | Jan 18, 2024 |
Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule With Respect to U.S. Treasury Securities
2023-27860 | Securities and Exchange Commission | Final rule | Jan 16, 2024 |