Data / Federal rules / 2026-07993
Form PF; Reporting Requirements for All Filers
The Securities and Exchange Commission published this proposed rule in the Federal Register on April 24, 2026. It took effect on April 24, 2026. Comments closed on June 23, 2026.
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What the agency says
The Commodity Futures Trading Commission (the "CFTC") and the Securities and Exchange Commission (the "SEC") (collectively, "we" or the "Commissions") are proposing to amend Form PF, the confidential reporting form for certain SEC-registered investment advisers to private funds, including those that also are registered with the CFTC as a commodity pool operator (a "CPO") or a commodity trading advisor (a "CTA"). The proposed amendments would eliminate certain filing and reporting obligations, streamline certain requirements, and make corrections and other revisions. The proposed amendments are designed to eliminate certain burdens, among other things.
Key facts
- Document number
- 2026-07993
- Type
- Proposed rule
- Action
- Joint proposed rules
- Agency
- Commodity Futures Trading Commission; Securities and Exchange Commission
- Published
- April 24, 2026
- Takes effect
- April 24, 2026
- Comments due
- June 23, 2026
- Dates
- This proposal was published in the Federal Register on April 24, 2026. Comments should be received on or before June 23, 2026.
- Docket
- Release No. IA-6959; File No. S7-2026-13
- Regulation ID (RIN)
- 3038-AF68; 3235-AN64
- Code of Federal Regulations
- 17 CFR 4; 17 CFR 275; 17 CFR 279
- Topics
- Reporting and recordkeeping requirements; Securities
- Pages
- 160
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Everything from the Securities and Exchange Commission · Rules on reporting and recordkeeping requirements · Rules on securities · Published in April 2026
Read from the Federal Register API, last updated 2026-10-23. The document on federalregister.gov is the official record; dates and dockets can change through later corrections. Free to reuse with credit to SpecStream under CC BY 4.0.