Data / Federal rules / 2024-19819
Form N-PORT and Form N-CEN Reporting; Guidance on Open-End Fund Liquidity Risk Management Programs
The Securities and Exchange Commission published this final rule in the Federal Register on September 11, 2024. It took effect on November 17, 2025.
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What the agency says
The Securities and Exchange Commission ("Commission") is adopting amendments to reporting requirements on Forms N-PORT and N-CEN that apply to certain registered investment companies, including registered open-end funds, registered closed-end funds, and unit investment trusts. The amendments will require more frequent reporting of monthly portfolio holdings and related information to the Commission and the public, amend certain reporting requirements relating to entity identifiers, and require open-end funds to report information about service providers used to comply with liquidity risk management program requirements. In addition, the Commission is providing guidance related to open-end fund liquidity risk management program requirements.
Key facts
- Document number
- 2024-19819
- Type
- Final rule
- Action
- Final rule; guidance
- Agency
- Securities and Exchange Commission
- Published
- September 11, 2024
- Takes effect
- November 17, 2025
- Dates
- Effective dates: The amendments to Forms N-PORT and N-CEN, and amendatory instruction 2 to 17 CFR 270.30b1-9, are effective November 17, 2025. Amendatory instruction 3 to 17 CFR 270.30b1-9 is effective May 18, 2026.
- Docket
- Release No. IC-35308; File No. S7-26-22
- Regulation ID (RIN)
- 3235-AM98
- Code of Federal Regulations
- 17 CFR 270; 17 CFR 274
- Topics
- Investment companies; Reporting and recordkeeping requirements; Securities
- Pages
- 37
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Everything from the Securities and Exchange Commission · Rules on investment companies · Rules on reporting and recordkeeping requirements · Rules on securities · Published in September 2024
Read from the Federal Register API, last updated 2026-10-23. The document on federalregister.gov is the official record; dates and dockets can change through later corrections. Free to reuse with credit to SpecStream under CC BY 4.0.