Data / Federal rules / 2024-25570
Covered Clearing Agency Resilience and Recovery and Orderly Wind-Down Plans
The Securities and Exchange Commission published this final rule in the Federal Register on November 18, 2024. It took effect on January 17, 2025.
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What the agency says
The Securities and Exchange Commission ("Commission") is adopting amendments to certain rules in the Covered Clearing Agency Standards ("CCA Standards") under the Securities Exchange Act of 1934 ("Exchange Act") and the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act"). The amendments strengthen existing rules by adding new requirements related to the collection of intraday margin by a covered clearing agency ("CCA") and the use of substantive inputs in its risk-based margin system. The Commission is also adopting a new rule to establish required elements of a CCA's recovery and orderly wind-down plan ("RWP").
Key facts
- Document number
- 2024-25570
- Type
- Final rule
- Action
- Final rule
- Agency
- Securities and Exchange Commission
- Published
- November 18, 2024
- Takes effect
- January 17, 2025
- Dates
- Effective date: January 17, 2025.
- Docket
- Release No. 34-101446; File No. S7-10-23
- Regulation ID (RIN)
- 3235-AN19
- Code of Federal Regulations
- 17 CFR 240
- Topics
- Reporting and recordkeeping requirements; Securities
- Pages
- 60
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Everything from the Securities and Exchange Commission · Rules on reporting and recordkeeping requirements · Rules on securities · Published in November 2024
Read from the Federal Register API, last updated 2026-10-23. The document on federalregister.gov is the official record; dates and dockets can change through later corrections. Free to reuse with credit to SpecStream under CC BY 4.0.