Data / Federal rules / 2024-21867
Regulation NMS: Minimum Pricing Increments, Access Fees, and Transparency of Better Priced Orders
The Securities and Exchange Commission published this final rule in the Federal Register on October 8, 2024. It took effect on December 9, 2024.
SpecStream is the live web data engine for teams and agents. It reads every rule and proposed rule in the Federal Register each morning, and this page is that reading. Name your industry once and new rules, comment deadlines and effective dates arrive in your sheet, CRM, Slack or agent as they are published.
What the agency says
The Securities and Exchange Commission ("Commission" or "SEC") is adopting amendments to certain rules of Regulation National Market System ("Regulation NMS") under the Securities Exchange Act of 1934, as amended ("Exchange Act") to amend the minimum pricing increments for the quoting of certain NMS stocks, reduce the access fee caps, and enhance the transparency of better priced orders.
Key facts
- Document number
- 2024-21867
- Type
- Final rule
- Action
- Final rule
- Agency
- Securities and Exchange Commission
- Published
- October 8, 2024
- Takes effect
- December 9, 2024
- Dates
- Effective Date: December 9, 2024. Compliance dates: See section VI., titled "Compliance Dates," for further information on transitioning to the final rules.
- Docket
- Release No. 34-101070; File No. S7-30-22
- Regulation ID (RIN)
- 3235-AN23
- Code of Federal Regulations
- 17 CFR 242
- Topics
- Brokers; Confidential business information; Fraud; Reporting and recordkeeping requirements; Securities
- Pages
- 155
Other documents from the Securities and Exchange Commission
| Document | Type | Published |
|---|---|---|
| List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act 2026-21657 | Proposed rule | Oct 23 |
| Interval Fund Modernization; Expansion of Multiple Share Class to Registered Closed-End Management Investment Companies and Business Development Companies C1-2026-20360 | Proposed rule | Oct 20 |
| Investment Company Cross Trading 2026-21037 · significant | Proposed rule | Oct 15 |
| Investment Adviser Performance-Based Compensation Modernization 2026-20474 | Proposed rule | Oct 6 |
| Adviser and Regulated Fund Custody Rules; Crypto Custody Rules 2026-20466 · significant | Proposed rule | Oct 6 |
| Adoption of Updated EDGAR Filer Manual 2026-20461 | Final rule | Oct 6 |
| Interval Fund Modernization; Expansion of Multiple Share Class to Registered Closed-End Management Investment Companies and Business Development Companies 2026-20360 | Proposed rule | Oct 5 |
| Commission Quorum Requirement 2026-20262 | Final rule | Oct 2 |
Everything from the Securities and Exchange Commission · Rules on brokers · Rules on confidential business information · Rules on fraud · Published in October 2024
Read from the Federal Register API, last updated 2026-10-23. The document on federalregister.gov is the official record; dates and dockets can change through later corrections. Free to reuse with credit to SpecStream under CC BY 4.0.