Data / Federal rules / 2024-03473
Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers
The Securities and Exchange Commission published this final rule in the Federal Register on March 12, 2024. It took effect on March 12, 2025.
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What the agency says
The Commodity Futures Trading Commission ("CFTC") and the Securities and Exchange Commission ("SEC") (collectively, "we" or "Commissions") are adopting amendments to Form PF, the confidential reporting form for certain SEC-registered investment advisers to private funds, including those that also are registered with the CFTC as a commodity pool operator ("CPO") or commodity trading adviser ("CTA"). The amendments are designed to enhance the Financial Stability Oversight Council's ("FSOC's") ability to monitor systemic risk as well as bolster the SEC's regulatory oversight of private fund advisers and investor protection efforts. In connection with the amendments to Form PF, the SEC is amending a rule under the Investment Advisers Act of 1940 ("Advisers Act") to revise instructions for requesting a temporary hardship exemption.
Key facts
- Document number
- 2024-03473
- Type
- Final rule
- Action
- Joint final rule
- Agency
- Commodity Futures Trading Commission; Securities and Exchange Commission
- Published
- March 12, 2024
- Takes effect
- March 12, 2025
- Dates
- Effective date: This rule is effective March 12, 2025.
- Docket
- Release No. IA-6546; File No. S7-22-22
- Regulation ID (RIN)
- 3038-AF31; 3235-AN13
- Code of Federal Regulations
- 17 CFR 275; 17 CFR 279
- Topics
- Reporting and recordkeeping requirements; Securities
- Pages
- 178
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Everything from the Securities and Exchange Commission · Rules on reporting and recordkeeping requirements · Rules on securities · Published in March 2024
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