Data / Federal rules / 2026-05401
Publication or Submission of Quotations Without Specified Information
The Securities and Exchange Commission published this proposed rule in the Federal Register on March 19, 2026. Comments closed on May 18, 2026.
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What the agency says
The Securities and Exchange Commission ("Commission") is proposing amendments to revise a rule that governs certain information gathering and review requirements that brokers and dealers must satisfy before initiating (or resuming) any quotation for a security in a quotation medium other than a national securities exchange. The proposed amendments would revise the rule to refer to only equity securities.
Key facts
- Document number
- 2026-05401
- Type
- Proposed rule
- Action
- Proposed rule
- Agency
- Securities and Exchange Commission
- Published
- March 19, 2026
- Comments due
- May 18, 2026
- Dates
- Comments should be submitted on or before May 18, 2026.
- Docket
- Release No. 34-105004; File No. S7-2026-08
- Regulation ID (RIN)
- 3235-AN36
- Code of Federal Regulations
- 17 CFR 240
- Topics
- Brokers; Fraud; Reporting and recordkeeping requirements; Securities
- Pages
- 21
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|---|---|---|
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| Investment Adviser Performance-Based Compensation Modernization 2026-20474 | Proposed rule | Oct 6 |
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| Adoption of Updated EDGAR Filer Manual 2026-20461 | Final rule | Oct 6 |
| Interval Fund Modernization; Expansion of Multiple Share Class to Registered Closed-End Management Investment Companies and Business Development Companies 2026-20360 | Proposed rule | Oct 5 |
| Commission Quorum Requirement 2026-20262 | Final rule | Oct 2 |
Everything from the Securities and Exchange Commission · Rules on brokers · Rules on fraud · Rules on reporting and recordkeeping requirements · Published in March 2026
Read from the Federal Register API, last updated 2026-10-24. The document on federalregister.gov is the official record; dates and dockets can change through later corrections. Free to reuse with credit to SpecStream under CC BY 4.0.