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Data / Form D filings / JONES FINANCIAL COMPANIES LLLP

JONES FINANCIAL COMPANIES LLLP: Form D filings

JONES FINANCIAL COMPANIES LLLP, a financial services company in Des Peres, MO, filed 69 Form D notices with the SEC between 2010 and 2026. The latest, on October 29, 2026, reports $9,000 sold of a $9,000 offering to 1 investor.

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Company details from the filing

Address
12555 MANCHESTER ROAD, Des Peres, MO, 63131
Phone
(314) 515-2000
Industry
Other Banking and Financial Services
Entity type
Other
Incorporated in
Missouri
Revenue range
Over $100,000,000
Exemptions claimed
Rule 506(b)
SEC identifier (CIK)
815917

Form D filings

FiledTypeOfferingSoldRemainingInvestorsFirst saleFiling
Oct 29, 2026New notice$9,000$9,0001Oct 22, 2026sec.gov
Sep 2, 2026New notice$515,000$515,000103Aug 18, 2026sec.gov
Aug 4, 2026New notice$2,050,000$2,050,0001Aug 1, 2026sec.gov
Jul 7, 2026New notice$1,772,792$1,772,7921Jul 1, 2026sec.gov
Jun 11, 2026New notice$725,000$725,0002Jun 1, 2026sec.gov
May 5, 2026New notice$680,000$675,000$5,000135Apr 27, 2026sec.gov
Mar 11, 2026New notice$325,000$325,0001Mar 1, 2026sec.gov
Jan 13, 2026New notice$39,169,832$39,169,83268Jan 8, 2026sec.gov
Jan 8, 2026New noticeIndefinite$04721Jan 1, 2026sec.gov
Sep 25, 2025New notice$19,411,500$12,952,500$6,459,0001084Sep 15, 2025sec.gov
Jul 9, 2025New notice$1,469,812$1,469,8122Jul 1, 2025sec.gov
Apr 9, 2025New notice$488,332$488,3322Apr 1, 2025sec.gov
Feb 11, 2025New notice$325,000$325,0001Feb 1, 2025sec.gov
Jan 14, 2025New notice$55,496,059$55,496,05979Jan 1, 2025sec.gov
Jan 10, 2025New noticeIndefinite$02596Jan 1, 2025sec.gov
Oct 10, 2024New notice$3,494,994$3,494,9942Oct 1, 2024sec.gov
Sep 20, 2024New notice$13,602,000$9,769,000$3,833,000904Sep 9, 2024sec.gov
Jul 10, 2024New notice$276,664$276,6641Jul 1, 2024sec.gov
Apr 11, 2024New notice$550,000$550,0002Apr 1, 2024sec.gov
Jan 11, 2024New notice$63,837,710$63,837,71095Jan 1, 2024sec.gov
Jan 10, 2024New noticeIndefinite$02275Jan 1, 2024sec.gov
Sep 12, 2023New notice$6,390,000$3,734,000$2,656,000383Aug 29, 2023sec.gov
Aug 9, 2023New notice$2,750,000$2,750,0002Aug 1, 2023sec.gov
Jul 13, 2023New notice$526,662$526,6621Jul 1, 2023sec.gov
May 11, 2023New notice$116,600$116,6001May 1, 2023sec.gov
Apr 13, 2023New notice$1,400,000$1,400,0001Apr 1, 2023sec.gov
Mar 13, 2023New notice$5,250,000$5,250,0001Mar 1, 2023sec.gov
Feb 14, 2023New notice$195,516$195,5161Feb 1, 2023sec.gov
Jan 13, 2023New notice$59,370,238$59,370,23894Jan 1, 2023sec.gov
Jul 13, 2022New notice$5,962,683$5,962,68312Jul 1, 2022sec.gov
Jan 13, 2022New notice$52,326,319$52,326,31978Jan 1, 2022sec.gov
Jul 13, 2021New notice$1,081,115$1,081,1154Jul 1, 2021sec.gov
Jun 11, 2021New notice$450,000$450,0001Jun 1, 2021sec.gov
Jan 13, 2021New notice$59,900,575$59,900,57591Jan 1, 2021sec.gov
Jan 14, 2020New notice$49,229,647$49,229,64784Jan 1, 2020sec.gov
Sep 13, 2019New notice$368,670$368,6701Sep 1, 2019sec.gov
Jul 16, 2019New notice$2,000,000$2,000,0001Jul 1, 2019sec.gov
Dec 19, 2018New noticeIndefinite$00Yet to occursec.gov
Sep 14, 2018New notice$1,400,000$1,400,0001Sep 1, 2018sec.gov
Aug 29, 2018New noticeIndefinite$00Yet to occursec.gov
Dec 8, 2017New noticeIndefinite$00Yet to occursec.gov
May 18, 2017New noticeIndefinite$00Yet to occursec.gov
Dec 8, 2016New noticeIndefinite$00Yet to occursec.gov
Aug 9, 2016New noticeIndefinite$00Yet to occursec.gov
Apr 19, 2016New noticeIndefinite$00Yet to occursec.gov
Dec 8, 2015New noticeIndefinite$00Yet to occursec.gov
Sep 29, 2015New noticeIndefinite$00Yet to occursec.gov
May 27, 2015New noticeIndefinite$00Yet to occursec.gov
Dec 10, 2014New noticeIndefinite$00Yet to occursec.gov
Sep 30, 2014New noticeIndefinite$00Yet to occursec.gov
Jun 13, 2014New noticeIndefinite$00Yet to occursec.gov
Dec 16, 2013New noticeIndefinite$00Yet to occursec.gov
Oct 25, 2013New noticeIndefinite$00Yet to occursec.gov
May 20, 2013New noticeIndefinite$00Yet to occursec.gov
Mar 12, 2013New notice$100,000$100,0001Mar 1, 2013sec.gov
Dec 13, 2012New noticeIndefinite$00Yet to occursec.gov
Oct 17, 2012New noticeIndefinite$00Yet to occursec.gov
Jun 12, 2012New noticeIndefinite$00Yet to occursec.gov
Apr 13, 2012New noticeIndefinite$00Yet to occursec.gov
Jan 13, 2012New notice$34,958,987$34,958,98757Jan 1, 2012sec.gov
Dec 22, 2011Amendment$1,019,666$1,019,6662Dec 1, 2011sec.gov
Dec 20, 2011New notice$1,019,666$1,019,6662Dec 1, 2011sec.gov
Aug 17, 2011New notice$200,000$200,0001Aug 1, 2011sec.gov
Jul 15, 2011New notice$6,478,769$6,478,7693Jul 1, 2011sec.gov
Jan 14, 2011New notice$28,133,961$28,133,96132Jan 1, 2011sec.gov
Dec 3, 2010New notice$300,000$300,0001Nov 1, 2010sec.gov
Aug 24, 2010New notice$2,875,000$2,875,0002Aug 1, 2010sec.gov
Jul 15, 2010New notice$9,911,360$9,911,3603Jul 1, 2010sec.gov
Jan 15, 2010New notice$26,462,795$26,462,79552Jan 1, 2010sec.gov

Executive officers and directors named in the filing

NameRoleNote in the filing
Penny PenningtonExecutive OfficerManaging Partner
Kristin M JohnsonExecutive OfficerChief Operating Officer
Andrew T MiedlerExecutive OfficerHead of Finance, Digital and Emerging Segments
David Barry ChubakExecutive OfficerHead of Wealth Management and Field Management
David Alexander GunnExecutive OfficerHead of U.S. and Canada Business Units
Keir Devon GumbsExecutive OfficerHead of Legal, Compliance and Risk

Other financial services companies in Missouri that filed recently

Every Form D from the week of Oct 26, 2026 · All recent filings in Missouri · All recent Other Banking and Financial Services filings

Read from SEC EDGAR. Amount sold is what JONES FINANCIAL COMPANIES LLLP reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.