Data / Form D filings / Oct 10
Form D filings, October 10, 2024: 98 companies raised $651.8 million
98 operating companies filed a Form D on October 10, 2024, reporting $651.8 million sold. Largest: Harbinger Motors Inc. ($82.4 million), HERZER FINANCIAL MORTGAGE FUND, LLC ($59.9 million), Humaneva, Inc. ($50 million). The median filing is $2.5 million, and 189 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 98Form D filings
- $651.8 millionreported sold
- $2.5 millionmedian amount sold
- CAmost filings (14)
Most filings by state: CA 14, TX 12, FL 12, MA 9, NY 5. By industry: Other 23, Other Technology 20, Commercial 11, Other Real Estate 9.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Harbinger Motors Inc. | Other Technology | Garden Grove | CA | $82,410,008 | $84,782,006 | 24 | Oct 10 | sec.gov |
| HERZER FINANCIAL MORTGAGE FUND, LLC (amended) | REITS and Finance | Sacramento | CA | $59,946,726 | $250,000,000 | 260 | Oct 10 | sec.gov |
| Humaneva, Inc. | Other | Raleigh | NC | $50,000,016 | $50,000,016 | 2 | Oct 10 | sec.gov |
| JLLX Diversified VI, DST (amended) | Other Real Estate | Chicago | IL | $43,992,807 | $104,867,496 | 20 | Oct 10 | sec.gov |
| Bonumose, Inc. (amended) | Other | Charlottesville | VA | $40,968,008 | $46,614,060 | 21 | Oct 10 | sec.gov |
| SimpleDataLabs Inc | Other Technology | Palo Alto | CA | $38,799,983 | $46,999,984 | 11 | Oct 10 | sec.gov |
| SURO CAPITAL CORP. (amended) | Investing | New York | NY | $30,000,000 | $30,000,000 | 1 | Oct 10 | sec.gov |
| SYNDEVRX INC | Biotechnology | Cambridge | MA | $29,354,820 | $29,354,820 | 13 | Oct 10 | sec.gov |
| ALIGN VENTURES SPECIAL OPPORTUNITY SPV I, LLC | Investing | Miami | FL | $23,592,610 | $50,000,000 | 55 | Oct 10 | sec.gov |
| ALIGN VENTURES SPECIAL OPPORTUNITY SPV I, LLC | Investing | Miami | FL | $16,117,000 | $50,000,000 | 96 | Oct 10 | sec.gov |
| Chasm Advanced Materials, Inc. (amended) | Other Technology | Canton | MA | $15,267,168 | $15,267,168 | 7 | Oct 10 | sec.gov |
| MG Ladera Investments L.P. | Residential | San Diego | CA | $15,241,618 | $15,241,618 | 268 | Oct 10 | sec.gov |
| Vantis Vascular, Inc. | Other | San Jose | CA | $14,338,798 | $22,199,202 | 114 | Oct 10 | sec.gov |
| Silicon Catalyst Venture Fund, LLC | Other | Redwood Shores | CA | $13,653,830 | $20,000,000 | 12 | Oct 10 | sec.gov |
| Ecotrust Forests LLC (dba EFM Fund I) (amended) | Other Real Estate | Portland | OR | $12,000,000 | Indefinite | 20 | Oct 10 | sec.gov |
| BFXCOIN INC. | Investing | Denver | CO | $11,000,000 | Indefinite | 500 | Oct 10 | sec.gov |
| Leegen Venture LLC | Other | San Ramon | CA | $11,000,000 | Indefinite | 4 | Oct 10 | sec.gov |
| Den Apartments LLC | Other Real Estate | Camden | NJ | $10,750,000 | $10,750,000 | 97 | Oct 10 | sec.gov |
| J.P. Morgan Real Estate Income Trust, Inc. | REITS and Finance | New York | NY | $10,000,000 | $400,000,000 | 1 | Oct 10 | sec.gov |
| ALIGN VENTURES SPECIAL OPPORTUNITY SPV I, LLC | Investing | Miami | FL | $8,935,250 | $20,000,000 | 5 | Oct 10 | sec.gov |
| Cerebelly Inc. | Other | Erie | CO | $7,621,940 | Indefinite | 18 | Oct 10 | sec.gov |
| Mantis Robotics Inc. | Other Technology | Pleasanton | CA | $7,318,618 | $10,818,618 | 4 | Oct 10 | sec.gov |
| Kingbird GX Holdings I a series of Orchard Aviation Holdings LLC (amended) | Investing | Dover | DE | $7,300,000 | $7,300,000 | 16 | Oct 10 | sec.gov |
| Chasm Advanced Materials, Inc. (amended) | Other Technology | Canton | MA | $7,024,987 | $10,000,000 | 3 | Oct 10 | sec.gov |
| Varco Texas Capital Fund, LLC | Other Real Estate | Brownsville | TX | $5,750,000 | $50,000,000 | 4 | Oct 10 | sec.gov |
| IncumbentFI, Inc. | Other Technology | Kansas City | MO | $5,639,687 | $7,139,687 | 4 | Oct 10 | sec.gov |
| TMPF LLC (amended) | Other Banking and Financial Services | Campbell | CA | $5,247,000 | $25,000,000 | 10 | Oct 10 | sec.gov |
| ALIGN VENTURES SPECIAL OPPORTUNITY SPV I, LLC | Investing | Miami | FL | $5,095,200 | $10,000,000 | 65 | Oct 10 | sec.gov |
| Upkid, Inc. | Other Technology | Lehi | UT | $5,060,534 | $5,510,535 | 15 | Oct 10 | sec.gov |
| Eat Cook Joy Inc (amended) | Other | Austin | TX | $4,010,000 | $4,100,000 | 2 | Oct 10 | sec.gov |
| Invectys, Inc. | Biotechnology | Houston | TX | $4,000,000 | $4,000,000 | 6 | Oct 10 | sec.gov |
| NOVIAN HEALTH INC. (amended) | Other Health Care | Chicago | IL | $3,775,000 | $10,000,000 | 21 | Oct 10 | sec.gov |
| Entheos Labs, Inc. | Other Health Care | Brookline | MA | $3,579,985 | $10,000,000 | 26 | Oct 10 | sec.gov |
| JONES FINANCIAL COMPANIES LLLP | Other Banking and Financial Services | Des Peres | MO | $3,494,994 | $3,494,994 | 2 | Oct 10 | sec.gov |
| ALIGN VENTURES SPECIAL OPPORTUNITY SPV I, LLC | Investing | Miami | FL | $3,092,600 | $10,000,000 | 17 | Oct 10 | sec.gov |
| Cerebelly Inc. | Other | Erie | CO | $3,000,000 | Indefinite | 1 | Oct 10 | sec.gov |
| SMITH MICRO SOFTWARE, INC. | Telecommunications | Pittsburgh | PA | $3,000,000 | $3,000,000 | 1 | Oct 10 | sec.gov |
| Bright Power, Inc. | Other Energy | New York | NY | $2,889,943 | Indefinite | 13 | Oct 10 | sec.gov |
| Lndmrk Torose 299 Alhambra LLC | Commercial | Miami | FL | $2,492,671 | $2,492,671 | 23 | Oct 10 | sec.gov |
| Connective Health, Inc. | Other Technology | Woburn | MA | $2,067,500 | $2,337,500 | 9 | Oct 10 | sec.gov |
| ASMOne, Inc. | Other Technology | Rancho Cordova | CA | $1,984,999 | $2,485,001 | 1 | Oct 10 | sec.gov |
| Black Swan Real Estate Fund IV LLC (amended) | Other | Rochester | MN | $1,910,000 | $20,000,000 | 22 | Oct 10 | sec.gov |
| MIMG CCXLII Union Cooper Hill Master, LLC | Commercial | Franktown | CO | $1,600,000 | $11,000,000 | 16 | Oct 10 | sec.gov |
| MFCI Fund II LLC | Commercial | Dallas | TX | $1,600,000 | $1,600,000 | 0 | Oct 10 | sec.gov |
| RevOps Health, Inc. | Other Technology | Wellesley | MA | $1,500,000 | $1,600,000 | 16 | Oct 10 | sec.gov |
| ALIGN VENTURES SPECIAL OPPORTUNITY SPV I, LLC | Investing | Miami | FL | $1,412,000 | $10,000,000 | 4 | Oct 10 | sec.gov |
| SHM Lightning Investors LLC | Telecommunications | Boston | MA | $1,336,300 | Indefinite | 14 | Oct 10 | sec.gov |
| Belenus Power Group, Inc. | Other Energy | Winnetka | IL | $1,075,000 | $3,000,000 | 2 | Oct 10 | sec.gov |
| Access Jackson LLC | Other Real Estate | Sheridan | WY | $1,050,000 | $1,700,000 | 11 | Oct 10 | sec.gov |
| Eckard Energy Midcon, LLC | Oil and Gas | Allen | TX | $1,000,000 | Indefinite | 10 | Oct 10 | sec.gov |
| Doyle HCM Inc. | Other | Gahanna | OH | $1,000,000 | $5,000,000 | 1 | Oct 10 | sec.gov |
| BeatGig,LLC | Other Technology | Tampa | FL | $805,000 | $2,000,000 | 8 | Oct 10 | sec.gov |
| StreamLayer Inc. | Other Technology | Chicago | IL | $756,000 | $3,000,000 | 8 | Oct 10 | sec.gov |
| Beverage Intelligence Group, LLC | Business Services | Aliso Viejo | CA | $750,000 | $750,000 | 1 | Oct 10 | sec.gov |
| Oksana Health, LLC (amended) | Other | Smyrna | GA | $617,500 | $617,500 | 3 | Oct 10 | sec.gov |
| Series Fund L, a series of UM Pre-IPO | Other | New York | NY | $577,500 | Indefinite | 7 | Oct 10 | sec.gov |
| Atlas American Properties LLC | Other Real Estate | Knoxville | TN | $575,000 | $4,700,000 | 1 | Oct 10 | sec.gov |
| Mommenpop Co. | Other | Napa | CA | $500,000 | $1,500,000 | 1 | Oct 10 | sec.gov |
| Intus Care Inc. (amended) | Other Health Care | Providence | RI | $438,011 | $438,011 | 5 | Oct 10 | sec.gov |
| WALL STREET BUSINESS ACADEMY HOLDINGS, INC. (amended) | Other | Miami | FL | $385,000 | Indefinite | 5 | Oct 10 | sec.gov |
| Exhale Home, LLC | Other Real Estate | Raleigh | NC | $375,000 | $1,000,000 | 3 | Oct 10 | sec.gov |
| Carroll Mechanical, Inc. | Other | Eldersburg | MD | $310,000 | $500,000 | 6 | Oct 10 | sec.gov |
| Magic Cactus Co Inc. | Other | Scottsdale | AZ | $275,000 | $275,000 | 5 | Oct 10 | sec.gov |
| Northtown Fund, LLC (amended) | Commercial | Minneapolis | MN | $175,000 | $10,000,000 | 4 | Oct 10 | sec.gov |
| Wiz National Tour LLC | Other | Columbia | MD | $130,000 | $6,000,000 | 1 | Oct 10 | sec.gov |
| South Sky Capital Equity Fund LLC | Other Real Estate | Dover | DE | $125,000 | Indefinite | 2 | Oct 10 | sec.gov |
| Shalehaven Partners 2024 LP | Oil and Gas | Dallas | TX | $100,000 | $30,000,000 | 1 | Oct 10 | sec.gov |
| Etherealize, Inc. (amended) | Other Technology | Austin | TX | $100,000 | $3,000,000 | 1 | Oct 10 | sec.gov |
| Etherealize, Inc. | Other Technology | Austin | TX | $100,000 | $3,000,000 | 1 | Oct 10 | sec.gov |
| Pickleball Brothers CT, LLC | Other | Deep River | CT | $100,000 | $980,000 | 1 | Oct 10 | sec.gov |
| Elements Holdco 1 Ltd (amended) | Other | St Helier | $99,000 | Indefinite | 8 | Oct 10 | sec.gov | |
| Opulence AI, Inc. | Other Technology | White Bear Lake | MN | $56,500 | $1,500,000 | 0 | Oct 10 | sec.gov |
| Familia Kitchen LLC | Other | Glenview | IL | $50,000 | Indefinite | 1 | Oct 10 | sec.gov |
| BanQu, Inc. | Other Technology | Minnetonka | MN | $50,000 | $500,000 | 1 | Oct 10 | sec.gov |
| J.M. Joseph, Inc. | Other | Front Royal | VA | $25,000 | $5,000,000 | 0 | Oct 10 | sec.gov |
| INSTITUTIONAL DRILLING FUND I LP (amended) | Oil and Gas | Arlington | TX | $25,000 | $250,000,000 | 0 | Oct 10 | sec.gov |
| MT6 Media Productions LLC | Other Technology | Austin | TX | $10,000 | $100,000 | 1 | Oct 10 | sec.gov |
| Ridgeview Heights Syndication LLC | Other | Deforest | WI | $0 | $6,000,000 | 0 | Oct 10 | sec.gov |
| Exp Eq-Aspen Private Credit Fund LLC | Commercial | Woodstock | GA | $0 | Indefinite | 0 | Oct 10 | sec.gov |
| Exp Eq BMG Northern Kentucky Fund LLC | Commercial | Woodstock | GA | $0 | $1,000,000 | 0 | Oct 10 | sec.gov |
| LBE International Aspen Industrial Bel Aire LLC | Commercial | Plantation | FL | $0 | $500,000 | 0 | Oct 10 | sec.gov |
| LBE International Aspen Industrial Bel Aire LLC | Commercial | Plantation | FL | $0 | $500,000 | 0 | Oct 10 | sec.gov |
| JA ShadowCreek LLC | Commercial | Houston | TX | $0 | $500,000 | 0 | Oct 10 | sec.gov |
| GoDaveyGo, LLC | Biotechnology | Long Beach | CA | $0 | $250,000 | 0 | Oct 10 | sec.gov |
| AkriVita, Inc. | Biotechnology | Rockville | MD | $0 | $1,200,000 | 0 | Oct 10 | sec.gov |
| MC P1 38, LLC (amended) | Residential | Weston | WI | $0 | $850,000 | 0 | Oct 10 | sec.gov |
| MC P1 38, LLC | Residential | Weston | WI | $0 | $850,000 | 0 | Oct 10 | sec.gov |
| Comforta International Corp | Manufacturing | Lewes | DE | $0 | $5,000,000 | 0 | Oct 10 | sec.gov |
| WillDom Global, LLC | Other Technology | Boca Raton | FL | $0 | Indefinite | 5 | Oct 10 | sec.gov |
| Community Impact Property Fund I, LLC | Commercial | Sheridan | WY | $0 | $10,000,000 | 0 | Oct 10 | sec.gov |
| St. Jerome Apartments, LLC | Residential | Beverly | MA | $0 | $600,000 | 9 | Oct 10 | sec.gov |
| Cardinal Holdings, LLC | Commercial | Bartlett | NH | $0 | $1,000,000 | 12 | Oct 10 | sec.gov |
| Arise Capital, LLC | Other Real Estate | Fort Worth | TX | $0 | Indefinite | 0 | Oct 10 | sec.gov |
| J.P. Morgan REIT (US Plan) LLC (amended) | REITS and Finance | New York | NY | $0 | Indefinite | 76 | Oct 10 | sec.gov |
| Iconic Holdings Topco L.P. | Other Technology | Needham | MA | $0 | Indefinite | 0 | Oct 10 | sec.gov |
| Nebraska Owner's Insurance Agency, Inc. | Other | Lincoln | NE | $0 | $20,000,000 | 0 | Oct 10 | sec.gov |
| CrescendoAI Inc. | Other Technology | San Francisco | CA | $0 | $15,000,000 | 1 | Oct 10 | sec.gov |
| SMITH MICRO SOFTWARE, INC. | Telecommunications | Pittsburgh | PA | $0 | Indefinite | 14 | Oct 10 | sec.gov |
October 11, 2024 · October 9, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.