Data / Form D filings / Oct 9
Form D filings, October 9, 2024: 75 companies raised $2.82 billion
75 operating companies filed a Form D on October 9, 2024, reporting $2.82 billion sold. Largest: INDURE Build-to-Core Fund, LLC ($1.42 billion), Arbiter Partners QP, LP ($717 million), Merchants Capital Tax Credit Equity Fund 19, L.P. ($144.5 million). The median filing is $4 million, and 167 pooled investment funds also filed that day.
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- 75Form D filings
- $2.82 billionreported sold
- $4 millionmedian amount sold
- CAmost filings (11)
Most filings by state: CA 11, TX 9, DE 7, NY 6, CO 4. By industry: Other Real Estate 18, Other Technology 11, Other 9, Commercial 6.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| INDURE Build-to-Core Fund, LLC (amended) | Other Real Estate | Washington | DC | $1,418,856,114 | Indefinite | 54 | Oct 9 | sec.gov |
| Arbiter Partners QP, LP (amended) | Investing | New York | NY | $717,000,000 | Indefinite | 204 | Oct 9 | sec.gov |
| Merchants Capital Tax Credit Equity Fund 19, L.P. | Other Real Estate | Carmel | IN | $144,459,751 | $271,000,000 | 1 | Oct 9 | sec.gov |
| Nalu Medical, Inc. (amended) | Other Health Care | Carlsbad | CA | $115,059,232 | $115,059,232 | 29 | Oct 9 | sec.gov |
| EAGLE BANCORP INC | Commercial Banking | Bethesda | MD | $77,665,000 | $77,665,000 | 54 | Oct 9 | sec.gov |
| Singularity TopCo LLC | Other Technology | New York | NY | $44,999,999 | $53,402,500 | 7 | Oct 9 | sec.gov |
| NexPoint Storage V DST (amended) | Other Real Estate | Dallas | TX | $34,517,414 | $46,439,932 | 65 | Oct 9 | sec.gov |
| G.I. Windows, Inc. | Biotechnology | Westwood | MA | $34,136,664 | $44,999,994 | 29 | Oct 9 | sec.gov |
| Antares Nuclear, Inc. | Other Energy | Redondo Beach | CA | $27,529,968 | $27,529,968 | 10 | Oct 9 | sec.gov |
| NexPoint Small Bay II DST (amended) | Other Real Estate | Dallas | TX | $25,307,822 | $38,775,526 | 69 | Oct 9 | sec.gov |
| Tabs Platform, Inc. | Other Technology | New York | NY | $24,999,988 | $24,999,988 | 15 | Oct 9 | sec.gov |
| Diversified Apartment Portfolio III Limited Partnership (amended) | Commercial | Southfield | MI | $20,000,000 | $20,000,000 | 122 | Oct 9 | sec.gov |
| Domain Huntsville Apartments, LP | Other Real Estate | Houston | TX | $13,385,722 | $13,385,722 | 6 | Oct 9 | sec.gov |
| TearSolutions, Inc. | Biotechnology | Charlottesville | VA | $12,709,989 | $14,025,198 | 80 | Oct 9 | sec.gov |
| TA Fintech Inc. (amended) | Other Technology | Dover | DE | $9,353,803 | $50,000,000 | 94 | Oct 9 | sec.gov |
| AgroSpheres, Inc. | Other Technology | Charlottesville | VA | $9,064,531 | $14,999,999 | 7 | Oct 9 | sec.gov |
| Magic Internet Corp | Other Technology | Omaha | NE | $7,587,500 | $7,587,500 | 25 | Oct 9 | sec.gov |
| Clene Inc. | Pharmaceuticals | Salt Lake City | UT | $7,310,060 | $7,310,060 | 13 | Oct 9 | sec.gov |
| Cellibre, Inc. | Biotechnology | San Diego | CA | $6,707,314 | $23,215,672 | 31 | Oct 9 | sec.gov |
| Cogent Bancorp, Inc. (amended) | Commercial Banking | Orlando | FL | $6,564,500 | $10,000,000 | 76 | Oct 9 | sec.gov |
| Domain Huntsville Investors, LP | Other Real Estate | Houston | TX | $6,215,000 | $6,215,000 | 46 | Oct 9 | sec.gov |
| Fortius Metals, Inc. (amended) | Other | Lafayette | CO | $5,046,681 | $5,046,681 | 17 | Oct 9 | sec.gov |
| Baron Creek Fund II, LP | REITS and Finance | San Antonio | TX | $5,000,000 | $5,000,000 | 27 | Oct 9 | sec.gov |
| Summerville Hayes MHC Investors LLC | Residential | Wilmington | DE | $4,999,013 | $6,325,000 | 176 | Oct 9 | sec.gov |
| Otolith Sound, Inc. | Biotechnology | Washington | DC | $4,899,055 | $8,917,717 | 3 | Oct 9 | sec.gov |
| Alpha Cognition Inc. | Biotechnology | Vancouver | $4,545,000 | $11,143,857 | 22 | Oct 9 | sec.gov | |
| Bectas Therapeutics, Inc. | Biotechnology | Houston | TX | $4,150,000 | $10,000,000 | 11 | Oct 9 | sec.gov |
| Eduvue Inc. | Other Technology | Newark | DE | $3,939,334 | $4,000,000 | 19 | Oct 9 | sec.gov |
| Belleville Bancorp, Inc. (amended) | Commercial Banking | Belleville | IL | $2,790,000 | $5,000,000 | 101 | Oct 9 | sec.gov |
| Anduril Investors II LLC | Investing | Bethesda | MD | $2,337,500 | $5,000,000 | 49 | Oct 9 | sec.gov |
| IHC Partners, LLC | Hospitals and Physicians | Frisco | TX | $2,000,000 | $2,000,000 | 17 | Oct 9 | sec.gov |
| Wincast Corp. | Other | Brooklyn | NY | $2,000,000 | $3,500,000 | 3 | Oct 9 | sec.gov |
| Guardian Metal Resources PLC | Other | London | $1,846,116 | $3,086,582 | 6 | Oct 9 | sec.gov | |
| Connecty AI Corp | Other | San Francisco | CA | $1,749,996 | $1,749,996 | 11 | Oct 9 | sec.gov |
| YELLOW DOG HOME SERVICES LLC | Other | Brookline | MA | $1,749,969 | $1,749,969 | 17 | Oct 9 | sec.gov |
| DreamFi, LLC | Other Banking and Financial Services | Stamford | CT | $1,632,500 | $1,632,500 | 24 | Oct 9 | sec.gov |
| OrbitalRx, Inc. | Other Technology | Winston-Salem | NC | $1,408,880 | $1,500,000 | 18 | Oct 9 | sec.gov |
| Single Tree Apartments, LLC | Other Real Estate | Denver | CO | $1,320,000 | $1,320,000 | 31 | Oct 9 | sec.gov |
| Gameplan Media Ltd. | Other Technology | Bude | $975,000 | $975,000 | 3 | Oct 9 | sec.gov | |
| Gameplan Media Ltd. (amended) | Other Technology | Bude | $975,000 | $975,000 | 3 | Oct 9 | sec.gov | |
| 3036 Allapattah Investors LLC | Other Real Estate | Miami | FL | $900,000 | $3,500,000 | 4 | Oct 9 | sec.gov |
| Alderbuck Energy, Inc. | Other Energy | San Diego | CA | $750,000 | $2,000,000 | 1 | Oct 9 | sec.gov |
| THREE BULLS GEORGIA LEGEND FUND, LLC (amended) | Other Real Estate | Griffin | GA | $740,000 | $2,520,000 | 3 | Oct 9 | sec.gov |
| Brooke View Investors LLC | Residential | Wilmington | DE | $367,100 | $537,100 | 8 | Oct 9 | sec.gov |
| Fispoke Inc. | Other Technology | Wellesley | MA | $250,000 | $2,250,000 | 1 | Oct 9 | sec.gov |
| Goldgroup Mining Inc. | Other | Vancouver | $200,000 | $200,000 | 1 | Oct 9 | sec.gov | |
| MICROMEM TECHNOLOGIES INC | Other Technology | Toronto | $165,446 | $441,190 | 3 | Oct 9 | sec.gov | |
| INSTITUTIONAL DRILLING FUND I LP (amended) | Oil and Gas | Arlington | TX | $125,000 | $250,000,000 | 0 | Oct 9 | sec.gov |
| SIX FOUR HOSPITALITY FUND I, LLC (amended) | Commercial | Boca Raton | FL | $100,000 | $125,000,000 | 1 | Oct 9 | sec.gov |
| YERBAE BRANDS CORP. | Retailing | Scottsdale | AZ | $75,000 | $75,000 | 1 | Oct 9 | sec.gov |
| KIM Flower Priority Co-Investor LLC | Other | Los Angeles | CA | $62,500 | $62,500 | 125 | Oct 9 | sec.gov |
| Shoreline Bespoke Vehicles Inc. | Manufacturing | Santa Monica | CA | $29,983 | $2,000,000 | 7 | Oct 9 | sec.gov |
| U.S. Energy Private Capital II LP (amended) | Oil and Gas | Arlington | TX | $26,455 | $50,000,000 | 0 | Oct 9 | sec.gov |
| RS BioTherapeutics Inc. | Other Health Care | Cumberland | MD | $20,000 | $2,000,000 | 1 | Oct 9 | sec.gov |
| Hopkins Willow Creek III, LLC | Other Real Estate | Meridian | ID | $0 | $3,750,000 | 10 | Oct 9 | sec.gov |
| Siuslaw River Holdings, LLC | Commercial | Portland | OR | $0 | $5,000,000 | 0 | Oct 9 | sec.gov |
| CROWDFUNZ 620 LLC | Other Real Estate | New York | NY | $0 | $5,000,000 | 0 | Oct 9 | sec.gov |
| CROWDFUNZ 619 LLC | Other Real Estate | Long Island City | NY | $0 | $3,300,000 | 0 | Oct 9 | sec.gov |
| CROWDFUNZ 850 LLC | Other Real Estate | Newark | DE | $0 | $1,100,000 | 0 | Oct 9 | sec.gov |
| STABLEROCK CAPITAL FUND LLC | Commercial | Dover | DE | $0 | $10,000,000 | 0 | Oct 9 | sec.gov |
| LuxLiv Investments L.P. | Residential | Irvine | CA | $0 | $8,390,000 | 68 | Oct 9 | sec.gov |
| 2025 Airdrie Package LLC | Business Services | Woodland Hills | CA | $0 | $279,000 | 15 | Oct 9 | sec.gov |
| Prizery Lofts Group, LLC | Other Real Estate | Alexandria | VA | $0 | $850,000 | 0 | Oct 9 | sec.gov |
| Cordell Capital DVF LLC | Other Real Estate | North Charleston | SC | $0 | $50,000,000 | 0 | Oct 9 | sec.gov |
| Shield Fund II LLC | Other Real Estate | Carlsbad | CA | $0 | $50,000,000 | 0 | Oct 9 | sec.gov |
| Rodeo Capital LLC | Commercial | Littleton | CO | $0 | $20,000,000 | 0 | Oct 9 | sec.gov |
| MPC GA 2024 AHI ICF 2, LLC | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Oct 9 | sec.gov |
| 331 COMMERCIAL DISTRICT, LLC | Commercial | Destin | FL | $0 | $4,400,000 | 0 | Oct 9 | sec.gov |
| Future Capital Group Ltd | Investing | Denver | CO | $0 | Indefinite | 0 | Oct 9 | sec.gov |
| Alliance Abstract, LLC | Other Real Estate | Lancaster | PA | $0 | $50,000 | 0 | Oct 9 | sec.gov |
| TIH Management Aggregator, L.P. | Other | Charlotte | NC | $0 | Indefinite | 0 | Oct 9 | sec.gov |
| Deep Sea Logistics, Inc. | Business Services | Wilmington | DE | $0 | $50,000,000 | 0 | Oct 9 | sec.gov |
| Azure Printed Homes, Inc. | Construction | Gardena | CA | $0 | $2,000,000 | 0 | Oct 9 | sec.gov |
| TTIP Holdings, Inc. | Other | Hillsboro | OR | $0 | Indefinite | 1 | Oct 9 | sec.gov |
| Nano Magic Inc. | Manufacturing | Madison Heights | MI | $0 | Indefinite | 0 | Oct 9 | sec.gov |
October 10, 2024 · October 8, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.