Data / Form D filings / Week of Oct 7
Form D filings, week of October 7, 2024: 455 companies raised $7.02 billion
455 operating companies filed a Form D in the week of October 7, 2024, reporting $7.02 billion sold. Largest: INDURE Build-to-Core Fund, LLC ($1.42 billion), Sheridan Production Partners III-B, L.P. ($1.03 billion), Arbiter Partners QP, LP ($717 million). The median filing is $1.9 million, and 691 pooled investment funds also filed that week.
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- 455Form D filings
- $7.02 billionreported sold
- $1.9 millionmedian amount sold
- CAmost filings (66)
Most filings by state: CA 66, TX 60, IL 52, FL 28, NY 25. By industry: Other 79, Other Technology 74, Commercial 64, Other Real Estate 53.
By day: Oct 7 (94), Oct 8 (97), Oct 9 (75), Oct 10 (98), Oct 11 (91).
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| INDURE Build-to-Core Fund, LLC (amended) | Other Real Estate | Washington | DC | $1,418,856,114 | Indefinite | 54 | Oct 9 | sec.gov |
| Sheridan Production Partners III-B, L.P. (amended) | Oil and Gas | Houston | TX | $1,031,000,000 | $1,031,000,000 | 27 | Oct 7 | sec.gov |
| Arbiter Partners QP, LP (amended) | Investing | New York | NY | $717,000,000 | Indefinite | 204 | Oct 9 | sec.gov |
| Sheridan Production Partners III-A, L.P. (amended) | Oil and Gas | Houston | TX | $367,950,000 | $367,950,000 | 33 | Oct 7 | sec.gov |
| CMMTP-2, L.P. (amended) | Commercial | Los Angeles | CA | $258,358,648 | Indefinite | 663 | Oct 11 | sec.gov |
| BP Commercial Funding Trust II, Series SPL-XIV (amended) | Other Banking and Financial Services | New York | NY | $177,706,904 | Indefinite | 81 | Oct 11 | sec.gov |
| Merchants Capital Tax Credit Equity Fund 19, L.P. | Other Real Estate | Carmel | IN | $144,459,751 | $271,000,000 | 1 | Oct 9 | sec.gov |
| Driftwood Florida Space Coast Portfolio, LP | Commercial | Coral Gables | FL | $133,000,000 | $305,000,000 | 240 | Oct 11 | sec.gov |
| BAYSWATER NATURAL RESOURCES FUND V, LP | Oil and Gas | Denver | CO | $131,537,388 | $600,000,000 | 19 | Oct 8 | sec.gov |
| Nalu Medical, Inc. (amended) | Other Health Care | Carlsbad | CA | $115,059,232 | $115,059,232 | 29 | Oct 9 | sec.gov |
| Human Interest Inc. | Other | San Francisco | CA | $92,780,005 | $92,780,030 | 14 | Oct 8 | sec.gov |
| Harbinger Motors Inc. | Other Technology | Garden Grove | CA | $82,410,008 | $84,782,006 | 24 | Oct 10 | sec.gov |
| Sheridan Production Partners III-M, L.P. (amended) | Oil and Gas | Houston | TX | $80,330,000 | $80,330,000 | 45 | Oct 7 | sec.gov |
| EAGLE BANCORP INC | Commercial Banking | Bethesda | MD | $77,665,000 | $77,665,000 | 54 | Oct 9 | sec.gov |
| HERZER FINANCIAL MORTGAGE FUND, LLC (amended) | REITS and Finance | Sacramento | CA | $59,946,726 | $250,000,000 | 260 | Oct 10 | sec.gov |
| Humaneva, Inc. | Other | Raleigh | NC | $50,000,016 | $50,000,016 | 2 | Oct 10 | sec.gov |
| Singularity TopCo LLC | Other Technology | New York | NY | $44,999,999 | $53,402,500 | 7 | Oct 9 | sec.gov |
| SWVP FUND 24 B LLC | Other Real Estate | San Diego | CA | $44,920,000 | Indefinite | 51 | Oct 8 | sec.gov |
| JLLX Diversified VI, DST (amended) | Other Real Estate | Chicago | IL | $43,992,807 | $104,867,496 | 20 | Oct 10 | sec.gov |
| Evida Biosciences Inc. | Biotechnology | San Diego | CA | $42,000,000 | $42,000,000 | 26 | Oct 11 | sec.gov |
| Bonumose, Inc. (amended) | Other | Charlottesville | VA | $40,968,008 | $46,614,060 | 21 | Oct 10 | sec.gov |
| Pathfinder Multifamily Opportunity Fund IX, L.P. (amended) | Residential | La Jolla | CA | $40,622,100 | $40,622,100 | 190 | Oct 11 | sec.gov |
| Blue Owl Real Estate Exchange I DST (amended) | Other Real Estate | Chicago | IL | $40,248,302 | $92,717,391 | 28 | Oct 11 | sec.gov |
| Griffin Capital (Windsor Hill - North Charleston, SC) DST (amended) | Other Real Estate | El Segundo | CA | $40,021,278 | $45,074,236 | 90 | Oct 11 | sec.gov |
| SimpleDataLabs Inc | Other Technology | Palo Alto | CA | $38,799,983 | $46,999,984 | 11 | Oct 10 | sec.gov |
| Antiva Biosciences, Inc. (amended) | Biotechnology | Redwood City | CA | $38,535,985 | $52,999,990 | 21 | Oct 11 | sec.gov |
| NexPoint Storage V DST (amended) | Other Real Estate | Dallas | TX | $34,517,414 | $46,439,932 | 65 | Oct 9 | sec.gov |
| G.I. Windows, Inc. | Biotechnology | Westwood | MA | $34,136,664 | $44,999,994 | 29 | Oct 9 | sec.gov |
| CARBON REMOVAL CO., INC. | Other Technology | Houston | TX | $32,274,987 | $32,274,987 | 13 | Oct 8 | sec.gov |
| US LAUNDRY INVESTMENTS, LLC | Retailing | Snowmass Village | CO | $32,100,000 | $40,100,000 | 43 | Oct 7 | sec.gov |
| Blackbird Real Estate Partners III, L.P. (amended) | REITS and Finance | Chicago | IL | $31,850,000 | $200,000,000 | 21 | Oct 7 | sec.gov |
| Rivermark Medical, Inc. | Other Technology | Milwaukee | WI | $30,041,096 | $30,041,096 | 16 | Oct 11 | sec.gov |
| SURO CAPITAL CORP. (amended) | Investing | New York | NY | $30,000,000 | $30,000,000 | 1 | Oct 10 | sec.gov |
| SYNDEVRX INC | Biotechnology | Cambridge | MA | $29,354,820 | $29,354,820 | 13 | Oct 10 | sec.gov |
| JANUS HENDERSON GROUP PLC | Other Banking and Financial Services | London | $29,094,543 | $31,098,630 | 17 | Oct 8 | sec.gov | |
| CrossHarbor Housing Access Partners II LLC | Other Real Estate | Boston | MA | $28,300,000 | $150,000,000 | 20 | Oct 11 | sec.gov |
| Antares Nuclear, Inc. | Other Energy | Redondo Beach | CA | $27,529,968 | $27,529,968 | 10 | Oct 9 | sec.gov |
| Wild Air Multifamily Investors LLC | Other Real Estate | Carmel | IN | $26,724,000 | $26,724,000 | 71 | Oct 7 | sec.gov |
| IREX Industrial Portfolio I DST (amended) | Commercial | Dallas | TX | $26,384,915 | $36,881,720 | 46 | Oct 11 | sec.gov |
| Wilton Re Ltd. (amended) | Other | Halifax | $25,766,737 | Indefinite | 23 | Oct 11 | sec.gov | |
| NexPoint Small Bay II DST (amended) | Other Real Estate | Dallas | TX | $25,307,822 | $38,775,526 | 69 | Oct 9 | sec.gov |
| Ranger Software Group LLC | Business Services | Boston | MA | $25,000,000 | $25,000,000 | 9 | Oct 7 | sec.gov |
| Tabs Platform, Inc. | Other Technology | New York | NY | $24,999,988 | $24,999,988 | 15 | Oct 9 | sec.gov |
| Grant Investco, LLC | Other | Seattle | WA | $24,382,400 | $24,382,400 | 6 | Oct 7 | sec.gov |
| MG Muse Investments L.P. | Residential | San Diego | CA | $24,034,071 | $24,034,071 | 268 | Oct 11 | sec.gov |
| ALIGN VENTURES SPECIAL OPPORTUNITY SPV I, LLC | Investing | Miami | FL | $23,592,610 | $50,000,000 | 55 | Oct 10 | sec.gov |
| Alabama ONE Credit Union | Other Banking and Financial Services | Tuscaloosa | AL | $23,000,000 | $25,000,000 | 4 | Oct 11 | sec.gov |
| Monetary Metals Bond III LLC (amended) | Other | Scottsdale | AZ | $22,790,030 | $38,208,000 | 277 | Oct 7 | sec.gov |
| RGP Income Fund, LP (amended) | Oil and Gas | Dallas | TX | $21,915,602 | $50,000,000 | 204 | Oct 7 | sec.gov |
| Beyond Air, Inc. | Biotechnology | Garden City | NY | $20,600,000 | $20,600,000 | 15 | Oct 11 | sec.gov |
| Diversified Apartment Portfolio III Limited Partnership (amended) | Commercial | Southfield | MI | $20,000,000 | $20,000,000 | 122 | Oct 9 | sec.gov |
| MaraBio Systems Inc. | Biotechnology | Salt Lake City | UT | $19,058,971 | $28,958,242 | 25 | Oct 7 | sec.gov |
| Hello Cake, Inc. | Other | North Hollywood | CA | $18,586,931 | $18,586,931 | 8 | Oct 7 | sec.gov |
| LyGenesis Inc. (amended) | Biotechnology | Pittsburgh | PA | $17,764,699 | $20,000,000 | 17 | Oct 11 | sec.gov |
| Cresilon, Inc. | Biotechnology | Brooklyn | NY | $17,243,350 | $38,006,240 | 309 | Oct 8 | sec.gov |
| ALIGN VENTURES SPECIAL OPPORTUNITY SPV I, LLC | Investing | Miami | FL | $16,117,000 | $50,000,000 | 96 | Oct 10 | sec.gov |
| Chasm Advanced Materials, Inc. (amended) | Other Technology | Canton | MA | $15,267,168 | $15,267,168 | 7 | Oct 10 | sec.gov |
| MG Ladera Investments L.P. | Residential | San Diego | CA | $15,241,618 | $15,241,618 | 268 | Oct 10 | sec.gov |
| Avesha, Inc. (amended) | Other Technology | Chelmsford | MA | $15,158,328 | $15,158,328 | 15 | Oct 11 | sec.gov |
| Vantis Vascular, Inc. | Other | San Jose | CA | $14,338,798 | $22,199,202 | 114 | Oct 10 | sec.gov |
| Silicon Catalyst Venture Fund, LLC | Other | Redwood Shores | CA | $13,653,830 | $20,000,000 | 12 | Oct 10 | sec.gov |
| CytoTronics, Inc. | Other Technology | Boston | MA | $13,500,000 | $13,500,000 | 10 | Oct 11 | sec.gov |
| Basetwo Artificial Intelligence Inc. | Other Technology | Mississauga | $13,396,501 | $13,396,501 | 10 | Oct 7 | sec.gov | |
| Domain Huntsville Apartments, LP | Other Real Estate | Houston | TX | $13,385,722 | $13,385,722 | 6 | Oct 9 | sec.gov |
| TearSolutions, Inc. | Biotechnology | Charlottesville | VA | $12,709,989 | $14,025,198 | 80 | Oct 9 | sec.gov |
| 4012 GH, LLC | Commercial | Nashville | TN | $12,373,334 | $12,373,334 | 44 | Oct 8 | sec.gov |
| IRDB Holdings, Inc. | Other Technology | Conroe | TX | $12,039,188 | $50,000,000 | 13 | Oct 11 | sec.gov |
| Ecotrust Forests LLC (dba EFM Fund I) (amended) | Other Real Estate | Portland | OR | $12,000,000 | Indefinite | 20 | Oct 10 | sec.gov |
| RM Rose Hill Investors, LLC | Commercial | Los Angeles | CA | $11,070,000 | $14,000,000 | 83 | Oct 7 | sec.gov |
| BFXCOIN INC. | Investing | Denver | CO | $11,000,000 | Indefinite | 500 | Oct 10 | sec.gov |
| Leegen Venture LLC | Other | San Ramon | CA | $11,000,000 | Indefinite | 4 | Oct 10 | sec.gov |
| SKYX Platforms Corp. | Other Technology | Pompano Beach | FL | $11,000,000 | $11,000,000 | 17 | Oct 7 | sec.gov |
| Den Apartments LLC | Other Real Estate | Camden | NJ | $10,750,000 | $10,750,000 | 97 | Oct 10 | sec.gov |
| Oxla, Inc. | Other | Warsaw | $10,704,342 | $10,704,342 | 14 | Oct 7 | sec.gov | |
| Origin Starling, DST (amended) | Other Real Estate | Chicago | IL | $10,588,195 | $37,211,669 | 17 | Oct 8 | sec.gov |
| BeyondTrucks Inc. | Other | San Francisco | CA | $10,354,182 | $11,399,982 | 27 | Oct 7 | sec.gov |
| Oncocyte Corp | Biotechnology | Irvine | CA | $10,204,262 | $10,204,262 | 16 | Oct 8 | sec.gov |
| Highlight Holding Inc. | Other Technology | Irvine | CA | $10,124,987 | $10,124,987 | 14 | Oct 8 | sec.gov |
| J.P. Morgan Real Estate Income Trust, Inc. | REITS and Finance | New York | NY | $10,000,000 | $400,000,000 | 1 | Oct 10 | sec.gov |
| TCG Allen LP | Commercial | Boston | MA | $9,640,000 | $10,300,000 | 45 | Oct 11 | sec.gov |
| TA Fintech Inc. (amended) | Other Technology | Dover | DE | $9,353,803 | $50,000,000 | 94 | Oct 9 | sec.gov |
| OZE Taco Bell Coinvest II LLC | Investing | Florham Park | NJ | $9,280,000 | $10,000,000 | 53 | Oct 11 | sec.gov |
| Alta Fund I, LLC | Residential | Herber City | UT | $9,250,000 | $15,000,000 | 28 | Oct 8 | sec.gov |
| Mosaic IQ Holdings, Inc. | Business Services | New York | NY | $9,200,000 | $10,000,000 | 4 | Oct 8 | sec.gov |
| AgroSpheres, Inc. | Other Technology | Charlottesville | VA | $9,064,531 | $14,999,999 | 7 | Oct 9 | sec.gov |
| General Galactic Technologies Corp | Other Technology | El Segundo | CA | $8,981,932 | $8,981,932 | 13 | Oct 11 | sec.gov |
| Transformer TX Holdings, LLC | Hospitals and Physicians | Pearland | TX | $8,937,540 | $117,863,748 | 74 | Oct 8 | sec.gov |
| ALIGN VENTURES SPECIAL OPPORTUNITY SPV I, LLC | Investing | Miami | FL | $8,935,250 | $20,000,000 | 5 | Oct 10 | sec.gov |
| CR WESTPARK, LLC | Commercial | Dallas | TX | $8,900,000 | $8,900,000 | 50 | Oct 11 | sec.gov |
| ALL3D, Inc. | Other | San Francisco | CA | $8,840,643 | $8,990,643 | 28 | Oct 11 | sec.gov |
| Driver AI, Inc. | Other Technology | Austin | TX | $8,269,998 | $8,269,998 | 24 | Oct 8 | sec.gov |
| Revere Resources Holdings V LLC | Oil and Gas | Houston | TX | $7,850,000 | $7,850,000 | 12 | Oct 7 | sec.gov |
| Cerebelly Inc. | Other | Erie | CO | $7,621,940 | Indefinite | 18 | Oct 10 | sec.gov |
| Magic Internet Corp | Other Technology | Omaha | NE | $7,587,500 | $7,587,500 | 25 | Oct 9 | sec.gov |
| Tucky Lending, LP (amended) | Other Banking and Financial Services | Cumming | GA | $7,570,968 | $10,000,000 | 31 | Oct 11 | sec.gov |
| Nymbl Systems, Inc. | Other Technology | Dublin | OH | $7,500,000 | $9,500,000 | 8 | Oct 11 | sec.gov |
| Mantis Robotics Inc. | Other Technology | Pleasanton | CA | $7,318,618 | $10,818,618 | 4 | Oct 10 | sec.gov |
| Clene Inc. | Pharmaceuticals | Salt Lake City | UT | $7,310,060 | $7,310,060 | 13 | Oct 9 | sec.gov |
| Kingbird GX Holdings I a series of Orchard Aviation Holdings LLC (amended) | Investing | Dover | DE | $7,300,000 | $7,300,000 | 16 | Oct 10 | sec.gov |
| Amplifyer Bio, Inc. | Biotechnology | Lexington | MA | $7,078,494 | $7,078,494 | 12 | Oct 11 | sec.gov |
| Chasm Advanced Materials, Inc. (amended) | Other Technology | Canton | MA | $7,024,987 | $10,000,000 | 3 | Oct 10 | sec.gov |
| Hopkins Lakeport LLC (amended) | Commercial | Meridian | ID | $6,900,000 | $6,900,000 | 15 | Oct 8 | sec.gov |
| Harbor Sky Investors, LLC | Residential | Houston | TX | $6,845,000 | $7,737,602 | 14 | Oct 7 | sec.gov |
| Tele911, Inc. | Other Health Care | Pasadena | CA | $6,756,624 | $7,735,043 | 5 | Oct 8 | sec.gov |
| Cellibre, Inc. | Biotechnology | San Diego | CA | $6,707,314 | $23,215,672 | 31 | Oct 9 | sec.gov |
| Cogent Bancorp, Inc. (amended) | Commercial Banking | Orlando | FL | $6,564,500 | $10,000,000 | 76 | Oct 9 | sec.gov |
| GoodSam, P.B.C. | Other | Darien | CT | $6,482,524 | $8,871,195 | 41 | Oct 11 | sec.gov |
| ZENRG Services, Inc | Oil and Gas | Houston | TX | $6,462,636 | $11,162,632 | 18 | Oct 8 | sec.gov |
| Domain Huntsville Investors, LP | Other Real Estate | Houston | TX | $6,215,000 | $6,215,000 | 46 | Oct 9 | sec.gov |
| CloudZero Inc. | Other Technology | Boston | MA | $6,000,000 | $6,000,000 | 9 | Oct 11 | sec.gov |
| Loadsmith Holding Corp (amended) | Other | Denver | CO | $6,000,000 | $6,000,000 | 2 | Oct 8 | sec.gov |
| Microshare, Inc. | Other Technology | Philadelphia | PA | $5,864,310 | $11,000,000 | 30 | Oct 7 | sec.gov |
| Varco Texas Capital Fund, LLC | Other Real Estate | Brownsville | TX | $5,750,000 | $50,000,000 | 4 | Oct 10 | sec.gov |
| IncumbentFI, Inc. | Other Technology | Kansas City | MO | $5,639,687 | $7,139,687 | 4 | Oct 10 | sec.gov |
| HSC 3300 Main Coinvest, LLC | Commercial | Lakewood Ranch | FL | $5,340,000 | $26,913,136 | 8 | Oct 7 | sec.gov |
| TMPF LLC (amended) | Other Banking and Financial Services | Campbell | CA | $5,247,000 | $25,000,000 | 10 | Oct 10 | sec.gov |
| Border Bancshares, Inc. | Commercial Banking | Greenbush | MN | $5,151,561 | $5,151,561 | 23 | Oct 8 | sec.gov |
| Spencer Health Solutions, Inc. | Other Technology | Morrisville | NC | $5,137,970 | $7,500,000 | 6 | Oct 11 | sec.gov |
| ALIGN VENTURES SPECIAL OPPORTUNITY SPV I, LLC | Investing | Miami | FL | $5,095,200 | $10,000,000 | 65 | Oct 10 | sec.gov |
| Upkid, Inc. | Other Technology | Lehi | UT | $5,060,534 | $5,510,535 | 15 | Oct 10 | sec.gov |
| Fortius Metals, Inc. (amended) | Other | Lafayette | CO | $5,046,681 | $5,046,681 | 17 | Oct 9 | sec.gov |
| Baron Creek Fund II, LP | REITS and Finance | San Antonio | TX | $5,000,000 | $5,000,000 | 27 | Oct 9 | sec.gov |
| e-TeleQuote Insurance, Inc. | Insurance | Clearwater | FL | $5,000,000 | $5,000,000 | 1 | Oct 8 | sec.gov |
| UrgentPaws Holdco, LLC | Other | Frisco | TX | $5,000,000 | $5,000,000 | 25 | Oct 7 | sec.gov |
| Fieldpoint Private Holdings, Inc. | Commercial Banking | Greenwich | CT | $5,000,000 | Indefinite | 1 | Oct 7 | sec.gov |
| Summerville Hayes MHC Investors LLC | Residential | Wilmington | DE | $4,999,013 | $6,325,000 | 176 | Oct 9 | sec.gov |
| Otolith Sound, Inc. | Biotechnology | Washington | DC | $4,899,055 | $8,917,717 | 3 | Oct 9 | sec.gov |
| US American Exploration, Inc. (amended) | Other | Palmer | TX | $4,780,000 | $10,000,000 | 0 | Oct 7 | sec.gov |
| Alpha Cognition Inc. | Biotechnology | Vancouver | $4,545,000 | $11,143,857 | 22 | Oct 9 | sec.gov | |
| Bectas Therapeutics, Inc. | Biotechnology | Houston | TX | $4,150,000 | $10,000,000 | 11 | Oct 9 | sec.gov |
| Rivermark Medical, Inc. (amended) | Other Technology | Milwaukee | WI | $4,122,998 | $4,122,998 | 6 | Oct 11 | sec.gov |
| TIFIN Give Inc. (amended) | Other Technology | Boulder | CO | $4,115,224 | $8,000,000 | 20 | Oct 11 | sec.gov |
| Torch Therapeutics, Inc. | Biotechnology | Belmont | CA | $4,025,000 | $15,275,000 | 5 | Oct 8 | sec.gov |
| Eat Cook Joy Inc (amended) | Other | Austin | TX | $4,010,000 | $4,100,000 | 2 | Oct 10 | sec.gov |
| Invectys, Inc. | Biotechnology | Houston | TX | $4,000,000 | $4,000,000 | 6 | Oct 10 | sec.gov |
| AJV Magnolia, LLC | Residential | Herber City | UT | $4,000,000 | $6,000,000 | 15 | Oct 8 | sec.gov |
| Leegen Investment LLC | Other | San Ramon | CA | $4,000,000 | Indefinite | 4 | Oct 7 | sec.gov |
| Evertune Inc. | Other Technology | New York | NY | $3,999,992 | $4,000,000 | 16 | Oct 7 | sec.gov |
| Eduvue Inc. | Other Technology | Newark | DE | $3,939,334 | $4,000,000 | 19 | Oct 9 | sec.gov |
| Automated Fruit Scouting Inc. (amended) | Other Technology | Yakima | WA | $3,800,000 | $5,200,000 | 7 | Oct 11 | sec.gov |
| Thesys, Inc. (amended) | Other Technology | San Francisco | CA | $3,799,998 | $4,000,000 | 4 | Oct 8 | sec.gov |
| NOVIAN HEALTH INC. (amended) | Other Health Care | Chicago | IL | $3,775,000 | $10,000,000 | 21 | Oct 10 | sec.gov |
| Hopkins Palermo LLC (amended) | Other Real Estate | Meridian | ID | $3,700,000 | $3,700,000 | 14 | Oct 8 | sec.gov |
| Entheos Labs, Inc. | Other Health Care | Brookline | MA | $3,579,985 | $10,000,000 | 26 | Oct 10 | sec.gov |
| Morphoceuticals, Inc. | Biotechnology | Medford | MA | $3,500,000 | $5,500,000 | 1 | Oct 7 | sec.gov |
| JONES FINANCIAL COMPANIES LLLP | Other Banking and Financial Services | Des Peres | MO | $3,494,994 | $3,494,994 | 2 | Oct 10 | sec.gov |
| KPR UHills Investor LLC | Commercial | New York | NY | $3,350,000 | $3,350,000 | 16 | Oct 11 | sec.gov |
| EPAPT LLC | Residential | Austin | TX | $3,250,000 | $4,000,000 | 27 | Oct 11 | sec.gov |
| ALIGN VENTURES SPECIAL OPPORTUNITY SPV I, LLC | Investing | Miami | FL | $3,092,600 | $10,000,000 | 17 | Oct 10 | sec.gov |
| Vista 2407 Plaza, Ltd. | Commercial | Houston | TX | $3,016,000 | $3,016,000 | 0 | Oct 8 | sec.gov |
| Cerebelly Inc. | Other | Erie | CO | $3,000,000 | Indefinite | 1 | Oct 10 | sec.gov |
| SMITH MICRO SOFTWARE, INC. | Telecommunications | Pittsburgh | PA | $3,000,000 | $3,000,000 | 1 | Oct 10 | sec.gov |
| Sandbox Studios, Inc. | Other Technology | Los Angeles | CA | $3,000,000 | $15,000,000 | 1 | Oct 7 | sec.gov |
| Ventis Medical, Inc. | Other Health Care | Princeton | NJ | $2,999,996 | $4,000,000 | 1 | Oct 11 | sec.gov |
| Hopkins Eagle 660 LLC (amended) | Other Real Estate | Meridian | ID | $2,900,000 | $2,900,000 | 10 | Oct 8 | sec.gov |
| Bright Power, Inc. | Other Energy | New York | NY | $2,889,943 | Indefinite | 13 | Oct 10 | sec.gov |
| Belleville Bancorp, Inc. (amended) | Commercial Banking | Belleville | IL | $2,790,000 | $5,000,000 | 101 | Oct 9 | sec.gov |
| Recourse Biologics, Inc. | Biotechnology | Houston | TX | $2,786,350 | $4,300,000 | 14 | Oct 8 | sec.gov |
| Minneapolis MSA Senior Living Portfolio II DST | Residential | Oak Brook | IL | $2,601,833 | $56,029,735 | 3 | Oct 8 | sec.gov |
| 890 Capital LLC (amended) | REITS and Finance | Daniel Island | SC | $2,600,000 | $25,000,000 | 11 | Oct 11 | sec.gov |
| Tumoni, Inc. | Other Technology | New York | NY | $2,564,999 | $2,564,999 | 18 | Oct 11 | sec.gov |
| Weed Investment Group, Inc. | Commercial Banking | Cheyenne Wells | CO | $2,530,000 | $2,530,000 | 15 | Oct 8 | sec.gov |
| FLC 404 E Clark II Investor LLC | Residential | Champaign | IL | $2,520,000 | $3,180,452 | 16 | Oct 8 | sec.gov |
| ASCENDIA PHARMACEUTICALS, INC. | Pharmaceuticals | New Brunswick | NJ | $2,500,638 | $2,500,638 | 2 | Oct 11 | sec.gov |
| PRASITI HARLINGEN LLC | Commercial | Mckinney | TX | $2,500,000 | $3,000,000 | 28 | Oct 8 | sec.gov |
| efabless Corp | Other Technology | San Carlos | CA | $2,500,000 | $2,500,000 | 1 | Oct 8 | sec.gov |
| Lndmrk Torose 299 Alhambra LLC | Commercial | Miami | FL | $2,492,671 | $2,492,671 | 23 | Oct 10 | sec.gov |
| MIMG CCXL Dogwood, LLC | Commercial | Franktown | CO | $2,420,000 | $2,500,000 | 42 | Oct 7 | sec.gov |
| Hopkins Weaver Springs, LLC (amended) | Other Real Estate | Meridian | ID | $2,340,674 | $2,340,674 | 7 | Oct 8 | sec.gov |
| Anduril Investors II LLC | Investing | Bethesda | MD | $2,337,500 | $5,000,000 | 49 | Oct 9 | sec.gov |
| Light Street Investments LLC | Investing | Chicago | IL | $2,337,101 | $2,337,101 | 67 | Oct 7 | sec.gov |
| Hopkins Hern 5 LLC (amended) | Commercial | Meridian | ID | $2,333,942 | $2,333,942 | 10 | Oct 8 | sec.gov |
| Happy Cabbage Analytics, Inc. (amended) | Other | Denver | CO | $2,300,000 | $4,000,000 | 4 | Oct 8 | sec.gov |
| Blackfoot Crossing Fund, LLC | Manufacturing | Bozeman | MT | $2,250,000 | $5,000,000 | 6 | Oct 7 | sec.gov |
| Ascribe Bioscience Inc. | Agriculture | Ithaca | NY | $2,150,000 | $2,150,000 | 5 | Oct 7 | sec.gov |
| Connective Health, Inc. | Other Technology | Woburn | MA | $2,067,500 | $2,337,500 | 9 | Oct 10 | sec.gov |
| Light Street Investments LLC | Investing | Chicago | IL | $2,056,161 | $2,056,161 | 51 | Oct 7 | sec.gov |
| LeadBeam, Inc. | Other | Redwood City | CA | $2,025,001 | $2,025,001 | 5 | Oct 11 | sec.gov |
| Elm Tree Haddam Partners LLC | Other Real Estate | Old Saybrook | CT | $2,022,177 | $2,022,177 | 11 | Oct 8 | sec.gov |
| IHC Partners, LLC | Hospitals and Physicians | Frisco | TX | $2,000,000 | $2,000,000 | 17 | Oct 9 | sec.gov |
| Wincast Corp. | Other | Brooklyn | NY | $2,000,000 | $3,500,000 | 3 | Oct 9 | sec.gov |
| EISENHOWER FLAGSTAFF, LLC | Other | Boulder | CO | $2,000,000 | $2,000,000 | 6 | Oct 8 | sec.gov |
| ASMOne, Inc. | Other Technology | Rancho Cordova | CA | $1,984,999 | $2,485,001 | 1 | Oct 10 | sec.gov |
| Freedom Growth Fund LLC (amended) | Other Real Estate | Rogers | AR | $1,963,267 | $10,000,000 | 21 | Oct 7 | sec.gov |
| Enabled Play, Inc. | Other Technology | Wilmington | MA | $1,925,000 | $2,250,000 | 6 | Oct 11 | sec.gov |
| Black Swan Real Estate Fund IV LLC (amended) | Other | Rochester | MN | $1,910,000 | $20,000,000 | 22 | Oct 10 | sec.gov |
| BSH-Trinity Falls, LLC | Commercial | Sugar Land | TX | $1,890,000 | $1,890,000 | 13 | Oct 7 | sec.gov |
| Guardian Metal Resources PLC | Other | London | $1,846,116 | $3,086,582 | 6 | Oct 9 | sec.gov | |
| Pantheon BTC Fund I, LLC (amended) | Commercial | Sarasota | FL | $1,834,000 | $10,000,000 | 26 | Oct 11 | sec.gov |
| Flexxbotics, Inc. | Other Technology | Boston | MA | $1,784,825 | $2,000,000 | 37 | Oct 8 | sec.gov |
| Cytogel Pharma, LLC (amended) | Pharmaceuticals | Darien | CT | $1,763,884 | $2,193,276 | 18 | Oct 11 | sec.gov |
| Light Street Investments LLC | Investing | Chicago | IL | $1,757,535 | $1,757,535 | 44 | Oct 8 | sec.gov |
| Connecty AI Corp | Other | San Francisco | CA | $1,749,996 | $1,749,996 | 11 | Oct 9 | sec.gov |
| YELLOW DOG HOME SERVICES LLC | Other | Brookline | MA | $1,749,969 | $1,749,969 | 17 | Oct 9 | sec.gov |
| Warner Music Group Corp. | Other | New York | NY | $1,711,955 | Indefinite | 16 | Oct 11 | sec.gov |
| Texas Small Bay 85 Flex DST | Commercial | Torrance | CA | $1,671,500 | $15,374,450 | 5 | Oct 7 | sec.gov |
| CloudCapsule Inc. | Other | Denver | CO | $1,635,000 | $2,500,000 | 5 | Oct 7 | sec.gov |
| DreamFi, LLC | Other Banking and Financial Services | Stamford | CT | $1,632,500 | $1,632,500 | 24 | Oct 9 | sec.gov |
| BSH-Prestwick Hollow, LLC | Commercial | Sugar Land | TX | $1,615,000 | $1,615,000 | 14 | Oct 7 | sec.gov |
| MIMG CCXLII Union Cooper Hill Master, LLC | Commercial | Franktown | CO | $1,600,000 | $11,000,000 | 16 | Oct 10 | sec.gov |
| MFCI Fund II LLC | Commercial | Dallas | TX | $1,600,000 | $1,600,000 | 0 | Oct 10 | sec.gov |
| Simply Southern Properties XI LLC | Residential | Bluffton | SC | $1,600,000 | $1,600,000 | 4 | Oct 8 | sec.gov |
| LightManufacturing, Inc. | Manufacturing | Roseville | CA | $1,600,000 | $1,600,000 | 4 | Oct 7 | sec.gov |
| Light Street Investments LLC | Investing | Chicago | IL | $1,584,390 | $1,584,390 | 45 | Oct 8 | sec.gov |
| LE Ladera LLC | Residential | Roanoke | TX | $1,505,000 | $2,000,000 | 16 | Oct 11 | sec.gov |
| Coop Records Music Inc. | Other | Los Angeles | CA | $1,500,500 | Indefinite | 1 | Oct 8 | sec.gov |
| Code19 Racing, Inc. | Other Technology | Bloomington | IN | $1,500,000 | $1,500,000 | 1 | Oct 11 | sec.gov |
| RevOps Health, Inc. | Other Technology | Wellesley | MA | $1,500,000 | $1,600,000 | 16 | Oct 10 | sec.gov |
| MC Meadowbrook Investors LLC | Commercial | Sugar Land | TX | $1,500,000 | $5,000,000 | 1 | Oct 7 | sec.gov |
| TLCO Holdings Inc. | Manufacturing | Playa Del Rey | CA | $1,425,000 | $3,000,000 | 3 | Oct 7 | sec.gov |
| ALIGN VENTURES SPECIAL OPPORTUNITY SPV I, LLC | Investing | Miami | FL | $1,412,000 | $10,000,000 | 4 | Oct 10 | sec.gov |
| OrbitalRx, Inc. | Other Technology | Winston-Salem | NC | $1,408,880 | $1,500,000 | 18 | Oct 9 | sec.gov |
| Newcore Gold Ltd. | Other | Vancouver | $1,389,305 | $2,347,447 | 5 | Oct 11 | sec.gov | |
| Omnivers-AI, Inc. | Other Technology | Montvale | NJ | $1,375,000 | $2,000,000 | 3 | Oct 11 | sec.gov |
| 720 Osterman Owner, LLC | Other Real Estate | Northbrook | IL | $1,366,660 | $1,366,660 | 14 | Oct 11 | sec.gov |
| SHM Lightning Investors LLC | Telecommunications | Boston | MA | $1,336,300 | Indefinite | 14 | Oct 10 | sec.gov |
| Single Tree Apartments, LLC | Other Real Estate | Denver | CO | $1,320,000 | $1,320,000 | 31 | Oct 9 | sec.gov |
| Light Street Investments LLC | Investing | Chicago | IL | $1,293,847 | $1,293,847 | 39 | Oct 7 | sec.gov |
| FOCUS UNIVERSAL INC. | Other Technology | Ontario | CA | $1,290,000 | $2,000,000 | 5 | Oct 7 | sec.gov |
| Hopkins Bloomington LLC (amended) | Commercial | Meridian | ID | $1,253,678 | $1,253,678 | 3 | Oct 8 | sec.gov |
| Crown Republic Holdings, LLC | Restaurants | Cincinnati | OH | $1,250,000 | $3,750,000 | 3 | Oct 11 | sec.gov |
| NEH Investors LLC | Restaurants | West Palm Beach | FL | $1,250,000 | $2,000,000 | 17 | Oct 11 | sec.gov |
| Hopkins Filer Storage LLC (amended) | Commercial | Meridian | ID | $1,222,156 | $1,222,156 | 5 | Oct 8 | sec.gov |
| SMART SCAN MEDICAL IMAGING, LLC (amended) | Other Health Care | Northbrook | IL | $1,200,000 | Indefinite | 8 | Oct 7 | sec.gov |
| GF MO & CT INVESTMENTS, LLC | Other Banking and Financial Services | Memphis | TN | $1,199,127 | $3,400,000 | 10 | Oct 8 | sec.gov |
| Light Street Investments LLC | Investing | Chicago | IL | $1,154,842 | $1,154,842 | 33 | Oct 8 | sec.gov |
| Fidari, Inc. | Other Technology | Santa Fe | NM | $1,100,000 | $1,100,000 | 2 | Oct 8 | sec.gov |
| OptzzChain, Inc. (amended) | Other Technology | Los Angeles | CA | $1,096,386 | $2,050,000 | 17 | Oct 11 | sec.gov |
| Gi Property 89 LLC | Other Real Estate | Beverly Hills | CA | $1,091,520 | $1,091,520 | 32 | Oct 8 | sec.gov |
| Belenus Power Group, Inc. | Other Energy | Winnetka | IL | $1,075,000 | $3,000,000 | 2 | Oct 10 | sec.gov |
| Light Street Investments LLC | Investing | Chicago | IL | $1,052,950 | $1,052,950 | 26 | Oct 8 | sec.gov |
| Access Jackson LLC | Other Real Estate | Sheridan | WY | $1,050,000 | $1,700,000 | 11 | Oct 10 | sec.gov |
| Clifton Forge MHP, LLC (amended) | Commercial | Glen Allen | VA | $1,047,000 | $1,047,000 | 0 | Oct 7 | sec.gov |
| VALT Investor Group Inc. (amended) | Commercial Banking | Denver | CO | $1,035,000 | $7,500,000 | 4 | Oct 11 | sec.gov |
| Innovega Inc. (amended) | Other Technology | Bellevue | WA | $1,025,000 | $2,000,000 | 16 | Oct 11 | sec.gov |
| SKB-WBC, LLC | Other Real Estate | Portland | OR | $1,020,000 | $2,013,000 | 13 | Oct 8 | sec.gov |
| EDGEHILL 405 BROADWAY ALTO CAPITAL SPV A SERIES OF MASTER FUND I LLC | Other | Nashville | TN | $1,013,000 | $1,013,000 | 25 | Oct 7 | sec.gov |
| Eckard Energy Midcon, LLC | Oil and Gas | Allen | TX | $1,000,000 | Indefinite | 10 | Oct 10 | sec.gov |
| Doyle HCM Inc. | Other | Gahanna | OH | $1,000,000 | $5,000,000 | 1 | Oct 10 | sec.gov |
| AltitudeX Thrust Investors LLC | Other | Denver | CO | $1,000,000 | $1,000,000 | 8 | Oct 8 | sec.gov |
| Tangible Materials, Inc. | Other | San Francisco | CA | $1,000,000 | $3,500,000 | 1 | Oct 8 | sec.gov |
| RM Communities Distressed GP Fund, LLC | Commercial | Los Angeles | CA | $1,000,000 | $20,000,000 | 8 | Oct 7 | sec.gov |
| Gameplan Media Ltd. | Other Technology | Bude | $975,000 | $975,000 | 3 | Oct 9 | sec.gov | |
| Gameplan Media Ltd. (amended) | Other Technology | Bude | $975,000 | $975,000 | 3 | Oct 9 | sec.gov | |
| 3036 Allapattah Investors LLC | Other Real Estate | Miami | FL | $900,000 | $3,500,000 | 4 | Oct 9 | sec.gov |
| Hopkins Casseopeia LLC (amended) | Other Real Estate | Meridian | ID | $894,451 | $894,451 | 3 | Oct 8 | sec.gov |
| Reticulate Micro, Inc. | Other Technology | Palm Bay | FL | $850,000 | $1,000,000 | 26 | Oct 11 | sec.gov |
| BeatGig,LLC | Other Technology | Tampa | FL | $805,000 | $2,000,000 | 8 | Oct 10 | sec.gov |
| 1533 S Bronough St, LLC | Commercial | Orlando | FL | $800,000 | $800,000 | 0 | Oct 8 | sec.gov |
| Light Street Investments LLC | Investing | Chicago | IL | $784,500 | $784,500 | 16 | Oct 8 | sec.gov |
| Light Street Investments LLC | Investing | Chicago | IL | $774,815 | $774,815 | 23 | Oct 8 | sec.gov |
| Light Street Investments LLC | Investing | Chicago | IL | $774,500 | $774,500 | 19 | Oct 7 | sec.gov |
| StreamLayer Inc. | Other Technology | Chicago | IL | $756,000 | $3,000,000 | 8 | Oct 10 | sec.gov |
| Lattini, Inc. | Manufacturing | Rochester | NY | $750,000 | $750,000 | 2 | Oct 11 | sec.gov |
| Beverage Intelligence Group, LLC | Business Services | Aliso Viejo | CA | $750,000 | $750,000 | 1 | Oct 10 | sec.gov |
| Alderbuck Energy, Inc. | Other Energy | San Diego | CA | $750,000 | $2,000,000 | 1 | Oct 9 | sec.gov |
| THREE BULLS GEORGIA LEGEND FUND, LLC (amended) | Other Real Estate | Griffin | GA | $740,000 | $2,520,000 | 3 | Oct 9 | sec.gov |
| Luca Mining Corp. | Other | Vancouver | $734,999 | $734,999 | 2 | Oct 7 | sec.gov | |
| Claros Technologies, Inc. | Other | Saint Paul | MN | $700,000 | $700,000 | 1 | Oct 8 | sec.gov |
| Latin Metals Inc. | Other | Vancouver | $696,156 | $2,087,725 | 2 | Oct 7 | sec.gov | |
| Skytale Capital Fund I, LP | Investing | Dallas | TX | $681,980 | $5,000,000 | 11 | Oct 11 | sec.gov |
| Hopkins Bannock LLC (amended) | Commercial | Meridian | ID | $640,000 | $640,000 | 5 | Oct 8 | sec.gov |
| Light Street Investments LLC | Investing | Chicago | IL | $638,700 | $638,700 | 16 | Oct 8 | sec.gov |
| Oksana Health, LLC (amended) | Other | Smyrna | GA | $617,500 | $617,500 | 3 | Oct 10 | sec.gov |
| Augment Health, Inc. (amended) | Other Health Care | Nashville | TN | $605,000 | $2,000,000 | 7 | Oct 11 | sec.gov |
| Dore Copper Mining Corp. | Other | Toronto | $601,529 | $601,529 | 4 | Oct 11 | sec.gov | |
| Series Fund L, a series of UM Pre-IPO | Other | New York | NY | $577,500 | Indefinite | 7 | Oct 10 | sec.gov |
| Atlas American Properties LLC | Other Real Estate | Knoxville | TN | $575,000 | $4,700,000 | 1 | Oct 10 | sec.gov |
| Light Street Investments LLC | Investing | Chicago | IL | $574,625 | $574,625 | 13 | Oct 8 | sec.gov |
| Bedrock Succession, LLC | Other | Chicago | IL | $570,000 | $570,000 | 12 | Oct 7 | sec.gov |
| DCP Old West Steamboat, LLC | Commercial | Irving | TX | $550,000 | $4,250,000 | 10 | Oct 11 | sec.gov |
| Alto Capital Fund I, LLC - Kearny Jackson Series I | Other | Nashville | TN | $538,393 | $538,393 | 16 | Oct 7 | sec.gov |
| Clayton SB, LLC | Residential | Dallas | TX | $530,000 | $2,298,300 | 5 | Oct 8 | sec.gov |
| Light Street Investments LLC | Investing | Chicago | IL | $527,269 | $527,269 | 16 | Oct 7 | sec.gov |
| BW Augusta I, LLC | Commercial | Mt. Pleasant | SC | $525,000 | $5,100,000 | 3 | Oct 8 | sec.gov |
| National Diversified Fund 6, LLC (amended) | Commercial | Denver | CO | $505,000 | $20,000,000 | 7 | Oct 11 | sec.gov |
| Kua Ventures Ltd | Other | Abc Place, Westlands | $500,000 | $1,500,000 | 1 | Oct 11 | sec.gov | |
| Mommenpop Co. | Other | Napa | CA | $500,000 | $1,500,000 | 1 | Oct 10 | sec.gov |
| Golf View Apartments LLC | Residential | Friday Harbor | WA | $500,000 | $1,334,000 | 6 | Oct 8 | sec.gov |
| Hopkins Skyliner LLC (amended) | Commercial | Meridian | ID | $486,759 | $486,759 | 4 | Oct 8 | sec.gov |
| LCP Anchor Business Park LLC | Commercial | Denver | CO | $462,600 | $3,800,000 | 6 | Oct 7 | sec.gov |
| Hopkins Capital Fund, L.L.C. (amended) | Other Real Estate | Meridian | ID | $460,493 | $50,000,000 | 7 | Oct 8 | sec.gov |
| Light Street Investments LLC | Investing | Chicago | IL | $453,150 | $453,150 | 7 | Oct 7 | sec.gov |
| Brndts Corp. | Other | Miami | FL | $440,000 | $500,000 | 4 | Oct 8 | sec.gov |
| Intus Care Inc. (amended) | Other Health Care | Providence | RI | $438,011 | $438,011 | 5 | Oct 10 | sec.gov |
| WALL STREET BUSINESS ACADEMY HOLDINGS, INC. (amended) | Other | Miami | FL | $385,000 | Indefinite | 5 | Oct 10 | sec.gov |
| Exhale Home, LLC | Other Real Estate | Raleigh | NC | $375,000 | $1,000,000 | 3 | Oct 10 | sec.gov |
| Space 24 LLC | Lodging and Conventions | Huntsville | AL | $374,524 | $600,000 | 6 | Oct 7 | sec.gov |
| Brooke View Investors LLC | Residential | Wilmington | DE | $367,100 | $537,100 | 8 | Oct 9 | sec.gov |
| Syncrono Tech, Inc. | Other Technology | Houston | TX | $350,000 | $3,000,000 | 6 | Oct 11 | sec.gov |
| INSTITUTIONAL DRILLING FUND I LP (amended) | Oil and Gas | Arlington | TX | $325,000 | $250,000,000 | 0 | Oct 8 | sec.gov |
| Light Street Investments LLC | Investing | Chicago | IL | $316,000 | $316,000 | 11 | Oct 8 | sec.gov |
| Carroll Mechanical, Inc. | Other | Eldersburg | MD | $310,000 | $500,000 | 6 | Oct 10 | sec.gov |
| Nomad Inc. | Other Real Estate | King George | VA | $300,000 | $1,000,000 | 2 | Oct 11 | sec.gov |
| Occupi, Inc. | Other Technology | Birmingham | AL | $300,000 | Indefinite | 2 | Oct 11 | sec.gov |
| Light Street Investments LLC | Investing | Chicago | IL | $299,550 | $299,550 | 7 | Oct 8 | sec.gov |
| Light Street Investments LLC | Investing | Chicago | IL | $287,000 | $287,000 | 7 | Oct 8 | sec.gov |
| Magic Cactus Co Inc. | Other | Scottsdale | AZ | $275,000 | $275,000 | 5 | Oct 10 | sec.gov |
| Light Street Investments LLC | Investing | Chicago | IL | $269,850 | $269,850 | 10 | Oct 8 | sec.gov |
| Light Street Investments LLC | Investing | Chicago | IL | $261,500 | $261,500 | 9 | Oct 8 | sec.gov |
| Light Street Investments LLC | Investing | Chicago | IL | $254,980 | $254,980 | 9 | Oct 7 | sec.gov |
| TEMPUS EVERGREEN, INC. | Commercial | Little Rock | AR | $253,970 | $53,916,400 | 4 | Oct 8 | sec.gov |
| Scribl, Inc. | Other Technology | Pawtucket | RI | $250,000 | $1,000,000 | 5 | Oct 11 | sec.gov |
| Fispoke Inc. | Other Technology | Wellesley | MA | $250,000 | $2,250,000 | 1 | Oct 9 | sec.gov |
| Get Whys Inc. | Other Technology | Boise | ID | $250,000 | $250,000 | 1 | Oct 8 | sec.gov |
| CIRC Biosciences, Inc. | Biotechnology | Chicago | IL | $250,000 | $250,000 | 1 | Oct 7 | sec.gov |
| Light Street Investments LLC | Investing | Chicago | IL | $237,500 | $237,500 | 11 | Oct 7 | sec.gov |
| Light Street Investments LLC | Investing | Chicago | IL | $233,400 | $233,400 | 8 | Oct 7 | sec.gov |
| Light Street Investments LLC | Investing | Chicago | IL | $226,373 | $226,373 | 12 | Oct 7 | sec.gov |
| SURGICARE OF JACKSON, LTD. (amended) | Other Health Care | Jackson | MS | $220,840 | $552,100 | 1 | Oct 8 | sec.gov |
| Goldgroup Mining Inc. | Other | Vancouver | $200,000 | $200,000 | 1 | Oct 9 | sec.gov | |
| BetterUP, Inc. | Other Technology | Austin | TX | $189,900 | $189,900 | 35 | Oct 7 | sec.gov |
| SCAPE CARBON, INC. | Other Technology | Los Angeles | CA | $180,000 | $1,000,000 | 4 | Oct 11 | sec.gov |
| Northtown Fund, LLC (amended) | Commercial | Minneapolis | MN | $175,000 | $10,000,000 | 4 | Oct 10 | sec.gov |
| Qualzai Inc. | Other Technology | Loveland | OH | $175,000 | $500,000 | 8 | Oct 8 | sec.gov |
| Gaingels Journey Clinic 2024 LLC (amended) | Other | Burlington | VT | $173,887 | $173,887 | 13 | Oct 7 | sec.gov |
| MICROMEM TECHNOLOGIES INC | Other Technology | Toronto | $165,446 | $441,190 | 3 | Oct 9 | sec.gov | |
| Light Street Investments LLC | Investing | Chicago | IL | $162,350 | $162,350 | 11 | Oct 7 | sec.gov |
| Cupcakin Bake Shop, Inc. | Restaurants | Berkeley | CA | $150,000 | $350,000 | 1 | Oct 11 | sec.gov |
| Light Street Investments LLC | Investing | Chicago | IL | $131,750 | $131,750 | 7 | Oct 7 | sec.gov |
| Wiz National Tour LLC | Other | Columbia | MD | $130,000 | $6,000,000 | 1 | Oct 10 | sec.gov |
| South Sky Capital Equity Fund LLC | Other Real Estate | Dover | DE | $125,000 | Indefinite | 2 | Oct 10 | sec.gov |
| INSTITUTIONAL DRILLING FUND I LP (amended) | Oil and Gas | Arlington | TX | $125,000 | $250,000,000 | 0 | Oct 9 | sec.gov |
| Light Street Investments LLC | Investing | Chicago | IL | $115,550 | $115,550 | 4 | Oct 7 | sec.gov |
| Light Street Investments LLC | Investing | Chicago | IL | $113,500 | $113,500 | 6 | Oct 7 | sec.gov |
| Light Street Investments LLC | Investing | Chicago | IL | $108,800 | $108,800 | 5 | Oct 8 | sec.gov |
| Light Street Investments LLC | Investing | Chicago | IL | $106,000 | $106,000 | 7 | Oct 7 | sec.gov |
| Light Street Investments LLC | Investing | Chicago | IL | $104,550 | $104,550 | 5 | Oct 7 | sec.gov |
| SANTIAGO COPPER COUNTRY, A CALIFORNIA LIMITED PARTNERSHIP | Other | Orange | CA | $100,000 | $100,000 | 1 | Oct 11 | sec.gov |
| Shalehaven Partners 2024 LP | Oil and Gas | Dallas | TX | $100,000 | $30,000,000 | 1 | Oct 10 | sec.gov |
| Etherealize, Inc. (amended) | Other Technology | Austin | TX | $100,000 | $3,000,000 | 1 | Oct 10 | sec.gov |
| Etherealize, Inc. | Other Technology | Austin | TX | $100,000 | $3,000,000 | 1 | Oct 10 | sec.gov |
| Pickleball Brothers CT, LLC | Other | Deep River | CT | $100,000 | $980,000 | 1 | Oct 10 | sec.gov |
| SIX FOUR HOSPITALITY FUND I, LLC (amended) | Commercial | Boca Raton | FL | $100,000 | $125,000,000 | 1 | Oct 9 | sec.gov |
| Amba Brewing Marketing Inc. (amended) | Business Services | New York | NY | $100,000 | $200,000 | 6 | Oct 8 | sec.gov |
| Sonoro Gold Corp. | Other | West Vancouver | $100,000 | $100,000 | 1 | Oct 8 | sec.gov | |
| GenAI Embed Inc. | Other Technology | Wilton | CT | $100,000 | $1,000,000 | 2 | Oct 7 | sec.gov |
| Elements Holdco 1 Ltd (amended) | Other | St Helier | $99,000 | Indefinite | 8 | Oct 10 | sec.gov | |
| Light Street Investments LLC | Investing | Chicago | IL | $98,250 | $98,250 | 5 | Oct 7 | sec.gov |
| Light Street Investments LLC | Investing | Chicago | IL | $95,500 | $95,500 | 4 | Oct 8 | sec.gov |
| Light Street Investments LLC | Investing | Chicago | IL | $91,800 | $91,800 | 2 | Oct 7 | sec.gov |
| Liberia Organic Cocoa & Agricultural Co | Agriculture | Washington | DC | $90,000 | $150,000 | 8 | Oct 8 | sec.gov |
| Ministays Inc. | Other Real Estate | Minneaoplis | MN | $80,000 | $500,000 | 1 | Oct 8 | sec.gov |
| PolyN Technology, Inc. | Computers | Wilmington | DE | $79,550 | $12,000,000 | 3 | Oct 11 | sec.gov |
| SuperBuzz Inc. | Other | Tel Aviv | $77,978 | $207,942 | 1 | Oct 11 | sec.gov | |
| True Local Heroes Inc. | Other | Winchester | MA | $76,960 | $150,000 | 13 | Oct 11 | sec.gov |
| YERBAE BRANDS CORP. | Retailing | Scottsdale | AZ | $75,000 | $75,000 | 1 | Oct 9 | sec.gov |
| Light Street Investments LLC | Investing | Chicago | IL | $63,800 | $63,800 | 3 | Oct 7 | sec.gov |
| KIM Flower Priority Co-Investor LLC | Other | Los Angeles | CA | $62,500 | $62,500 | 125 | Oct 9 | sec.gov |
| Opulence AI, Inc. | Other Technology | White Bear Lake | MN | $56,500 | $1,500,000 | 0 | Oct 10 | sec.gov |
| Thames Valley Financial Inc. | Insurance | London | $55,147 | $55,147 | 2 | Oct 11 | sec.gov | |
| OVERSTONE ASSOCIATED Ltd (amended) | Other Technology | Richmond | $54,120 | $54,120 | 18 | Oct 8 | sec.gov | |
| FreeUp Storage Chattanooga Hixson Pike, LLC | Commercial | Golden | CO | $50,000 | $5,500,000 | 1 | Oct 11 | sec.gov |
| Familia Kitchen LLC | Other | Glenview | IL | $50,000 | Indefinite | 1 | Oct 10 | sec.gov |
| BanQu, Inc. | Other Technology | Minnetonka | MN | $50,000 | $500,000 | 1 | Oct 10 | sec.gov |
| 3D-18 LLC | Other | Litchfield | MN | $50,000 | $10,000,000 | 1 | Oct 8 | sec.gov |
| Erin Technologies, Inc. | Other Technology | Pittsburgh | PA | $50,000 | $50,000 | 1 | Oct 7 | sec.gov |
| Shoreline Bespoke Vehicles Inc. | Manufacturing | Santa Monica | CA | $29,983 | $2,000,000 | 7 | Oct 9 | sec.gov |
| Light Street Investments LLC | Investing | Chicago | IL | $26,500 | $26,500 | 1 | Oct 8 | sec.gov |
| U.S. Energy Private Capital II LP (amended) | Oil and Gas | Arlington | TX | $26,455 | $50,000,000 | 0 | Oct 9 | sec.gov |
| J.M. Joseph, Inc. | Other | Front Royal | VA | $25,000 | $5,000,000 | 0 | Oct 10 | sec.gov |
| INSTITUTIONAL DRILLING FUND I LP (amended) | Oil and Gas | Arlington | TX | $25,000 | $250,000,000 | 0 | Oct 10 | sec.gov |
| RS BioTherapeutics Inc. | Other Health Care | Cumberland | MD | $20,000 | $2,000,000 | 1 | Oct 9 | sec.gov |
| Light Street Investments LLC | Investing | Chicago | IL | $16,161 | $16,161 | 3 | Oct 8 | sec.gov |
| DAM Decoy Co | Manufacturing | Overland Park | KS | $15,000 | $800,000 | 1 | Oct 7 | sec.gov |
| GSP Resource Corp. | Other | Vancouver | $11,109 | $11,109 | 3 | Oct 8 | sec.gov | |
| Ironton Capital Short Term Fund II, LLC (amended) | Commercial | Denver | CO | $11,000 | $10,000,000 | 1 | Oct 11 | sec.gov |
| MT6 Media Productions LLC | Other Technology | Austin | TX | $10,000 | $100,000 | 1 | Oct 10 | sec.gov |
| Skeema Inc | Computers | Pittsburgh | PA | $570 | $570 | 3 | Oct 7 | sec.gov |
| CWS SABINA 2024, L.P. | Other Real Estate | Newport Beach | CA | $0 | $25,000,000 | 0 | Oct 11 | sec.gov |
| Charlie Global Productions Ltd Liability Co | Other | New York | NY | $0 | $2,700,000 | 0 | Oct 11 | sec.gov |
| Tribevest-LPC-Avondale Hills LLC | Commercial | Golden | CO | $0 | $500,000 | 0 | Oct 11 | sec.gov |
| South Broward Endoscopy, L.L.C. | Other Health Care | Cooper City | FL | $0 | $807,818 | 0 | Oct 11 | sec.gov |
| Belle Meadows Apartments LLC | Commercial | Lebanon | OH | $0 | $3,500,000 | 0 | Oct 11 | sec.gov |
| Bel Aire Industrial Turbine Fund LLC | Commercial | Zephyr Cove | NV | $0 | $1,500,000 | 0 | Oct 11 | sec.gov |
| Molecular Trait Evolution, Inc. | Other Technology | Lincoln | NE | $0 | $750,000 | 0 | Oct 11 | sec.gov |
| Now A Warning LLC | Other | New York | NY | $0 | $31,500,000 | 0 | Oct 11 | sec.gov |
| Palladino's Investors LLC | Restaurants | Dallas | TX | $0 | $16,000,000 | 0 | Oct 11 | sec.gov |
| Center Street Lending REIT, LLC | REITS and Finance | Irvine | CA | $0 | Indefinite | 0 | Oct 11 | sec.gov |
| Kids Who Flip, LLC (amended) | Commercial | Tampa | FL | $0 | $3,250,000 | 0 | Oct 11 | sec.gov |
| Kids Who Flip, LLC | Commercial | Tampa | FL | $0 | $3,250,000 | 0 | Oct 11 | sec.gov |
| Volition Hospitality, LLC | Commercial | Walden | CO | $0 | $2,750,000 | 0 | Oct 11 | sec.gov |
| Lisa Square Investments LLC | Commercial | Virginia Beach | VA | $0 | $2,700,000 | 0 | Oct 11 | sec.gov |
| Jianghe Runze Investment Co., LTD | Other | Shanghai | $0 | Indefinite | 200 | Oct 11 | sec.gov | |
| FIRST NATIONAL CORP OF ARDMORE INC | Commercial Banking | Ardmore | OK | $0 | $2,573,074 | 0 | Oct 11 | sec.gov |
| Ridgeview Heights Syndication LLC | Other | Deforest | WI | $0 | $6,000,000 | 0 | Oct 10 | sec.gov |
| Exp Eq-Aspen Private Credit Fund LLC | Commercial | Woodstock | GA | $0 | Indefinite | 0 | Oct 10 | sec.gov |
| Exp Eq BMG Northern Kentucky Fund LLC | Commercial | Woodstock | GA | $0 | $1,000,000 | 0 | Oct 10 | sec.gov |
| LBE International Aspen Industrial Bel Aire LLC | Commercial | Plantation | FL | $0 | $500,000 | 0 | Oct 10 | sec.gov |
| LBE International Aspen Industrial Bel Aire LLC | Commercial | Plantation | FL | $0 | $500,000 | 0 | Oct 10 | sec.gov |
| JA ShadowCreek LLC | Commercial | Houston | TX | $0 | $500,000 | 0 | Oct 10 | sec.gov |
| GoDaveyGo, LLC | Biotechnology | Long Beach | CA | $0 | $250,000 | 0 | Oct 10 | sec.gov |
| AkriVita, Inc. | Biotechnology | Rockville | MD | $0 | $1,200,000 | 0 | Oct 10 | sec.gov |
| MC P1 38, LLC (amended) | Residential | Weston | WI | $0 | $850,000 | 0 | Oct 10 | sec.gov |
| MC P1 38, LLC | Residential | Weston | WI | $0 | $850,000 | 0 | Oct 10 | sec.gov |
| Comforta International Corp | Manufacturing | Lewes | DE | $0 | $5,000,000 | 0 | Oct 10 | sec.gov |
| WillDom Global, LLC | Other Technology | Boca Raton | FL | $0 | Indefinite | 5 | Oct 10 | sec.gov |
| Community Impact Property Fund I, LLC | Commercial | Sheridan | WY | $0 | $10,000,000 | 0 | Oct 10 | sec.gov |
| St. Jerome Apartments, LLC | Residential | Beverly | MA | $0 | $600,000 | 9 | Oct 10 | sec.gov |
| Cardinal Holdings, LLC | Commercial | Bartlett | NH | $0 | $1,000,000 | 12 | Oct 10 | sec.gov |
| Arise Capital, LLC | Other Real Estate | Fort Worth | TX | $0 | Indefinite | 0 | Oct 10 | sec.gov |
| J.P. Morgan REIT (US Plan) LLC (amended) | REITS and Finance | New York | NY | $0 | Indefinite | 76 | Oct 10 | sec.gov |
| Iconic Holdings Topco L.P. | Other Technology | Needham | MA | $0 | Indefinite | 0 | Oct 10 | sec.gov |
| Nebraska Owner's Insurance Agency, Inc. | Other | Lincoln | NE | $0 | $20,000,000 | 0 | Oct 10 | sec.gov |
| CrescendoAI Inc. | Other Technology | San Francisco | CA | $0 | $15,000,000 | 1 | Oct 10 | sec.gov |
| SMITH MICRO SOFTWARE, INC. | Telecommunications | Pittsburgh | PA | $0 | Indefinite | 14 | Oct 10 | sec.gov |
| Hopkins Willow Creek III, LLC | Other Real Estate | Meridian | ID | $0 | $3,750,000 | 10 | Oct 9 | sec.gov |
| Siuslaw River Holdings, LLC | Commercial | Portland | OR | $0 | $5,000,000 | 0 | Oct 9 | sec.gov |
| CROWDFUNZ 620 LLC | Other Real Estate | New York | NY | $0 | $5,000,000 | 0 | Oct 9 | sec.gov |
| CROWDFUNZ 619 LLC | Other Real Estate | Long Island City | NY | $0 | $3,300,000 | 0 | Oct 9 | sec.gov |
| CROWDFUNZ 850 LLC | Other Real Estate | Newark | DE | $0 | $1,100,000 | 0 | Oct 9 | sec.gov |
| STABLEROCK CAPITAL FUND LLC | Commercial | Dover | DE | $0 | $10,000,000 | 0 | Oct 9 | sec.gov |
| LuxLiv Investments L.P. | Residential | Irvine | CA | $0 | $8,390,000 | 68 | Oct 9 | sec.gov |
| 2025 Airdrie Package LLC | Business Services | Woodland Hills | CA | $0 | $279,000 | 15 | Oct 9 | sec.gov |
| Prizery Lofts Group, LLC | Other Real Estate | Alexandria | VA | $0 | $850,000 | 0 | Oct 9 | sec.gov |
| Cordell Capital DVF LLC | Other Real Estate | North Charleston | SC | $0 | $50,000,000 | 0 | Oct 9 | sec.gov |
| Shield Fund II LLC | Other Real Estate | Carlsbad | CA | $0 | $50,000,000 | 0 | Oct 9 | sec.gov |
| Rodeo Capital LLC | Commercial | Littleton | CO | $0 | $20,000,000 | 0 | Oct 9 | sec.gov |
| MPC GA 2024 AHI ICF 2, LLC | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Oct 9 | sec.gov |
| 331 COMMERCIAL DISTRICT, LLC | Commercial | Destin | FL | $0 | $4,400,000 | 0 | Oct 9 | sec.gov |
| Future Capital Group Ltd | Investing | Denver | CO | $0 | Indefinite | 0 | Oct 9 | sec.gov |
| Alliance Abstract, LLC | Other Real Estate | Lancaster | PA | $0 | $50,000 | 0 | Oct 9 | sec.gov |
| TIH Management Aggregator, L.P. | Other | Charlotte | NC | $0 | Indefinite | 0 | Oct 9 | sec.gov |
| Deep Sea Logistics, Inc. | Business Services | Wilmington | DE | $0 | $50,000,000 | 0 | Oct 9 | sec.gov |
| Azure Printed Homes, Inc. | Construction | Gardena | CA | $0 | $2,000,000 | 0 | Oct 9 | sec.gov |
| TTIP Holdings, Inc. | Other | Hillsboro | OR | $0 | Indefinite | 1 | Oct 9 | sec.gov |
| Nano Magic Inc. | Manufacturing | Madison Heights | MI | $0 | Indefinite | 0 | Oct 9 | sec.gov |
| LEV 550 Stewart LLC | Other | Pepper Pike | OH | $0 | $2,000,000 | 0 | Oct 8 | sec.gov |
| GVD NorthPark, LLC | Commercial | Dallas | TX | $0 | $8,000,000 | 0 | Oct 8 | sec.gov |
| IRISH BEAR, LLC | Other | Bloomfield Hills | MI | $0 | $2,000,000 | 0 | Oct 8 | sec.gov |
| GeoLiv Edgewood Villas LLC | Commercial | Westlake Village | CA | $0 | $2,100,000 | 0 | Oct 8 | sec.gov |
| AVAYNE LLC (amended) | Manufacturing | Irvine | CA | $0 | $25,000,000 | 0 | Oct 8 | sec.gov |
| AVAYNE LLC (amended) | Manufacturing | Irvine | CA | $0 | $25,000,000 | 0 | Oct 8 | sec.gov |
| Union Court Apartments, LLC (amended) | Residential | Beverly | MA | $0 | $2,200,000 | 38 | Oct 8 | sec.gov |
| Koloni, Inc. | Other Technology | Des Moines | IA | $0 | $3,000,000 | 0 | Oct 8 | sec.gov |
| Legendary A-1 Bonds, LLC | Other Real Estate | Fargo | ND | $0 | $75,000,000 | 0 | Oct 8 | sec.gov |
| Olympus Institutional Access Fund, LLC (amended) | Other Real Estate | Fort Worth | TX | $0 | $20,000,000 | 0 | Oct 8 | sec.gov |
| MAENDELEO INVESTMENT FUND LLC | Commercial | Middletown | DE | $0 | $100,000,000 | 0 | Oct 7 | sec.gov |
| Wild Pine San Antonio, LLC | Other | Houston | TX | $0 | $3,600,000 | 0 | Oct 7 | sec.gov |
| PaySurge, Inc. | Other | Highland Park | IL | $0 | $1,000,000 | 0 | Oct 7 | sec.gov |
| Verti Commercial Real Estate LLC | Commercial | Columbus | OH | $0 | $2,500,000 | 0 | Oct 7 | sec.gov |
| RC 2 Executive Owner LLC | Commercial | Boston | MA | $0 | $5,500,000 | 0 | Oct 7 | sec.gov |
| MSF HOTELS, LLC | Lodging and Conventions | Watertown | SD | $0 | $6,500,000 | 0 | Oct 7 | sec.gov |
| Peachtree Credit Fund IV, LP | Other Real Estate | Atlanta | GA | $0 | $500,000,000 | 0 | Oct 7 | sec.gov |
| Premier Construction Management PROS Inc. | Construction | Anaheim | CA | $0 | Indefinite | 0 | Oct 7 | sec.gov |
| PlatinumCare Investors LLC | Commercial | Allen | TX | $0 | $2,200,000 | 0 | Oct 7 | sec.gov |
| 9801 N. 19th Ave., LLC | Commercial | Phoenix | AZ | $0 | $2,800,000 | 0 | Oct 7 | sec.gov |
| TEM Distressed Real Estate Fund LLC (amended) | Other | Anaheim | CA | $0 | $10,000,000 | 0 | Oct 7 | sec.gov |
| Olympus Institutional Access Fund, LLC (amended) | Other Real Estate | Fort Worth | TX | $0 | $20,000,000 | 0 | Oct 7 | sec.gov |
| Olympus Institutional Access Fund, LLC | Other Real Estate | Fort Worth | TX | $0 | $20,000,000 | 0 | Oct 7 | sec.gov |
| Olympus Institutional Access Fund, LLC (amended) | Other Real Estate | Fort Worth | TX | $0 | $20,000,000 | 0 | Oct 7 | sec.gov |
| Olympus Institutional Access Fund, LLC | Other Real Estate | Fort Worth | TX | $0 | $20,000,000 | 0 | Oct 7 | sec.gov |
| Orthoptera LLC | Business Services | Sheridan | WY | $0 | Indefinite | 0 | Oct 7 | sec.gov |
| SALT Insure Inc | Other | Grapevine | TX | $0 | $2,000,000 | 0 | Oct 7 | sec.gov |
| MHR Acquisitions, Inc. | Manufacturing | New York | NY | $0 | $2,300,000 | 0 | Oct 7 | sec.gov |
Week of Oct 14 · Week of Sep 30 · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.