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Data / Form D filings / Week of Sep 30

Form D filings, week of September 30, 2024: 369 companies raised $4.19 billion

369 operating companies filed a Form D in the week of September 30, 2024, reporting $4.19 billion sold. Largest: KoBold Metals Co ($491.5 million), Green Courte Real Estate Partners VI, LLC ($310.3 million), Phantom Parent, LP ($280.6 million). The median filing is $1.9 million, and 693 pooled investment funds also filed that week.

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

  • 369Form D filings
  • $4.19 billionreported sold
  • $1.9 millionmedian amount sold
  • TXmost filings (46)

Most filings by state: TX 46, CA 43, NY 35, FL 23, CO 17. By industry: Other 98, Other Technology 75, Other Real Estate 42, Commercial 40.

By day: Sep 30 (59), Oct 1 (77), Oct 2 (72), Oct 3 (87), Oct 4 (74).

Every company that filed, largest first

CompanyIndustryCityStateAmount soldOfferingInvestorsFiledFiling
KoBold Metals CoOtherBerkeleyCA$491,455,627$526,863,25738Oct 4sec.gov
Green Courte Real Estate Partners VI, LLC (amended)CommercialChicagoIL$310,250,000$600,000,0009Oct 1sec.gov
Phantom Parent, LPOtherNew YorkNY$280,593,914$280,593,91421Oct 4sec.gov
Mammoth Interactive LLCOther TechnologyFort LauderdaleFL$260,000,000$260,000,0002Sep 30sec.gov
Carlyle Tactical Private Credit FundInvestingNew YorkNY$200,000,000$200,000,00068Sep 30sec.gov
Aktis Oncology, Inc.BiotechnologyBostonMA$175,000,000$175,000,00039Oct 2sec.gov
RL Parent Holdings LLCRestaurantsOrlandoFL$165,194,611$183,194,61125Sep 30sec.gov
ARCTRUST III, Inc. (amended)REITS and FinanceCliftonNJ$125,653,385$180,000,000598Oct 4sec.gov
Sage Optimum Services LLC (amended)ResidentialSan Tan ValleyAZ$100,000,000$100,000,0001Oct 4sec.gov
Sage Optimum Services LLCResidentialChandlerAZ$100,000,000$100,000,0001Sep 30sec.gov
VIRTUOUS SOFTWARE, INC.Other TechnologyPhoenixAZ$95,000,000$95,000,0001Oct 4sec.gov
VINEBROOK HOMES TRUST, INC. (amended)REITS and FinanceDallasTX$90,300,090Indefinite4534Oct 1sec.gov
Supabase, Inc.Other TechnologyOcbc Centre$82,699,979$82,699,9797Oct 3sec.gov
NexPoint Semiconductor Manufacturing DST (amended)Other Real EstateDallasTX$61,115,557$136,944,633132Oct 4sec.gov
TA Fintech Inc. (amended)Other TechnologyDoverDE$60,096,012$65,000,000554Oct 3sec.gov
VINEBROOK HOMES OPERATING PARTNERSHIP, L.P. (amended)REITS and FinanceDallasTX$58,703,513Indefinite27Oct 1sec.gov
Quality Brand Group LLCRestaurantsStamfordCT$45,737,975$56,664,3125Sep 30sec.gov
VINEBROOK HOMES TRUST, INC. (amended)REITS and FinanceDallasTX$45,345,066Indefinite25Oct 1sec.gov
ACP Ulysses Holdings, Inc. (amended)OtherNew YorkNY$43,343,301Indefinite30Oct 3sec.gov
Arda Therapeutics, Inc.BiotechnologySan CarlosCA$43,303,366$43,438,36217Oct 2sec.gov
Pickle Robot Co (amended)Other TechnologyCambridgeMA$42,000,000$42,000,0007Oct 2sec.gov
BackOffice.co, Inc.Other TechnologyBoca RatonFL$39,999,997$39,999,9973Oct 2sec.gov
ShiraTronics, IncBiotechnologyBrooklyn ParkMN$37,396,117$66,008,86730Sep 30sec.gov
Arlo Financial Holdings, Inc.Commercial BankingSpringfieldMO$36,816,640$40,000,000327Oct 2sec.gov
Centaur Health Holdings, Inc. (amended)Other Health CareMiddletonWI$35,478,333$50,000,00147Oct 4sec.gov
JLLX Diversified VI, DST (amended)Other Real EstateChicagoIL$34,998,883$104,867,49614Oct 3sec.gov
Radiant Biotherapeutics Inc.BiotechnologyMontreal Qc$34,299,986$34,299,9867Oct 1sec.gov
2nd & Adams MC LLCOther Real EstateDenverCO$33,440,544$33,440,54429Oct 3sec.gov
Campfire Interactive, Inc.Other TechnologyAnn ArborMI$32,829,319$32,829,3191Oct 1sec.gov
Ventyx Biosciences, Inc.OtherSan DiegoCA$26,999,940$26,999,9401Sep 30sec.gov
Clarity Cosmetics Inc.OtherBethesdaMD$26,995,388$28,245,36828Oct 4sec.gov
IceCap Real Estate Debt Fund III, LLC (amended)Other Real EstateNew YorkNY$26,382,951$100,000,00072Sep 30sec.gov
MetOx International, Inc.OtherHoustonTX$24,999,925$35,000,00020Oct 1sec.gov
SPEP MSP Buyer, LLCOtherJacksonville Beach,FL$21,716,972$21,716,97211Sep 30sec.gov
Rockville District Partners Holding LLCCommercialBethesdaMD$20,425,000$20,425,00026Sep 30sec.gov
MGT PARTNERS INC.OtherGreenwood VillageCO$20,000,000$20,000,00011Oct 4sec.gov
Diversified Apartment Portfolio III Limited PartnershipCommercialSouthfieldMI$20,000,000$20,000,000122Oct 4sec.gov
Firestorm Labs, Inc.Other TechnologySan DiegoCA$20,000,000$25,000,00033Oct 4sec.gov
ChargeItSpot, LLC (amended)Other TechnologyPhiladelphiaPA$19,820,723$25,000,00050Oct 3sec.gov
VINEBROOK HOMES OPERATING PARTNERSHIP, L.P. (amended)REITS and FinanceDallasTX$19,801,009Indefinite29Oct 1sec.gov
Texas Strategic Growth Fund, L.P. (amended)Other Real EstateDallasTX$17,365,000$100,000,000144Oct 2sec.gov
Harmonic Security, Inc.OtherSan FranciscoCA$17,214,679$17,214,6798Oct 2sec.gov
LIGHTSPEED COIN EX INCInvestingSpokaneWA$15,000,000Indefinite900Oct 4sec.gov
Hyalex Orthopaedics, Inc.Other Health CareLexingtonMA$14,874,761$18,124,7617Oct 2sec.gov
JLLX Chandler Distribution Center, DSTOther Real EstateChicagoIL$13,681,000$55,922,1205Oct 1sec.gov
OPACITY LABS, INC.Other TechnologyNew YorkNY$13,317,000$13,830,00048Oct 2sec.gov
FC River District 14 JV, LLCCommercialBoynton BeachFL$13,281,791$77,805,7083Oct 2sec.gov
Cruisebound, Inc.Other TravelNew YorkNY$13,002,552$13,037,10633Oct 2sec.gov
Dashverse Corp.Other TechnologyJersey CityNJ$12,816,695$12,816,6953Oct 2sec.gov
Westmont Apartment Holdings, LLCOther Real EstateCarmelIN$12,800,000$12,800,000121Oct 3sec.gov
AEI NET LEASE PORTFOLIO 23 DST (amended)CommercialSt. PaulMN$12,754,418$25,100,00030Oct 3sec.gov
AJA 401 LLCOther Real EstateCaryNC$12,653,500$14,500,000116Sep 30sec.gov
Elevation Bridge, LLCRetailingKansas CityMO$12,000,000$12,000,0007Oct 3sec.gov
JLLX Woodside Trumbull Apartments, DSTOther Real EstateChicagoIL$11,912,444$48,693,0155Oct 1sec.gov
Ironlight Group Inc. (amended)Other TechnologyMount VernonNY$11,755,001$29,999,99746Oct 3sec.gov
OVERVIEW ENERGY, INC. (amended)OtherAshburnVA$11,665,517$11,665,51714Oct 1sec.gov
Greenway Project Holdings, LLCResidentialMononaWI$11,500,000$11,500,00092Sep 30sec.gov
Case Status, Inc.Other TechnologyNorth CharlestonSC$11,399,999$11,399,99911Oct 3sec.gov
Safire Technology Group, Inc.Other TechnologyTysonsVA$10,908,571$12,408,54733Oct 3sec.gov
Banzai International, Inc.Other TechnologyBainbridge IslandWA$10,789,223$10,789,2238Oct 2sec.gov
Kiwi Technologies Inc.Other TechnologyWoburnMA$10,744,448$20,000,00014Oct 3sec.gov
GFG Venado, LLC (amended)Other Real EstateMiamiFL$10,600,000Indefinite9Sep 30sec.gov
MREF II, LLCInvestingCoral GablesFL$10,500,000$10,500,00012Oct 3sec.gov
Southern Land Capital Fund, LLC (amended)Other Real EstateBooneNC$10,482,518$25,000,00065Oct 3sec.gov
Looma Project, Inc.Other TechnologyDurhamNC$10,058,142$10,058,14250Oct 3sec.gov
HSC 3300 Main Coinvestment Owner I, LLCOther Real EstateLakewood RanchFL$10,000,000$10,000,0001Oct 4sec.gov
Elevation Bridge 3, LLCRetailingNorth Kansas CityMO$10,000,000$10,000,00021Oct 3sec.gov
Allstacks, Inc.Other TechnologyRaleighNC$9,999,972$9,999,97219Oct 3sec.gov
PicassoMD, Inc.Other TechnologyBethesdaMD$9,403,514$10,573,51424Oct 2sec.gov
NRE Carrollton Investors, LLCResidentialBeverly HillsCA$9,100,000$36,000,00015Oct 2sec.gov
WF Fortenberry Road Apartments, LLCCommercialRaleighNC$8,792,558$8,792,5584Oct 1sec.gov
DoveHill Opportunity Fund 2, LLCLodging and ConventionsFort LauderdaleFL$7,550,000$50,000,00014Oct 4sec.gov
GMI-CS 205, LP (amended)Other Real EstateWestlakeTX$7,047,000$11,687,70742Oct 3sec.gov
Cannect Gardens, LLC DBA Cannect WellnessAgricultureFranklin ParkIL$7,000,000$7,000,0001Oct 3sec.gov
OneSkin, Inc.BiotechnologySan FranciscoCA$6,999,929$6,999,92911Oct 3sec.gov
Latii Inc.OtherBrooklynNY$6,724,995$6,729,99523Sep 30sec.gov
RIIG Technology, Inc.Other TechnologyAftonVA$6,696,990$6,696,99030Oct 4sec.gov
RCG Harvest 3 LLCOther Real EstateAustinTX$6,690,369$6,690,36935Oct 4sec.gov
Hephae Energy Technology CorpOther TechnologySpringTX$6,345,377$7,379,0385Oct 3sec.gov
Arizona Gold & Silver Inc.OtherVancouver$6,242,996$6,242,99672Oct 3sec.gov
Cascade Investco, LLCOtherSeattleWA$5,950,000$5,950,0006Oct 1sec.gov
Dallas SH380 Investment LLCCommercialAustinTX$5,840,000$6,000,00079Oct 2sec.gov
Brother Justus Whiskey Co. (amended)ManufacturingMinneapolisMN$5,675,000$6,000,00049Oct 1sec.gov
Navflex Inc.OtherThortonCO$5,550,000$15,000,0006Sep 30sec.gov
Fraym, Inc.Other TechnologyArlingtonVA$5,465,159$10,000,00021Oct 1sec.gov
Laxmi Therapeutic Devices, Inc. (amended)OtherGoletaCA$5,333,333$7,500,0003Oct 1sec.gov
EMIT IMAGING, INC.BiotechnologySouth BostonMA$5,324,460$6,174,46016Oct 4sec.gov
Balcony Technology Group, Inc. (amended)OtherHobokenNJ$5,305,575Indefinite33Oct 4sec.gov
Sentonix, Inc.PharmaceuticalsArlingtonMA$5,205,590$5,500,00010Oct 3sec.gov
MWR TopCo, LLCOtherCarmelIN$5,116,728$5,116,72810Oct 2sec.gov
cultivate(MD) Capital Opportunity Fund, L.P. (amended)InvestingGrand RapidsMI$5,075,750$25,000,00039Oct 4sec.gov
SOLAREN CORP (amended)Other EnergyManhattan BeachCA$5,004,000$5,004,000109Oct 3sec.gov
All Flex Solutions, Inc.OtherNorthfieldMN$5,000,000Indefinite1Oct 3sec.gov
Berkeley Compute, Inc.Other TechnologyBerkeleyCA$5,000,000$5,000,0001Sep 30sec.gov
Reprieve Cardiovascular, Inc.Other Health CareMilfordMA$4,999,999$4,999,9998Oct 2sec.gov
Thoroughcare, Inc.Other TechnologyPittsburghPA$4,999,990$4,999,9983Oct 2sec.gov
Banzai International, Inc.Other TechnologyBainbridge IslandWA$4,998,825$4,998,8251Oct 2sec.gov
Sylmar Studios, LLCOtherSylmarCA$4,872,398$7,500,0002Oct 2sec.gov
Sylmar Studios QOF III, LLCOtherDallasTX$4,872,398$7,500,00011Oct 1sec.gov
Lakeshore IRF Holdings, LLC (amended)Other Real EstateDallasTX$4,835,000$8,680,23778Oct 2sec.gov
US American Exploration, Inc.OtherPalmerTX$4,780,000$10,000,0000Oct 4sec.gov
Citcon LtdOtherSanta ClaraCA$4,770,000$4,770,0007Oct 4sec.gov
Origin Starling, DST (amended)Other Real EstateChicagoIL$4,508,777$37,211,6695Oct 3sec.gov
Origin Starling, DSTOther Real EstateChicagoIL$4,508,777$37,211,6695Oct 2sec.gov
RCC 973 LLCOther Real EstateAustinTX$4,275,000$4,275,00010Oct 4sec.gov
TTCP Executive Fund - PYX, LLCInvestingBloomingtonMN$4,267,500$4,267,50036Oct 3sec.gov
Martin Harris UK Tour Ltd Liability Co (amended)OtherNew YorkNY$4,247,399$4,600,00052Oct 4sec.gov
PWD Aslan Investment Fund IIOther Real EstateIrvineCA$4,170,000$4,600,00024Oct 3sec.gov
Day 4 Night Studios Inc.OtherHermosa BeachCA$4,000,000$4,000,0002Oct 1sec.gov
Castle Pay, Inc.Other TechnologyHudsonNY$4,000,000$4,000,00010Oct 1sec.gov
FORABYA, LLC (amended)Other Banking and Financial ServicesClearwaterFL$4,000,000$11,500,00015Sep 30sec.gov
Creative Planning Employee Investment, LLCInvestingOverland ParkKS$3,750,000$3,750,0002Oct 2sec.gov
Creative Planning Employee Investment, LLCInvestingOverland ParkKS$3,750,000$3,750,0002Oct 2sec.gov
Balance Ophthalmics, Inc.Other Health CareSioux FallsSD$3,699,964$3,700,00029Oct 4sec.gov
Vive SP Evelyn Glenn, LLC (amended)CommercialHuntersvilleNC$3,500,000$3,500,0000Oct 3sec.gov
Vive SP Evelyn Glenn, LLCCommercialHuntersvilleNC$3,500,000$3,500,0000Oct 2sec.gov
Fairway America, LLC (amended)InvestingPortlandOR$3,478,233$10,000,00020Oct 2sec.gov
Q Tower LLCOther Real EstateAustinTX$3,425,000$4,500,00026Oct 2sec.gov
MOXIE APPAREL INC.OtherAllstonMA$3,172,267$4,067,43253Sep 30sec.gov
Avibra, Inc.Other TechnologyIselinNJ$3,159,994$3,159,9946Oct 3sec.gov
Lakeshore IRF Holdings, LLC (amended)Other Real EstateDallasTX$3,150,000$8,680,23744Oct 2sec.gov
Oklahoma Angel Fund III, LPInvestingOklahoma CityOK$3,100,000$10,000,0009Sep 30sec.gov
Fairhaven Court Investors LLCResidentialChicagoIL$3,055,000$4,225,00038Oct 4sec.gov
Axtra3D Inc.OtherCharlotteNC$2,947,494$4,500,0002Oct 1sec.gov
701 Fox Hill Investor LLCResidentialChampaignIL$2,850,000$3,000,00018Oct 1sec.gov
Givzey, Inc.Other TechnologyNewtonMA$2,700,000$2,800,00036Oct 3sec.gov
Nuvau Minerals CorpOtherThunder Bay$2,689,054$2,689,05431Oct 3sec.gov
Statt, Inc.Other TechnologySilver SpringMD$2,625,000$2,625,00012Oct 1sec.gov
Optimize Mind Performance, Inc. (amended)OtherNew YorkNY$2,563,641Indefinite47Oct 3sec.gov
Russell Apartment Fund, LLCCommercialRexburgID$2,550,000$2,700,0009Oct 1sec.gov
DEEPLOOK, INC.Other TechnologyNew HavenCT$2,515,201$6,880,20326Sep 30sec.gov
NEW ORLEANS BEVERAGE GROUP, LLC (amended)ManufacturingNew OrleansLA$2,500,000$2,500,0009Oct 3sec.gov
Macro Oceans Inc.ManufacturingSan FranciscoCA$2,500,000$4,000,00010Sep 30sec.gov
SMK Bridgepoint LLCCommercialBendOR$2,446,500$5,000,00026Sep 30sec.gov
WWC LXX US Investor2, LP (amended)ResidentialPhoenixAZ$2,428,256$4,015,000114Sep 30sec.gov
VSEE HEALTH, INC.OtherBoca RatonFL$2,371,222$4,037,8891Oct 4sec.gov
Pastel Health Inc.ComputersSan FranciscoCA$2,338,000$3,000,00021Oct 1sec.gov
MIMG CCXLI Oaks at Bentonshire, LLCCommercialFranktownCO$2,173,500$3,650,00037Oct 2sec.gov
Bogtrotter Enterprises, LLCOtherPittsburghPA$2,161,000$2,250,00026Oct 4sec.gov
Flathead Capital Lenders II, LLCREITS and FinanceIssaquahWA$2,150,000$2,150,0007Oct 3sec.gov
Cognius, Inc.Other TechnologyCambridgeMA$2,125,285$2,125,2852Oct 1sec.gov
CellVax Therapeutics, Inc.OtherMiamiFL$2,084,999$4,999,9971Oct 4sec.gov
Hard Truth Investments, LLCOtherCincinnatiOH$2,074,957$23,000,0009Oct 2sec.gov
Janus Health Technologies, Inc.OtherNaplesFL$2,049,997$10,000,0006Oct 4sec.gov
Exos Aerospace Systems & Technologies, Inc. (amended)OtherGreenvilleTX$2,047,196$2,047,19695Sep 30sec.gov
Holy Post CoOther TechnologyWheatonIL$2,000,000$2,000,00014Oct 3sec.gov
Human Computer Game CorpOther TechnologyWindsorCA$2,000,000$3,000,0001Oct 1sec.gov
Evermore Technologies Inc.Other TechnologyPrincetonNJ$1,995,000$3,500,0007Oct 3sec.gov
LOOPTWORKS, INC (amended)ManufacturingPortlandOR$1,875,000$3,000,0004Oct 1sec.gov
NINE COUNTY BRANDS, INC. (amended)OtherSan MateoCA$1,855,000$3,000,00018Oct 1sec.gov
ATCAP Fund III, LPCommercialDallasTX$1,850,000$100,000,0006Oct 4sec.gov
Vequity Technologies, LLCInvestingDenverCO$1,780,001$1,780,00114Oct 3sec.gov
Bloodhound Tracking Device, Inc (amended)Other TechnologyWebsterTX$1,780,000Indefinite1Oct 2sec.gov
Synedgen, Inc.PharmaceuticalsClaremontCA$1,750,000$2,000,0004Oct 1sec.gov
Akari Brands Inc. (amended)OtherBrooklynNY$1,750,000$1,750,0007Sep 30sec.gov
American Giant, Inc.RetailingSan FranciscoCA$1,700,000$2,300,0004Oct 1sec.gov
Intellectible, Inc.ComputersAustinTX$1,697,775$1,697,7759Oct 4sec.gov
Origin Endoscopy Inc. (amended)BiotechnologyEnglewoodCO$1,590,329$1,590,3293Oct 3sec.gov
ACES Diagnostics, Inc.OtherParadise ValleyAZ$1,550,000$3,000,0008Oct 3sec.gov
YOURSPACE STARMOUNT HOLDINGS, LLC (amended)Lodging and ConventionsVirginia BeachVA$1,543,991$6,300,0009Sep 30sec.gov
SocialCrowd, Inc.Other TechnologyIrvineCA$1,505,000$1,505,00011Oct 3sec.gov
Full Bloom Memory Care, LLCOther Health CareNorfolkVA$1,500,000$1,500,0003Oct 3sec.gov
Arc Endosurgery Inc.BiotechnologyEnglewoodCO$1,470,000$1,500,0007Oct 3sec.gov
ReactWise Inc.Other TechnologyLondon$1,423,000$1,800,0006Oct 4sec.gov
SI TOWER PLACE MF, LPInvestingDallasTX$1,417,521$1,417,52127Oct 4sec.gov
Vine - New Ulm, LPOther Real EstateNew UlmTX$1,375,000$1,675,00020Oct 3sec.gov
RCE Technologies, Inc. (amended)BiotechnologyCarlsbadCA$1,297,000$2,000,00025Sep 30sec.gov
SmartCapital Ventures, LLCCommercialColorado SpringsCO$1,250,000$1,250,0000Oct 4sec.gov
CERO THERAPEUTICS HOLDINGS, INC.PharmaceuticalsSouth San FranciscoCA$1,250,000$1,250,00013Oct 4sec.gov
22nd Century Group, Inc.BiotechnologyMocksvilleNC$1,200,000$1,200,0007Oct 4sec.gov
Cursive Solutions, Inc.OtherMasonOH$1,197,000$3,125,0008Oct 1sec.gov
AfterSchool HQ Inc.Other TechnologyFishersIN$1,144,998$1,500,0006Oct 3sec.gov
Gi Property 88 LLCOther Real EstateBeverly HillsCA$1,138,080$1,138,08026Sep 30sec.gov
LONG BEACH STORAGE INVESTORS LPCommercialMissouri CityTX$1,125,000$1,125,00021Oct 4sec.gov
Starlight Software Solutions, LLCEnvironmental ServicesDenverCO$1,110,000$1,110,0008Oct 4sec.gov
HAI Technologies IncOther TechnologyHenriettaNY$1,100,000$7,500,0003Sep 30sec.gov
Super League Enterprise, Inc.Other TechnologySanta MonicaCA$1,096,000$5,000,00015Oct 3sec.gov
Fungi Valley LLCOtherLos AngelesCA$1,059,000Indefinite2Oct 1sec.gov
Asymmetria Investors III, LLC - Inner Cosmos (PS)InvestingWest Des MoinesIA$1,055,000$4,000,00019Sep 30sec.gov
Silas Fund, Ltd.Other Banking and Financial ServicesAustinTX$1,010,000$1,010,00013Oct 2sec.gov
MeshNet, Inc.Other TechnologyAmblerPA$1,005,000$1,005,00013Oct 2sec.gov
Reelay Meetings, Inc. (amended)OtherKnoxvilleTN$1,002,500$2,000,00017Oct 1sec.gov
Front Street Capital Lenders II, LLCREITS and FinanceIssaquahWA$1,000,000$1,000,0003Oct 4sec.gov
Casted, Inc.Other TechnologyIndianapolisIN$1,000,000$3,000,0002Oct 4sec.gov
Round Hill Multifamily Partners Fund I, LPResidentialIndianapolisIN$1,000,000$200,000,0001Oct 3sec.gov
Education Bot, Inc.OtherAustinTX$1,000,000$1,500,0001Oct 3sec.gov
Comer Holdco, LLCOtherBlaineMN$1,000,000$1,000,0005Oct 2sec.gov
Killphonic Rights, Inc.OtherLos AngelesCA$1,000,000$3,000,0001Oct 2sec.gov
Technova Industries Inc.Other TechnologyMadisonWI$1,000,000$1,000,0003Oct 2sec.gov
Nearpeer, Inc.Other TechnologyPortlandME$1,000,000$1,000,0001Oct 2sec.gov
Sunnie, Inc. (amended)OtherEncinoCA$1,000,000$1,000,00026Oct 1sec.gov
Geltr Inc.Other Banking and Financial ServicesAventuraFL$979,000$979,00013Oct 1sec.gov
PHION Technologies Corp.Other TechnologyNovatoCA$966,000$1,300,00010Sep 30sec.gov
CEIS Management LLCOther Health CareSouthfieldMI$962,000Indefinite7Oct 3sec.gov
Job Leap, Inc.Other TechnologyNew YorkNY$950,000$1,500,00012Oct 3sec.gov
Palmer Park INV LLC (amended)OtherColorado SpringsCO$900,000$2,400,00013Oct 3sec.gov
ColdVentures LLCOther Health CareConshohockenPA$860,752$860,7529Oct 1sec.gov
Florence MHP LLC (amended)ResidentialOviedoFL$858,500$858,50012Oct 4sec.gov
MED-X, INC. (amended)OtherCanoga ParkCA$837,500$2,300,0002Sep 30sec.gov
Long View Equity Opportunity Fund, Ltd.Other Real EstateAustinTX$835,000$1,450,0003Oct 2sec.gov
Perplexity AI I, a series of WeFunds LLCOtherHendersonNV$832,500$4,000,00024Sep 30sec.gov
MOMPD Corp D.B.A. PrintProHomesConstructionBoca RatonFL$819,900$9,000,0003Oct 4sec.gov
Goodegg North Edge Investor, LLCCommercialSan FranciscoCA$815,000$6,750,00015Oct 4sec.gov
Red Pine Exploration Inc.OtherToronto$772,546$818,8992Oct 4sec.gov
Digital Health Navigation Solutions, Inc.Other TechnologyWinston-SalemNC$750,000$1,000,0001Oct 2sec.gov
Series 21-1, a series of StartEngine Private LLCOtherBurbankCA$735,035$1,408,71540Oct 4sec.gov
Aprexis Inc.Health InsuranceMontpelierVT$721,504$1,500,0009Oct 1sec.gov
FPC Gilder Creek F&F LLCOther Real EstateRaleighNC$707,000$735,00024Oct 4sec.gov
Little Saints, Inc.OtherNewarkDE$700,000$1,100,0002Oct 4sec.gov
Series Fund J, a series of UM Pre-IPO Portfolio Fund II LLCOtherNew YorkNY$700,000Indefinite7Oct 3sec.gov
GALAXY MEDIA PARTNERS LLCTelecommunicationsSyracuseNY$700,000$1,400,0007Oct 2sec.gov
Birdies Corp. (amended)OtherSanta MonicaCA$690,000$750,00012Oct 4sec.gov
9ZERO INC. (amended)OtherSanta BarbaraCA$665,000$5,000,00014Oct 4sec.gov
ENVENTIVE ENGINEERING INCOther TechnologySouth LancasterMA$663,430$1,250,0007Oct 1sec.gov
Ophidion Inc.PharmaceuticalsBethlehemPA$655,166$1,200,0008Oct 1sec.gov
Telshur Inc. (amended)Other TechnologyVancouverWA$640,000$900,00018Sep 30sec.gov
Claxton Assets, LLCCommercialClaxtonGA$600,000$600,0000Oct 3sec.gov
CCP Sauced Hold CorpManufacturingSheridanWY$600,000Indefinite4Sep 30sec.gov
Advantage Insurance Inc.InsuranceSan JuanPR$595,722$595,7227Oct 1sec.gov
FBHC HOLDING CoCommercial BankingBoulderCO$574,103$574,1038Oct 1sec.gov
Eco World Water CorpEnvironmental ServicesFort LauderdaleFL$560,000$2,000,0003Oct 1sec.gov
Porte Hall, Inc.OtherBronxvilleNY$541,121$550,00015Oct 1sec.gov
FMTYF Ltd Liability Co (amended)OtherNew YorkNY$530,000$1,000,00016Oct 2sec.gov
Social Change Technologies, Inc.Other TechnologyNew YorkNY$525,000$1,000,0006Sep 30sec.gov
EMGenisys, Inc.Other TechnologyHoustonTX$521,435$1,500,0004Oct 2sec.gov
Poolday AI, Inc.Other TechnologySausalitoCA$520,000$520,0001Oct 3sec.gov
Assurified, Inc.Other TechnologyWilmingtonDE$500,000$6,000,0001Oct 4sec.gov
Rare Earth Technologies Inc.Other TechnologyCincinnatiOH$500,000$500,0001Oct 1sec.gov
Capra Biosciences, Inc.Other TechnologyManassasVA$500,000$1,500,0001Oct 1sec.gov
Applied Impact Robotics Inc. (amended)Other TechnologyAshburnVA$500,000$3,000,0004Oct 1sec.gov
Tagboard, Inc.Other TechnologyRedmondWA$500,000$1,500,00018Sep 30sec.gov
PROVIDERS TECH FUND LLC (amended)Other TechnologyProsperTX$495,000$5,000,0007Oct 3sec.gov
OpenEden Group LtdOtherTortola$490,000Indefinite4Oct 1sec.gov
Phare Labs Inc. (amended)Other TechnologyDallasTX$485,000$500,0005Oct 1sec.gov
RevenueBase, Inc.Other TechnologyNewtonvilleMA$414,329$600,00025Oct 4sec.gov
280 E Palmetto Park Road LLCResidentialBoca RatonFL$400,000Indefinite2Oct 4sec.gov
Pittsburgh Flex LLCCommercialAustinTX$400,000$1,000,0003Oct 3sec.gov
Deep Rx Inc.Other Health CarePittsburghPA$400,000$2,000,0002Oct 1sec.gov
TeleTeachers, Inc.OtherPalos HeightsIL$400,000$1,000,0003Oct 1sec.gov
Holiday Park Village Investors, LLCCommercialJamestownND$350,000$1,000,0006Oct 3sec.gov
Union Regional Water, Recreational & Economic Development Authority LLCOther Real EstateEnglewoodOH$350,000$8,000,0005Oct 2sec.gov
Applied Impact Robotics Inc.Other TechnologyAshburnVA$350,000$3,000,0002Sep 30sec.gov
Neolastin SC Investors LLCOtherGreenwoodSC$285,000$1,000,0008Oct 4sec.gov
Titlewise Technologies Inc.Other TechnologyClarksvilleIN$249,999$500,0006Oct 3sec.gov
CargoLabs Inc. (amended)OtherCharlottesvilleVA$245,000$1,000,0005Oct 3sec.gov
Harmony Square Apartments Investors LLCResidentialClarksvilleTN$225,000$5,000,0004Oct 2sec.gov
Mogotes Metals Inc.OtherToronto$222,660$461,2244Oct 1sec.gov
TILDEN COCKTAILS, INC. (amended)OtherBostonMA$207,500$573,5208Oct 2sec.gov
Indaptus Therapeutics, Inc. (amended)PharmaceuticalsNew YorkNY$205,480$205,48012Oct 4sec.gov
Orygen Solutions, LLCTelecommunicationsNew YorkNY$200,000Indefinite1Oct 2sec.gov
Hourrier, Inc.Other TechnologyLewesDE$200,000$200,0001Oct 1sec.gov
PPX Mining Corp.OtherToronto$179,559$179,5591Oct 3sec.gov
Rackla Metals Inc. (amended)OtherVancouver$173,638$3,365,2441Oct 1sec.gov
Freeway Crossing SC Realty Fund LLCOther Real EstateRed BankNJ$160,000$6,426,3944Oct 2sec.gov
SmartKem, Inc.Other TechnologyManchester$152,400Indefinite1Oct 2sec.gov
Fraser Mackenzie Accelerator Corp.OtherToronto$148,440$252,4871Oct 3sec.gov
OSPREY STORAGE TX PORTFOLIO DSTCommercialLas VegasNV$137,722$5,643,0061Oct 4sec.gov
European Energy Metals Corp. (amended)OtherVancouver, British Columbia$135,952$1,976,9653Oct 2sec.gov
Gaingels Bokksu LLC (amended)OtherBurlingtonVT$125,596$125,59613Oct 1sec.gov
Team BP, LLCOtherWillow GrovePA$125,000$125,0006Oct 4sec.gov
MFCF REIT LLCREITS and FinanceBostonMA$125,000$125,000125Oct 3sec.gov
Fiera US Real Estate Debt Fund REIT LLCREITS and FinanceNew YorkNY$125,000$125,000125Oct 2sec.gov
Bakers Place Investment LLCOther Real EstateMadisonWI$125,000$4,650,0002Oct 2sec.gov
Pastel Health Inc.ComputersSan FranciscoCA$125,000$125,0001Oct 1sec.gov
Arch Street Project LLCOther Real EstateBoiseID$125,000$1,500,0002Oct 1sec.gov
Groma III DSTOther Real EstateBostonMA$122,135$3,230,0001Oct 1sec.gov
Intersight, Inc.Other TechnologyRedmondWA$105,000$400,0002Oct 2sec.gov
Maritime Resources Corp.OtherVancouver$104,705$104,7052Oct 1sec.gov
Simon Care Management, Corp.Other TechnologyNew YorkNY$100,000$450,0001Oct 4sec.gov
ICE GEMS, Inc.Other TechnologyWilbrahamMA$100,000$2,400,0001Oct 4sec.gov
PsySense, Inc.Other TechnologyDoverDE$100,000$500,0001Oct 3sec.gov
Bellscan LLCComputersWest BloomfieldMI$100,000$100,00015Oct 3sec.gov
BILLIE BLACK PRODUCTION LLCOtherSheridanWY$100,000$2,000,0002Oct 2sec.gov
New York Distilling Company, LLCOtherBrooklynNY$100,000$500,0001Oct 2sec.gov
Shalehaven Partners Energy & Asset Management LLCOil and GasDallasTX$100,000$30,000,0001Sep 30sec.gov
SNSTech, LLCOtherAustinTX$79,400$241,4643Oct 1sec.gov
ACM A4 P3 Point LLCREITS and FinanceNew YorkNY$62,500$62,500125Sep 30sec.gov
Dragon Interact, Inc.OtherNew BrunswickNJ$55,000$1,000,0002Sep 30sec.gov
JUMP PARTNERS INC.Other TechnologySpringdaleAR$50,000$5,000,0002Oct 3sec.gov
MindClick Group, Inc.OtherBendOR$50,000$3,000,0001Oct 1sec.gov
Carolina Lithotripsy, A Ltd PartnershipOther Health CareRound RockTX$46,880$46,8803Oct 1sec.gov
GOLD PORT CORP (amended)OtherVancouver$44,790$3,231,6521Oct 4sec.gov
Pandora's Stashbox, Inc.RetailingSaint PaulMN$37,500$750,0001Sep 30sec.gov
Gaingels Ophidion 2024 LLCOtherBurlingtonVT$29,444$29,44416Oct 4sec.gov
Mogotes Metals Inc.OtherToronto$25,065$51,9202Oct 1sec.gov
Caliber Core Plus Growth & Income Fund REIT, LLC (amended)REITS and FinanceScottsdaleAZ$24,000$125,00024Oct 3sec.gov
HydRx, Inc. (amended)OtherColorado SpringsCO$15,000$4,800,0002Oct 3sec.gov
RIO PLATE LTD.Other TechnologyRoad Town, Tortola$14,905$14,9055Sep 30sec.gov
Jaeger Resources Corp.OtherEdmonton$11,437$11,4370Oct 4sec.gov
MPC FED CI Energy Fund IV B, LLCOther Real EstateAtlantaGA$10,000Indefinite1Oct 3sec.gov
Blueline Properties 12 LLCBusiness ServicesThorntonCO$10,000$10,0001Oct 1sec.gov
VECTORMAX CorpOther TechnologyLindenhurstNY$5,000$30,000,0001Oct 2sec.gov
AFRICAN INVESTMENT HOLDINGS (AIH), LLCOtherGrand RapidsMI$1,500$1,5003Oct 3sec.gov
AFRICAN INVESTMENT HOLDINGS (AIH) GP, LLCOtherGrand RapidsMI$1,500$10,0003Oct 3sec.gov
Perspiculex Inc.Other TechnologyAshburnVA$430$4304Oct 3sec.gov
Sun TopCo, LP (amended)OtherLos AngelesCA$37Indefinite34Oct 4sec.gov
OK Stone Bryax Capital SPV, LLCOtherMcleanVA$0$2,000,0000Oct 4sec.gov
Ruyizhou INCRetailingDenverCO$0$100,000,0000Oct 4sec.gov
FRED-Mount Pleasant Two, LLCCommercialMilwaukeeWI$0$7,570,0000Oct 4sec.gov
Oak, LLCOther TechnologyBrunswickME$0$1,000,0000Oct 4sec.gov
Wichita Affordable Housing, LLCInvestingWichitaKS$0$10,000,0000Oct 4sec.gov
Dorian Broadway Limited PartnershipOtherNew YorkNY$0$8,750,0000Oct 4sec.gov
Eagle Creek Bicycles LLCManufacturingBoca RatonFL$0$4,500,0000Oct 4sec.gov
CHTX Club, LLCOtherChildressTX$0Indefinite0Oct 4sec.gov
Capital Protection Debt Fund HUI, LLCOther Real EstateCedar CityUT$0$19,810,0000Oct 4sec.gov
SCPS SFR EG FUND LLCResidentialBethesdaMD$0$5,000,0000Oct 4sec.gov
IWD Enterprises, LLCOtherSpicewoodTX$0Indefinite0Oct 4sec.gov
CAP8 COTTONWOOD LLCCommercialMobileAL$0$4,000,0000Oct 4sec.gov
Mountain Woods LLCOtherHooverAL$0$3,700,0000Oct 3sec.gov
Waterloo MHP LLCCommercialIncline VillageNV$0$630,0000Oct 3sec.gov
Hillcrest Minerals, LLCOil and GasMidlandTX$0$16,931,5790Oct 3sec.gov
Inland Loan Fund V, LLCOther Real EstateOak BrookIL$0$15,000,0000Oct 3sec.gov
TCA Fund 1 LLCOtherCheyenneWY$0$450,0000Oct 3sec.gov
WESTMORELAND 408 LLCCommercialOrlandoFL$0$800,0000Oct 3sec.gov
MCM - MOBILE HOMES I, LLCCommercialCharlotteNC$0$3,500,0000Oct 3sec.gov
DH Capital Fund LPOther Banking and Financial ServicesHoustonTX$0Indefinite0Oct 3sec.gov
Tap Ins LLCCommercialLeawoodKS$0$7,000,0000Oct 3sec.gov
Phoenix Capital LP 1 LLCOther Real EstateLeesburgGA$0$5,000,0000Oct 3sec.gov
Omnissa Holdco LLCOtherMountain ViewCA$0Indefinite0Oct 3sec.gov
BE PREFERRED INCOME FUND, LLCOther Real EstatePhoenixAZ$0$75,000,0000Oct 3sec.gov
Health Advocates Network Holdings Corp.Other Health CareBoca RatonFL$0$10,000,0000Oct 3sec.gov
BGO Prime Industrial Development Co-Investment Feeder LPOther Real EstateNew YorkNY$0Indefinite0Oct 3sec.gov
BGO Prime Industrial Development Co-Investment LPOther Real EstateNew YorkNY$0Indefinite0Oct 3sec.gov
Urban at the Heights LLCCommercialCarlsbadCA$0$1,600,0000Oct 2sec.gov
Terra Capital Income Fund II, LLCOtherPembroke PinesFL$0$100,000,0000Oct 2sec.gov
ABI Holdings LLCBusiness ServicesDenverCO$0$1,0000Oct 2sec.gov
1322 9th Partnership, LLCCommercialWashingtonDC$0$3,450,0000Oct 2sec.gov
Athlete Connect Sports, Inc.OtherDoverDE$0$5,000,0000Oct 2sec.gov
114 Parsley LLCOther Real EstateHungtingtonNY$0$23,330,00088Oct 2sec.gov
Danae Group SASOtherRue De Ponthieu$0$2,500,0000Oct 2sec.gov
Bayou Hospitality Real Estate Fund LLC (amended)InvestingThe WoodlandsTX$0$25,000,0000Oct 2sec.gov
VALLEY VIEW TOWNHOMES LLCCommercialKnoxvilleTN$0$1,710,0000Oct 2sec.gov
Corps Capital Energy Investments Fund I LPOil and GasDenverCO$0$75,000,0000Oct 2sec.gov
Georgia Green Light Ltd Liability CoOtherNew YorkNY$0$6,700,0000Oct 2sec.gov
Altitude Capital Holdings LLC (amended)Investment BankingNewport BeachCA$0$1,000,0000Oct 2sec.gov
TFG Cochecho Residential Preferred, LLCOther Real EstateBostonMA$0$14,700,0000Oct 2sec.gov
NEXT-LEVEL INVESTMENTS LLC (amended)CommercialAshevilleNC$0$25,000,0000Oct 2sec.gov
REIC Holdings, Inc. (amended)CommercialNew YorkNY$0$50,000,0000Oct 2sec.gov
Origin IncomePlus Operating Company, LLCOther Real EstateChicagoIL$0Indefinite0Oct 2sec.gov
CS1031 Valley Ridge BFR Housing, DSTCommercialGlen AllenVA$0$20,250,0000Oct 1sec.gov
Kafkaesque Musical Ltd Liability CoOtherPine PlainsNY$0$75,0000Oct 1sec.gov
Purity-Chapters JV, LLCOther Health CareDuluthGA$0$2,100,0000Oct 1sec.gov
SPI Winsted Equity DE, LLCCommercialDallasTX$0$25,000,0000Oct 1sec.gov
LMT Funding Opp 1, LLCOtherYardleyPA$0$700,0000Oct 1sec.gov
Sankalp Retail Fund 1 LLCCommercialFriscoTX$0$12,000,0000Oct 1sec.gov
NELLE BY PLAY MONEY A SERIES OF CLUTCH CAPITAL LLCInvestingNiwotCO$0$24,00013Oct 1sec.gov
Red Mountain PET SP SPV I LLVInvestment BankingLos AngelesCA$0$4,000,0003Oct 1sec.gov
XAG Audubon Multifamily, LLCCommercialRichmondTX$0$18,400,0000Oct 1sec.gov
Ranchland Capital Partners, LLCCommercialHelenaMT$0$4,000,0000Oct 1sec.gov
Stirlingshire Investments, Inc.Other TechnologyNew YorkNY$0$20,000,0000Oct 1sec.gov
Maritime Resources Corp.OtherVancouver$0Indefinite2Oct 1sec.gov
KTNR, Inc.Other TechnologySouthlakeTX$0$10,000,0000Oct 1sec.gov
AQ Sunshine Parent, LLCOtherNew YorkNY$0Indefinite0Oct 1sec.gov
Melan Inc.RetailingNashvilleTN$0$1,000,0000Sep 30sec.gov
DW OKLAHOMA #43 LPOil and GasIrvingTX$0$2,000,0000Sep 30sec.gov
ABR Chesapeake Investors VII Limited PartnershipOther Real EstateBaltimoreMD$0Indefinite0Sep 30sec.gov
Go Store It Opportunity Fund, LPCommercialCharlotteNC$0$250,000,0000Sep 30sec.gov
Supernova-RS LLCOtherMiamiFL$0$50,000,0000Sep 30sec.gov
Lewis Brothers Capital LLCOil and GasEdmondOK$0$5,000,0000Sep 30sec.gov
Origin Capital Group LLC (amended)ConstructionAustinTX$0Indefinite0Sep 30sec.gov
FORTUNE 9 FUND LLCCommercialDoverDE$0$25,000,0000Sep 30sec.gov
ExchangeRight Net-Leased All-Cash 8 DSTCommercialPasadenaCA$0$23,375,0000Sep 30sec.gov
Naples Condo Investor LLCOther Real EstateEden PrairieMN$0$12,000,0000Sep 30sec.gov
Sticky Data, Inc.Business ServicesAlamedaCA$0$7,500,0000Sep 30sec.gov
LION COPPER & GOLD CORP.OtherYeringtonNV$0$2,294,7992Sep 30sec.gov
Fruit Street Health, P.B.C.Other Health CareForrt WorthTX$0$5,000,0000Sep 30sec.gov
GPS Opportunity Fund LLCCommercialLas VegasNV$0$100,000,0001Sep 30sec.gov
Lotus Technology Inc.ManufacturingShanghai$0$350,000,0001Sep 30sec.gov
Mid-Atlantic BioTherapeutics, Inc.BiotechnologyDoylestownPA$0$5,000,0000Sep 30sec.gov

Week of Oct 7 · Week of Sep 23 · All Form D filings

Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.