Data / Form D filings / Week of Sep 30
Form D filings, week of September 30, 2024: 369 companies raised $4.19 billion
369 operating companies filed a Form D in the week of September 30, 2024, reporting $4.19 billion sold. Largest: KoBold Metals Co ($491.5 million), Green Courte Real Estate Partners VI, LLC ($310.3 million), Phantom Parent, LP ($280.6 million). The median filing is $1.9 million, and 693 pooled investment funds also filed that week.
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- 369Form D filings
- $4.19 billionreported sold
- $1.9 millionmedian amount sold
- TXmost filings (46)
Most filings by state: TX 46, CA 43, NY 35, FL 23, CO 17. By industry: Other 98, Other Technology 75, Other Real Estate 42, Commercial 40.
By day: Sep 30 (59), Oct 1 (77), Oct 2 (72), Oct 3 (87), Oct 4 (74).
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| KoBold Metals Co | Other | Berkeley | CA | $491,455,627 | $526,863,257 | 38 | Oct 4 | sec.gov |
| Green Courte Real Estate Partners VI, LLC (amended) | Commercial | Chicago | IL | $310,250,000 | $600,000,000 | 9 | Oct 1 | sec.gov |
| Phantom Parent, LP | Other | New York | NY | $280,593,914 | $280,593,914 | 21 | Oct 4 | sec.gov |
| Mammoth Interactive LLC | Other Technology | Fort Lauderdale | FL | $260,000,000 | $260,000,000 | 2 | Sep 30 | sec.gov |
| Carlyle Tactical Private Credit Fund | Investing | New York | NY | $200,000,000 | $200,000,000 | 68 | Sep 30 | sec.gov |
| Aktis Oncology, Inc. | Biotechnology | Boston | MA | $175,000,000 | $175,000,000 | 39 | Oct 2 | sec.gov |
| RL Parent Holdings LLC | Restaurants | Orlando | FL | $165,194,611 | $183,194,611 | 25 | Sep 30 | sec.gov |
| ARCTRUST III, Inc. (amended) | REITS and Finance | Clifton | NJ | $125,653,385 | $180,000,000 | 598 | Oct 4 | sec.gov |
| Sage Optimum Services LLC (amended) | Residential | San Tan Valley | AZ | $100,000,000 | $100,000,000 | 1 | Oct 4 | sec.gov |
| Sage Optimum Services LLC | Residential | Chandler | AZ | $100,000,000 | $100,000,000 | 1 | Sep 30 | sec.gov |
| VIRTUOUS SOFTWARE, INC. | Other Technology | Phoenix | AZ | $95,000,000 | $95,000,000 | 1 | Oct 4 | sec.gov |
| VINEBROOK HOMES TRUST, INC. (amended) | REITS and Finance | Dallas | TX | $90,300,090 | Indefinite | 4534 | Oct 1 | sec.gov |
| Supabase, Inc. | Other Technology | Ocbc Centre | $82,699,979 | $82,699,979 | 7 | Oct 3 | sec.gov | |
| NexPoint Semiconductor Manufacturing DST (amended) | Other Real Estate | Dallas | TX | $61,115,557 | $136,944,633 | 132 | Oct 4 | sec.gov |
| TA Fintech Inc. (amended) | Other Technology | Dover | DE | $60,096,012 | $65,000,000 | 554 | Oct 3 | sec.gov |
| VINEBROOK HOMES OPERATING PARTNERSHIP, L.P. (amended) | REITS and Finance | Dallas | TX | $58,703,513 | Indefinite | 27 | Oct 1 | sec.gov |
| Quality Brand Group LLC | Restaurants | Stamford | CT | $45,737,975 | $56,664,312 | 5 | Sep 30 | sec.gov |
| VINEBROOK HOMES TRUST, INC. (amended) | REITS and Finance | Dallas | TX | $45,345,066 | Indefinite | 25 | Oct 1 | sec.gov |
| ACP Ulysses Holdings, Inc. (amended) | Other | New York | NY | $43,343,301 | Indefinite | 30 | Oct 3 | sec.gov |
| Arda Therapeutics, Inc. | Biotechnology | San Carlos | CA | $43,303,366 | $43,438,362 | 17 | Oct 2 | sec.gov |
| Pickle Robot Co (amended) | Other Technology | Cambridge | MA | $42,000,000 | $42,000,000 | 7 | Oct 2 | sec.gov |
| BackOffice.co, Inc. | Other Technology | Boca Raton | FL | $39,999,997 | $39,999,997 | 3 | Oct 2 | sec.gov |
| ShiraTronics, Inc | Biotechnology | Brooklyn Park | MN | $37,396,117 | $66,008,867 | 30 | Sep 30 | sec.gov |
| Arlo Financial Holdings, Inc. | Commercial Banking | Springfield | MO | $36,816,640 | $40,000,000 | 327 | Oct 2 | sec.gov |
| Centaur Health Holdings, Inc. (amended) | Other Health Care | Middleton | WI | $35,478,333 | $50,000,001 | 47 | Oct 4 | sec.gov |
| JLLX Diversified VI, DST (amended) | Other Real Estate | Chicago | IL | $34,998,883 | $104,867,496 | 14 | Oct 3 | sec.gov |
| Radiant Biotherapeutics Inc. | Biotechnology | Montreal Qc | $34,299,986 | $34,299,986 | 7 | Oct 1 | sec.gov | |
| 2nd & Adams MC LLC | Other Real Estate | Denver | CO | $33,440,544 | $33,440,544 | 29 | Oct 3 | sec.gov |
| Campfire Interactive, Inc. | Other Technology | Ann Arbor | MI | $32,829,319 | $32,829,319 | 1 | Oct 1 | sec.gov |
| Ventyx Biosciences, Inc. | Other | San Diego | CA | $26,999,940 | $26,999,940 | 1 | Sep 30 | sec.gov |
| Clarity Cosmetics Inc. | Other | Bethesda | MD | $26,995,388 | $28,245,368 | 28 | Oct 4 | sec.gov |
| IceCap Real Estate Debt Fund III, LLC (amended) | Other Real Estate | New York | NY | $26,382,951 | $100,000,000 | 72 | Sep 30 | sec.gov |
| MetOx International, Inc. | Other | Houston | TX | $24,999,925 | $35,000,000 | 20 | Oct 1 | sec.gov |
| SPEP MSP Buyer, LLC | Other | Jacksonville Beach, | FL | $21,716,972 | $21,716,972 | 11 | Sep 30 | sec.gov |
| Rockville District Partners Holding LLC | Commercial | Bethesda | MD | $20,425,000 | $20,425,000 | 26 | Sep 30 | sec.gov |
| MGT PARTNERS INC. | Other | Greenwood Village | CO | $20,000,000 | $20,000,000 | 11 | Oct 4 | sec.gov |
| Diversified Apartment Portfolio III Limited Partnership | Commercial | Southfield | MI | $20,000,000 | $20,000,000 | 122 | Oct 4 | sec.gov |
| Firestorm Labs, Inc. | Other Technology | San Diego | CA | $20,000,000 | $25,000,000 | 33 | Oct 4 | sec.gov |
| ChargeItSpot, LLC (amended) | Other Technology | Philadelphia | PA | $19,820,723 | $25,000,000 | 50 | Oct 3 | sec.gov |
| VINEBROOK HOMES OPERATING PARTNERSHIP, L.P. (amended) | REITS and Finance | Dallas | TX | $19,801,009 | Indefinite | 29 | Oct 1 | sec.gov |
| Texas Strategic Growth Fund, L.P. (amended) | Other Real Estate | Dallas | TX | $17,365,000 | $100,000,000 | 144 | Oct 2 | sec.gov |
| Harmonic Security, Inc. | Other | San Francisco | CA | $17,214,679 | $17,214,679 | 8 | Oct 2 | sec.gov |
| LIGHTSPEED COIN EX INC | Investing | Spokane | WA | $15,000,000 | Indefinite | 900 | Oct 4 | sec.gov |
| Hyalex Orthopaedics, Inc. | Other Health Care | Lexington | MA | $14,874,761 | $18,124,761 | 7 | Oct 2 | sec.gov |
| JLLX Chandler Distribution Center, DST | Other Real Estate | Chicago | IL | $13,681,000 | $55,922,120 | 5 | Oct 1 | sec.gov |
| OPACITY LABS, INC. | Other Technology | New York | NY | $13,317,000 | $13,830,000 | 48 | Oct 2 | sec.gov |
| FC River District 14 JV, LLC | Commercial | Boynton Beach | FL | $13,281,791 | $77,805,708 | 3 | Oct 2 | sec.gov |
| Cruisebound, Inc. | Other Travel | New York | NY | $13,002,552 | $13,037,106 | 33 | Oct 2 | sec.gov |
| Dashverse Corp. | Other Technology | Jersey City | NJ | $12,816,695 | $12,816,695 | 3 | Oct 2 | sec.gov |
| Westmont Apartment Holdings, LLC | Other Real Estate | Carmel | IN | $12,800,000 | $12,800,000 | 121 | Oct 3 | sec.gov |
| AEI NET LEASE PORTFOLIO 23 DST (amended) | Commercial | St. Paul | MN | $12,754,418 | $25,100,000 | 30 | Oct 3 | sec.gov |
| AJA 401 LLC | Other Real Estate | Cary | NC | $12,653,500 | $14,500,000 | 116 | Sep 30 | sec.gov |
| Elevation Bridge, LLC | Retailing | Kansas City | MO | $12,000,000 | $12,000,000 | 7 | Oct 3 | sec.gov |
| JLLX Woodside Trumbull Apartments, DST | Other Real Estate | Chicago | IL | $11,912,444 | $48,693,015 | 5 | Oct 1 | sec.gov |
| Ironlight Group Inc. (amended) | Other Technology | Mount Vernon | NY | $11,755,001 | $29,999,997 | 46 | Oct 3 | sec.gov |
| OVERVIEW ENERGY, INC. (amended) | Other | Ashburn | VA | $11,665,517 | $11,665,517 | 14 | Oct 1 | sec.gov |
| Greenway Project Holdings, LLC | Residential | Monona | WI | $11,500,000 | $11,500,000 | 92 | Sep 30 | sec.gov |
| Case Status, Inc. | Other Technology | North Charleston | SC | $11,399,999 | $11,399,999 | 11 | Oct 3 | sec.gov |
| Safire Technology Group, Inc. | Other Technology | Tysons | VA | $10,908,571 | $12,408,547 | 33 | Oct 3 | sec.gov |
| Banzai International, Inc. | Other Technology | Bainbridge Island | WA | $10,789,223 | $10,789,223 | 8 | Oct 2 | sec.gov |
| Kiwi Technologies Inc. | Other Technology | Woburn | MA | $10,744,448 | $20,000,000 | 14 | Oct 3 | sec.gov |
| GFG Venado, LLC (amended) | Other Real Estate | Miami | FL | $10,600,000 | Indefinite | 9 | Sep 30 | sec.gov |
| MREF II, LLC | Investing | Coral Gables | FL | $10,500,000 | $10,500,000 | 12 | Oct 3 | sec.gov |
| Southern Land Capital Fund, LLC (amended) | Other Real Estate | Boone | NC | $10,482,518 | $25,000,000 | 65 | Oct 3 | sec.gov |
| Looma Project, Inc. | Other Technology | Durham | NC | $10,058,142 | $10,058,142 | 50 | Oct 3 | sec.gov |
| HSC 3300 Main Coinvestment Owner I, LLC | Other Real Estate | Lakewood Ranch | FL | $10,000,000 | $10,000,000 | 1 | Oct 4 | sec.gov |
| Elevation Bridge 3, LLC | Retailing | North Kansas City | MO | $10,000,000 | $10,000,000 | 21 | Oct 3 | sec.gov |
| Allstacks, Inc. | Other Technology | Raleigh | NC | $9,999,972 | $9,999,972 | 19 | Oct 3 | sec.gov |
| PicassoMD, Inc. | Other Technology | Bethesda | MD | $9,403,514 | $10,573,514 | 24 | Oct 2 | sec.gov |
| NRE Carrollton Investors, LLC | Residential | Beverly Hills | CA | $9,100,000 | $36,000,000 | 15 | Oct 2 | sec.gov |
| WF Fortenberry Road Apartments, LLC | Commercial | Raleigh | NC | $8,792,558 | $8,792,558 | 4 | Oct 1 | sec.gov |
| DoveHill Opportunity Fund 2, LLC | Lodging and Conventions | Fort Lauderdale | FL | $7,550,000 | $50,000,000 | 14 | Oct 4 | sec.gov |
| GMI-CS 205, LP (amended) | Other Real Estate | Westlake | TX | $7,047,000 | $11,687,707 | 42 | Oct 3 | sec.gov |
| Cannect Gardens, LLC DBA Cannect Wellness | Agriculture | Franklin Park | IL | $7,000,000 | $7,000,000 | 1 | Oct 3 | sec.gov |
| OneSkin, Inc. | Biotechnology | San Francisco | CA | $6,999,929 | $6,999,929 | 11 | Oct 3 | sec.gov |
| Latii Inc. | Other | Brooklyn | NY | $6,724,995 | $6,729,995 | 23 | Sep 30 | sec.gov |
| RIIG Technology, Inc. | Other Technology | Afton | VA | $6,696,990 | $6,696,990 | 30 | Oct 4 | sec.gov |
| RCG Harvest 3 LLC | Other Real Estate | Austin | TX | $6,690,369 | $6,690,369 | 35 | Oct 4 | sec.gov |
| Hephae Energy Technology Corp | Other Technology | Spring | TX | $6,345,377 | $7,379,038 | 5 | Oct 3 | sec.gov |
| Arizona Gold & Silver Inc. | Other | Vancouver | $6,242,996 | $6,242,996 | 72 | Oct 3 | sec.gov | |
| Cascade Investco, LLC | Other | Seattle | WA | $5,950,000 | $5,950,000 | 6 | Oct 1 | sec.gov |
| Dallas SH380 Investment LLC | Commercial | Austin | TX | $5,840,000 | $6,000,000 | 79 | Oct 2 | sec.gov |
| Brother Justus Whiskey Co. (amended) | Manufacturing | Minneapolis | MN | $5,675,000 | $6,000,000 | 49 | Oct 1 | sec.gov |
| Navflex Inc. | Other | Thorton | CO | $5,550,000 | $15,000,000 | 6 | Sep 30 | sec.gov |
| Fraym, Inc. | Other Technology | Arlington | VA | $5,465,159 | $10,000,000 | 21 | Oct 1 | sec.gov |
| Laxmi Therapeutic Devices, Inc. (amended) | Other | Goleta | CA | $5,333,333 | $7,500,000 | 3 | Oct 1 | sec.gov |
| EMIT IMAGING, INC. | Biotechnology | South Boston | MA | $5,324,460 | $6,174,460 | 16 | Oct 4 | sec.gov |
| Balcony Technology Group, Inc. (amended) | Other | Hoboken | NJ | $5,305,575 | Indefinite | 33 | Oct 4 | sec.gov |
| Sentonix, Inc. | Pharmaceuticals | Arlington | MA | $5,205,590 | $5,500,000 | 10 | Oct 3 | sec.gov |
| MWR TopCo, LLC | Other | Carmel | IN | $5,116,728 | $5,116,728 | 10 | Oct 2 | sec.gov |
| cultivate(MD) Capital Opportunity Fund, L.P. (amended) | Investing | Grand Rapids | MI | $5,075,750 | $25,000,000 | 39 | Oct 4 | sec.gov |
| SOLAREN CORP (amended) | Other Energy | Manhattan Beach | CA | $5,004,000 | $5,004,000 | 109 | Oct 3 | sec.gov |
| All Flex Solutions, Inc. | Other | Northfield | MN | $5,000,000 | Indefinite | 1 | Oct 3 | sec.gov |
| Berkeley Compute, Inc. | Other Technology | Berkeley | CA | $5,000,000 | $5,000,000 | 1 | Sep 30 | sec.gov |
| Reprieve Cardiovascular, Inc. | Other Health Care | Milford | MA | $4,999,999 | $4,999,999 | 8 | Oct 2 | sec.gov |
| Thoroughcare, Inc. | Other Technology | Pittsburgh | PA | $4,999,990 | $4,999,998 | 3 | Oct 2 | sec.gov |
| Banzai International, Inc. | Other Technology | Bainbridge Island | WA | $4,998,825 | $4,998,825 | 1 | Oct 2 | sec.gov |
| Sylmar Studios, LLC | Other | Sylmar | CA | $4,872,398 | $7,500,000 | 2 | Oct 2 | sec.gov |
| Sylmar Studios QOF III, LLC | Other | Dallas | TX | $4,872,398 | $7,500,000 | 11 | Oct 1 | sec.gov |
| Lakeshore IRF Holdings, LLC (amended) | Other Real Estate | Dallas | TX | $4,835,000 | $8,680,237 | 78 | Oct 2 | sec.gov |
| US American Exploration, Inc. | Other | Palmer | TX | $4,780,000 | $10,000,000 | 0 | Oct 4 | sec.gov |
| Citcon Ltd | Other | Santa Clara | CA | $4,770,000 | $4,770,000 | 7 | Oct 4 | sec.gov |
| Origin Starling, DST (amended) | Other Real Estate | Chicago | IL | $4,508,777 | $37,211,669 | 5 | Oct 3 | sec.gov |
| Origin Starling, DST | Other Real Estate | Chicago | IL | $4,508,777 | $37,211,669 | 5 | Oct 2 | sec.gov |
| RCC 973 LLC | Other Real Estate | Austin | TX | $4,275,000 | $4,275,000 | 10 | Oct 4 | sec.gov |
| TTCP Executive Fund - PYX, LLC | Investing | Bloomington | MN | $4,267,500 | $4,267,500 | 36 | Oct 3 | sec.gov |
| Martin Harris UK Tour Ltd Liability Co (amended) | Other | New York | NY | $4,247,399 | $4,600,000 | 52 | Oct 4 | sec.gov |
| PWD Aslan Investment Fund II | Other Real Estate | Irvine | CA | $4,170,000 | $4,600,000 | 24 | Oct 3 | sec.gov |
| Day 4 Night Studios Inc. | Other | Hermosa Beach | CA | $4,000,000 | $4,000,000 | 2 | Oct 1 | sec.gov |
| Castle Pay, Inc. | Other Technology | Hudson | NY | $4,000,000 | $4,000,000 | 10 | Oct 1 | sec.gov |
| FORABYA, LLC (amended) | Other Banking and Financial Services | Clearwater | FL | $4,000,000 | $11,500,000 | 15 | Sep 30 | sec.gov |
| Creative Planning Employee Investment, LLC | Investing | Overland Park | KS | $3,750,000 | $3,750,000 | 2 | Oct 2 | sec.gov |
| Creative Planning Employee Investment, LLC | Investing | Overland Park | KS | $3,750,000 | $3,750,000 | 2 | Oct 2 | sec.gov |
| Balance Ophthalmics, Inc. | Other Health Care | Sioux Falls | SD | $3,699,964 | $3,700,000 | 29 | Oct 4 | sec.gov |
| Vive SP Evelyn Glenn, LLC (amended) | Commercial | Huntersville | NC | $3,500,000 | $3,500,000 | 0 | Oct 3 | sec.gov |
| Vive SP Evelyn Glenn, LLC | Commercial | Huntersville | NC | $3,500,000 | $3,500,000 | 0 | Oct 2 | sec.gov |
| Fairway America, LLC (amended) | Investing | Portland | OR | $3,478,233 | $10,000,000 | 20 | Oct 2 | sec.gov |
| Q Tower LLC | Other Real Estate | Austin | TX | $3,425,000 | $4,500,000 | 26 | Oct 2 | sec.gov |
| MOXIE APPAREL INC. | Other | Allston | MA | $3,172,267 | $4,067,432 | 53 | Sep 30 | sec.gov |
| Avibra, Inc. | Other Technology | Iselin | NJ | $3,159,994 | $3,159,994 | 6 | Oct 3 | sec.gov |
| Lakeshore IRF Holdings, LLC (amended) | Other Real Estate | Dallas | TX | $3,150,000 | $8,680,237 | 44 | Oct 2 | sec.gov |
| Oklahoma Angel Fund III, LP | Investing | Oklahoma City | OK | $3,100,000 | $10,000,000 | 9 | Sep 30 | sec.gov |
| Fairhaven Court Investors LLC | Residential | Chicago | IL | $3,055,000 | $4,225,000 | 38 | Oct 4 | sec.gov |
| Axtra3D Inc. | Other | Charlotte | NC | $2,947,494 | $4,500,000 | 2 | Oct 1 | sec.gov |
| 701 Fox Hill Investor LLC | Residential | Champaign | IL | $2,850,000 | $3,000,000 | 18 | Oct 1 | sec.gov |
| Givzey, Inc. | Other Technology | Newton | MA | $2,700,000 | $2,800,000 | 36 | Oct 3 | sec.gov |
| Nuvau Minerals Corp | Other | Thunder Bay | $2,689,054 | $2,689,054 | 31 | Oct 3 | sec.gov | |
| Statt, Inc. | Other Technology | Silver Spring | MD | $2,625,000 | $2,625,000 | 12 | Oct 1 | sec.gov |
| Optimize Mind Performance, Inc. (amended) | Other | New York | NY | $2,563,641 | Indefinite | 47 | Oct 3 | sec.gov |
| Russell Apartment Fund, LLC | Commercial | Rexburg | ID | $2,550,000 | $2,700,000 | 9 | Oct 1 | sec.gov |
| DEEPLOOK, INC. | Other Technology | New Haven | CT | $2,515,201 | $6,880,203 | 26 | Sep 30 | sec.gov |
| NEW ORLEANS BEVERAGE GROUP, LLC (amended) | Manufacturing | New Orleans | LA | $2,500,000 | $2,500,000 | 9 | Oct 3 | sec.gov |
| Macro Oceans Inc. | Manufacturing | San Francisco | CA | $2,500,000 | $4,000,000 | 10 | Sep 30 | sec.gov |
| SMK Bridgepoint LLC | Commercial | Bend | OR | $2,446,500 | $5,000,000 | 26 | Sep 30 | sec.gov |
| WWC LXX US Investor2, LP (amended) | Residential | Phoenix | AZ | $2,428,256 | $4,015,000 | 114 | Sep 30 | sec.gov |
| VSEE HEALTH, INC. | Other | Boca Raton | FL | $2,371,222 | $4,037,889 | 1 | Oct 4 | sec.gov |
| Pastel Health Inc. | Computers | San Francisco | CA | $2,338,000 | $3,000,000 | 21 | Oct 1 | sec.gov |
| MIMG CCXLI Oaks at Bentonshire, LLC | Commercial | Franktown | CO | $2,173,500 | $3,650,000 | 37 | Oct 2 | sec.gov |
| Bogtrotter Enterprises, LLC | Other | Pittsburgh | PA | $2,161,000 | $2,250,000 | 26 | Oct 4 | sec.gov |
| Flathead Capital Lenders II, LLC | REITS and Finance | Issaquah | WA | $2,150,000 | $2,150,000 | 7 | Oct 3 | sec.gov |
| Cognius, Inc. | Other Technology | Cambridge | MA | $2,125,285 | $2,125,285 | 2 | Oct 1 | sec.gov |
| CellVax Therapeutics, Inc. | Other | Miami | FL | $2,084,999 | $4,999,997 | 1 | Oct 4 | sec.gov |
| Hard Truth Investments, LLC | Other | Cincinnati | OH | $2,074,957 | $23,000,000 | 9 | Oct 2 | sec.gov |
| Janus Health Technologies, Inc. | Other | Naples | FL | $2,049,997 | $10,000,000 | 6 | Oct 4 | sec.gov |
| Exos Aerospace Systems & Technologies, Inc. (amended) | Other | Greenville | TX | $2,047,196 | $2,047,196 | 95 | Sep 30 | sec.gov |
| Holy Post Co | Other Technology | Wheaton | IL | $2,000,000 | $2,000,000 | 14 | Oct 3 | sec.gov |
| Human Computer Game Corp | Other Technology | Windsor | CA | $2,000,000 | $3,000,000 | 1 | Oct 1 | sec.gov |
| Evermore Technologies Inc. | Other Technology | Princeton | NJ | $1,995,000 | $3,500,000 | 7 | Oct 3 | sec.gov |
| LOOPTWORKS, INC (amended) | Manufacturing | Portland | OR | $1,875,000 | $3,000,000 | 4 | Oct 1 | sec.gov |
| NINE COUNTY BRANDS, INC. (amended) | Other | San Mateo | CA | $1,855,000 | $3,000,000 | 18 | Oct 1 | sec.gov |
| ATCAP Fund III, LP | Commercial | Dallas | TX | $1,850,000 | $100,000,000 | 6 | Oct 4 | sec.gov |
| Vequity Technologies, LLC | Investing | Denver | CO | $1,780,001 | $1,780,001 | 14 | Oct 3 | sec.gov |
| Bloodhound Tracking Device, Inc (amended) | Other Technology | Webster | TX | $1,780,000 | Indefinite | 1 | Oct 2 | sec.gov |
| Synedgen, Inc. | Pharmaceuticals | Claremont | CA | $1,750,000 | $2,000,000 | 4 | Oct 1 | sec.gov |
| Akari Brands Inc. (amended) | Other | Brooklyn | NY | $1,750,000 | $1,750,000 | 7 | Sep 30 | sec.gov |
| American Giant, Inc. | Retailing | San Francisco | CA | $1,700,000 | $2,300,000 | 4 | Oct 1 | sec.gov |
| Intellectible, Inc. | Computers | Austin | TX | $1,697,775 | $1,697,775 | 9 | Oct 4 | sec.gov |
| Origin Endoscopy Inc. (amended) | Biotechnology | Englewood | CO | $1,590,329 | $1,590,329 | 3 | Oct 3 | sec.gov |
| ACES Diagnostics, Inc. | Other | Paradise Valley | AZ | $1,550,000 | $3,000,000 | 8 | Oct 3 | sec.gov |
| YOURSPACE STARMOUNT HOLDINGS, LLC (amended) | Lodging and Conventions | Virginia Beach | VA | $1,543,991 | $6,300,000 | 9 | Sep 30 | sec.gov |
| SocialCrowd, Inc. | Other Technology | Irvine | CA | $1,505,000 | $1,505,000 | 11 | Oct 3 | sec.gov |
| Full Bloom Memory Care, LLC | Other Health Care | Norfolk | VA | $1,500,000 | $1,500,000 | 3 | Oct 3 | sec.gov |
| Arc Endosurgery Inc. | Biotechnology | Englewood | CO | $1,470,000 | $1,500,000 | 7 | Oct 3 | sec.gov |
| ReactWise Inc. | Other Technology | London | $1,423,000 | $1,800,000 | 6 | Oct 4 | sec.gov | |
| SI TOWER PLACE MF, LP | Investing | Dallas | TX | $1,417,521 | $1,417,521 | 27 | Oct 4 | sec.gov |
| Vine - New Ulm, LP | Other Real Estate | New Ulm | TX | $1,375,000 | $1,675,000 | 20 | Oct 3 | sec.gov |
| RCE Technologies, Inc. (amended) | Biotechnology | Carlsbad | CA | $1,297,000 | $2,000,000 | 25 | Sep 30 | sec.gov |
| SmartCapital Ventures, LLC | Commercial | Colorado Springs | CO | $1,250,000 | $1,250,000 | 0 | Oct 4 | sec.gov |
| CERO THERAPEUTICS HOLDINGS, INC. | Pharmaceuticals | South San Francisco | CA | $1,250,000 | $1,250,000 | 13 | Oct 4 | sec.gov |
| 22nd Century Group, Inc. | Biotechnology | Mocksville | NC | $1,200,000 | $1,200,000 | 7 | Oct 4 | sec.gov |
| Cursive Solutions, Inc. | Other | Mason | OH | $1,197,000 | $3,125,000 | 8 | Oct 1 | sec.gov |
| AfterSchool HQ Inc. | Other Technology | Fishers | IN | $1,144,998 | $1,500,000 | 6 | Oct 3 | sec.gov |
| Gi Property 88 LLC | Other Real Estate | Beverly Hills | CA | $1,138,080 | $1,138,080 | 26 | Sep 30 | sec.gov |
| LONG BEACH STORAGE INVESTORS LP | Commercial | Missouri City | TX | $1,125,000 | $1,125,000 | 21 | Oct 4 | sec.gov |
| Starlight Software Solutions, LLC | Environmental Services | Denver | CO | $1,110,000 | $1,110,000 | 8 | Oct 4 | sec.gov |
| HAI Technologies Inc | Other Technology | Henrietta | NY | $1,100,000 | $7,500,000 | 3 | Sep 30 | sec.gov |
| Super League Enterprise, Inc. | Other Technology | Santa Monica | CA | $1,096,000 | $5,000,000 | 15 | Oct 3 | sec.gov |
| Fungi Valley LLC | Other | Los Angeles | CA | $1,059,000 | Indefinite | 2 | Oct 1 | sec.gov |
| Asymmetria Investors III, LLC - Inner Cosmos (PS) | Investing | West Des Moines | IA | $1,055,000 | $4,000,000 | 19 | Sep 30 | sec.gov |
| Silas Fund, Ltd. | Other Banking and Financial Services | Austin | TX | $1,010,000 | $1,010,000 | 13 | Oct 2 | sec.gov |
| MeshNet, Inc. | Other Technology | Ambler | PA | $1,005,000 | $1,005,000 | 13 | Oct 2 | sec.gov |
| Reelay Meetings, Inc. (amended) | Other | Knoxville | TN | $1,002,500 | $2,000,000 | 17 | Oct 1 | sec.gov |
| Front Street Capital Lenders II, LLC | REITS and Finance | Issaquah | WA | $1,000,000 | $1,000,000 | 3 | Oct 4 | sec.gov |
| Casted, Inc. | Other Technology | Indianapolis | IN | $1,000,000 | $3,000,000 | 2 | Oct 4 | sec.gov |
| Round Hill Multifamily Partners Fund I, LP | Residential | Indianapolis | IN | $1,000,000 | $200,000,000 | 1 | Oct 3 | sec.gov |
| Education Bot, Inc. | Other | Austin | TX | $1,000,000 | $1,500,000 | 1 | Oct 3 | sec.gov |
| Comer Holdco, LLC | Other | Blaine | MN | $1,000,000 | $1,000,000 | 5 | Oct 2 | sec.gov |
| Killphonic Rights, Inc. | Other | Los Angeles | CA | $1,000,000 | $3,000,000 | 1 | Oct 2 | sec.gov |
| Technova Industries Inc. | Other Technology | Madison | WI | $1,000,000 | $1,000,000 | 3 | Oct 2 | sec.gov |
| Nearpeer, Inc. | Other Technology | Portland | ME | $1,000,000 | $1,000,000 | 1 | Oct 2 | sec.gov |
| Sunnie, Inc. (amended) | Other | Encino | CA | $1,000,000 | $1,000,000 | 26 | Oct 1 | sec.gov |
| Geltr Inc. | Other Banking and Financial Services | Aventura | FL | $979,000 | $979,000 | 13 | Oct 1 | sec.gov |
| PHION Technologies Corp. | Other Technology | Novato | CA | $966,000 | $1,300,000 | 10 | Sep 30 | sec.gov |
| CEIS Management LLC | Other Health Care | Southfield | MI | $962,000 | Indefinite | 7 | Oct 3 | sec.gov |
| Job Leap, Inc. | Other Technology | New York | NY | $950,000 | $1,500,000 | 12 | Oct 3 | sec.gov |
| Palmer Park INV LLC (amended) | Other | Colorado Springs | CO | $900,000 | $2,400,000 | 13 | Oct 3 | sec.gov |
| ColdVentures LLC | Other Health Care | Conshohocken | PA | $860,752 | $860,752 | 9 | Oct 1 | sec.gov |
| Florence MHP LLC (amended) | Residential | Oviedo | FL | $858,500 | $858,500 | 12 | Oct 4 | sec.gov |
| MED-X, INC. (amended) | Other | Canoga Park | CA | $837,500 | $2,300,000 | 2 | Sep 30 | sec.gov |
| Long View Equity Opportunity Fund, Ltd. | Other Real Estate | Austin | TX | $835,000 | $1,450,000 | 3 | Oct 2 | sec.gov |
| Perplexity AI I, a series of WeFunds LLC | Other | Henderson | NV | $832,500 | $4,000,000 | 24 | Sep 30 | sec.gov |
| MOMPD Corp D.B.A. PrintProHomes | Construction | Boca Raton | FL | $819,900 | $9,000,000 | 3 | Oct 4 | sec.gov |
| Goodegg North Edge Investor, LLC | Commercial | San Francisco | CA | $815,000 | $6,750,000 | 15 | Oct 4 | sec.gov |
| Red Pine Exploration Inc. | Other | Toronto | $772,546 | $818,899 | 2 | Oct 4 | sec.gov | |
| Digital Health Navigation Solutions, Inc. | Other Technology | Winston-Salem | NC | $750,000 | $1,000,000 | 1 | Oct 2 | sec.gov |
| Series 21-1, a series of StartEngine Private LLC | Other | Burbank | CA | $735,035 | $1,408,715 | 40 | Oct 4 | sec.gov |
| Aprexis Inc. | Health Insurance | Montpelier | VT | $721,504 | $1,500,000 | 9 | Oct 1 | sec.gov |
| FPC Gilder Creek F&F LLC | Other Real Estate | Raleigh | NC | $707,000 | $735,000 | 24 | Oct 4 | sec.gov |
| Little Saints, Inc. | Other | Newark | DE | $700,000 | $1,100,000 | 2 | Oct 4 | sec.gov |
| Series Fund J, a series of UM Pre-IPO Portfolio Fund II LLC | Other | New York | NY | $700,000 | Indefinite | 7 | Oct 3 | sec.gov |
| GALAXY MEDIA PARTNERS LLC | Telecommunications | Syracuse | NY | $700,000 | $1,400,000 | 7 | Oct 2 | sec.gov |
| Birdies Corp. (amended) | Other | Santa Monica | CA | $690,000 | $750,000 | 12 | Oct 4 | sec.gov |
| 9ZERO INC. (amended) | Other | Santa Barbara | CA | $665,000 | $5,000,000 | 14 | Oct 4 | sec.gov |
| ENVENTIVE ENGINEERING INC | Other Technology | South Lancaster | MA | $663,430 | $1,250,000 | 7 | Oct 1 | sec.gov |
| Ophidion Inc. | Pharmaceuticals | Bethlehem | PA | $655,166 | $1,200,000 | 8 | Oct 1 | sec.gov |
| Telshur Inc. (amended) | Other Technology | Vancouver | WA | $640,000 | $900,000 | 18 | Sep 30 | sec.gov |
| Claxton Assets, LLC | Commercial | Claxton | GA | $600,000 | $600,000 | 0 | Oct 3 | sec.gov |
| CCP Sauced Hold Corp | Manufacturing | Sheridan | WY | $600,000 | Indefinite | 4 | Sep 30 | sec.gov |
| Advantage Insurance Inc. | Insurance | San Juan | PR | $595,722 | $595,722 | 7 | Oct 1 | sec.gov |
| FBHC HOLDING Co | Commercial Banking | Boulder | CO | $574,103 | $574,103 | 8 | Oct 1 | sec.gov |
| Eco World Water Corp | Environmental Services | Fort Lauderdale | FL | $560,000 | $2,000,000 | 3 | Oct 1 | sec.gov |
| Porte Hall, Inc. | Other | Bronxville | NY | $541,121 | $550,000 | 15 | Oct 1 | sec.gov |
| FMTYF Ltd Liability Co (amended) | Other | New York | NY | $530,000 | $1,000,000 | 16 | Oct 2 | sec.gov |
| Social Change Technologies, Inc. | Other Technology | New York | NY | $525,000 | $1,000,000 | 6 | Sep 30 | sec.gov |
| EMGenisys, Inc. | Other Technology | Houston | TX | $521,435 | $1,500,000 | 4 | Oct 2 | sec.gov |
| Poolday AI, Inc. | Other Technology | Sausalito | CA | $520,000 | $520,000 | 1 | Oct 3 | sec.gov |
| Assurified, Inc. | Other Technology | Wilmington | DE | $500,000 | $6,000,000 | 1 | Oct 4 | sec.gov |
| Rare Earth Technologies Inc. | Other Technology | Cincinnati | OH | $500,000 | $500,000 | 1 | Oct 1 | sec.gov |
| Capra Biosciences, Inc. | Other Technology | Manassas | VA | $500,000 | $1,500,000 | 1 | Oct 1 | sec.gov |
| Applied Impact Robotics Inc. (amended) | Other Technology | Ashburn | VA | $500,000 | $3,000,000 | 4 | Oct 1 | sec.gov |
| Tagboard, Inc. | Other Technology | Redmond | WA | $500,000 | $1,500,000 | 18 | Sep 30 | sec.gov |
| PROVIDERS TECH FUND LLC (amended) | Other Technology | Prosper | TX | $495,000 | $5,000,000 | 7 | Oct 3 | sec.gov |
| OpenEden Group Ltd | Other | Tortola | $490,000 | Indefinite | 4 | Oct 1 | sec.gov | |
| Phare Labs Inc. (amended) | Other Technology | Dallas | TX | $485,000 | $500,000 | 5 | Oct 1 | sec.gov |
| RevenueBase, Inc. | Other Technology | Newtonville | MA | $414,329 | $600,000 | 25 | Oct 4 | sec.gov |
| 280 E Palmetto Park Road LLC | Residential | Boca Raton | FL | $400,000 | Indefinite | 2 | Oct 4 | sec.gov |
| Pittsburgh Flex LLC | Commercial | Austin | TX | $400,000 | $1,000,000 | 3 | Oct 3 | sec.gov |
| Deep Rx Inc. | Other Health Care | Pittsburgh | PA | $400,000 | $2,000,000 | 2 | Oct 1 | sec.gov |
| TeleTeachers, Inc. | Other | Palos Heights | IL | $400,000 | $1,000,000 | 3 | Oct 1 | sec.gov |
| Holiday Park Village Investors, LLC | Commercial | Jamestown | ND | $350,000 | $1,000,000 | 6 | Oct 3 | sec.gov |
| Union Regional Water, Recreational & Economic Development Authority LLC | Other Real Estate | Englewood | OH | $350,000 | $8,000,000 | 5 | Oct 2 | sec.gov |
| Applied Impact Robotics Inc. | Other Technology | Ashburn | VA | $350,000 | $3,000,000 | 2 | Sep 30 | sec.gov |
| Neolastin SC Investors LLC | Other | Greenwood | SC | $285,000 | $1,000,000 | 8 | Oct 4 | sec.gov |
| Titlewise Technologies Inc. | Other Technology | Clarksville | IN | $249,999 | $500,000 | 6 | Oct 3 | sec.gov |
| CargoLabs Inc. (amended) | Other | Charlottesville | VA | $245,000 | $1,000,000 | 5 | Oct 3 | sec.gov |
| Harmony Square Apartments Investors LLC | Residential | Clarksville | TN | $225,000 | $5,000,000 | 4 | Oct 2 | sec.gov |
| Mogotes Metals Inc. | Other | Toronto | $222,660 | $461,224 | 4 | Oct 1 | sec.gov | |
| TILDEN COCKTAILS, INC. (amended) | Other | Boston | MA | $207,500 | $573,520 | 8 | Oct 2 | sec.gov |
| Indaptus Therapeutics, Inc. (amended) | Pharmaceuticals | New York | NY | $205,480 | $205,480 | 12 | Oct 4 | sec.gov |
| Orygen Solutions, LLC | Telecommunications | New York | NY | $200,000 | Indefinite | 1 | Oct 2 | sec.gov |
| Hourrier, Inc. | Other Technology | Lewes | DE | $200,000 | $200,000 | 1 | Oct 1 | sec.gov |
| PPX Mining Corp. | Other | Toronto | $179,559 | $179,559 | 1 | Oct 3 | sec.gov | |
| Rackla Metals Inc. (amended) | Other | Vancouver | $173,638 | $3,365,244 | 1 | Oct 1 | sec.gov | |
| Freeway Crossing SC Realty Fund LLC | Other Real Estate | Red Bank | NJ | $160,000 | $6,426,394 | 4 | Oct 2 | sec.gov |
| SmartKem, Inc. | Other Technology | Manchester | $152,400 | Indefinite | 1 | Oct 2 | sec.gov | |
| Fraser Mackenzie Accelerator Corp. | Other | Toronto | $148,440 | $252,487 | 1 | Oct 3 | sec.gov | |
| OSPREY STORAGE TX PORTFOLIO DST | Commercial | Las Vegas | NV | $137,722 | $5,643,006 | 1 | Oct 4 | sec.gov |
| European Energy Metals Corp. (amended) | Other | Vancouver, British Columbia | $135,952 | $1,976,965 | 3 | Oct 2 | sec.gov | |
| Gaingels Bokksu LLC (amended) | Other | Burlington | VT | $125,596 | $125,596 | 13 | Oct 1 | sec.gov |
| Team BP, LLC | Other | Willow Grove | PA | $125,000 | $125,000 | 6 | Oct 4 | sec.gov |
| MFCF REIT LLC | REITS and Finance | Boston | MA | $125,000 | $125,000 | 125 | Oct 3 | sec.gov |
| Fiera US Real Estate Debt Fund REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Oct 2 | sec.gov |
| Bakers Place Investment LLC | Other Real Estate | Madison | WI | $125,000 | $4,650,000 | 2 | Oct 2 | sec.gov |
| Pastel Health Inc. | Computers | San Francisco | CA | $125,000 | $125,000 | 1 | Oct 1 | sec.gov |
| Arch Street Project LLC | Other Real Estate | Boise | ID | $125,000 | $1,500,000 | 2 | Oct 1 | sec.gov |
| Groma III DST | Other Real Estate | Boston | MA | $122,135 | $3,230,000 | 1 | Oct 1 | sec.gov |
| Intersight, Inc. | Other Technology | Redmond | WA | $105,000 | $400,000 | 2 | Oct 2 | sec.gov |
| Maritime Resources Corp. | Other | Vancouver | $104,705 | $104,705 | 2 | Oct 1 | sec.gov | |
| Simon Care Management, Corp. | Other Technology | New York | NY | $100,000 | $450,000 | 1 | Oct 4 | sec.gov |
| ICE GEMS, Inc. | Other Technology | Wilbraham | MA | $100,000 | $2,400,000 | 1 | Oct 4 | sec.gov |
| PsySense, Inc. | Other Technology | Dover | DE | $100,000 | $500,000 | 1 | Oct 3 | sec.gov |
| Bellscan LLC | Computers | West Bloomfield | MI | $100,000 | $100,000 | 15 | Oct 3 | sec.gov |
| BILLIE BLACK PRODUCTION LLC | Other | Sheridan | WY | $100,000 | $2,000,000 | 2 | Oct 2 | sec.gov |
| New York Distilling Company, LLC | Other | Brooklyn | NY | $100,000 | $500,000 | 1 | Oct 2 | sec.gov |
| Shalehaven Partners Energy & Asset Management LLC | Oil and Gas | Dallas | TX | $100,000 | $30,000,000 | 1 | Sep 30 | sec.gov |
| SNSTech, LLC | Other | Austin | TX | $79,400 | $241,464 | 3 | Oct 1 | sec.gov |
| ACM A4 P3 Point LLC | REITS and Finance | New York | NY | $62,500 | $62,500 | 125 | Sep 30 | sec.gov |
| Dragon Interact, Inc. | Other | New Brunswick | NJ | $55,000 | $1,000,000 | 2 | Sep 30 | sec.gov |
| JUMP PARTNERS INC. | Other Technology | Springdale | AR | $50,000 | $5,000,000 | 2 | Oct 3 | sec.gov |
| MindClick Group, Inc. | Other | Bend | OR | $50,000 | $3,000,000 | 1 | Oct 1 | sec.gov |
| Carolina Lithotripsy, A Ltd Partnership | Other Health Care | Round Rock | TX | $46,880 | $46,880 | 3 | Oct 1 | sec.gov |
| GOLD PORT CORP (amended) | Other | Vancouver | $44,790 | $3,231,652 | 1 | Oct 4 | sec.gov | |
| Pandora's Stashbox, Inc. | Retailing | Saint Paul | MN | $37,500 | $750,000 | 1 | Sep 30 | sec.gov |
| Gaingels Ophidion 2024 LLC | Other | Burlington | VT | $29,444 | $29,444 | 16 | Oct 4 | sec.gov |
| Mogotes Metals Inc. | Other | Toronto | $25,065 | $51,920 | 2 | Oct 1 | sec.gov | |
| Caliber Core Plus Growth & Income Fund REIT, LLC (amended) | REITS and Finance | Scottsdale | AZ | $24,000 | $125,000 | 24 | Oct 3 | sec.gov |
| HydRx, Inc. (amended) | Other | Colorado Springs | CO | $15,000 | $4,800,000 | 2 | Oct 3 | sec.gov |
| RIO PLATE LTD. | Other Technology | Road Town, Tortola | $14,905 | $14,905 | 5 | Sep 30 | sec.gov | |
| Jaeger Resources Corp. | Other | Edmonton | $11,437 | $11,437 | 0 | Oct 4 | sec.gov | |
| MPC FED CI Energy Fund IV B, LLC | Other Real Estate | Atlanta | GA | $10,000 | Indefinite | 1 | Oct 3 | sec.gov |
| Blueline Properties 12 LLC | Business Services | Thornton | CO | $10,000 | $10,000 | 1 | Oct 1 | sec.gov |
| VECTORMAX Corp | Other Technology | Lindenhurst | NY | $5,000 | $30,000,000 | 1 | Oct 2 | sec.gov |
| AFRICAN INVESTMENT HOLDINGS (AIH), LLC | Other | Grand Rapids | MI | $1,500 | $1,500 | 3 | Oct 3 | sec.gov |
| AFRICAN INVESTMENT HOLDINGS (AIH) GP, LLC | Other | Grand Rapids | MI | $1,500 | $10,000 | 3 | Oct 3 | sec.gov |
| Perspiculex Inc. | Other Technology | Ashburn | VA | $430 | $430 | 4 | Oct 3 | sec.gov |
| Sun TopCo, LP (amended) | Other | Los Angeles | CA | $37 | Indefinite | 34 | Oct 4 | sec.gov |
| OK Stone Bryax Capital SPV, LLC | Other | Mclean | VA | $0 | $2,000,000 | 0 | Oct 4 | sec.gov |
| Ruyizhou INC | Retailing | Denver | CO | $0 | $100,000,000 | 0 | Oct 4 | sec.gov |
| FRED-Mount Pleasant Two, LLC | Commercial | Milwaukee | WI | $0 | $7,570,000 | 0 | Oct 4 | sec.gov |
| Oak, LLC | Other Technology | Brunswick | ME | $0 | $1,000,000 | 0 | Oct 4 | sec.gov |
| Wichita Affordable Housing, LLC | Investing | Wichita | KS | $0 | $10,000,000 | 0 | Oct 4 | sec.gov |
| Dorian Broadway Limited Partnership | Other | New York | NY | $0 | $8,750,000 | 0 | Oct 4 | sec.gov |
| Eagle Creek Bicycles LLC | Manufacturing | Boca Raton | FL | $0 | $4,500,000 | 0 | Oct 4 | sec.gov |
| CHTX Club, LLC | Other | Childress | TX | $0 | Indefinite | 0 | Oct 4 | sec.gov |
| Capital Protection Debt Fund HUI, LLC | Other Real Estate | Cedar City | UT | $0 | $19,810,000 | 0 | Oct 4 | sec.gov |
| SCPS SFR EG FUND LLC | Residential | Bethesda | MD | $0 | $5,000,000 | 0 | Oct 4 | sec.gov |
| IWD Enterprises, LLC | Other | Spicewood | TX | $0 | Indefinite | 0 | Oct 4 | sec.gov |
| CAP8 COTTONWOOD LLC | Commercial | Mobile | AL | $0 | $4,000,000 | 0 | Oct 4 | sec.gov |
| Mountain Woods LLC | Other | Hoover | AL | $0 | $3,700,000 | 0 | Oct 3 | sec.gov |
| Waterloo MHP LLC | Commercial | Incline Village | NV | $0 | $630,000 | 0 | Oct 3 | sec.gov |
| Hillcrest Minerals, LLC | Oil and Gas | Midland | TX | $0 | $16,931,579 | 0 | Oct 3 | sec.gov |
| Inland Loan Fund V, LLC | Other Real Estate | Oak Brook | IL | $0 | $15,000,000 | 0 | Oct 3 | sec.gov |
| TCA Fund 1 LLC | Other | Cheyenne | WY | $0 | $450,000 | 0 | Oct 3 | sec.gov |
| WESTMORELAND 408 LLC | Commercial | Orlando | FL | $0 | $800,000 | 0 | Oct 3 | sec.gov |
| MCM - MOBILE HOMES I, LLC | Commercial | Charlotte | NC | $0 | $3,500,000 | 0 | Oct 3 | sec.gov |
| DH Capital Fund LP | Other Banking and Financial Services | Houston | TX | $0 | Indefinite | 0 | Oct 3 | sec.gov |
| Tap Ins LLC | Commercial | Leawood | KS | $0 | $7,000,000 | 0 | Oct 3 | sec.gov |
| Phoenix Capital LP 1 LLC | Other Real Estate | Leesburg | GA | $0 | $5,000,000 | 0 | Oct 3 | sec.gov |
| Omnissa Holdco LLC | Other | Mountain View | CA | $0 | Indefinite | 0 | Oct 3 | sec.gov |
| BE PREFERRED INCOME FUND, LLC | Other Real Estate | Phoenix | AZ | $0 | $75,000,000 | 0 | Oct 3 | sec.gov |
| Health Advocates Network Holdings Corp. | Other Health Care | Boca Raton | FL | $0 | $10,000,000 | 0 | Oct 3 | sec.gov |
| BGO Prime Industrial Development Co-Investment Feeder LP | Other Real Estate | New York | NY | $0 | Indefinite | 0 | Oct 3 | sec.gov |
| BGO Prime Industrial Development Co-Investment LP | Other Real Estate | New York | NY | $0 | Indefinite | 0 | Oct 3 | sec.gov |
| Urban at the Heights LLC | Commercial | Carlsbad | CA | $0 | $1,600,000 | 0 | Oct 2 | sec.gov |
| Terra Capital Income Fund II, LLC | Other | Pembroke Pines | FL | $0 | $100,000,000 | 0 | Oct 2 | sec.gov |
| ABI Holdings LLC | Business Services | Denver | CO | $0 | $1,000 | 0 | Oct 2 | sec.gov |
| 1322 9th Partnership, LLC | Commercial | Washington | DC | $0 | $3,450,000 | 0 | Oct 2 | sec.gov |
| Athlete Connect Sports, Inc. | Other | Dover | DE | $0 | $5,000,000 | 0 | Oct 2 | sec.gov |
| 114 Parsley LLC | Other Real Estate | Hungtington | NY | $0 | $23,330,000 | 88 | Oct 2 | sec.gov |
| Danae Group SAS | Other | Rue De Ponthieu | $0 | $2,500,000 | 0 | Oct 2 | sec.gov | |
| Bayou Hospitality Real Estate Fund LLC (amended) | Investing | The Woodlands | TX | $0 | $25,000,000 | 0 | Oct 2 | sec.gov |
| VALLEY VIEW TOWNHOMES LLC | Commercial | Knoxville | TN | $0 | $1,710,000 | 0 | Oct 2 | sec.gov |
| Corps Capital Energy Investments Fund I LP | Oil and Gas | Denver | CO | $0 | $75,000,000 | 0 | Oct 2 | sec.gov |
| Georgia Green Light Ltd Liability Co | Other | New York | NY | $0 | $6,700,000 | 0 | Oct 2 | sec.gov |
| Altitude Capital Holdings LLC (amended) | Investment Banking | Newport Beach | CA | $0 | $1,000,000 | 0 | Oct 2 | sec.gov |
| TFG Cochecho Residential Preferred, LLC | Other Real Estate | Boston | MA | $0 | $14,700,000 | 0 | Oct 2 | sec.gov |
| NEXT-LEVEL INVESTMENTS LLC (amended) | Commercial | Asheville | NC | $0 | $25,000,000 | 0 | Oct 2 | sec.gov |
| REIC Holdings, Inc. (amended) | Commercial | New York | NY | $0 | $50,000,000 | 0 | Oct 2 | sec.gov |
| Origin IncomePlus Operating Company, LLC | Other Real Estate | Chicago | IL | $0 | Indefinite | 0 | Oct 2 | sec.gov |
| CS1031 Valley Ridge BFR Housing, DST | Commercial | Glen Allen | VA | $0 | $20,250,000 | 0 | Oct 1 | sec.gov |
| Kafkaesque Musical Ltd Liability Co | Other | Pine Plains | NY | $0 | $75,000 | 0 | Oct 1 | sec.gov |
| Purity-Chapters JV, LLC | Other Health Care | Duluth | GA | $0 | $2,100,000 | 0 | Oct 1 | sec.gov |
| SPI Winsted Equity DE, LLC | Commercial | Dallas | TX | $0 | $25,000,000 | 0 | Oct 1 | sec.gov |
| LMT Funding Opp 1, LLC | Other | Yardley | PA | $0 | $700,000 | 0 | Oct 1 | sec.gov |
| Sankalp Retail Fund 1 LLC | Commercial | Frisco | TX | $0 | $12,000,000 | 0 | Oct 1 | sec.gov |
| NELLE BY PLAY MONEY A SERIES OF CLUTCH CAPITAL LLC | Investing | Niwot | CO | $0 | $24,000 | 13 | Oct 1 | sec.gov |
| Red Mountain PET SP SPV I LLV | Investment Banking | Los Angeles | CA | $0 | $4,000,000 | 3 | Oct 1 | sec.gov |
| XAG Audubon Multifamily, LLC | Commercial | Richmond | TX | $0 | $18,400,000 | 0 | Oct 1 | sec.gov |
| Ranchland Capital Partners, LLC | Commercial | Helena | MT | $0 | $4,000,000 | 0 | Oct 1 | sec.gov |
| Stirlingshire Investments, Inc. | Other Technology | New York | NY | $0 | $20,000,000 | 0 | Oct 1 | sec.gov |
| Maritime Resources Corp. | Other | Vancouver | $0 | Indefinite | 2 | Oct 1 | sec.gov | |
| KTNR, Inc. | Other Technology | Southlake | TX | $0 | $10,000,000 | 0 | Oct 1 | sec.gov |
| AQ Sunshine Parent, LLC | Other | New York | NY | $0 | Indefinite | 0 | Oct 1 | sec.gov |
| Melan Inc. | Retailing | Nashville | TN | $0 | $1,000,000 | 0 | Sep 30 | sec.gov |
| DW OKLAHOMA #43 LP | Oil and Gas | Irving | TX | $0 | $2,000,000 | 0 | Sep 30 | sec.gov |
| ABR Chesapeake Investors VII Limited Partnership | Other Real Estate | Baltimore | MD | $0 | Indefinite | 0 | Sep 30 | sec.gov |
| Go Store It Opportunity Fund, LP | Commercial | Charlotte | NC | $0 | $250,000,000 | 0 | Sep 30 | sec.gov |
| Supernova-RS LLC | Other | Miami | FL | $0 | $50,000,000 | 0 | Sep 30 | sec.gov |
| Lewis Brothers Capital LLC | Oil and Gas | Edmond | OK | $0 | $5,000,000 | 0 | Sep 30 | sec.gov |
| Origin Capital Group LLC (amended) | Construction | Austin | TX | $0 | Indefinite | 0 | Sep 30 | sec.gov |
| FORTUNE 9 FUND LLC | Commercial | Dover | DE | $0 | $25,000,000 | 0 | Sep 30 | sec.gov |
| ExchangeRight Net-Leased All-Cash 8 DST | Commercial | Pasadena | CA | $0 | $23,375,000 | 0 | Sep 30 | sec.gov |
| Naples Condo Investor LLC | Other Real Estate | Eden Prairie | MN | $0 | $12,000,000 | 0 | Sep 30 | sec.gov |
| Sticky Data, Inc. | Business Services | Alameda | CA | $0 | $7,500,000 | 0 | Sep 30 | sec.gov |
| LION COPPER & GOLD CORP. | Other | Yerington | NV | $0 | $2,294,799 | 2 | Sep 30 | sec.gov |
| Fruit Street Health, P.B.C. | Other Health Care | Forrt Worth | TX | $0 | $5,000,000 | 0 | Sep 30 | sec.gov |
| GPS Opportunity Fund LLC | Commercial | Las Vegas | NV | $0 | $100,000,000 | 1 | Sep 30 | sec.gov |
| Lotus Technology Inc. | Manufacturing | Shanghai | $0 | $350,000,000 | 1 | Sep 30 | sec.gov | |
| Mid-Atlantic BioTherapeutics, Inc. | Biotechnology | Doylestown | PA | $0 | $5,000,000 | 0 | Sep 30 | sec.gov |
Week of Oct 7 · Week of Sep 23 · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.