Data / Form D filings / Sep 30
Form D filings, September 30, 2024: 59 companies raised $991.5 million
59 operating companies filed a Form D on September 30, 2024, reporting $991.5 million sold. Largest: Mammoth Interactive LLC ($260 million), Carlyle Tactical Private Credit Fund ($200 million), RL Parent Holdings LLC ($165.2 million). The median filing is $2.4 million, and 138 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 59Form D filings
- $991.5 millionreported sold
- $2.4 millionmedian amount sold
- CAmost filings (9)
Most filings by state: CA 9, NY 7, FL 6, TX 5, MN 3. By industry: Other 12, Other Technology 10, Commercial 6, Other Real Estate 6.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Mammoth Interactive LLC | Other Technology | Fort Lauderdale | FL | $260,000,000 | $260,000,000 | 2 | Sep 30 | sec.gov |
| Carlyle Tactical Private Credit Fund | Investing | New York | NY | $200,000,000 | $200,000,000 | 68 | Sep 30 | sec.gov |
| RL Parent Holdings LLC | Restaurants | Orlando | FL | $165,194,611 | $183,194,611 | 25 | Sep 30 | sec.gov |
| Sage Optimum Services LLC | Residential | Chandler | AZ | $100,000,000 | $100,000,000 | 1 | Sep 30 | sec.gov |
| Quality Brand Group LLC | Restaurants | Stamford | CT | $45,737,975 | $56,664,312 | 5 | Sep 30 | sec.gov |
| ShiraTronics, Inc | Biotechnology | Brooklyn Park | MN | $37,396,117 | $66,008,867 | 30 | Sep 30 | sec.gov |
| Ventyx Biosciences, Inc. | Other | San Diego | CA | $26,999,940 | $26,999,940 | 1 | Sep 30 | sec.gov |
| IceCap Real Estate Debt Fund III, LLC (amended) | Other Real Estate | New York | NY | $26,382,951 | $100,000,000 | 72 | Sep 30 | sec.gov |
| SPEP MSP Buyer, LLC | Other | Jacksonville Beach, | FL | $21,716,972 | $21,716,972 | 11 | Sep 30 | sec.gov |
| Rockville District Partners Holding LLC | Commercial | Bethesda | MD | $20,425,000 | $20,425,000 | 26 | Sep 30 | sec.gov |
| AJA 401 LLC | Other Real Estate | Cary | NC | $12,653,500 | $14,500,000 | 116 | Sep 30 | sec.gov |
| Greenway Project Holdings, LLC | Residential | Monona | WI | $11,500,000 | $11,500,000 | 92 | Sep 30 | sec.gov |
| GFG Venado, LLC (amended) | Other Real Estate | Miami | FL | $10,600,000 | Indefinite | 9 | Sep 30 | sec.gov |
| Latii Inc. | Other | Brooklyn | NY | $6,724,995 | $6,729,995 | 23 | Sep 30 | sec.gov |
| Navflex Inc. | Other | Thorton | CO | $5,550,000 | $15,000,000 | 6 | Sep 30 | sec.gov |
| Berkeley Compute, Inc. | Other Technology | Berkeley | CA | $5,000,000 | $5,000,000 | 1 | Sep 30 | sec.gov |
| FORABYA, LLC (amended) | Other Banking and Financial Services | Clearwater | FL | $4,000,000 | $11,500,000 | 15 | Sep 30 | sec.gov |
| MOXIE APPAREL INC. | Other | Allston | MA | $3,172,267 | $4,067,432 | 53 | Sep 30 | sec.gov |
| Oklahoma Angel Fund III, LP | Investing | Oklahoma City | OK | $3,100,000 | $10,000,000 | 9 | Sep 30 | sec.gov |
| DEEPLOOK, INC. | Other Technology | New Haven | CT | $2,515,201 | $6,880,203 | 26 | Sep 30 | sec.gov |
| Macro Oceans Inc. | Manufacturing | San Francisco | CA | $2,500,000 | $4,000,000 | 10 | Sep 30 | sec.gov |
| SMK Bridgepoint LLC | Commercial | Bend | OR | $2,446,500 | $5,000,000 | 26 | Sep 30 | sec.gov |
| WWC LXX US Investor2, LP (amended) | Residential | Phoenix | AZ | $2,428,256 | $4,015,000 | 114 | Sep 30 | sec.gov |
| Exos Aerospace Systems & Technologies, Inc. (amended) | Other | Greenville | TX | $2,047,196 | $2,047,196 | 95 | Sep 30 | sec.gov |
| Akari Brands Inc. (amended) | Other | Brooklyn | NY | $1,750,000 | $1,750,000 | 7 | Sep 30 | sec.gov |
| YOURSPACE STARMOUNT HOLDINGS, LLC (amended) | Lodging and Conventions | Virginia Beach | VA | $1,543,991 | $6,300,000 | 9 | Sep 30 | sec.gov |
| RCE Technologies, Inc. (amended) | Biotechnology | Carlsbad | CA | $1,297,000 | $2,000,000 | 25 | Sep 30 | sec.gov |
| Gi Property 88 LLC | Other Real Estate | Beverly Hills | CA | $1,138,080 | $1,138,080 | 26 | Sep 30 | sec.gov |
| HAI Technologies Inc | Other Technology | Henrietta | NY | $1,100,000 | $7,500,000 | 3 | Sep 30 | sec.gov |
| Asymmetria Investors III, LLC - Inner Cosmos (PS) | Investing | West Des Moines | IA | $1,055,000 | $4,000,000 | 19 | Sep 30 | sec.gov |
| PHION Technologies Corp. | Other Technology | Novato | CA | $966,000 | $1,300,000 | 10 | Sep 30 | sec.gov |
| MED-X, INC. (amended) | Other | Canoga Park | CA | $837,500 | $2,300,000 | 2 | Sep 30 | sec.gov |
| Perplexity AI I, a series of WeFunds LLC | Other | Henderson | NV | $832,500 | $4,000,000 | 24 | Sep 30 | sec.gov |
| Telshur Inc. (amended) | Other Technology | Vancouver | WA | $640,000 | $900,000 | 18 | Sep 30 | sec.gov |
| CCP Sauced Hold Corp | Manufacturing | Sheridan | WY | $600,000 | Indefinite | 4 | Sep 30 | sec.gov |
| Social Change Technologies, Inc. | Other Technology | New York | NY | $525,000 | $1,000,000 | 6 | Sep 30 | sec.gov |
| Tagboard, Inc. | Other Technology | Redmond | WA | $500,000 | $1,500,000 | 18 | Sep 30 | sec.gov |
| Applied Impact Robotics Inc. | Other Technology | Ashburn | VA | $350,000 | $3,000,000 | 2 | Sep 30 | sec.gov |
| Shalehaven Partners Energy & Asset Management LLC | Oil and Gas | Dallas | TX | $100,000 | $30,000,000 | 1 | Sep 30 | sec.gov |
| ACM A4 P3 Point LLC | REITS and Finance | New York | NY | $62,500 | $62,500 | 125 | Sep 30 | sec.gov |
| Dragon Interact, Inc. | Other | New Brunswick | NJ | $55,000 | $1,000,000 | 2 | Sep 30 | sec.gov |
| Pandora's Stashbox, Inc. | Retailing | Saint Paul | MN | $37,500 | $750,000 | 1 | Sep 30 | sec.gov |
| RIO PLATE LTD. | Other Technology | Road Town, Tortola | $14,905 | $14,905 | 5 | Sep 30 | sec.gov | |
| Melan Inc. | Retailing | Nashville | TN | $0 | $1,000,000 | 0 | Sep 30 | sec.gov |
| DW OKLAHOMA #43 LP | Oil and Gas | Irving | TX | $0 | $2,000,000 | 0 | Sep 30 | sec.gov |
| ABR Chesapeake Investors VII Limited Partnership | Other Real Estate | Baltimore | MD | $0 | Indefinite | 0 | Sep 30 | sec.gov |
| Go Store It Opportunity Fund, LP | Commercial | Charlotte | NC | $0 | $250,000,000 | 0 | Sep 30 | sec.gov |
| Supernova-RS LLC | Other | Miami | FL | $0 | $50,000,000 | 0 | Sep 30 | sec.gov |
| Lewis Brothers Capital LLC | Oil and Gas | Edmond | OK | $0 | $5,000,000 | 0 | Sep 30 | sec.gov |
| Origin Capital Group LLC (amended) | Construction | Austin | TX | $0 | Indefinite | 0 | Sep 30 | sec.gov |
| FORTUNE 9 FUND LLC | Commercial | Dover | DE | $0 | $25,000,000 | 0 | Sep 30 | sec.gov |
| ExchangeRight Net-Leased All-Cash 8 DST | Commercial | Pasadena | CA | $0 | $23,375,000 | 0 | Sep 30 | sec.gov |
| Naples Condo Investor LLC | Other Real Estate | Eden Prairie | MN | $0 | $12,000,000 | 0 | Sep 30 | sec.gov |
| Sticky Data, Inc. | Business Services | Alameda | CA | $0 | $7,500,000 | 0 | Sep 30 | sec.gov |
| LION COPPER & GOLD CORP. | Other | Yerington | NV | $0 | $2,294,799 | 2 | Sep 30 | sec.gov |
| Fruit Street Health, P.B.C. | Other Health Care | Forrt Worth | TX | $0 | $5,000,000 | 0 | Sep 30 | sec.gov |
| GPS Opportunity Fund LLC | Commercial | Las Vegas | NV | $0 | $100,000,000 | 1 | Sep 30 | sec.gov |
| Lotus Technology Inc. | Manufacturing | Shanghai | $0 | $350,000,000 | 1 | Sep 30 | sec.gov | |
| Mid-Atlantic BioTherapeutics, Inc. | Biotechnology | Doylestown | PA | $0 | $5,000,000 | 0 | Sep 30 | sec.gov |
October 1, 2024 · September 27, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.