Data / Form D filings / Oct 2
Form D filings, October 2, 2024: 72 companies raised $546.9 million
72 operating companies filed a Form D on October 2, 2024, reporting $546.9 million sold. Largest: Aktis Oncology, Inc. ($175 million), Arda Therapeutics, Inc. ($43.3 million), Pickle Robot Co ($42 million). The median filing is $3.3 million, and 104 pooled investment funds also filed that day.
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- 72Form D filings
- $546.9 millionreported sold
- $3.3 millionmedian amount sold
- NYmost filings (11)
Most filings by state: NY 11, TX 10, CA 7, MA 6, NC 3. By industry: Other Technology 17, Other 15, Other Real Estate 12, Commercial 9.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Aktis Oncology, Inc. | Biotechnology | Boston | MA | $175,000,000 | $175,000,000 | 39 | Oct 2 | sec.gov |
| Arda Therapeutics, Inc. | Biotechnology | San Carlos | CA | $43,303,366 | $43,438,362 | 17 | Oct 2 | sec.gov |
| Pickle Robot Co (amended) | Other Technology | Cambridge | MA | $42,000,000 | $42,000,000 | 7 | Oct 2 | sec.gov |
| BackOffice.co, Inc. | Other Technology | Boca Raton | FL | $39,999,997 | $39,999,997 | 3 | Oct 2 | sec.gov |
| Arlo Financial Holdings, Inc. | Commercial Banking | Springfield | MO | $36,816,640 | $40,000,000 | 327 | Oct 2 | sec.gov |
| Texas Strategic Growth Fund, L.P. (amended) | Other Real Estate | Dallas | TX | $17,365,000 | $100,000,000 | 144 | Oct 2 | sec.gov |
| Harmonic Security, Inc. | Other | San Francisco | CA | $17,214,679 | $17,214,679 | 8 | Oct 2 | sec.gov |
| Hyalex Orthopaedics, Inc. | Other Health Care | Lexington | MA | $14,874,761 | $18,124,761 | 7 | Oct 2 | sec.gov |
| OPACITY LABS, INC. | Other Technology | New York | NY | $13,317,000 | $13,830,000 | 48 | Oct 2 | sec.gov |
| FC River District 14 JV, LLC | Commercial | Boynton Beach | FL | $13,281,791 | $77,805,708 | 3 | Oct 2 | sec.gov |
| Cruisebound, Inc. | Other Travel | New York | NY | $13,002,552 | $13,037,106 | 33 | Oct 2 | sec.gov |
| Dashverse Corp. | Other Technology | Jersey City | NJ | $12,816,695 | $12,816,695 | 3 | Oct 2 | sec.gov |
| Banzai International, Inc. | Other Technology | Bainbridge Island | WA | $10,789,223 | $10,789,223 | 8 | Oct 2 | sec.gov |
| PicassoMD, Inc. | Other Technology | Bethesda | MD | $9,403,514 | $10,573,514 | 24 | Oct 2 | sec.gov |
| NRE Carrollton Investors, LLC | Residential | Beverly Hills | CA | $9,100,000 | $36,000,000 | 15 | Oct 2 | sec.gov |
| Dallas SH380 Investment LLC | Commercial | Austin | TX | $5,840,000 | $6,000,000 | 79 | Oct 2 | sec.gov |
| MWR TopCo, LLC | Other | Carmel | IN | $5,116,728 | $5,116,728 | 10 | Oct 2 | sec.gov |
| Reprieve Cardiovascular, Inc. | Other Health Care | Milford | MA | $4,999,999 | $4,999,999 | 8 | Oct 2 | sec.gov |
| Thoroughcare, Inc. | Other Technology | Pittsburgh | PA | $4,999,990 | $4,999,998 | 3 | Oct 2 | sec.gov |
| Banzai International, Inc. | Other Technology | Bainbridge Island | WA | $4,998,825 | $4,998,825 | 1 | Oct 2 | sec.gov |
| Sylmar Studios, LLC | Other | Sylmar | CA | $4,872,398 | $7,500,000 | 2 | Oct 2 | sec.gov |
| Lakeshore IRF Holdings, LLC (amended) | Other Real Estate | Dallas | TX | $4,835,000 | $8,680,237 | 78 | Oct 2 | sec.gov |
| Origin Starling, DST | Other Real Estate | Chicago | IL | $4,508,777 | $37,211,669 | 5 | Oct 2 | sec.gov |
| Creative Planning Employee Investment, LLC | Investing | Overland Park | KS | $3,750,000 | $3,750,000 | 2 | Oct 2 | sec.gov |
| Creative Planning Employee Investment, LLC | Investing | Overland Park | KS | $3,750,000 | $3,750,000 | 2 | Oct 2 | sec.gov |
| Vive SP Evelyn Glenn, LLC | Commercial | Huntersville | NC | $3,500,000 | $3,500,000 | 0 | Oct 2 | sec.gov |
| Fairway America, LLC (amended) | Investing | Portland | OR | $3,478,233 | $10,000,000 | 20 | Oct 2 | sec.gov |
| Q Tower LLC | Other Real Estate | Austin | TX | $3,425,000 | $4,500,000 | 26 | Oct 2 | sec.gov |
| Lakeshore IRF Holdings, LLC (amended) | Other Real Estate | Dallas | TX | $3,150,000 | $8,680,237 | 44 | Oct 2 | sec.gov |
| MIMG CCXLI Oaks at Bentonshire, LLC | Commercial | Franktown | CO | $2,173,500 | $3,650,000 | 37 | Oct 2 | sec.gov |
| Hard Truth Investments, LLC | Other | Cincinnati | OH | $2,074,957 | $23,000,000 | 9 | Oct 2 | sec.gov |
| Bloodhound Tracking Device, Inc (amended) | Other Technology | Webster | TX | $1,780,000 | Indefinite | 1 | Oct 2 | sec.gov |
| Silas Fund, Ltd. | Other Banking and Financial Services | Austin | TX | $1,010,000 | $1,010,000 | 13 | Oct 2 | sec.gov |
| MeshNet, Inc. | Other Technology | Ambler | PA | $1,005,000 | $1,005,000 | 13 | Oct 2 | sec.gov |
| Comer Holdco, LLC | Other | Blaine | MN | $1,000,000 | $1,000,000 | 5 | Oct 2 | sec.gov |
| Killphonic Rights, Inc. | Other | Los Angeles | CA | $1,000,000 | $3,000,000 | 1 | Oct 2 | sec.gov |
| Technova Industries Inc. | Other Technology | Madison | WI | $1,000,000 | $1,000,000 | 3 | Oct 2 | sec.gov |
| Nearpeer, Inc. | Other Technology | Portland | ME | $1,000,000 | $1,000,000 | 1 | Oct 2 | sec.gov |
| Long View Equity Opportunity Fund, Ltd. | Other Real Estate | Austin | TX | $835,000 | $1,450,000 | 3 | Oct 2 | sec.gov |
| Digital Health Navigation Solutions, Inc. | Other Technology | Winston-Salem | NC | $750,000 | $1,000,000 | 1 | Oct 2 | sec.gov |
| GALAXY MEDIA PARTNERS LLC | Telecommunications | Syracuse | NY | $700,000 | $1,400,000 | 7 | Oct 2 | sec.gov |
| FMTYF Ltd Liability Co (amended) | Other | New York | NY | $530,000 | $1,000,000 | 16 | Oct 2 | sec.gov |
| EMGenisys, Inc. | Other Technology | Houston | TX | $521,435 | $1,500,000 | 4 | Oct 2 | sec.gov |
| Union Regional Water, Recreational & Economic Development Authority LLC | Other Real Estate | Englewood | OH | $350,000 | $8,000,000 | 5 | Oct 2 | sec.gov |
| Harmony Square Apartments Investors LLC | Residential | Clarksville | TN | $225,000 | $5,000,000 | 4 | Oct 2 | sec.gov |
| TILDEN COCKTAILS, INC. (amended) | Other | Boston | MA | $207,500 | $573,520 | 8 | Oct 2 | sec.gov |
| Orygen Solutions, LLC | Telecommunications | New York | NY | $200,000 | Indefinite | 1 | Oct 2 | sec.gov |
| Freeway Crossing SC Realty Fund LLC | Other Real Estate | Red Bank | NJ | $160,000 | $6,426,394 | 4 | Oct 2 | sec.gov |
| SmartKem, Inc. | Other Technology | Manchester | $152,400 | Indefinite | 1 | Oct 2 | sec.gov | |
| European Energy Metals Corp. (amended) | Other | Vancouver, British Columbia | $135,952 | $1,976,965 | 3 | Oct 2 | sec.gov | |
| Fiera US Real Estate Debt Fund REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Oct 2 | sec.gov |
| Bakers Place Investment LLC | Other Real Estate | Madison | WI | $125,000 | $4,650,000 | 2 | Oct 2 | sec.gov |
| Intersight, Inc. | Other Technology | Redmond | WA | $105,000 | $400,000 | 2 | Oct 2 | sec.gov |
| BILLIE BLACK PRODUCTION LLC | Other | Sheridan | WY | $100,000 | $2,000,000 | 2 | Oct 2 | sec.gov |
| New York Distilling Company, LLC | Other | Brooklyn | NY | $100,000 | $500,000 | 1 | Oct 2 | sec.gov |
| VECTORMAX Corp | Other Technology | Lindenhurst | NY | $5,000 | $30,000,000 | 1 | Oct 2 | sec.gov |
| Urban at the Heights LLC | Commercial | Carlsbad | CA | $0 | $1,600,000 | 0 | Oct 2 | sec.gov |
| Terra Capital Income Fund II, LLC | Other | Pembroke Pines | FL | $0 | $100,000,000 | 0 | Oct 2 | sec.gov |
| ABI Holdings LLC | Business Services | Denver | CO | $0 | $1,000 | 0 | Oct 2 | sec.gov |
| 1322 9th Partnership, LLC | Commercial | Washington | DC | $0 | $3,450,000 | 0 | Oct 2 | sec.gov |
| Athlete Connect Sports, Inc. | Other | Dover | DE | $0 | $5,000,000 | 0 | Oct 2 | sec.gov |
| 114 Parsley LLC | Other Real Estate | Hungtington | NY | $0 | $23,330,000 | 88 | Oct 2 | sec.gov |
| Danae Group SAS | Other | Rue De Ponthieu | $0 | $2,500,000 | 0 | Oct 2 | sec.gov | |
| Bayou Hospitality Real Estate Fund LLC (amended) | Investing | The Woodlands | TX | $0 | $25,000,000 | 0 | Oct 2 | sec.gov |
| VALLEY VIEW TOWNHOMES LLC | Commercial | Knoxville | TN | $0 | $1,710,000 | 0 | Oct 2 | sec.gov |
| Corps Capital Energy Investments Fund I LP | Oil and Gas | Denver | CO | $0 | $75,000,000 | 0 | Oct 2 | sec.gov |
| Georgia Green Light Ltd Liability Co | Other | New York | NY | $0 | $6,700,000 | 0 | Oct 2 | sec.gov |
| Altitude Capital Holdings LLC (amended) | Investment Banking | Newport Beach | CA | $0 | $1,000,000 | 0 | Oct 2 | sec.gov |
| TFG Cochecho Residential Preferred, LLC | Other Real Estate | Boston | MA | $0 | $14,700,000 | 0 | Oct 2 | sec.gov |
| NEXT-LEVEL INVESTMENTS LLC (amended) | Commercial | Asheville | NC | $0 | $25,000,000 | 0 | Oct 2 | sec.gov |
| REIC Holdings, Inc. (amended) | Commercial | New York | NY | $0 | $50,000,000 | 0 | Oct 2 | sec.gov |
| Origin IncomePlus Operating Company, LLC | Other Real Estate | Chicago | IL | $0 | Indefinite | 0 | Oct 2 | sec.gov |
October 3, 2024 · October 1, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.