Data / Form D filings / Oct 4
Form D filings, October 4, 2024: 74 companies raised $1.39 billion
74 operating companies filed a Form D on October 4, 2024, reporting $1.39 billion sold. Largest: KoBold Metals Co ($491.5 million), Phantom Parent, LP ($280.6 million), ARCTRUST III, Inc. ($125.7 million). The median filing is $1.6 million, and 156 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 74Form D filings
- $1.39 billionreported sold
- $1.6 millionmedian amount sold
- TXmost filings (10)
Most filings by state: TX 10, FL 9, CA 9, NY 5, CO 4. By industry: Other 27, Other Technology 10, Commercial 8, Other Real Estate 6.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| KoBold Metals Co | Other | Berkeley | CA | $491,455,627 | $526,863,257 | 38 | Oct 4 | sec.gov |
| Phantom Parent, LP | Other | New York | NY | $280,593,914 | $280,593,914 | 21 | Oct 4 | sec.gov |
| ARCTRUST III, Inc. (amended) | REITS and Finance | Clifton | NJ | $125,653,385 | $180,000,000 | 598 | Oct 4 | sec.gov |
| Sage Optimum Services LLC (amended) | Residential | San Tan Valley | AZ | $100,000,000 | $100,000,000 | 1 | Oct 4 | sec.gov |
| VIRTUOUS SOFTWARE, INC. | Other Technology | Phoenix | AZ | $95,000,000 | $95,000,000 | 1 | Oct 4 | sec.gov |
| NexPoint Semiconductor Manufacturing DST (amended) | Other Real Estate | Dallas | TX | $61,115,557 | $136,944,633 | 132 | Oct 4 | sec.gov |
| Centaur Health Holdings, Inc. (amended) | Other Health Care | Middleton | WI | $35,478,333 | $50,000,001 | 47 | Oct 4 | sec.gov |
| Clarity Cosmetics Inc. | Other | Bethesda | MD | $26,995,388 | $28,245,368 | 28 | Oct 4 | sec.gov |
| MGT PARTNERS INC. | Other | Greenwood Village | CO | $20,000,000 | $20,000,000 | 11 | Oct 4 | sec.gov |
| Diversified Apartment Portfolio III Limited Partnership | Commercial | Southfield | MI | $20,000,000 | $20,000,000 | 122 | Oct 4 | sec.gov |
| Firestorm Labs, Inc. | Other Technology | San Diego | CA | $20,000,000 | $25,000,000 | 33 | Oct 4 | sec.gov |
| LIGHTSPEED COIN EX INC | Investing | Spokane | WA | $15,000,000 | Indefinite | 900 | Oct 4 | sec.gov |
| HSC 3300 Main Coinvestment Owner I, LLC | Other Real Estate | Lakewood Ranch | FL | $10,000,000 | $10,000,000 | 1 | Oct 4 | sec.gov |
| DoveHill Opportunity Fund 2, LLC | Lodging and Conventions | Fort Lauderdale | FL | $7,550,000 | $50,000,000 | 14 | Oct 4 | sec.gov |
| RIIG Technology, Inc. | Other Technology | Afton | VA | $6,696,990 | $6,696,990 | 30 | Oct 4 | sec.gov |
| RCG Harvest 3 LLC | Other Real Estate | Austin | TX | $6,690,369 | $6,690,369 | 35 | Oct 4 | sec.gov |
| EMIT IMAGING, INC. | Biotechnology | South Boston | MA | $5,324,460 | $6,174,460 | 16 | Oct 4 | sec.gov |
| Balcony Technology Group, Inc. (amended) | Other | Hoboken | NJ | $5,305,575 | Indefinite | 33 | Oct 4 | sec.gov |
| cultivate(MD) Capital Opportunity Fund, L.P. (amended) | Investing | Grand Rapids | MI | $5,075,750 | $25,000,000 | 39 | Oct 4 | sec.gov |
| US American Exploration, Inc. | Other | Palmer | TX | $4,780,000 | $10,000,000 | 0 | Oct 4 | sec.gov |
| Citcon Ltd | Other | Santa Clara | CA | $4,770,000 | $4,770,000 | 7 | Oct 4 | sec.gov |
| RCC 973 LLC | Other Real Estate | Austin | TX | $4,275,000 | $4,275,000 | 10 | Oct 4 | sec.gov |
| Martin Harris UK Tour Ltd Liability Co (amended) | Other | New York | NY | $4,247,399 | $4,600,000 | 52 | Oct 4 | sec.gov |
| Balance Ophthalmics, Inc. | Other Health Care | Sioux Falls | SD | $3,699,964 | $3,700,000 | 29 | Oct 4 | sec.gov |
| Fairhaven Court Investors LLC | Residential | Chicago | IL | $3,055,000 | $4,225,000 | 38 | Oct 4 | sec.gov |
| VSEE HEALTH, INC. | Other | Boca Raton | FL | $2,371,222 | $4,037,889 | 1 | Oct 4 | sec.gov |
| Bogtrotter Enterprises, LLC | Other | Pittsburgh | PA | $2,161,000 | $2,250,000 | 26 | Oct 4 | sec.gov |
| CellVax Therapeutics, Inc. | Other | Miami | FL | $2,084,999 | $4,999,997 | 1 | Oct 4 | sec.gov |
| Janus Health Technologies, Inc. | Other | Naples | FL | $2,049,997 | $10,000,000 | 6 | Oct 4 | sec.gov |
| ATCAP Fund III, LP | Commercial | Dallas | TX | $1,850,000 | $100,000,000 | 6 | Oct 4 | sec.gov |
| Intellectible, Inc. | Computers | Austin | TX | $1,697,775 | $1,697,775 | 9 | Oct 4 | sec.gov |
| ReactWise Inc. | Other Technology | London | $1,423,000 | $1,800,000 | 6 | Oct 4 | sec.gov | |
| SI TOWER PLACE MF, LP | Investing | Dallas | TX | $1,417,521 | $1,417,521 | 27 | Oct 4 | sec.gov |
| SmartCapital Ventures, LLC | Commercial | Colorado Springs | CO | $1,250,000 | $1,250,000 | 0 | Oct 4 | sec.gov |
| CERO THERAPEUTICS HOLDINGS, INC. | Pharmaceuticals | South San Francisco | CA | $1,250,000 | $1,250,000 | 13 | Oct 4 | sec.gov |
| 22nd Century Group, Inc. | Biotechnology | Mocksville | NC | $1,200,000 | $1,200,000 | 7 | Oct 4 | sec.gov |
| LONG BEACH STORAGE INVESTORS LP | Commercial | Missouri City | TX | $1,125,000 | $1,125,000 | 21 | Oct 4 | sec.gov |
| Starlight Software Solutions, LLC | Environmental Services | Denver | CO | $1,110,000 | $1,110,000 | 8 | Oct 4 | sec.gov |
| Front Street Capital Lenders II, LLC | REITS and Finance | Issaquah | WA | $1,000,000 | $1,000,000 | 3 | Oct 4 | sec.gov |
| Casted, Inc. | Other Technology | Indianapolis | IN | $1,000,000 | $3,000,000 | 2 | Oct 4 | sec.gov |
| Florence MHP LLC (amended) | Residential | Oviedo | FL | $858,500 | $858,500 | 12 | Oct 4 | sec.gov |
| MOMPD Corp D.B.A. PrintProHomes | Construction | Boca Raton | FL | $819,900 | $9,000,000 | 3 | Oct 4 | sec.gov |
| Goodegg North Edge Investor, LLC | Commercial | San Francisco | CA | $815,000 | $6,750,000 | 15 | Oct 4 | sec.gov |
| Red Pine Exploration Inc. | Other | Toronto | $772,546 | $818,899 | 2 | Oct 4 | sec.gov | |
| Series 21-1, a series of StartEngine Private LLC | Other | Burbank | CA | $735,035 | $1,408,715 | 40 | Oct 4 | sec.gov |
| FPC Gilder Creek F&F LLC | Other Real Estate | Raleigh | NC | $707,000 | $735,000 | 24 | Oct 4 | sec.gov |
| Little Saints, Inc. | Other | Newark | DE | $700,000 | $1,100,000 | 2 | Oct 4 | sec.gov |
| Birdies Corp. (amended) | Other | Santa Monica | CA | $690,000 | $750,000 | 12 | Oct 4 | sec.gov |
| 9ZERO INC. (amended) | Other | Santa Barbara | CA | $665,000 | $5,000,000 | 14 | Oct 4 | sec.gov |
| Assurified, Inc. | Other Technology | Wilmington | DE | $500,000 | $6,000,000 | 1 | Oct 4 | sec.gov |
| RevenueBase, Inc. | Other Technology | Newtonville | MA | $414,329 | $600,000 | 25 | Oct 4 | sec.gov |
| 280 E Palmetto Park Road LLC | Residential | Boca Raton | FL | $400,000 | Indefinite | 2 | Oct 4 | sec.gov |
| Neolastin SC Investors LLC | Other | Greenwood | SC | $285,000 | $1,000,000 | 8 | Oct 4 | sec.gov |
| Indaptus Therapeutics, Inc. (amended) | Pharmaceuticals | New York | NY | $205,480 | $205,480 | 12 | Oct 4 | sec.gov |
| OSPREY STORAGE TX PORTFOLIO DST | Commercial | Las Vegas | NV | $137,722 | $5,643,006 | 1 | Oct 4 | sec.gov |
| Team BP, LLC | Other | Willow Grove | PA | $125,000 | $125,000 | 6 | Oct 4 | sec.gov |
| Simon Care Management, Corp. | Other Technology | New York | NY | $100,000 | $450,000 | 1 | Oct 4 | sec.gov |
| ICE GEMS, Inc. | Other Technology | Wilbraham | MA | $100,000 | $2,400,000 | 1 | Oct 4 | sec.gov |
| GOLD PORT CORP (amended) | Other | Vancouver | $44,790 | $3,231,652 | 1 | Oct 4 | sec.gov | |
| Gaingels Ophidion 2024 LLC | Other | Burlington | VT | $29,444 | $29,444 | 16 | Oct 4 | sec.gov |
| Jaeger Resources Corp. | Other | Edmonton | $11,437 | $11,437 | 0 | Oct 4 | sec.gov | |
| Sun TopCo, LP (amended) | Other | Los Angeles | CA | $37 | Indefinite | 34 | Oct 4 | sec.gov |
| OK Stone Bryax Capital SPV, LLC | Other | Mclean | VA | $0 | $2,000,000 | 0 | Oct 4 | sec.gov |
| Ruyizhou INC | Retailing | Denver | CO | $0 | $100,000,000 | 0 | Oct 4 | sec.gov |
| FRED-Mount Pleasant Two, LLC | Commercial | Milwaukee | WI | $0 | $7,570,000 | 0 | Oct 4 | sec.gov |
| Oak, LLC | Other Technology | Brunswick | ME | $0 | $1,000,000 | 0 | Oct 4 | sec.gov |
| Wichita Affordable Housing, LLC | Investing | Wichita | KS | $0 | $10,000,000 | 0 | Oct 4 | sec.gov |
| Dorian Broadway Limited Partnership | Other | New York | NY | $0 | $8,750,000 | 0 | Oct 4 | sec.gov |
| Eagle Creek Bicycles LLC | Manufacturing | Boca Raton | FL | $0 | $4,500,000 | 0 | Oct 4 | sec.gov |
| CHTX Club, LLC | Other | Childress | TX | $0 | Indefinite | 0 | Oct 4 | sec.gov |
| Capital Protection Debt Fund HUI, LLC | Other Real Estate | Cedar City | UT | $0 | $19,810,000 | 0 | Oct 4 | sec.gov |
| SCPS SFR EG FUND LLC | Residential | Bethesda | MD | $0 | $5,000,000 | 0 | Oct 4 | sec.gov |
| IWD Enterprises, LLC | Other | Spicewood | TX | $0 | Indefinite | 0 | Oct 4 | sec.gov |
| CAP8 COTTONWOOD LLC | Commercial | Mobile | AL | $0 | $4,000,000 | 0 | Oct 4 | sec.gov |
October 7, 2024 · October 3, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.