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Data / Form D filings / Week of Oct 14

Form D filings, week of October 14, 2024: 401 companies raised $28.81 billion

401 operating companies filed a Form D in the week of October 14, 2024, reporting $28.81 billion sold. Largest: NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT ($9.89 billion), Nationwide BOLI Private Placement Variable Account ($5.42 billion), Nationwide PPVUL Separate Account - 4 ($3.61 billion). The median filing is $2.5 million, and 639 pooled investment funds also filed that week.

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

  • 401Form D filings
  • $28.81 billionreported sold
  • $2.5 millionmedian amount sold
  • CAmost filings (58)

Most filings by state: CA 58, TX 52, NY 42, CO 27, MA 19. By industry: Other 95, Other Technology 65, Commercial 49, Other Real Estate 42.

By day: Oct 15 (144), Oct 16 (74), Oct 17 (98), Oct 18 (85).

Every company that filed, largest first

CompanyIndustryCityStateAmount soldOfferingInvestorsFiledFiling
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT (amended)InsuranceColumbusOH$9,893,355,780Indefinite442Oct 15sec.gov
Nationwide BOLI Private Placement Variable Account (amended)InsuranceColumbusOH$5,416,343,703Indefinite43Oct 15sec.gov
Nationwide PPVUL Separate Account - 4 (amended)InsuranceColumbusOH$3,607,000,000Indefinite7Oct 15sec.gov
NHIT: CORE FIXED INCOME TRUST (amended)InvestingBostonMA$1,499,077,976Indefinite59Oct 15sec.gov
Nationwide PPVUL Separate Account - 3 (amended)InsuranceColumbusOH$879,469,961Indefinite117Oct 15sec.gov
JLLIPT Holdings LP (amended)REITS and FinanceChicagoIL$699,987,563Indefinite420Oct 16sec.gov
Edgewood Properties, LLLP (amended)OtherFargoND$536,997,769Indefinite394Oct 15sec.gov
BP Commercial Funding Trust III, Series SPL-VI (amended)Other Banking and Financial ServicesNew YorkNY$501,775,381Indefinite67Oct 16sec.gov
Joby Aviation, Inc.ManufacturingSanta CruzCA$500,000,002$500,000,0021Oct 15sec.gov
Treeline Biosciences, Inc.BiotechnologyWatertownMA$421,779,808$421,779,80843Oct 17sec.gov
BRIDGER HOLDINGS, LP (amended)OtherPalo AltoCA$319,182,367Indefinite28Oct 15sec.gov
Fifth Star LLCOther TechnologyChicagoIL$281,200,000Indefinite25Oct 15sec.gov
Luiro Fund, LP (amended)OtherHoustonTX$250,000,000Indefinite1Oct 17sec.gov
ADREX Diversified 5 DST (amended)Other Real EstateDenverCO$219,050,000$219,050,000145Oct 16sec.gov
Panera Holdings Corp. (amended)RestaurantsFentonMO$182,319,612Indefinite228Oct 18sec.gov
GCA Multifamily Fund IV, L.P.ResidentialRichmondVA$146,600,000$146,600,00083Oct 16sec.gov
Observe, Inc. (amended)Other TechnologySan MateoCA$144,999,986$152,499,97957Oct 15sec.gov
Nationwide Private Placement Variable Account - E (amended)InsuranceColumbusOH$133,364,197Indefinite4Oct 15sec.gov
Elektrofi, Inc. (amended)BiotechnologyBostonMA$112,250,024$112,250,02421Oct 15sec.gov
M3 Multifamily Fund #5, LLCOtherSanta BarbaraCA$112,000,000$112,000,00060Oct 15sec.gov
MDS 2024-Shale Development, LP (amended)Oil and GasPittsburghPA$94,423,200$200,000,000781Oct 16sec.gov
Precision Neuroscience CorpOther Health CareNew YorkNY$93,118,915$150,000,00021Oct 17sec.gov
Emory Peak Holdings IV, LLCOil and GasHoustonTX$90,105,000Indefinite6Oct 18sec.gov
GHI-BIO AC Debt JV LLCInvestingOmahaNE$83,333,333$200,000,0001Oct 17sec.gov
Blockratize Inc.Other TechnologyNew YorkNY$82,203,608$86,187,00028Oct 18sec.gov
Goodman Capital Liquid Credit Strategy Fund I LLC (amended)REITS and FinanceGreat NeckNY$78,000,000$78,000,000277Oct 15sec.gov
Griffin Capital Qualified Opportunity Zone Fund IV, L.P. (amended)Other Real EstateEl SegundoCA$77,571,665$500,000,000145Oct 18sec.gov
Nationwide PPVUL Separate Account - AC1 (amended)InsuranceColumbusOH$76,715,017Indefinite21Oct 15sec.gov
Nationwide PPVUL Separate Account 7 (amended)InsuranceColumbusOH$71,258,148Indefinite2Oct 15sec.gov
Powerfleet, Inc.Other TechnologyWoodcliff LakeNJ$70,000,000$70,000,00028Oct 16sec.gov
Palladius Real Estate Fund II, LP (amended)CommercialAustinTX$66,676,000$500,000,000604Oct 16sec.gov
GSM Outdoors Holdings, L.P.OtherBeverly HillsCA$58,928,556$58,928,55649Oct 15sec.gov
Koloma, Inc.Other EnergyDenverCO$52,380,000$52,380,00013Oct 15sec.gov
Civicap Partners Develop-to-Core Fund III, LPResidentialHoustonTX$51,020,000Indefinite3Oct 16sec.gov
SpectraWAVE, Inc. (amended)OtherBedfordMA$50,287,666$50,287,67433Oct 15sec.gov
Celcuity Inc. (amended)BiotechnologyMinneapolisMN$50,000,000$50,000,0002Oct 15sec.gov
GREEN DOT CORP (amended)Other Banking and Financial ServicesAustinTX$50,000,000$50,000,00014Oct 15sec.gov
AQ Sage Parent, L.P. (amended)Other Banking and Financial ServicesNew YorkNY$49,950,100Indefinite40Oct 16sec.gov
Sterling Office & Industrial Properties, LLLP (amended)REITS and FinanceFargoND$49,175,046$100,000,00046Oct 15sec.gov
INTERPACE BIOSCIENCES, INC.Other Health CareParsippanyNJ$47,000,000$47,000,0002Oct 16sec.gov
Neuron7.ai, Inc.OtherSanta ClaraCA$44,999,972$44,999,9725Oct 15sec.gov
Griffin Capital Development Partners Fund II, L.P. (amended)Other Real EstateEl SegundoCA$44,524,917$145,000,000289Oct 18sec.gov
Relay Ridge Capital LLCBusiness ServicesPolsonMT$39,725,000Indefinite16Oct 17sec.gov
Aria Investments UT, LLCOther Real EstateSalt Lake CityUT$38,000,000$38,000,00095Oct 16sec.gov
Lemonade Technology Inc.OtherOaklandCA$32,719,812$39,999,9927Oct 17sec.gov
CrescendoAI Inc.Other TechnologySan FranciscoCA$31,500,000$31,500,0004Oct 16sec.gov
Utilidata, Inc.Energy ConservationProvidenceRI$30,499,998$50,000,00014Oct 16sec.gov
Voyage AI Innovations, Inc.Other TechnologyPalo AltoCA$27,985,972$27,985,97230Oct 17sec.gov
ORN 180, LLC (amended)ResidentialBendOR$27,096,338$27,096,33830Oct 17sec.gov
Timberland Indigo LLCOther Real EstateBloomingtonMN$26,700,000$27,000,000169Oct 17sec.gov
AI Software, LLCOther TechnologySt. LouisMO$26,000,000$26,000,00050Oct 18sec.gov
Auerbach Opportunity Fund IV, LPREITS and FinanceCharlotteNC$24,377,000Indefinite31Oct 16sec.gov
Torrey Pines Seniors, LLCResidentialLas VegasNV$23,851,233$23,851,2332Oct 18sec.gov
Amplitude Vascular Systems, Inc.Other Health CareBostonMA$23,647,307$36,000,0004Oct 18sec.gov
ProrataAI, Inc.Other TechnologyPasadenaCA$23,449,991$29,999,9857Oct 15sec.gov
RIPPL Care, Inc.Other Health CareSeattleWA$23,000,000$23,000,0009Oct 16sec.gov
Dauphin Street Residences, LLCResidentialBirminghamAL$22,611,765$22,611,76582Oct 16sec.gov
Intelliga CorpOther TechnologySan FranciscoCA$21,831,799$21,831,79971Oct 17sec.gov
10Y Rise 1 LLC (amended)ResidentialScottsdaleAZ$20,590,031$50,000,000151Oct 17sec.gov
Griffin Capital (Nashville) Fund, L.P. (amended)Other Real EstateEl SegundoCA$20,316,410$35,000,000163Oct 18sec.gov
Brainsway Ltd.BiotechnologyJerusalem$20,000,009$20,000,0091Oct 15sec.gov
Gaingels Holdings LP (amended)OtherDoverDE$19,963,000$20,000,00080Oct 18sec.gov
Osisko Development Corp.OtherMontreal$19,629,634$19,629,634219Oct 15sec.gov
Zippy, Inc. /DEOther Banking and Financial ServicesDallasTX$19,570,431$19,570,43117Oct 15sec.gov
Element3 Health, Inc.OtherBostonMA$18,559,699$23,559,69912Oct 17sec.gov
HomeThrive, Inc. (amended)Other Health CareNorthbrookIL$18,349,973$22,000,00017Oct 17sec.gov
I-10/FLORENCE BLVD 600 ACRES LLCOther Real EstateScottsdaleAZ$18,085,000$18,085,00078Oct 17sec.gov
Affini-T Therapeutics, Inc.BiotechnologyWatertownMA$17,617,952$17,617,95265Oct 15sec.gov
Texas Strategic Growth Fund, L.P. (amended)Other Real EstateDallasTX$17,615,000$100,000,000147Oct 17sec.gov
Cofactr IncOtherNew YorkNY$17,208,303$17,754,3039Oct 15sec.gov
Trolley Technologies Inc.Other TechnologyToronto$16,999,841$16,999,8417Oct 16sec.gov
BluEvo LLC (amended)OtherWilmingtonDE$16,394,450$25,000,00086Oct 18sec.gov
JLLX Chandler Distribution Center, DST (amended)Other Real EstateChicagoIL$16,318,624$55,922,12018Oct 16sec.gov
JWCM Republic Alamo Heights, DST (amended)Other Real EstateNew YorkNY$15,290,656$32,185,24558Oct 16sec.gov
Oakwood GP Fund I, LLCOther Real EstateDenverCO$15,200,000$20,000,0005Oct 16sec.gov
Model Medicines, Inc.BiotechnologyLa JollaCA$14,754,032Indefinite43Oct 15sec.gov
Nationwide PPVUL Separate Account - 5 (amended)InsuranceColumbusOH$14,480,713Indefinite9Oct 15sec.gov
AEI NET LEASE PORTFOLIO 23 DST (amended)CommercialSt. PaulMN$14,452,508$25,100,00040Oct 17sec.gov
JLLX Woodside Trumbull Apartments, DST (amended)Other Real EstateChicagoIL$14,209,101$48,693,01518Oct 16sec.gov
SPIRITUS TECHNOLOGIES, PBCOther EnergyWhite RockNM$14,073,561$29,999,97810Oct 18sec.gov
Golf Clubs of Mississippi, LLCOtherPensacolaFL$14,000,000$17,500,00010Oct 18sec.gov
POST BRIDGEPOINT PARTNERS, LLCInvestingLos AngelesCA$13,538,500$13,724,415135Oct 16sec.gov
AEI Healthcare Portfolio V DST (amended)CommercialSt. PaulMN$13,477,194$27,820,00045Oct 17sec.gov
Forum Multifamily Real Estate Investment Trust, Inc. (amended)REITS and FinanceDenverCO$13,139,846$200,000,000289Oct 18sec.gov
Legend Labs, Inc.Other TechnologySan FranciscoCA$13,008,656$15,009,9901Oct 18sec.gov
DXE Wilmington I, LLCOther Real EstateMassapequaNY$13,005,000$13,005,00082Oct 16sec.gov
Birch Solutions, Inc.Other TechnologyNew YorkNY$12,783,493$12,783,49335Oct 15sec.gov
Best Day Brewing Inc.OtherSausalitoCA$12,500,000$12,500,00039Oct 17sec.gov
IN8BIO, INC.BiotechnologyNew YorkNY$12,379,983$12,379,98373Oct 15sec.gov
Automera US Inc. (amended)BiotechnologySeattleWA$12,199,998$20,649,99912Oct 17sec.gov
Community Heritage Financial, Inc.Commercial BankingMiddletownMD$12,100,000$15,000,00029Oct 15sec.gov
STANDARD EULER, INC. (amended)OtherNewarkNJ$11,283,549$12,783,54824Oct 17sec.gov
Innventure, Inc.Business ServicesOrlandoFL$11,020,000$30,000,00021Oct 16sec.gov
Moir Park Properties III LPOtherWayzataMN$10,125,000$50,000,00036Oct 18sec.gov
3000 Villard MHC, LLCResidentialVancouverWA$10,000,000$10,000,00072Oct 18sec.gov
Angel Studios, Inc.Other TechnologyProvoUT$10,000,000$10,000,0001Oct 16sec.gov
R2S Holdings, LLCOtherGeorgetownTX$10,000,000$20,000,0002Oct 15sec.gov
Daupler, Inc.Other TechnologyOverland ParkKS$9,999,994$10,000,0005Oct 18sec.gov
Merit Systems, Inc.Other TechnologyNew YorkNY$9,712,496$9,999,9972Oct 15sec.gov
Stone Mountain Technologies, Inc.OtherPiney FlatsTN$9,526,837$9,526,8372Oct 17sec.gov
MCB Harford Road Holdco LLCOtherBaltimoreMD$9,500,000$23,000,00013Oct 17sec.gov
IDGHC LTD.InvestingNew YorkNY$9,000,000Indefinite700Oct 16sec.gov
Climate Action Reserve LLC (amended)OtherCharlestonSC$8,750,000$10,000,0004Oct 18sec.gov
GMI-CS 205, LP (amended)Other Real EstateWestlakeTX$8,661,590$11,687,70758Oct 17sec.gov
3VP SL Fund 1, LLC (amended)Other Real EstateChambleeGA$8,205,000$10,000,00037Oct 16sec.gov
SystImmune, Inc.OtherRedmondWA$7,911,989$7,911,9892Oct 18sec.gov
CANVAS ENVISION, INC. (amended)Other TechnologyBostonMA$7,908,293$9,000,00040Oct 18sec.gov
Panera Brands, Inc. (amended)RestaurantsFentonMO$7,900,187Indefinite37Oct 16sec.gov
KRIV Holdings, L.P.Business ServicesMount KiscoNY$7,677,500$7,677,50075Oct 18sec.gov
Corvus Robotics, Inc.Other TechnologyMountain ViewCA$7,507,999$7,999,9994Oct 15sec.gov
DW SELECT COLORADO #3 LPOil and GasIrvingTX$7,500,000$7,500,0000Oct 15sec.gov
Goodegg Diversification Fund III, LLC (amended)CommercialSan FranciscoCA$7,122,010$11,500,00078Oct 15sec.gov
Landform II, LLCOther Real EstateMemphisTN$7,100,000$100,000,0007Oct 16sec.gov
36 BRUCKNER FUNDING L.P.Other Real EstateWoodmereNY$7,000,000$7,000,00018Oct 15sec.gov
Krista Software Inc.Other TechnologyDallasTX$6,596,451$8,000,0008Oct 17sec.gov
GSI Franklin Goose Creek Investors, LLCCommercialCharlotteNC$6,545,000$8,000,000129Oct 17sec.gov
Lakeshore IRF Holdings, LLC (amended)Other Real EstateDallasTX$6,440,000$8,680,237104Oct 15sec.gov
Nara Organics, Inc.OtherNew YorkNY$6,399,990$7,999,98219Oct 18sec.gov
RH Fund 30, LLCOther Real EstateLas VegasNV$6,380,000$6,380,0007Oct 17sec.gov
SGA Properties Tulsa, LLCCommercialAustinTX$6,362,854$6,400,00039Oct 18sec.gov
Rise Works, Inc.OtherPepper PikeOH$6,320,969$7,499,96917Oct 17sec.gov
Abacus Insights, Inc.Other TechnologyBostonMA$6,310,237$11,742,4583Oct 15sec.gov
Ironton Capital Short Term Income Fund, LLC (amended)CommercialDenverCO$6,155,000$40,000,00016Oct 17sec.gov
Dash Bio, Inc.BiotechnologyBostonMA$6,121,000Indefinite15Oct 17sec.gov
Ashbrook Technologies, Inc.OtherSan FranciscoCA$5,999,999$9,000,0005Oct 15sec.gov
Commercial Investment CorpCommercialClaremontCA$5,605,000Indefinite20Oct 17sec.gov
GSC Villard Partners, LLCResidentialVancouverWA$5,447,500$5,447,50011Oct 18sec.gov
Daash Intelligence, Inc.Other TechnologySan FranciscoCA$5,399,999$5,499,9997Oct 18sec.gov
Osigu Inc.Other TechnologyKey BiscayneFL$5,393,561$25,000,0008Oct 17sec.gov
RIMSYS Inc.Other Health CarePittsburghPA$5,300,002$6,039,22324Oct 15sec.gov
GA 12 Portfolio HoldCo LLCResidentialNew YorkNY$5,000,000$13,000,0001Oct 18sec.gov
Hello Soju Inc.OtherLos AngelesCA$5,000,000$6,898,4934Oct 17sec.gov
SEPRAGEN CORPManufacturingUnion CityCA$5,000,000$5,000,0000Oct 17sec.gov
Lexaria Bioscience Corp.PharmaceuticalsKelowna$5,000,000$5,000,0001Oct 16sec.gov
Nurocor IncOther TechnologyAustinTX$4,950,000$7,500,00027Oct 17sec.gov
Tudor McLeod Preferred Access Fund, LLC (amended)Other Real EstateWilmingtonDE$4,850,000$250,000,00027Oct 16sec.gov
NexPoint Life Sciences III DST (amended)Other Real EstateDallasTX$4,789,837$30,661,25324Oct 16sec.gov
CW Forum Prevail, LLCResidentialLeawoodKS$4,500,000$6,000,00030Oct 15sec.gov
DPR CONSTRUCTION, INC.ConstructionRedwood CityCA$4,375,220$4,375,22059Oct 15sec.gov
CONFLIXIS, INC.Other TechnologyDallasTX$4,276,180$4,276,1807Oct 18sec.gov
Brookfield SL Holding LLCResidentialWauwatosaWI$4,250,000$4,250,00021Oct 16sec.gov
CG Private Credit Fund II LLCOtherSheridanWY$4,250,000$9,000,0001Oct 15sec.gov
Round Hill Technologies Inc.Other TechnologyNew YorkNY$4,245,486$4,275,99820Oct 16sec.gov
Doceree IncOther TechnologyShort HillsNJ$4,213,014$4,213,0142Oct 17sec.gov
M&H UCF, LPOther Real EstateLongviewTX$4,150,000$4,150,00021Oct 15sec.gov
Meili Holdings, LLCOtherBozemanMT$4,085,000$4,085,00015Oct 18sec.gov
Fluid Power Employee Holdings, LLCOtherDenverCO$4,000,000$4,000,0001Oct 15sec.gov
Sidero Labs, Inc.Other TechnologyGolettaCA$3,999,999$3,999,9995Oct 15sec.gov
Now You Know Film Limited Partnership (amended)OtherNew YorkNY$3,975,000$4,000,00056Oct 18sec.gov
TIFIN India LLCOther TechnologyBoulderCO$3,750,000$3,999,99916Oct 16sec.gov
Diameter Principal Finance Partnership LPOtherNew YorkNY$3,404,489$3,404,48962Oct 18sec.gov
OZPros QOF, LLC (amended)OtherCharlestonSC$3,342,521$5,000,0009Oct 18sec.gov
HealthBridge Financial, Inc.Other Health CareGrand RapidsMI$3,300,000$3,300,0004Oct 15sec.gov
Helios AquaMem Partners, LLCInvestingDenverCO$3,250,000$3,250,00013Oct 17sec.gov
Ocean Park Ventures IV, LLCCommercialCarlsbadCA$3,100,000$3,100,00012Oct 16sec.gov
Fulmer Instruments, Inc.BiotechnologyBirminghamAL$3,095,000$4,500,00025Oct 16sec.gov
Falcon Hospitality, LLCCommercialSt. GeorgeUT$3,069,000$3,069,0008Oct 15sec.gov
GOPASS Holdings LtdOther TechnologyBogota$3,000,000$3,000,0001Oct 15sec.gov
CorePilot Inc.Other TechnologySouth MiamiFL$2,999,999$3,999,9991Oct 15sec.gov
Sironix Renewables, Inc.OtherSeattleWA$2,999,990$3,500,00010Oct 16sec.gov
Orb Aerospace, Inc. (amended)Other TechnologyLowellMI$2,850,000$4,000,0006Oct 17sec.gov
Cadenza Innovation, Inc.Other TechnologyDanburyCT$2,750,000$2,750,00010Oct 18sec.gov
Fresh Vintage, Inc.Other TechnologyMiamiFL$2,692,496$2,692,4966Oct 15sec.gov
DPR CONSTRUCTION, INC.ConstructionRedwood CityCA$2,579,617$2,579,617159Oct 15sec.gov
Invesco Real Estate Income Trust Inc. (amended)REITS and FinanceDallasTX$2,573,047$20,000,00028Oct 18sec.gov
J4 Ventures Fund II, LPInvestingRogersAR$2,502,500$10,000,00016Oct 17sec.gov
Rad Security, Inc.Other TechnologySan FranciscoCA$2,499,998$9,999,9955Oct 18sec.gov
General Time Industrial Park Opportunity 84 DSTCommercialTorranceCA$2,493,184$16,527,9668Oct 18sec.gov
MutualMarkets Inc.Other TechnologyFranklin LakesNJ$2,436,537$3,000,00021Oct 18sec.gov
Snohomish ALC LLCCommercialMercer IslandWA$2,383,333$2,383,33320Oct 15sec.gov
Gorge Opportunity Fund LLCLodging and ConventionsWest LinnOR$2,333,196$3,000,0003Oct 15sec.gov
Airloom Energy, Inc.Other TechnologyLaramieWY$2,302,940$2,302,9403Oct 17sec.gov
Cast Finance, Inc.OtherDenverCO$2,295,000$2,295,00014Oct 15sec.gov
Hockey Parent Holdings, L.P.OtherChicagoIL$2,207,429$2,207,4293Oct 15sec.gov
Traitware Inc.Other TechnologyRenoNV$2,196,484Indefinite26Oct 18sec.gov
Snackbar Studio, Inc.Other TechnologySeattleWA$2,070,000$2,500,00034Oct 17sec.gov
C3 Metals Inc.OtherToronto$2,063,663$2,063,6635Oct 16sec.gov
CapeZero, IncOther TechnologyKingstonNY$2,000,000$3,000,0003Oct 18sec.gov
Benefit Harbor, LPBusiness ServicesPlanoTX$2,000,000$2,000,0006Oct 18sec.gov
Onconetix, Inc.BiotechnologyCincinnatiOH$2,000,000$2,000,0005Oct 17sec.gov
JPalmer Collective Holdings, LLCInvestingNew YorkNY$2,000,000$2,000,0009Oct 16sec.gov
Ocient Inc.Other TechnologyChicagoIL$2,000,000$2,000,0001Oct 15sec.gov
Twenty30 Health, Inc.Other TechnologyPhiladelphiaPA$1,878,889$1,878,8895Oct 15sec.gov
Juno Corp.OtherToronto$1,813,000$1,813,0001Oct 18sec.gov
VF Oakview LLCOther Real EstateDenverCO$1,772,402$4,000,00015Oct 17sec.gov
CHA Northstar Group Holdings, L.P.OtherNew YorkNY$1,758,380$1,758,38043Oct 15sec.gov
BlastPoint, Inc.Other TechnologyPittsburghPA$1,675,000$3,000,0006Oct 16sec.gov
GMI-DFW Preferred, LP (amended)Other Real EstateWestlakeTX$1,574,990$10,318,34415Oct 17sec.gov
Petersen Eloy 501, LLCResidentialGilbertAZ$1,570,000$6,000,00012Oct 16sec.gov
Smartchainservices Holdings, Inc.Other TechnologyHoustonTX$1,524,998$1,524,9986Oct 17sec.gov
Films TopCo, LPOtherNew YorkNY$1,515,000Indefinite3Oct 15sec.gov
Hamilton Zanze Real Estate Fund XII, LLC (amended)ResidentialSan FranciscoCA$1,500,000$18,200,0009Oct 16sec.gov
CW Land Co., LLCOther Real EstateCenterville$1,435,277Indefinite4Oct 17sec.gov
Skylark Travel Group, Inc.OtherNew YorkNY$1,430,900$1,570,90010Oct 17sec.gov
Rise Select Opportunities 11 LLCOther Real EstateForest LakeMN$1,424,752Indefinite10Oct 18sec.gov
General Pulaski, Inc.RetailingChicagoIL$1,424,000$1,424,00032Oct 15sec.gov
Luke's Local, Inc.RetailingSan FranciscoCA$1,385,000$2,500,0009Oct 15sec.gov
Bartlesville MHP LLCResidentialOviedoFL$1,350,050$1,350,05015Oct 17sec.gov
Adoreal, Inc.OtherChicagoIL$1,349,969$6,000,0005Oct 17sec.gov
Apollo Realty Income Solutions, Inc. (amended)REITS and FinanceNew YorkNY$1,303,579$1,000,000,00013Oct 18sec.gov
Allesio, LLCCommercialAustinTX$1,159,955$1,180,02529Oct 18sec.gov
Western Wealth Capital LV US Investor, LP (amended)ResidentialPhoenixAZ$1,156,500$1,175,00049Oct 15sec.gov
Diversified Cash Flow Fund LLC (amended)Other Real EstateHoustonTX$1,150,000$20,000,0005Oct 17sec.gov
Rarebird, Inc. (amended)RetailingSan FranciscoCA$1,115,000$1,200,0004Oct 16sec.gov
RubyWell, Inc.Other Health CareNew YorkNY$1,110,000$3,000,00012Oct 18sec.gov
Blue Group Properties II, LLCOther Real EstateEriePA$1,060,150$5,000,00010Oct 17sec.gov
JT Ladera, LLCResidentialRoanokeTX$1,050,000$1,150,0008Oct 17sec.gov
RBG BOG Fund XXIV LLCResidentialArlingtonVA$1,025,000$1,125,00012Oct 15sec.gov
Turbine PFC Portfolio, LLC (amended)CommercialRenoNV$1,005,000$3,000,00020Oct 15sec.gov
TellBio, Inc. (amended)BiotechnologyAndoverMA$1,000,000$1,000,0006Oct 18sec.gov
TellBio, Inc.BiotechnologyAndoverMA$1,000,000$1,000,0006Oct 18sec.gov
Factal, Inc.Other TechnologySeattleWA$1,000,000$1,000,0001Oct 18sec.gov
CancerVAX, Inc. (amended)BiotechnologySanta BarbaraCA$1,000,000$10,000,0001Oct 18sec.gov
Rarebird, Inc.RetailingSan FranciscoCA$1,000,000$1,000,0001Oct 17sec.gov
Deon Health Inc.Other Health CareBurtchvilleMI$1,000,000$25,000,0001Oct 16sec.gov
Able Research Technology Ltd (amended)OtherDenverCO$1,000,000Indefinite0Oct 15sec.gov
BLACK UNICORN FACTORYOther TechnologyLos AngelesCA$1,000,000$1,000,0001Oct 15sec.gov
Aclarion, Inc.OtherBroomfieldCO$1,000,000$1,000,0003Oct 15sec.gov
Cirius Therapeutics, Inc.BiotechnologyGrand RapidsMI$1,000,000$1,600,00022Oct 15sec.gov
Three of Strong Inc.OtherPortlandME$950,000Indefinite7Oct 15sec.gov
Hive Science, LLC (amended)OtherCorcoranMN$890,000$1,000,00014Oct 16sec.gov
CF Summit Ridge Multifamily DSTResidentialNew YorkNY$864,416$45,060,0003Oct 16sec.gov
Vibes Fund LLCResidentialRedmondWA$850,000$1,500,00014Oct 15sec.gov
4607OBA-MD, LLCCommercialScottsdaleAZ$800,000$4,500,0008Oct 15sec.gov
YIELDSHIRE LLC (amended)Other Real EstateSecaucusNJ$796,900$20,000,0007Oct 18sec.gov
RERX Fund Series 2201 LLCOther Real EstatePleasantonCA$750,000$20,000,0004Oct 16sec.gov
RERX Fund Series 2201 LLCOther Real EstatePleasantonCA$750,000$20,000,0004Oct 15sec.gov
Phare Labs Inc. (amended)Other TechnologyDallasTX$748,250$1,000,0007Oct 18sec.gov
DIVERSIFIED HOLDINGS PARTNERS, LLCOtherLockportNY$710,000$1,000,0007Oct 15sec.gov
First Mining Gold Corp.OtherVancouver$680,693$1,184,9108Oct 18sec.gov
CHAR, LLCRestaurantsCarmelIN$675,000$850,00014Oct 18sec.gov
Redeem Temple Courtyard, LLC (amended)CommercialAustinTX$675,000$4,100,00010Oct 15sec.gov
Grin Gaming, Inc.OtherVeniceCA$658,000$658,00011Oct 17sec.gov
SIGNUM GROWTH FUND II - S LLCOtherDoverDE$639,135$639,13527Oct 16sec.gov
South Acres Community, LLCCommercialAustinTX$600,000$600,0008Oct 18sec.gov
SPRING ROCK VENTURE PARTNERS V LP (amended)OtherHonoluluHI$575,000$575,00011Oct 15sec.gov
Raisonance, Inc.Other TechnologyGreenwood VillageCO$563,803$5,000,0004Oct 17sec.gov
Konza ASIC Opportunity Fund LP (amended)Other TechnologyFriscoCO$550,000Indefinite2Oct 17sec.gov
Fortune Favors LLCOtherCottage GroveWI$550,000$1,500,0003Oct 17sec.gov
RegenAesthetics Inc.OtherFlagstaffAZ$550,000$750,0005Oct 15sec.gov
774 MELROSE COURT, LLC (amended)CommercialNew BraunfelsTX$525,000$525,00017Oct 18sec.gov
774 MELROSE COURT, LLCCommercialAustinTX$525,000$525,00017Oct 18sec.gov
MANCAN WINE, LLCOtherClevelandOH$518,409$600,00015Oct 18sec.gov
Daqus Energy, Inc.Other EnergyBelmontMA$500,000$6,000,0002Oct 17sec.gov
Stardust Power Inc.Other EnergyGreenwichCT$500,000$50,500,0001Oct 17sec.gov
ICUL Service CorpOther Banking and Financial ServicesNapervilleIL$500,000Indefinite5Oct 16sec.gov
UpsideHom, Inc.ResidentialFt LauderdaleFL$500,000$2,000,0002Oct 16sec.gov
Great Sky Inc.Other TechnologyBoulderCO$500,000$1,000,0001Oct 15sec.gov
Gaingels Kodiak LLCOtherBurlingtonVT$492,553$492,55333Oct 15sec.gov
Gaingels Euler Biologics LLCOtherBurlingtonVT$492,553$492,55333Oct 15sec.gov
National Diversified Fund 7, LLC (amended)CommercialDenverCO$477,464$60,000,0008Oct 15sec.gov
Raisonance, Inc.Other TechnologyGreenwood VillageCO$450,000$4,000,0001Oct 17sec.gov
Miriam Cocina Latina No. 2, LLCRestaurantsDallasTX$450,000$450,00012Oct 16sec.gov
OmniCraft Holdings, LLCManufacturingPlanoTX$442,000$452,0007Oct 18sec.gov
SPARKSERV INC.OtherDenverCO$440,000$440,0003Oct 15sec.gov
Bay Property Management Group Atlanta, LLCOther Real EstateBaltimoreMD$400,000$400,0006Oct 18sec.gov
Bay Property Management Group Boston, LLCOther Real EstateBaltimoreMD$400,000$400,0008Oct 18sec.gov
Upper Tier Aviator DC REIT, LLCREITS and FinanceBoca RatonFL$375,000$375,000125Oct 17sec.gov
Vuja De Sciences, Inc.OtherHobokenNJ$370,000$750,0009Oct 17sec.gov
Nurocor IncOther TechnologyAustinTX$350,000$350,0001Oct 17sec.gov
Apalachee Self Storage LLC (amended)CommercialOrlandoFL$350,000$4,500,0002Oct 15sec.gov
Flete, Inc.Business ServicesDes MoinesIA$325,000$500,0007Oct 15sec.gov
CODA Farm Technologies, Inc.Other TechnologyTukwilaWA$325,000$500,0003Oct 15sec.gov
Myriad Uranium Corp.OtherVancouver$323,500$323,5006Oct 16sec.gov
Castle Arms Apartments, LLCCommercialAustinTX$315,538$365,00011Oct 18sec.gov
ARC Medical Inc.BiotechnologyRichmond$303,464$303,4646Oct 18sec.gov
Pye POS Inc.Other TechnologyHooverAL$300,000$3,000,0001Oct 17sec.gov
Green Light Pet Hospital FL1, LLC (amended)OtherOcoeeFL$300,000$650,0001Oct 16sec.gov
Tectonic Metals Inc.OtherVancouver$264,137$264,1378Oct 16sec.gov
RANCHERO RV PARK, LLCCommercialAustinTX$250,000$250,0001Oct 18sec.gov
iTrust Ventures LLC (amended)Other TechnologyAlpharettaGA$250,000$500,0002Oct 18sec.gov
Aladdin Technology Investors LLCComputersReynoldsburgOH$250,000$250,0000Oct 15sec.gov
Eagle Family Foods Group Management Holdings, LLC (amended)OtherNew YorkNY$243,641Indefinite15Oct 15sec.gov
SciTech Development, Inc.BiotechnologyGrosse Pointe FarmsMI$240,000$3,000,0002Oct 15sec.gov
Dryden Gold Corp.OtherVancouver$218,133$396,6056Oct 17sec.gov
Netpreme CorpOtherCambridgeMA$200,000$200,0001Oct 16sec.gov
All Power Labs, Inc.OtherBerkeleyCA$200,000$2,000,0001Oct 15sec.gov
New Epoch Capital Partners LLCOtherNew RochelleNY$190,000$500,0006Oct 15sec.gov
Adamera Minerals Corp.OtherVancouver$179,827$419,5953Oct 18sec.gov
Gaingels Euler Biologics LLC (amended)OtherBurlingtonVT$175,556$175,55620Oct 15sec.gov
Gaingels Euler Biologics LLCOtherBurlingtonVT$175,556$175,55620Oct 15sec.gov
Northtown Fund, LLC (amended)CommercialMinneapolisMN$175,000$10,000,0004Oct 15sec.gov
Gaingels Path Robotics LLCOtherBurlingtonVT$150,552$150,55211Oct 15sec.gov
Kiron Integrity Notes Fund, LLCInvestingPlanoTX$150,000$20,000,0001Oct 18sec.gov
Signing Day Sports, Inc.OtherScottsdaleAZ$150,000$150,0001Oct 16sec.gov
Kiwi Bar, Inc.OtherNew YorkNY$150,000$150,0000Oct 15sec.gov
Pragli, Inc.Other TechnologySan FranciscoCA$145,000$150,00026Oct 15sec.gov
Zn2H2, Inc.OtherSpokaneWA$140,002Indefinite8Oct 15sec.gov
LicenseLead Inc.Other TechnologyTellurideCO$140,000$140,0001Oct 15sec.gov
TMG Victor Park Co-Invest, L.P.ResidentialBethesdaMD$130,000$294,8313Oct 16sec.gov
Artemis Income & Growth Fund II REIT, LLCREITS and FinanceChevy ChaseMD$125,000$125,000125Oct 18sec.gov
MDH F3 REIT 1, LLCOther Real EstateAtlantaGA$125,000$125,000125Oct 18sec.gov
Emerald Willow, LLCREITS and FinanceNew YorkNY$125,000$125,000125Oct 17sec.gov
USCMF MA REIT LLCREITS and FinanceNew YorkNY$125,000$125,000125Oct 17sec.gov
290 Binney SubREIT LLCREITS and FinanceBostonMA$125,000$125,000125Oct 17sec.gov
BIOVENTRIX, INC.OtherMansfieldMA$125,000$3,000,0002Oct 15sec.gov
IMTT Topco, Inc.Other EnergyNew YorkNY$122,000$122,000122Oct 15sec.gov
WEG Consolidated, LLCOtherBostonMA$108,628Indefinite1Oct 15sec.gov
Woodford Horizontal Project 78 LLCOil and GasDallasTX$105,000$1,050,0001Oct 17sec.gov
DO IT COFFEE Inc.OtherWorleyID$100,000$100,0001Oct 18sec.gov
Iconic Imaging, LLCOther Health CareCottage GroveWI$100,000$100,0005Oct 17sec.gov
INSTITUTIONAL DRILLING FUND I LP (amended)Oil and GasArlingtonTX$100,000$250,000,0000Oct 17sec.gov
BILLIE BLACK PRODUCTION LLC (amended)OtherSheridanWY$100,000$2,000,0002Oct 17sec.gov
Gryt Labs Inc.Other TechnologyLos GatosCA$100,000$2,000,0002Oct 16sec.gov
Cyber Context, Inc. (amended)Other TechnologyDublinOH$100,000$100,0002Oct 16sec.gov
Cyber Context, Inc. (amended)Other TechnologyDublinOH$100,000$100,0002Oct 16sec.gov
Cyber Context, Inc.Other TechnologyDublinOH$100,000$100,0002Oct 16sec.gov
Farm Fresh Turkey Products, LLCAgricultureNew OxfordPA$100,000$8,000,0002Oct 15sec.gov
KWILLT INC.Other TechnologyNewport BeachCA$99,685$150,0001Oct 15sec.gov
Gaingels BeyondTruck LLCOtherBurlingtonVT$75,555$75,5556Oct 15sec.gov
Feedstore Ltd. (amended)Other Real EstateCastle RockCO$75,000$750,0002Oct 17sec.gov
IAMBIC INC.Other TechnologyNew YorkNY$75,000$75,0002Oct 15sec.gov
Broad Street Farms LLC (amended)ManufacturingFort WashingtonPA$55,500$350,0001Oct 15sec.gov
Gaingels Gritty In Pink LLCOtherBurlingtonVT$51,667$51,66717Oct 15sec.gov
Apollo United Self Storage I LLCCommercialAustinTX$50,000$50,000,0001Oct 18sec.gov
USEDC 2024 B Drilling Fund LP (amended)Oil and GasArlingtonTX$50,000$250,000,0000Oct 17sec.gov
Ursa Mining, Inc.OtherWestlake VillageCA$50,000$50,0004Oct 16sec.gov
Glen Burnie PickleRage Holding LLCRetailingMiami BeachFL$50,000$1,318,0001Oct 15sec.gov
Folk Revival, LLCRetailingTenaflyNJ$45,000$750,0001Oct 15sec.gov
IIOT-OXYS, Inc.OtherCambridgeMA$43,000$43,0001Oct 17sec.gov
AKTIV INSIGHTS, INC. (amended)OtherPortlandOR$30,000$100,0002Oct 17sec.gov
INSTITUTIONAL DRILLING FUND I LP (amended)Oil and GasArlingtonTX$25,000$250,000,0000Oct 17sec.gov
Series 26-1, a series of StartEngine Private LLCOtherBurbankCA$23,025$468,7503Oct 15sec.gov
Professional Institution LtdOther TechnologyWarkworth$20,000$1,000,0001Oct 15sec.gov
American Infrastructure Group, Inc.Other TechnologyHoustonTX$20,000$250,0000Oct 15sec.gov
National Diversified Fund 6-SB, LLC (amended)CommercialDenverCO$10,000$20,000,0001Oct 17sec.gov
QUORUM ONE, LLCBusiness ServicesSan FranciscoCA$10,000$6,000,0004Oct 15sec.gov
INTERNET SCIENCES INC.Business ServicesNew YorkNY$6,200Indefinite4Oct 15sec.gov
ALTERNATIVE RE HOLDINGS LTD (amended)InsurancePembroke$3,000$50,000,0003Oct 15sec.gov
Intelerad Holdings ULC (amended)OtherVancouver$2,216$2,21621Oct 15sec.gov
United Insurance Company, USA, Ltd (amended)InsuranceBurlingtonVT$1,200$100,00012Oct 18sec.gov
Next Energy Master fund LLCOil and GasWilmingtonDE$100$20,000,0001Oct 15sec.gov
Opticore IncOther TechnologyLos AngelesCA$42$3,000,0428Oct 16sec.gov
DeDiFLUX Inc.OtherLaceyWA$0$50,000,0000Oct 18sec.gov
821-825 W 167th LLCOtherDowneyCA$0$600,0000Oct 18sec.gov
Twaao Digital Exchange IncInvestingDenverCO$0$20,000,0000Oct 18sec.gov
TwyAe Block Technology LtdInvestingGreenwood VillageCO$0$20,000,0000Oct 18sec.gov
ZSVEX BLOCKCHAIN SERVICE LTDInvestingDenverCO$0$20,000,0000Oct 18sec.gov
MONEYVERSE FINANCIAL HOLDING CoOther Banking and Financial ServicesCuritiba$0Indefinite0Oct 18sec.gov
Windstream Holdings II, LLCTelecommunicationsLittle RockAR$0Indefinite0Oct 18sec.gov
Trenton - Black River VII, LPOil and GasKnoxvilleTN$0$6,000,0000Oct 18sec.gov
108 East Pointe LLCCommercialHurstTX$0$750,0000Oct 18sec.gov
MMTM EIGHT LLCConstructionSan DiegoCA$0$6,000,0000Oct 18sec.gov
Ave at Euclid LLCCommercialWestminsterCO$0$1,300,0000Oct 18sec.gov
Veranda Fund 2, LLCCommercialLaguna BeachCA$0$20,000,0000Oct 18sec.gov
Skylark Travel Group, Inc.OtherNew YorkNY$0$1,570,9009Oct 18sec.gov
Central Banc IncCommercial BankingGeneseoIL$0$1,000,0000Oct 18sec.gov
Icon on Midvale LLCOtherManhattan BeachCA$0$11,000,0000Oct 17sec.gov
Northpoint DSM Investors LLCOtherChicagoIL$0$6,000,0000Oct 17sec.gov
Master Key Construction CorpConstructionSandpointID$0$10,000,0000Oct 17sec.gov
Sonos Capital Fund 3, LLCCommercialAuburnCA$0$75,000,0000Oct 17sec.gov
HANDA FUND 3 LLCOther Real EstateSan JoseCA$0$5,000,0000Oct 17sec.gov
Grandview Investors LLC /OR/CommercialPortlandOR$0$1,600,0000Oct 17sec.gov
PG EB5 Bryce Canyon City Lender, LLCOther Real EstateAtlantaGA$0$16,800,0000Oct 17sec.gov
ORCHARD VISTA - WENATCHEE LLCOther Real EstateBellevueWA$0$6,950,0000Oct 17sec.gov
WF Paradise Hills Investors, LPCommercialLos AngelesCA$0$8,950,0000Oct 17sec.gov
BLCSP Melia LLCResidentialAustinTX$0$2,915,0000Oct 17sec.gov
County Farm Homes, LLCResidentialMount JulietTN$0$1,200,0005Oct 17sec.gov
DAPT Cross Creek LLCCommercialAustinTX$0$6,250,0000Oct 17sec.gov
Lodging Fund One LLCCommercialSouth JordanUT$0$30,000,0000Oct 17sec.gov
LCLA Investor Group, LLCCommercialLake CharlesLA$0$1,300,0000Oct 17sec.gov
CES PROPERTIES FUND XLIV (MURRIETA) LLCOther Real EstateBellevueWA$0$4,300,0000Oct 17sec.gov
CANDA MANOR 72 L.L.C.CommercialYpsilantiMI$0$1,600,0000Oct 17sec.gov
Courthouse Square OZ II, LLCOther Real EstateFlemingtonNJ$0$25,000,0000Oct 17sec.gov
Flemington Center Urban Renewal, LLCOther Real EstateFlemingtonNJ$0$25,000,0000Oct 17sec.gov
K2 ADVANTAGE FUND, LLC (amended)CommercialDoverDE$0$10,000,0000Oct 17sec.gov
Digit Technologies Inc.Other TechnologyRocky FaceGA$0$2,510,0000Oct 17sec.gov
KINGDOM RESOURCES INCOil and GasFriscoTX$0$500,0000Oct 17sec.gov
Snutx Transaction Services LtdInvestingDenverCO$0$20,000,0000Oct 16sec.gov
LBS INVESTMENTS, LLCCommercialVirginia BeachVA$0$5,000,0000Oct 16sec.gov
Team Velu Horizon Holdings, LLCOther Health CareMckinneyTX$0$5,000,0000Oct 16sec.gov
HPA Exchange - Medical AZ DSTOther Real EstateBreaCA$0$15,400,0000Oct 16sec.gov
Grand Prairie SLX Holdings, LLCCommercialPlanoTX$0$5,500,0000Oct 16sec.gov
Dorado Parent, L.P.OtherNew YorkNY$0Indefinite0Oct 16sec.gov
Angel Investors Network, Inc.InvestingRenoNV$0$100,000,0000Oct 16sec.gov
Mezlight, LLCManufacturingMadisonWI$0$500,0000Oct 16sec.gov
reSpace, Inc.ResidentialSeattleWA$0Indefinite0Oct 16sec.gov
GeoSolar Technologies, Inc.Other EnergyDenverCO$0$10,000,0000Oct 16sec.gov
DIG Vancouver 57th, LLCCommercialLake OswegoOR$0$2,500,0000Oct 15sec.gov
FHA101, LLCCommercialSanta ClaraCA$0$5,300,0000Oct 15sec.gov
TSCG Credit Opportunities I LLCCommercialWest Palm BeachFL$0$25,000,0000Oct 15sec.gov
Melissa BTR Investors, LLCCommercialCypressTX$0$3,000,0000Oct 15sec.gov
Astor Fulton Pref LLCCommercialNew YorkNY$0$6,943,0050Oct 15sec.gov
Evermore Flagship Fund I LPResidentialMiamiFL$0$20,000,0000Oct 15sec.gov
Graves Light, LLCOtherNewburyportMA$0$1,650,0000Oct 15sec.gov
722 Douglas Apartments LLCCommercialNorth CharlestonSC$0$525,0000Oct 15sec.gov
Hadronlink CorpBusiness ServicesPickering$0$217,8410Oct 15sec.gov
QQCW Management Holdings, LLCOtherRocklinCA$0Indefinite0Oct 15sec.gov
Kiwi Bar, Inc.OtherNew YorkNY$0$1,500,0000Oct 15sec.gov
Chief Service Partners, LLCOtherSheridanWY$0$250,0000Oct 15sec.gov
BR Diversified Industrial Portfolio IV, DSTCommercialNew YorkNY$0$31,642,3080Oct 15sec.gov
Xin Ying Future Co.,LTDOtherFuzhou$0Indefinite200Oct 15sec.gov
Lightfield Medical, Inc.Other Health CareMinneapolisMN$0$3,000,0000Oct 15sec.gov
WM Impact Growth Fund I LLC (amended)OtherAustinTX$0$30,000,0000Oct 15sec.gov
Decile Group Inc.Business ServicesWilmingtonDE$0$16,500,0000Oct 15sec.gov
Orphan Well Opportunity Fund, LPOil and GasColleyvilleTX$0$270,0000Oct 15sec.gov
MHR Acquisitions, Inc.ManufacturingNew YorkNY$0$207,545,1160Oct 15sec.gov
Hall Structured Finance Houston Hotels, LPCommercialDallasTX$0$6,500,0000Oct 15sec.gov
Hall Structured Finance Braddock, LPCommercialDallasTX$0$5,500,0000Oct 15sec.gov
Nano Magic Inc. (amended)ManufacturingMadison HeightsMI$0Indefinite0Oct 15sec.gov
CAP8 SOUTHFIELD LLCCommercialLa VistaNE$0$3,500,0000Oct 15sec.gov

Week of Oct 21 · Week of Oct 7 · All Form D filings

Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.