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Data / Form D filings / Oct 15

Form D filings, October 15, 2024: 144 companies raised $24.36 billion

144 operating companies filed a Form D on October 15, 2024, reporting $24.36 billion sold. Largest: NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT ($9.89 billion), Nationwide BOLI Private Placement Variable Account ($5.42 billion), Nationwide PPVUL Separate Account - 4 ($3.61 billion). The median filing is $2 million, and 200 pooled investment funds also filed that day.

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

  • 144Form D filings
  • $24.36 billionreported sold
  • $2 millionmedian amount sold
  • CAmost filings (24)

Most filings by state: CA 24, NY 19, TX 13, CO 9, OH 9. By industry: Other 45, Other Technology 22, Commercial 19, Insurance 9.

Every company that filed, largest first

CompanyIndustryCityStateAmount soldOfferingInvestorsFiledFiling
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT (amended)InsuranceColumbusOH$9,893,355,780Indefinite442Oct 15sec.gov
Nationwide BOLI Private Placement Variable Account (amended)InsuranceColumbusOH$5,416,343,703Indefinite43Oct 15sec.gov
Nationwide PPVUL Separate Account - 4 (amended)InsuranceColumbusOH$3,607,000,000Indefinite7Oct 15sec.gov
NHIT: CORE FIXED INCOME TRUST (amended)InvestingBostonMA$1,499,077,976Indefinite59Oct 15sec.gov
Nationwide PPVUL Separate Account - 3 (amended)InsuranceColumbusOH$879,469,961Indefinite117Oct 15sec.gov
Edgewood Properties, LLLP (amended)OtherFargoND$536,997,769Indefinite394Oct 15sec.gov
Joby Aviation, Inc.ManufacturingSanta CruzCA$500,000,002$500,000,0021Oct 15sec.gov
BRIDGER HOLDINGS, LP (amended)OtherPalo AltoCA$319,182,367Indefinite28Oct 15sec.gov
Fifth Star LLCOther TechnologyChicagoIL$281,200,000Indefinite25Oct 15sec.gov
Observe, Inc. (amended)Other TechnologySan MateoCA$144,999,986$152,499,97957Oct 15sec.gov
Nationwide Private Placement Variable Account - E (amended)InsuranceColumbusOH$133,364,197Indefinite4Oct 15sec.gov
Elektrofi, Inc. (amended)BiotechnologyBostonMA$112,250,024$112,250,02421Oct 15sec.gov
M3 Multifamily Fund #5, LLCOtherSanta BarbaraCA$112,000,000$112,000,00060Oct 15sec.gov
Goodman Capital Liquid Credit Strategy Fund I LLC (amended)REITS and FinanceGreat NeckNY$78,000,000$78,000,000277Oct 15sec.gov
Nationwide PPVUL Separate Account - AC1 (amended)InsuranceColumbusOH$76,715,017Indefinite21Oct 15sec.gov
Nationwide PPVUL Separate Account 7 (amended)InsuranceColumbusOH$71,258,148Indefinite2Oct 15sec.gov
GSM Outdoors Holdings, L.P.OtherBeverly HillsCA$58,928,556$58,928,55649Oct 15sec.gov
Koloma, Inc.Other EnergyDenverCO$52,380,000$52,380,00013Oct 15sec.gov
SpectraWAVE, Inc. (amended)OtherBedfordMA$50,287,666$50,287,67433Oct 15sec.gov
Celcuity Inc. (amended)BiotechnologyMinneapolisMN$50,000,000$50,000,0002Oct 15sec.gov
GREEN DOT CORP (amended)Other Banking and Financial ServicesAustinTX$50,000,000$50,000,00014Oct 15sec.gov
Sterling Office & Industrial Properties, LLLP (amended)REITS and FinanceFargoND$49,175,046$100,000,00046Oct 15sec.gov
Neuron7.ai, Inc.OtherSanta ClaraCA$44,999,972$44,999,9725Oct 15sec.gov
ProrataAI, Inc.Other TechnologyPasadenaCA$23,449,991$29,999,9857Oct 15sec.gov
Brainsway Ltd.BiotechnologyJerusalem$20,000,009$20,000,0091Oct 15sec.gov
Osisko Development Corp.OtherMontreal$19,629,634$19,629,634219Oct 15sec.gov
Zippy, Inc. /DEOther Banking and Financial ServicesDallasTX$19,570,431$19,570,43117Oct 15sec.gov
Affini-T Therapeutics, Inc.BiotechnologyWatertownMA$17,617,952$17,617,95265Oct 15sec.gov
Cofactr IncOtherNew YorkNY$17,208,303$17,754,3039Oct 15sec.gov
Model Medicines, Inc.BiotechnologyLa JollaCA$14,754,032Indefinite43Oct 15sec.gov
Nationwide PPVUL Separate Account - 5 (amended)InsuranceColumbusOH$14,480,713Indefinite9Oct 15sec.gov
Birch Solutions, Inc.Other TechnologyNew YorkNY$12,783,493$12,783,49335Oct 15sec.gov
IN8BIO, INC.BiotechnologyNew YorkNY$12,379,983$12,379,98373Oct 15sec.gov
Community Heritage Financial, Inc.Commercial BankingMiddletownMD$12,100,000$15,000,00029Oct 15sec.gov
R2S Holdings, LLCOtherGeorgetownTX$10,000,000$20,000,0002Oct 15sec.gov
Merit Systems, Inc.Other TechnologyNew YorkNY$9,712,496$9,999,9972Oct 15sec.gov
Corvus Robotics, Inc.Other TechnologyMountain ViewCA$7,507,999$7,999,9994Oct 15sec.gov
DW SELECT COLORADO #3 LPOil and GasIrvingTX$7,500,000$7,500,0000Oct 15sec.gov
Goodegg Diversification Fund III, LLC (amended)CommercialSan FranciscoCA$7,122,010$11,500,00078Oct 15sec.gov
36 BRUCKNER FUNDING L.P.Other Real EstateWoodmereNY$7,000,000$7,000,00018Oct 15sec.gov
Lakeshore IRF Holdings, LLC (amended)Other Real EstateDallasTX$6,440,000$8,680,237104Oct 15sec.gov
Abacus Insights, Inc.Other TechnologyBostonMA$6,310,237$11,742,4583Oct 15sec.gov
Ashbrook Technologies, Inc.OtherSan FranciscoCA$5,999,999$9,000,0005Oct 15sec.gov
RIMSYS Inc.Other Health CarePittsburghPA$5,300,002$6,039,22324Oct 15sec.gov
CW Forum Prevail, LLCResidentialLeawoodKS$4,500,000$6,000,00030Oct 15sec.gov
DPR CONSTRUCTION, INC.ConstructionRedwood CityCA$4,375,220$4,375,22059Oct 15sec.gov
CG Private Credit Fund II LLCOtherSheridanWY$4,250,000$9,000,0001Oct 15sec.gov
M&H UCF, LPOther Real EstateLongviewTX$4,150,000$4,150,00021Oct 15sec.gov
Fluid Power Employee Holdings, LLCOtherDenverCO$4,000,000$4,000,0001Oct 15sec.gov
Sidero Labs, Inc.Other TechnologyGolettaCA$3,999,999$3,999,9995Oct 15sec.gov
HealthBridge Financial, Inc.Other Health CareGrand RapidsMI$3,300,000$3,300,0004Oct 15sec.gov
Falcon Hospitality, LLCCommercialSt. GeorgeUT$3,069,000$3,069,0008Oct 15sec.gov
GOPASS Holdings LtdOther TechnologyBogota$3,000,000$3,000,0001Oct 15sec.gov
CorePilot Inc.Other TechnologySouth MiamiFL$2,999,999$3,999,9991Oct 15sec.gov
Fresh Vintage, Inc.Other TechnologyMiamiFL$2,692,496$2,692,4966Oct 15sec.gov
DPR CONSTRUCTION, INC.ConstructionRedwood CityCA$2,579,617$2,579,617159Oct 15sec.gov
Snohomish ALC LLCCommercialMercer IslandWA$2,383,333$2,383,33320Oct 15sec.gov
Gorge Opportunity Fund LLCLodging and ConventionsWest LinnOR$2,333,196$3,000,0003Oct 15sec.gov
Cast Finance, Inc.OtherDenverCO$2,295,000$2,295,00014Oct 15sec.gov
Hockey Parent Holdings, L.P.OtherChicagoIL$2,207,429$2,207,4293Oct 15sec.gov
Ocient Inc.Other TechnologyChicagoIL$2,000,000$2,000,0001Oct 15sec.gov
Twenty30 Health, Inc.Other TechnologyPhiladelphiaPA$1,878,889$1,878,8895Oct 15sec.gov
CHA Northstar Group Holdings, L.P.OtherNew YorkNY$1,758,380$1,758,38043Oct 15sec.gov
Films TopCo, LPOtherNew YorkNY$1,515,000Indefinite3Oct 15sec.gov
General Pulaski, Inc.RetailingChicagoIL$1,424,000$1,424,00032Oct 15sec.gov
Luke's Local, Inc.RetailingSan FranciscoCA$1,385,000$2,500,0009Oct 15sec.gov
Western Wealth Capital LV US Investor, LP (amended)ResidentialPhoenixAZ$1,156,500$1,175,00049Oct 15sec.gov
RBG BOG Fund XXIV LLCResidentialArlingtonVA$1,025,000$1,125,00012Oct 15sec.gov
Turbine PFC Portfolio, LLC (amended)CommercialRenoNV$1,005,000$3,000,00020Oct 15sec.gov
Able Research Technology Ltd (amended)OtherDenverCO$1,000,000Indefinite0Oct 15sec.gov
BLACK UNICORN FACTORYOther TechnologyLos AngelesCA$1,000,000$1,000,0001Oct 15sec.gov
Aclarion, Inc.OtherBroomfieldCO$1,000,000$1,000,0003Oct 15sec.gov
Cirius Therapeutics, Inc.BiotechnologyGrand RapidsMI$1,000,000$1,600,00022Oct 15sec.gov
Three of Strong Inc.OtherPortlandME$950,000Indefinite7Oct 15sec.gov
Vibes Fund LLCResidentialRedmondWA$850,000$1,500,00014Oct 15sec.gov
4607OBA-MD, LLCCommercialScottsdaleAZ$800,000$4,500,0008Oct 15sec.gov
RERX Fund Series 2201 LLCOther Real EstatePleasantonCA$750,000$20,000,0004Oct 15sec.gov
DIVERSIFIED HOLDINGS PARTNERS, LLCOtherLockportNY$710,000$1,000,0007Oct 15sec.gov
Redeem Temple Courtyard, LLC (amended)CommercialAustinTX$675,000$4,100,00010Oct 15sec.gov
SPRING ROCK VENTURE PARTNERS V LP (amended)OtherHonoluluHI$575,000$575,00011Oct 15sec.gov
RegenAesthetics Inc.OtherFlagstaffAZ$550,000$750,0005Oct 15sec.gov
Great Sky Inc.Other TechnologyBoulderCO$500,000$1,000,0001Oct 15sec.gov
Gaingels Kodiak LLCOtherBurlingtonVT$492,553$492,55333Oct 15sec.gov
Gaingels Euler Biologics LLCOtherBurlingtonVT$492,553$492,55333Oct 15sec.gov
National Diversified Fund 7, LLC (amended)CommercialDenverCO$477,464$60,000,0008Oct 15sec.gov
SPARKSERV INC.OtherDenverCO$440,000$440,0003Oct 15sec.gov
Apalachee Self Storage LLC (amended)CommercialOrlandoFL$350,000$4,500,0002Oct 15sec.gov
Flete, Inc.Business ServicesDes MoinesIA$325,000$500,0007Oct 15sec.gov
CODA Farm Technologies, Inc.Other TechnologyTukwilaWA$325,000$500,0003Oct 15sec.gov
Aladdin Technology Investors LLCComputersReynoldsburgOH$250,000$250,0000Oct 15sec.gov
Eagle Family Foods Group Management Holdings, LLC (amended)OtherNew YorkNY$243,641Indefinite15Oct 15sec.gov
SciTech Development, Inc.BiotechnologyGrosse Pointe FarmsMI$240,000$3,000,0002Oct 15sec.gov
All Power Labs, Inc.OtherBerkeleyCA$200,000$2,000,0001Oct 15sec.gov
New Epoch Capital Partners LLCOtherNew RochelleNY$190,000$500,0006Oct 15sec.gov
Gaingels Euler Biologics LLC (amended)OtherBurlingtonVT$175,556$175,55620Oct 15sec.gov
Gaingels Euler Biologics LLCOtherBurlingtonVT$175,556$175,55620Oct 15sec.gov
Northtown Fund, LLC (amended)CommercialMinneapolisMN$175,000$10,000,0004Oct 15sec.gov
Gaingels Path Robotics LLCOtherBurlingtonVT$150,552$150,55211Oct 15sec.gov
Kiwi Bar, Inc.OtherNew YorkNY$150,000$150,0000Oct 15sec.gov
Pragli, Inc.Other TechnologySan FranciscoCA$145,000$150,00026Oct 15sec.gov
Zn2H2, Inc.OtherSpokaneWA$140,002Indefinite8Oct 15sec.gov
LicenseLead Inc.Other TechnologyTellurideCO$140,000$140,0001Oct 15sec.gov
BIOVENTRIX, INC.OtherMansfieldMA$125,000$3,000,0002Oct 15sec.gov
IMTT Topco, Inc.Other EnergyNew YorkNY$122,000$122,000122Oct 15sec.gov
WEG Consolidated, LLCOtherBostonMA$108,628Indefinite1Oct 15sec.gov
Farm Fresh Turkey Products, LLCAgricultureNew OxfordPA$100,000$8,000,0002Oct 15sec.gov
KWILLT INC.Other TechnologyNewport BeachCA$99,685$150,0001Oct 15sec.gov
Gaingels BeyondTruck LLCOtherBurlingtonVT$75,555$75,5556Oct 15sec.gov
IAMBIC INC.Other TechnologyNew YorkNY$75,000$75,0002Oct 15sec.gov
Broad Street Farms LLC (amended)ManufacturingFort WashingtonPA$55,500$350,0001Oct 15sec.gov
Gaingels Gritty In Pink LLCOtherBurlingtonVT$51,667$51,66717Oct 15sec.gov
Glen Burnie PickleRage Holding LLCRetailingMiami BeachFL$50,000$1,318,0001Oct 15sec.gov
Folk Revival, LLCRetailingTenaflyNJ$45,000$750,0001Oct 15sec.gov
Series 26-1, a series of StartEngine Private LLCOtherBurbankCA$23,025$468,7503Oct 15sec.gov
Professional Institution LtdOther TechnologyWarkworth$20,000$1,000,0001Oct 15sec.gov
American Infrastructure Group, Inc.Other TechnologyHoustonTX$20,000$250,0000Oct 15sec.gov
QUORUM ONE, LLCBusiness ServicesSan FranciscoCA$10,000$6,000,0004Oct 15sec.gov
INTERNET SCIENCES INC.Business ServicesNew YorkNY$6,200Indefinite4Oct 15sec.gov
ALTERNATIVE RE HOLDINGS LTD (amended)InsurancePembroke$3,000$50,000,0003Oct 15sec.gov
Intelerad Holdings ULC (amended)OtherVancouver$2,216$2,21621Oct 15sec.gov
Next Energy Master fund LLCOil and GasWilmingtonDE$100$20,000,0001Oct 15sec.gov
DIG Vancouver 57th, LLCCommercialLake OswegoOR$0$2,500,0000Oct 15sec.gov
FHA101, LLCCommercialSanta ClaraCA$0$5,300,0000Oct 15sec.gov
TSCG Credit Opportunities I LLCCommercialWest Palm BeachFL$0$25,000,0000Oct 15sec.gov
Melissa BTR Investors, LLCCommercialCypressTX$0$3,000,0000Oct 15sec.gov
Astor Fulton Pref LLCCommercialNew YorkNY$0$6,943,0050Oct 15sec.gov
Evermore Flagship Fund I LPResidentialMiamiFL$0$20,000,0000Oct 15sec.gov
Graves Light, LLCOtherNewburyportMA$0$1,650,0000Oct 15sec.gov
722 Douglas Apartments LLCCommercialNorth CharlestonSC$0$525,0000Oct 15sec.gov
Hadronlink CorpBusiness ServicesPickering$0$217,8410Oct 15sec.gov
QQCW Management Holdings, LLCOtherRocklinCA$0Indefinite0Oct 15sec.gov
Kiwi Bar, Inc.OtherNew YorkNY$0$1,500,0000Oct 15sec.gov
Chief Service Partners, LLCOtherSheridanWY$0$250,0000Oct 15sec.gov
BR Diversified Industrial Portfolio IV, DSTCommercialNew YorkNY$0$31,642,3080Oct 15sec.gov
Xin Ying Future Co.,LTDOtherFuzhou$0Indefinite200Oct 15sec.gov
Lightfield Medical, Inc.Other Health CareMinneapolisMN$0$3,000,0000Oct 15sec.gov
WM Impact Growth Fund I LLC (amended)OtherAustinTX$0$30,000,0000Oct 15sec.gov
Decile Group Inc.Business ServicesWilmingtonDE$0$16,500,0000Oct 15sec.gov
Orphan Well Opportunity Fund, LPOil and GasColleyvilleTX$0$270,0000Oct 15sec.gov
MHR Acquisitions, Inc.ManufacturingNew YorkNY$0$207,545,1160Oct 15sec.gov
Hall Structured Finance Houston Hotels, LPCommercialDallasTX$0$6,500,0000Oct 15sec.gov
Hall Structured Finance Braddock, LPCommercialDallasTX$0$5,500,0000Oct 15sec.gov
Nano Magic Inc. (amended)ManufacturingMadison HeightsMI$0Indefinite0Oct 15sec.gov
CAP8 SOUTHFIELD LLCCommercialLa VistaNE$0$3,500,0000Oct 15sec.gov

October 16, 2024 · October 11, 2024 · The whole week · All Form D filings

Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.