Data / Form D filings / Oct 15
Form D filings, October 15, 2024: 144 companies raised $24.36 billion
144 operating companies filed a Form D on October 15, 2024, reporting $24.36 billion sold. Largest: NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT ($9.89 billion), Nationwide BOLI Private Placement Variable Account ($5.42 billion), Nationwide PPVUL Separate Account - 4 ($3.61 billion). The median filing is $2 million, and 200 pooled investment funds also filed that day.
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- 144Form D filings
- $24.36 billionreported sold
- $2 millionmedian amount sold
- CAmost filings (24)
Most filings by state: CA 24, NY 19, TX 13, CO 9, OH 9. By industry: Other 45, Other Technology 22, Commercial 19, Insurance 9.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT (amended) | Insurance | Columbus | OH | $9,893,355,780 | Indefinite | 442 | Oct 15 | sec.gov |
| Nationwide BOLI Private Placement Variable Account (amended) | Insurance | Columbus | OH | $5,416,343,703 | Indefinite | 43 | Oct 15 | sec.gov |
| Nationwide PPVUL Separate Account - 4 (amended) | Insurance | Columbus | OH | $3,607,000,000 | Indefinite | 7 | Oct 15 | sec.gov |
| NHIT: CORE FIXED INCOME TRUST (amended) | Investing | Boston | MA | $1,499,077,976 | Indefinite | 59 | Oct 15 | sec.gov |
| Nationwide PPVUL Separate Account - 3 (amended) | Insurance | Columbus | OH | $879,469,961 | Indefinite | 117 | Oct 15 | sec.gov |
| Edgewood Properties, LLLP (amended) | Other | Fargo | ND | $536,997,769 | Indefinite | 394 | Oct 15 | sec.gov |
| Joby Aviation, Inc. | Manufacturing | Santa Cruz | CA | $500,000,002 | $500,000,002 | 1 | Oct 15 | sec.gov |
| BRIDGER HOLDINGS, LP (amended) | Other | Palo Alto | CA | $319,182,367 | Indefinite | 28 | Oct 15 | sec.gov |
| Fifth Star LLC | Other Technology | Chicago | IL | $281,200,000 | Indefinite | 25 | Oct 15 | sec.gov |
| Observe, Inc. (amended) | Other Technology | San Mateo | CA | $144,999,986 | $152,499,979 | 57 | Oct 15 | sec.gov |
| Nationwide Private Placement Variable Account - E (amended) | Insurance | Columbus | OH | $133,364,197 | Indefinite | 4 | Oct 15 | sec.gov |
| Elektrofi, Inc. (amended) | Biotechnology | Boston | MA | $112,250,024 | $112,250,024 | 21 | Oct 15 | sec.gov |
| M3 Multifamily Fund #5, LLC | Other | Santa Barbara | CA | $112,000,000 | $112,000,000 | 60 | Oct 15 | sec.gov |
| Goodman Capital Liquid Credit Strategy Fund I LLC (amended) | REITS and Finance | Great Neck | NY | $78,000,000 | $78,000,000 | 277 | Oct 15 | sec.gov |
| Nationwide PPVUL Separate Account - AC1 (amended) | Insurance | Columbus | OH | $76,715,017 | Indefinite | 21 | Oct 15 | sec.gov |
| Nationwide PPVUL Separate Account 7 (amended) | Insurance | Columbus | OH | $71,258,148 | Indefinite | 2 | Oct 15 | sec.gov |
| GSM Outdoors Holdings, L.P. | Other | Beverly Hills | CA | $58,928,556 | $58,928,556 | 49 | Oct 15 | sec.gov |
| Koloma, Inc. | Other Energy | Denver | CO | $52,380,000 | $52,380,000 | 13 | Oct 15 | sec.gov |
| SpectraWAVE, Inc. (amended) | Other | Bedford | MA | $50,287,666 | $50,287,674 | 33 | Oct 15 | sec.gov |
| Celcuity Inc. (amended) | Biotechnology | Minneapolis | MN | $50,000,000 | $50,000,000 | 2 | Oct 15 | sec.gov |
| GREEN DOT CORP (amended) | Other Banking and Financial Services | Austin | TX | $50,000,000 | $50,000,000 | 14 | Oct 15 | sec.gov |
| Sterling Office & Industrial Properties, LLLP (amended) | REITS and Finance | Fargo | ND | $49,175,046 | $100,000,000 | 46 | Oct 15 | sec.gov |
| Neuron7.ai, Inc. | Other | Santa Clara | CA | $44,999,972 | $44,999,972 | 5 | Oct 15 | sec.gov |
| ProrataAI, Inc. | Other Technology | Pasadena | CA | $23,449,991 | $29,999,985 | 7 | Oct 15 | sec.gov |
| Brainsway Ltd. | Biotechnology | Jerusalem | $20,000,009 | $20,000,009 | 1 | Oct 15 | sec.gov | |
| Osisko Development Corp. | Other | Montreal | $19,629,634 | $19,629,634 | 219 | Oct 15 | sec.gov | |
| Zippy, Inc. /DE | Other Banking and Financial Services | Dallas | TX | $19,570,431 | $19,570,431 | 17 | Oct 15 | sec.gov |
| Affini-T Therapeutics, Inc. | Biotechnology | Watertown | MA | $17,617,952 | $17,617,952 | 65 | Oct 15 | sec.gov |
| Cofactr Inc | Other | New York | NY | $17,208,303 | $17,754,303 | 9 | Oct 15 | sec.gov |
| Model Medicines, Inc. | Biotechnology | La Jolla | CA | $14,754,032 | Indefinite | 43 | Oct 15 | sec.gov |
| Nationwide PPVUL Separate Account - 5 (amended) | Insurance | Columbus | OH | $14,480,713 | Indefinite | 9 | Oct 15 | sec.gov |
| Birch Solutions, Inc. | Other Technology | New York | NY | $12,783,493 | $12,783,493 | 35 | Oct 15 | sec.gov |
| IN8BIO, INC. | Biotechnology | New York | NY | $12,379,983 | $12,379,983 | 73 | Oct 15 | sec.gov |
| Community Heritage Financial, Inc. | Commercial Banking | Middletown | MD | $12,100,000 | $15,000,000 | 29 | Oct 15 | sec.gov |
| R2S Holdings, LLC | Other | Georgetown | TX | $10,000,000 | $20,000,000 | 2 | Oct 15 | sec.gov |
| Merit Systems, Inc. | Other Technology | New York | NY | $9,712,496 | $9,999,997 | 2 | Oct 15 | sec.gov |
| Corvus Robotics, Inc. | Other Technology | Mountain View | CA | $7,507,999 | $7,999,999 | 4 | Oct 15 | sec.gov |
| DW SELECT COLORADO #3 LP | Oil and Gas | Irving | TX | $7,500,000 | $7,500,000 | 0 | Oct 15 | sec.gov |
| Goodegg Diversification Fund III, LLC (amended) | Commercial | San Francisco | CA | $7,122,010 | $11,500,000 | 78 | Oct 15 | sec.gov |
| 36 BRUCKNER FUNDING L.P. | Other Real Estate | Woodmere | NY | $7,000,000 | $7,000,000 | 18 | Oct 15 | sec.gov |
| Lakeshore IRF Holdings, LLC (amended) | Other Real Estate | Dallas | TX | $6,440,000 | $8,680,237 | 104 | Oct 15 | sec.gov |
| Abacus Insights, Inc. | Other Technology | Boston | MA | $6,310,237 | $11,742,458 | 3 | Oct 15 | sec.gov |
| Ashbrook Technologies, Inc. | Other | San Francisco | CA | $5,999,999 | $9,000,000 | 5 | Oct 15 | sec.gov |
| RIMSYS Inc. | Other Health Care | Pittsburgh | PA | $5,300,002 | $6,039,223 | 24 | Oct 15 | sec.gov |
| CW Forum Prevail, LLC | Residential | Leawood | KS | $4,500,000 | $6,000,000 | 30 | Oct 15 | sec.gov |
| DPR CONSTRUCTION, INC. | Construction | Redwood City | CA | $4,375,220 | $4,375,220 | 59 | Oct 15 | sec.gov |
| CG Private Credit Fund II LLC | Other | Sheridan | WY | $4,250,000 | $9,000,000 | 1 | Oct 15 | sec.gov |
| M&H UCF, LP | Other Real Estate | Longview | TX | $4,150,000 | $4,150,000 | 21 | Oct 15 | sec.gov |
| Fluid Power Employee Holdings, LLC | Other | Denver | CO | $4,000,000 | $4,000,000 | 1 | Oct 15 | sec.gov |
| Sidero Labs, Inc. | Other Technology | Goletta | CA | $3,999,999 | $3,999,999 | 5 | Oct 15 | sec.gov |
| HealthBridge Financial, Inc. | Other Health Care | Grand Rapids | MI | $3,300,000 | $3,300,000 | 4 | Oct 15 | sec.gov |
| Falcon Hospitality, LLC | Commercial | St. George | UT | $3,069,000 | $3,069,000 | 8 | Oct 15 | sec.gov |
| GOPASS Holdings Ltd | Other Technology | Bogota | $3,000,000 | $3,000,000 | 1 | Oct 15 | sec.gov | |
| CorePilot Inc. | Other Technology | South Miami | FL | $2,999,999 | $3,999,999 | 1 | Oct 15 | sec.gov |
| Fresh Vintage, Inc. | Other Technology | Miami | FL | $2,692,496 | $2,692,496 | 6 | Oct 15 | sec.gov |
| DPR CONSTRUCTION, INC. | Construction | Redwood City | CA | $2,579,617 | $2,579,617 | 159 | Oct 15 | sec.gov |
| Snohomish ALC LLC | Commercial | Mercer Island | WA | $2,383,333 | $2,383,333 | 20 | Oct 15 | sec.gov |
| Gorge Opportunity Fund LLC | Lodging and Conventions | West Linn | OR | $2,333,196 | $3,000,000 | 3 | Oct 15 | sec.gov |
| Cast Finance, Inc. | Other | Denver | CO | $2,295,000 | $2,295,000 | 14 | Oct 15 | sec.gov |
| Hockey Parent Holdings, L.P. | Other | Chicago | IL | $2,207,429 | $2,207,429 | 3 | Oct 15 | sec.gov |
| Ocient Inc. | Other Technology | Chicago | IL | $2,000,000 | $2,000,000 | 1 | Oct 15 | sec.gov |
| Twenty30 Health, Inc. | Other Technology | Philadelphia | PA | $1,878,889 | $1,878,889 | 5 | Oct 15 | sec.gov |
| CHA Northstar Group Holdings, L.P. | Other | New York | NY | $1,758,380 | $1,758,380 | 43 | Oct 15 | sec.gov |
| Films TopCo, LP | Other | New York | NY | $1,515,000 | Indefinite | 3 | Oct 15 | sec.gov |
| General Pulaski, Inc. | Retailing | Chicago | IL | $1,424,000 | $1,424,000 | 32 | Oct 15 | sec.gov |
| Luke's Local, Inc. | Retailing | San Francisco | CA | $1,385,000 | $2,500,000 | 9 | Oct 15 | sec.gov |
| Western Wealth Capital LV US Investor, LP (amended) | Residential | Phoenix | AZ | $1,156,500 | $1,175,000 | 49 | Oct 15 | sec.gov |
| RBG BOG Fund XXIV LLC | Residential | Arlington | VA | $1,025,000 | $1,125,000 | 12 | Oct 15 | sec.gov |
| Turbine PFC Portfolio, LLC (amended) | Commercial | Reno | NV | $1,005,000 | $3,000,000 | 20 | Oct 15 | sec.gov |
| Able Research Technology Ltd (amended) | Other | Denver | CO | $1,000,000 | Indefinite | 0 | Oct 15 | sec.gov |
| BLACK UNICORN FACTORY | Other Technology | Los Angeles | CA | $1,000,000 | $1,000,000 | 1 | Oct 15 | sec.gov |
| Aclarion, Inc. | Other | Broomfield | CO | $1,000,000 | $1,000,000 | 3 | Oct 15 | sec.gov |
| Cirius Therapeutics, Inc. | Biotechnology | Grand Rapids | MI | $1,000,000 | $1,600,000 | 22 | Oct 15 | sec.gov |
| Three of Strong Inc. | Other | Portland | ME | $950,000 | Indefinite | 7 | Oct 15 | sec.gov |
| Vibes Fund LLC | Residential | Redmond | WA | $850,000 | $1,500,000 | 14 | Oct 15 | sec.gov |
| 4607OBA-MD, LLC | Commercial | Scottsdale | AZ | $800,000 | $4,500,000 | 8 | Oct 15 | sec.gov |
| RERX Fund Series 2201 LLC | Other Real Estate | Pleasanton | CA | $750,000 | $20,000,000 | 4 | Oct 15 | sec.gov |
| DIVERSIFIED HOLDINGS PARTNERS, LLC | Other | Lockport | NY | $710,000 | $1,000,000 | 7 | Oct 15 | sec.gov |
| Redeem Temple Courtyard, LLC (amended) | Commercial | Austin | TX | $675,000 | $4,100,000 | 10 | Oct 15 | sec.gov |
| SPRING ROCK VENTURE PARTNERS V LP (amended) | Other | Honolulu | HI | $575,000 | $575,000 | 11 | Oct 15 | sec.gov |
| RegenAesthetics Inc. | Other | Flagstaff | AZ | $550,000 | $750,000 | 5 | Oct 15 | sec.gov |
| Great Sky Inc. | Other Technology | Boulder | CO | $500,000 | $1,000,000 | 1 | Oct 15 | sec.gov |
| Gaingels Kodiak LLC | Other | Burlington | VT | $492,553 | $492,553 | 33 | Oct 15 | sec.gov |
| Gaingels Euler Biologics LLC | Other | Burlington | VT | $492,553 | $492,553 | 33 | Oct 15 | sec.gov |
| National Diversified Fund 7, LLC (amended) | Commercial | Denver | CO | $477,464 | $60,000,000 | 8 | Oct 15 | sec.gov |
| SPARKSERV INC. | Other | Denver | CO | $440,000 | $440,000 | 3 | Oct 15 | sec.gov |
| Apalachee Self Storage LLC (amended) | Commercial | Orlando | FL | $350,000 | $4,500,000 | 2 | Oct 15 | sec.gov |
| Flete, Inc. | Business Services | Des Moines | IA | $325,000 | $500,000 | 7 | Oct 15 | sec.gov |
| CODA Farm Technologies, Inc. | Other Technology | Tukwila | WA | $325,000 | $500,000 | 3 | Oct 15 | sec.gov |
| Aladdin Technology Investors LLC | Computers | Reynoldsburg | OH | $250,000 | $250,000 | 0 | Oct 15 | sec.gov |
| Eagle Family Foods Group Management Holdings, LLC (amended) | Other | New York | NY | $243,641 | Indefinite | 15 | Oct 15 | sec.gov |
| SciTech Development, Inc. | Biotechnology | Grosse Pointe Farms | MI | $240,000 | $3,000,000 | 2 | Oct 15 | sec.gov |
| All Power Labs, Inc. | Other | Berkeley | CA | $200,000 | $2,000,000 | 1 | Oct 15 | sec.gov |
| New Epoch Capital Partners LLC | Other | New Rochelle | NY | $190,000 | $500,000 | 6 | Oct 15 | sec.gov |
| Gaingels Euler Biologics LLC (amended) | Other | Burlington | VT | $175,556 | $175,556 | 20 | Oct 15 | sec.gov |
| Gaingels Euler Biologics LLC | Other | Burlington | VT | $175,556 | $175,556 | 20 | Oct 15 | sec.gov |
| Northtown Fund, LLC (amended) | Commercial | Minneapolis | MN | $175,000 | $10,000,000 | 4 | Oct 15 | sec.gov |
| Gaingels Path Robotics LLC | Other | Burlington | VT | $150,552 | $150,552 | 11 | Oct 15 | sec.gov |
| Kiwi Bar, Inc. | Other | New York | NY | $150,000 | $150,000 | 0 | Oct 15 | sec.gov |
| Pragli, Inc. | Other Technology | San Francisco | CA | $145,000 | $150,000 | 26 | Oct 15 | sec.gov |
| Zn2H2, Inc. | Other | Spokane | WA | $140,002 | Indefinite | 8 | Oct 15 | sec.gov |
| LicenseLead Inc. | Other Technology | Telluride | CO | $140,000 | $140,000 | 1 | Oct 15 | sec.gov |
| BIOVENTRIX, INC. | Other | Mansfield | MA | $125,000 | $3,000,000 | 2 | Oct 15 | sec.gov |
| IMTT Topco, Inc. | Other Energy | New York | NY | $122,000 | $122,000 | 122 | Oct 15 | sec.gov |
| WEG Consolidated, LLC | Other | Boston | MA | $108,628 | Indefinite | 1 | Oct 15 | sec.gov |
| Farm Fresh Turkey Products, LLC | Agriculture | New Oxford | PA | $100,000 | $8,000,000 | 2 | Oct 15 | sec.gov |
| KWILLT INC. | Other Technology | Newport Beach | CA | $99,685 | $150,000 | 1 | Oct 15 | sec.gov |
| Gaingels BeyondTruck LLC | Other | Burlington | VT | $75,555 | $75,555 | 6 | Oct 15 | sec.gov |
| IAMBIC INC. | Other Technology | New York | NY | $75,000 | $75,000 | 2 | Oct 15 | sec.gov |
| Broad Street Farms LLC (amended) | Manufacturing | Fort Washington | PA | $55,500 | $350,000 | 1 | Oct 15 | sec.gov |
| Gaingels Gritty In Pink LLC | Other | Burlington | VT | $51,667 | $51,667 | 17 | Oct 15 | sec.gov |
| Glen Burnie PickleRage Holding LLC | Retailing | Miami Beach | FL | $50,000 | $1,318,000 | 1 | Oct 15 | sec.gov |
| Folk Revival, LLC | Retailing | Tenafly | NJ | $45,000 | $750,000 | 1 | Oct 15 | sec.gov |
| Series 26-1, a series of StartEngine Private LLC | Other | Burbank | CA | $23,025 | $468,750 | 3 | Oct 15 | sec.gov |
| Professional Institution Ltd | Other Technology | Warkworth | $20,000 | $1,000,000 | 1 | Oct 15 | sec.gov | |
| American Infrastructure Group, Inc. | Other Technology | Houston | TX | $20,000 | $250,000 | 0 | Oct 15 | sec.gov |
| QUORUM ONE, LLC | Business Services | San Francisco | CA | $10,000 | $6,000,000 | 4 | Oct 15 | sec.gov |
| INTERNET SCIENCES INC. | Business Services | New York | NY | $6,200 | Indefinite | 4 | Oct 15 | sec.gov |
| ALTERNATIVE RE HOLDINGS LTD (amended) | Insurance | Pembroke | $3,000 | $50,000,000 | 3 | Oct 15 | sec.gov | |
| Intelerad Holdings ULC (amended) | Other | Vancouver | $2,216 | $2,216 | 21 | Oct 15 | sec.gov | |
| Next Energy Master fund LLC | Oil and Gas | Wilmington | DE | $100 | $20,000,000 | 1 | Oct 15 | sec.gov |
| DIG Vancouver 57th, LLC | Commercial | Lake Oswego | OR | $0 | $2,500,000 | 0 | Oct 15 | sec.gov |
| FHA101, LLC | Commercial | Santa Clara | CA | $0 | $5,300,000 | 0 | Oct 15 | sec.gov |
| TSCG Credit Opportunities I LLC | Commercial | West Palm Beach | FL | $0 | $25,000,000 | 0 | Oct 15 | sec.gov |
| Melissa BTR Investors, LLC | Commercial | Cypress | TX | $0 | $3,000,000 | 0 | Oct 15 | sec.gov |
| Astor Fulton Pref LLC | Commercial | New York | NY | $0 | $6,943,005 | 0 | Oct 15 | sec.gov |
| Evermore Flagship Fund I LP | Residential | Miami | FL | $0 | $20,000,000 | 0 | Oct 15 | sec.gov |
| Graves Light, LLC | Other | Newburyport | MA | $0 | $1,650,000 | 0 | Oct 15 | sec.gov |
| 722 Douglas Apartments LLC | Commercial | North Charleston | SC | $0 | $525,000 | 0 | Oct 15 | sec.gov |
| Hadronlink Corp | Business Services | Pickering | $0 | $217,841 | 0 | Oct 15 | sec.gov | |
| QQCW Management Holdings, LLC | Other | Rocklin | CA | $0 | Indefinite | 0 | Oct 15 | sec.gov |
| Kiwi Bar, Inc. | Other | New York | NY | $0 | $1,500,000 | 0 | Oct 15 | sec.gov |
| Chief Service Partners, LLC | Other | Sheridan | WY | $0 | $250,000 | 0 | Oct 15 | sec.gov |
| BR Diversified Industrial Portfolio IV, DST | Commercial | New York | NY | $0 | $31,642,308 | 0 | Oct 15 | sec.gov |
| Xin Ying Future Co.,LTD | Other | Fuzhou | $0 | Indefinite | 200 | Oct 15 | sec.gov | |
| Lightfield Medical, Inc. | Other Health Care | Minneapolis | MN | $0 | $3,000,000 | 0 | Oct 15 | sec.gov |
| WM Impact Growth Fund I LLC (amended) | Other | Austin | TX | $0 | $30,000,000 | 0 | Oct 15 | sec.gov |
| Decile Group Inc. | Business Services | Wilmington | DE | $0 | $16,500,000 | 0 | Oct 15 | sec.gov |
| Orphan Well Opportunity Fund, LP | Oil and Gas | Colleyville | TX | $0 | $270,000 | 0 | Oct 15 | sec.gov |
| MHR Acquisitions, Inc. | Manufacturing | New York | NY | $0 | $207,545,116 | 0 | Oct 15 | sec.gov |
| Hall Structured Finance Houston Hotels, LP | Commercial | Dallas | TX | $0 | $6,500,000 | 0 | Oct 15 | sec.gov |
| Hall Structured Finance Braddock, LP | Commercial | Dallas | TX | $0 | $5,500,000 | 0 | Oct 15 | sec.gov |
| Nano Magic Inc. (amended) | Manufacturing | Madison Heights | MI | $0 | Indefinite | 0 | Oct 15 | sec.gov |
| CAP8 SOUTHFIELD LLC | Commercial | La Vista | NE | $0 | $3,500,000 | 0 | Oct 15 | sec.gov |
October 16, 2024 · October 11, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.