Data / Form D filings / Oct 11
Form D filings, October 11, 2024: 91 companies raised $1.15 billion
91 operating companies filed a Form D on October 11, 2024, reporting $1.15 billion sold. Largest: CMMTP-2, L.P. ($258.4 million), BP Commercial Funding Trust II, Series SPL-XIV ($177.7 million), Driftwood Florida Space Coast Portfolio, LP ($133 million). The median filing is $2.6 million, and 168 pooled investment funds also filed that day.
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- 91Form D filings
- $1.15 billionreported sold
- $2.6 millionmedian amount sold
- CAmost filings (15)
Most filings by state: CA 15, TX 9, NY 8, MA 8, CO 7. By industry: Other Technology 23, Commercial 18, Other 14, Other Real Estate 6.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| CMMTP-2, L.P. (amended) | Commercial | Los Angeles | CA | $258,358,648 | Indefinite | 663 | Oct 11 | sec.gov |
| BP Commercial Funding Trust II, Series SPL-XIV (amended) | Other Banking and Financial Services | New York | NY | $177,706,904 | Indefinite | 81 | Oct 11 | sec.gov |
| Driftwood Florida Space Coast Portfolio, LP | Commercial | Coral Gables | FL | $133,000,000 | $305,000,000 | 240 | Oct 11 | sec.gov |
| Evida Biosciences Inc. | Biotechnology | San Diego | CA | $42,000,000 | $42,000,000 | 26 | Oct 11 | sec.gov |
| Pathfinder Multifamily Opportunity Fund IX, L.P. (amended) | Residential | La Jolla | CA | $40,622,100 | $40,622,100 | 190 | Oct 11 | sec.gov |
| Blue Owl Real Estate Exchange I DST (amended) | Other Real Estate | Chicago | IL | $40,248,302 | $92,717,391 | 28 | Oct 11 | sec.gov |
| Griffin Capital (Windsor Hill - North Charleston, SC) DST (amended) | Other Real Estate | El Segundo | CA | $40,021,278 | $45,074,236 | 90 | Oct 11 | sec.gov |
| Antiva Biosciences, Inc. (amended) | Biotechnology | Redwood City | CA | $38,535,985 | $52,999,990 | 21 | Oct 11 | sec.gov |
| Rivermark Medical, Inc. | Other Technology | Milwaukee | WI | $30,041,096 | $30,041,096 | 16 | Oct 11 | sec.gov |
| CrossHarbor Housing Access Partners II LLC | Other Real Estate | Boston | MA | $28,300,000 | $150,000,000 | 20 | Oct 11 | sec.gov |
| IREX Industrial Portfolio I DST (amended) | Commercial | Dallas | TX | $26,384,915 | $36,881,720 | 46 | Oct 11 | sec.gov |
| Wilton Re Ltd. (amended) | Other | Halifax | $25,766,737 | Indefinite | 23 | Oct 11 | sec.gov | |
| MG Muse Investments L.P. | Residential | San Diego | CA | $24,034,071 | $24,034,071 | 268 | Oct 11 | sec.gov |
| Alabama ONE Credit Union | Other Banking and Financial Services | Tuscaloosa | AL | $23,000,000 | $25,000,000 | 4 | Oct 11 | sec.gov |
| Beyond Air, Inc. | Biotechnology | Garden City | NY | $20,600,000 | $20,600,000 | 15 | Oct 11 | sec.gov |
| LyGenesis Inc. (amended) | Biotechnology | Pittsburgh | PA | $17,764,699 | $20,000,000 | 17 | Oct 11 | sec.gov |
| Avesha, Inc. (amended) | Other Technology | Chelmsford | MA | $15,158,328 | $15,158,328 | 15 | Oct 11 | sec.gov |
| CytoTronics, Inc. | Other Technology | Boston | MA | $13,500,000 | $13,500,000 | 10 | Oct 11 | sec.gov |
| IRDB Holdings, Inc. | Other Technology | Conroe | TX | $12,039,188 | $50,000,000 | 13 | Oct 11 | sec.gov |
| TCG Allen LP | Commercial | Boston | MA | $9,640,000 | $10,300,000 | 45 | Oct 11 | sec.gov |
| OZE Taco Bell Coinvest II LLC | Investing | Florham Park | NJ | $9,280,000 | $10,000,000 | 53 | Oct 11 | sec.gov |
| General Galactic Technologies Corp | Other Technology | El Segundo | CA | $8,981,932 | $8,981,932 | 13 | Oct 11 | sec.gov |
| CR WESTPARK, LLC | Commercial | Dallas | TX | $8,900,000 | $8,900,000 | 50 | Oct 11 | sec.gov |
| ALL3D, Inc. | Other | San Francisco | CA | $8,840,643 | $8,990,643 | 28 | Oct 11 | sec.gov |
| Tucky Lending, LP (amended) | Other Banking and Financial Services | Cumming | GA | $7,570,968 | $10,000,000 | 31 | Oct 11 | sec.gov |
| Nymbl Systems, Inc. | Other Technology | Dublin | OH | $7,500,000 | $9,500,000 | 8 | Oct 11 | sec.gov |
| Amplifyer Bio, Inc. | Biotechnology | Lexington | MA | $7,078,494 | $7,078,494 | 12 | Oct 11 | sec.gov |
| GoodSam, P.B.C. | Other | Darien | CT | $6,482,524 | $8,871,195 | 41 | Oct 11 | sec.gov |
| CloudZero Inc. | Other Technology | Boston | MA | $6,000,000 | $6,000,000 | 9 | Oct 11 | sec.gov |
| Spencer Health Solutions, Inc. | Other Technology | Morrisville | NC | $5,137,970 | $7,500,000 | 6 | Oct 11 | sec.gov |
| Rivermark Medical, Inc. (amended) | Other Technology | Milwaukee | WI | $4,122,998 | $4,122,998 | 6 | Oct 11 | sec.gov |
| TIFIN Give Inc. (amended) | Other Technology | Boulder | CO | $4,115,224 | $8,000,000 | 20 | Oct 11 | sec.gov |
| Automated Fruit Scouting Inc. (amended) | Other Technology | Yakima | WA | $3,800,000 | $5,200,000 | 7 | Oct 11 | sec.gov |
| KPR UHills Investor LLC | Commercial | New York | NY | $3,350,000 | $3,350,000 | 16 | Oct 11 | sec.gov |
| EPAPT LLC | Residential | Austin | TX | $3,250,000 | $4,000,000 | 27 | Oct 11 | sec.gov |
| Ventis Medical, Inc. | Other Health Care | Princeton | NJ | $2,999,996 | $4,000,000 | 1 | Oct 11 | sec.gov |
| 890 Capital LLC (amended) | REITS and Finance | Daniel Island | SC | $2,600,000 | $25,000,000 | 11 | Oct 11 | sec.gov |
| Tumoni, Inc. | Other Technology | New York | NY | $2,564,999 | $2,564,999 | 18 | Oct 11 | sec.gov |
| ASCENDIA PHARMACEUTICALS, INC. | Pharmaceuticals | New Brunswick | NJ | $2,500,638 | $2,500,638 | 2 | Oct 11 | sec.gov |
| LeadBeam, Inc. | Other | Redwood City | CA | $2,025,001 | $2,025,001 | 5 | Oct 11 | sec.gov |
| Enabled Play, Inc. | Other Technology | Wilmington | MA | $1,925,000 | $2,250,000 | 6 | Oct 11 | sec.gov |
| Pantheon BTC Fund I, LLC (amended) | Commercial | Sarasota | FL | $1,834,000 | $10,000,000 | 26 | Oct 11 | sec.gov |
| Cytogel Pharma, LLC (amended) | Pharmaceuticals | Darien | CT | $1,763,884 | $2,193,276 | 18 | Oct 11 | sec.gov |
| Warner Music Group Corp. | Other | New York | NY | $1,711,955 | Indefinite | 16 | Oct 11 | sec.gov |
| LE Ladera LLC | Residential | Roanoke | TX | $1,505,000 | $2,000,000 | 16 | Oct 11 | sec.gov |
| Code19 Racing, Inc. | Other Technology | Bloomington | IN | $1,500,000 | $1,500,000 | 1 | Oct 11 | sec.gov |
| Newcore Gold Ltd. | Other | Vancouver | $1,389,305 | $2,347,447 | 5 | Oct 11 | sec.gov | |
| Omnivers-AI, Inc. | Other Technology | Montvale | NJ | $1,375,000 | $2,000,000 | 3 | Oct 11 | sec.gov |
| 720 Osterman Owner, LLC | Other Real Estate | Northbrook | IL | $1,366,660 | $1,366,660 | 14 | Oct 11 | sec.gov |
| Crown Republic Holdings, LLC | Restaurants | Cincinnati | OH | $1,250,000 | $3,750,000 | 3 | Oct 11 | sec.gov |
| NEH Investors LLC | Restaurants | West Palm Beach | FL | $1,250,000 | $2,000,000 | 17 | Oct 11 | sec.gov |
| OptzzChain, Inc. (amended) | Other Technology | Los Angeles | CA | $1,096,386 | $2,050,000 | 17 | Oct 11 | sec.gov |
| VALT Investor Group Inc. (amended) | Commercial Banking | Denver | CO | $1,035,000 | $7,500,000 | 4 | Oct 11 | sec.gov |
| Innovega Inc. (amended) | Other Technology | Bellevue | WA | $1,025,000 | $2,000,000 | 16 | Oct 11 | sec.gov |
| Reticulate Micro, Inc. | Other Technology | Palm Bay | FL | $850,000 | $1,000,000 | 26 | Oct 11 | sec.gov |
| Lattini, Inc. | Manufacturing | Rochester | NY | $750,000 | $750,000 | 2 | Oct 11 | sec.gov |
| Skytale Capital Fund I, LP | Investing | Dallas | TX | $681,980 | $5,000,000 | 11 | Oct 11 | sec.gov |
| Augment Health, Inc. (amended) | Other Health Care | Nashville | TN | $605,000 | $2,000,000 | 7 | Oct 11 | sec.gov |
| Dore Copper Mining Corp. | Other | Toronto | $601,529 | $601,529 | 4 | Oct 11 | sec.gov | |
| DCP Old West Steamboat, LLC | Commercial | Irving | TX | $550,000 | $4,250,000 | 10 | Oct 11 | sec.gov |
| National Diversified Fund 6, LLC (amended) | Commercial | Denver | CO | $505,000 | $20,000,000 | 7 | Oct 11 | sec.gov |
| Kua Ventures Ltd | Other | Abc Place, Westlands | $500,000 | $1,500,000 | 1 | Oct 11 | sec.gov | |
| Syncrono Tech, Inc. | Other Technology | Houston | TX | $350,000 | $3,000,000 | 6 | Oct 11 | sec.gov |
| Nomad Inc. | Other Real Estate | King George | VA | $300,000 | $1,000,000 | 2 | Oct 11 | sec.gov |
| Occupi, Inc. | Other Technology | Birmingham | AL | $300,000 | Indefinite | 2 | Oct 11 | sec.gov |
| Scribl, Inc. | Other Technology | Pawtucket | RI | $250,000 | $1,000,000 | 5 | Oct 11 | sec.gov |
| SCAPE CARBON, INC. | Other Technology | Los Angeles | CA | $180,000 | $1,000,000 | 4 | Oct 11 | sec.gov |
| Cupcakin Bake Shop, Inc. | Restaurants | Berkeley | CA | $150,000 | $350,000 | 1 | Oct 11 | sec.gov |
| SANTIAGO COPPER COUNTRY, A CALIFORNIA LIMITED PARTNERSHIP | Other | Orange | CA | $100,000 | $100,000 | 1 | Oct 11 | sec.gov |
| PolyN Technology, Inc. | Computers | Wilmington | DE | $79,550 | $12,000,000 | 3 | Oct 11 | sec.gov |
| SuperBuzz Inc. | Other | Tel Aviv | $77,978 | $207,942 | 1 | Oct 11 | sec.gov | |
| True Local Heroes Inc. | Other | Winchester | MA | $76,960 | $150,000 | 13 | Oct 11 | sec.gov |
| Thames Valley Financial Inc. | Insurance | London | $55,147 | $55,147 | 2 | Oct 11 | sec.gov | |
| FreeUp Storage Chattanooga Hixson Pike, LLC | Commercial | Golden | CO | $50,000 | $5,500,000 | 1 | Oct 11 | sec.gov |
| Ironton Capital Short Term Fund II, LLC (amended) | Commercial | Denver | CO | $11,000 | $10,000,000 | 1 | Oct 11 | sec.gov |
| CWS SABINA 2024, L.P. | Other Real Estate | Newport Beach | CA | $0 | $25,000,000 | 0 | Oct 11 | sec.gov |
| Charlie Global Productions Ltd Liability Co | Other | New York | NY | $0 | $2,700,000 | 0 | Oct 11 | sec.gov |
| Tribevest-LPC-Avondale Hills LLC | Commercial | Golden | CO | $0 | $500,000 | 0 | Oct 11 | sec.gov |
| South Broward Endoscopy, L.L.C. | Other Health Care | Cooper City | FL | $0 | $807,818 | 0 | Oct 11 | sec.gov |
| Belle Meadows Apartments LLC | Commercial | Lebanon | OH | $0 | $3,500,000 | 0 | Oct 11 | sec.gov |
| Bel Aire Industrial Turbine Fund LLC | Commercial | Zephyr Cove | NV | $0 | $1,500,000 | 0 | Oct 11 | sec.gov |
| Molecular Trait Evolution, Inc. | Other Technology | Lincoln | NE | $0 | $750,000 | 0 | Oct 11 | sec.gov |
| Now A Warning LLC | Other | New York | NY | $0 | $31,500,000 | 0 | Oct 11 | sec.gov |
| Palladino's Investors LLC | Restaurants | Dallas | TX | $0 | $16,000,000 | 0 | Oct 11 | sec.gov |
| Center Street Lending REIT, LLC | REITS and Finance | Irvine | CA | $0 | Indefinite | 0 | Oct 11 | sec.gov |
| Kids Who Flip, LLC (amended) | Commercial | Tampa | FL | $0 | $3,250,000 | 0 | Oct 11 | sec.gov |
| Kids Who Flip, LLC | Commercial | Tampa | FL | $0 | $3,250,000 | 0 | Oct 11 | sec.gov |
| Volition Hospitality, LLC | Commercial | Walden | CO | $0 | $2,750,000 | 0 | Oct 11 | sec.gov |
| Lisa Square Investments LLC | Commercial | Virginia Beach | VA | $0 | $2,700,000 | 0 | Oct 11 | sec.gov |
| Jianghe Runze Investment Co., LTD | Other | Shanghai | $0 | Indefinite | 200 | Oct 11 | sec.gov | |
| FIRST NATIONAL CORP OF ARDMORE INC | Commercial Banking | Ardmore | OK | $0 | $2,573,074 | 0 | Oct 11 | sec.gov |
October 15, 2024 · October 10, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.