Form D filings, January 13, 2023: 134 companies raised $1.61 billion

Name: Form D filings, January 13, 2023: 134 companies raised $1.61 billion
Creator: SpecStream
License: https://creativecommons.org/licenses/by/4.0/

134 operating companies filed a Form D on January 13, 2023, reporting $1.61 billion sold. Largest: Griffin Capital Qualified Opportunity Zone Fund III, L.P. ($292 million), PACIFIC LIFE INSURANCE CO ($177.4 million), PACIFIC LIFE INSURANCE CO ($126.4 million). The median filing is $3 million, and 212 pooled investment funds also filed that day.

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

Get this list every day Weekly RSS feed

134Form D filings
$1.61 billionreported sold
$3 millionmedian amount sold
CAmost filings (32)

Most filings by state: CA 32, NC 17, TX 12, NY 8, OH 7. By industry: Other 24, REITS and Finance 22, Insurance 18, Commercial 14.

Every company that filed, largest first

Company	Industry	City	State	Amount sold	Offering	Investors	Filed	Filing
Griffin Capital Qualified Opportunity Zone Fund III, L.P. (amended)	Other Real Estate	El Segundo	CA	$292,009,258	$500,000,000	504	Jan 13	sec.gov
PACIFIC LIFE INSURANCE CO (amended)	Insurance	Newport Beach	CA	$177,392,323	Indefinite	61	Jan 13	sec.gov
PACIFIC LIFE INSURANCE CO (amended)	Insurance	Newport Beach	CA	$126,387,317	Indefinite	29	Jan 13	sec.gov
Conscious Content Media, Inc.	Other	New York	NY	$94,528,847	$126,359,764	57	Jan 13	sec.gov
NexPoint Hughes DST (amended)	Other Real Estate	Dallas	TX	$79,724,277	$115,262,632	218	Jan 13	sec.gov
Guayaki Yerba Mate, SPC	Retailing	Sebastopol	CA	$74,999,860	$142,890,933	2	Jan 13	sec.gov
JONES FINANCIAL COMPANIES LLLP	Other Banking and Financial Services	Des Peres	MO	$59,370,238	$59,370,238	94	Jan 13	sec.gov
TOCA Football, Inc.	Other	Costa Mesa	CA	$53,505,127	$98,493,877	6	Jan 13	sec.gov
PACIFIC LIFE INSURANCE CO (amended)	Insurance	Newport Beach	CA	$50,204,390	Indefinite	21	Jan 13	sec.gov
Perceive Biotherapeutics, Inc.	Biotechnology	South San Francisco	CA	$39,999,986	$77,999,974	6	Jan 13	sec.gov
West Shore Fund VI, LP	Other Real Estate	Boston	MA	$39,525,000	$100,000,000	35	Jan 13	sec.gov
PACIFIC LIFE INSURANCE CO (amended)	Insurance	Newport Beach	CA	$38,602,413	Indefinite	41	Jan 13	sec.gov
FDG Gauge Investor Associates, LLC	Residential	Denver	CO	$32,270,000	$32,270,000	164	Jan 13	sec.gov
PACIFIC LIFE INSURANCE CO (amended)	Insurance	Newport Beach	CA	$30,467,290	Indefinite	13	Jan 13	sec.gov
ByHeart, Inc.	Other Health Care	New York	NY	$29,639,049	$60,000,000	14	Jan 13	sec.gov
1680BW, LP	Residential	Irmo	SC	$27,709,023	$28,000,000	243	Jan 13	sec.gov
Open Industrial Fund I Parallel LP (amended)	Commercial	Bethesda	MD	$26,912,332	$125,000,000	76	Jan 13	sec.gov
Open Industrial Fund I LP (amended)	Commercial	Bethesda	MD	$26,136,666	$125,000,000	53	Jan 13	sec.gov
Form Health, Inc. (amended)	Other Technology	Boston	MA	$22,884,578	$23,859,597	12	Jan 13	sec.gov
Joyn Insurance Services Inc.	Other Technology	North Palm Beach	FL	$17,671,507	$20,000,000	7	Jan 13	sec.gov
SpiderOak, Inc.	Other Technology	Lenexa	KS	$16,361,220	$16,361,220	20	Jan 13	sec.gov
PACIFIC LIFE INSURANCE CO (amended)	Insurance	Newport Beach	CA	$13,873,764	Indefinite	10	Jan 13	sec.gov
Community First Financial Corp	Other Banking and Financial Services	Kokomo	IN	$13,500,000	$13,500,000	17	Jan 13	sec.gov
Griffin Capital Development Partners Fund II, L.P. (amended)	Other Real Estate	El Segundo	CA	$11,981,517	$145,000,000	69	Jan 13	sec.gov
Allied Health MSO Holdco, LLC	Other Health Care	West Long Branch	NJ	$11,720,053	$17,271,853	17	Jan 13	sec.gov
Landmark Center TEI Equities LLC	Commercial	New York	NY	$11,052,140	$11,052,140	9	Jan 13	sec.gov
ModifyHealth, Inc.	Other Health Care	Alpharetta	GA	$10,000,000	$14,000,000	5	Jan 13	sec.gov
PACIFIC LIFE INSURANCE CO (amended)	Insurance	Newport Beach	CA	$9,250,042	Indefinite	5	Jan 13	sec.gov
Uniqus Consultech Inc.	Other Technology	San Francisco	CA	$9,000,002	$12,500,005	1	Jan 13	sec.gov
PACIFIC LIFE INSURANCE CO (amended)	Insurance	Newport Beach	CA	$8,801,713	Indefinite	8	Jan 13	sec.gov
PACIFIC LIFE INSURANCE CO (amended)	Insurance	Newport Beach	CA	$8,427,625	Indefinite	3	Jan 13	sec.gov
PACIFIC LIFE INSURANCE CO (amended)	Insurance	Newport Beach	CA	$8,265,307	Indefinite	2	Jan 13	sec.gov
Sydecar, Inc.	Other Technology	Houston	TX	$8,078,995	$8,078,995	11	Jan 13	sec.gov
PACIFIC LIFE INSURANCE CO (amended)	Insurance	Newport Beach	CA	$7,505,121	Indefinite	5	Jan 13	sec.gov
Frayt Technologies, Inc.	Other	Cincinnati	OH	$6,429,997	$6,429,997	5	Jan 13	sec.gov
Roar Beverages, Inc.	Other	Huntington	NY	$6,000,000	$6,000,000	9	Jan 13	sec.gov
Meridian Place Investors, LP	Commercial	Los Angeles	CA	$5,715,000	$7,350,000	15	Jan 13	sec.gov
BIOHM Health Inc.	Other	Cleveland	OH	$5,538,224	$7,894,990	26	Jan 13	sec.gov
Stewarts Enterprises Holdings Inc.	Retailing	Lincroft	NJ	$5,119,342	$7,284,000	23	Jan 13	sec.gov
PACIFIC LIFE INSURANCE CO	Insurance	Newport Beach	CA	$4,806,000	Indefinite	2	Jan 13	sec.gov
JBO Holding Co	Insurance	Cleveland	OH	$4,611,586	$4,670,000	55	Jan 13	sec.gov
Wondery, LLC (amended)	Residential	Sioux Falls	SD	$4,500,000	$4,500,000	30	Jan 13	sec.gov
HG Proscenium II Investment Company, LLC	Other	Carmel	IN	$4,500,000	$4,500,000	11	Jan 13	sec.gov
HG Westfield I Investment Company, LLC	Other	Carmel	IN	$4,357,436	$8,140,562	13	Jan 13	sec.gov
Visura Technologies, Inc.	Other Health Care	Bloomington	MN	$4,094,999	$4,094,999	26	Jan 13	sec.gov
SPLASH BEVERAGE GROUP, INC.	Other	Fort Lauderdale	FL	$4,000,000	$4,000,000	8	Jan 13	sec.gov
Digital Brands Group, Inc.	Retailing	Austin	TX	$4,000,000	$4,000,000	5	Jan 13	sec.gov
PACIFIC LIFE INSURANCE CO	Insurance	Newport Beach	CA	$3,790,900	Indefinite	1	Jan 13	sec.gov
Smede Son Holding Co LLC	Manufacturing	Birmingham	MI	$3,613,000	$3,613,000	29	Jan 13	sec.gov
KCAP Hive Funding, LLC	Other	Southlake	TX	$3,500,000	Indefinite	3	Jan 13	sec.gov
MIMG Sandusky 342 Lender LLC	Commercial	Franktown	CO	$3,400,000	$14,240,000	28	Jan 13	sec.gov
UMG-NES 2022 LLC	Energy Conservation	Wilmington	DE	$3,200,000	Indefinite	9	Jan 13	sec.gov
PACIFIC LIFE INSURANCE CO (amended)	Insurance	Newport Beach	CA	$3,190,200	Indefinite	3	Jan 13	sec.gov
PACIFIC LIFE INSURANCE CO (amended)	Insurance	Newport Beach	CA	$3,000,000	Indefinite	1	Jan 13	sec.gov
PACIFIC LIFE INSURANCE CO (amended)	Insurance	Newport Beach	CA	$2,516,907	Indefinite	5	Jan 13	sec.gov
Fun Wine Company, Inc.	Manufacturing	Miami	FL	$2,500,000	$15,000,000	2	Jan 13	sec.gov
Lightning Silicon Technology, Inc.	Other Technology	Santa Clara	CA	$2,499,997	$2,499,997	6	Jan 13	sec.gov
Breakwater Studios, LLC	Other	Los Angeles	CA	$2,250,000	$3,063,468	2	Jan 13	sec.gov
HG Westfield I, LLC	Other	Carmel	IN	$2,207,436	$2,207,436	10	Jan 13	sec.gov
Atlas Point LLC	Other Technology	Charlotte	NC	$2,050,000	$3,000,000	3	Jan 13	sec.gov
PACIFIC LIFE INSURANCE CO (amended)	Insurance	Newport Beach	CA	$1,967,780	Indefinite	1	Jan 13	sec.gov
Corona Ventures LLC	Investing	Springboro	OH	$1,963,500	$2,000,000	10	Jan 13	sec.gov
BEYONDER Getaway Rising Sun LLC	Tourism and Travel Services	Lakewood	CO	$1,925,000	$1,925,000	30	Jan 13	sec.gov
RAD/DOC SUNBELT PRA PORTFOLIO II, LLC	Other Real Estate	Dallas	TX	$1,887,000	$2,550,000	25	Jan 13	sec.gov
HG Proscenium II, LLC	Other	Carmel	IN	$1,680,000	$1,680,000	12	Jan 13	sec.gov
2023 BrokerTech Accelerator, LLC	Other	Des Moines	IA	$1,400,100	$1,400,100	15	Jan 13	sec.gov
Silverman Capital Debt Fund, LLC	Residential	Irmo	SC	$1,374,970	Indefinite	5	Jan 13	sec.gov
FREE TO EAT, INC.	Manufacturing	Los Angeles	CA	$1,298,478	$2,000,000	9	Jan 13	sec.gov
First Person Ltd.	Retailing	Calgary		$1,270,000	$3,000,000	13	Jan 13	sec.gov
Spirits Capital Corp (amended)	Other	Newport Beach	CA	$1,167,500	Indefinite	13	Jan 13	sec.gov
Swan Capital Lenders, LLC	REITS and Finance	Issaquah	WA	$1,100,000	$1,100,000	6	Jan 13	sec.gov
Partrunner Deliveries, Inc.	Other Technology	Framingham	MA	$811,000	$2,200,000	8	Jan 13	sec.gov
Abre.io Inc.	Other Technology	Cincinnati	OH	$749,998	$2,500,000	3	Jan 13	sec.gov
Waldorf SC Realty Fund LLC	Other Real Estate	Red Bank	NJ	$700,000	$41,552,592	9	Jan 13	sec.gov
PVpallet, Inc.	Manufacturing	Montrose	IA	$675,000	$2,000,000	4	Jan 13	sec.gov
ROBINSON GATEWAY LLC	Commercial	Lewisville	TX	$575,000	$6,000,000	18	Jan 13	sec.gov
Robinson Gateway Investments LLC (amended)	Commercial	Lewisville	TX	$575,000	$6,000,000	18	Jan 13	sec.gov
OPAL Fund II (OZ), LP (amended)	Other	Birmingham	AL	$518,924	$20,000,000	3	Jan 13	sec.gov
CS Meryton LLC	Restaurants	Cincinnati	OH	$457,500	$500,000	14	Jan 13	sec.gov
IdeaPros, Inc.	Other	La Jolla	CA	$350,005	$350,005	1	Jan 13	sec.gov
Criterion Owasso Gym, LLC	Commercial	Owasso	OK	$310,000	$633,000	7	Jan 13	sec.gov
BIN SLIDE, LLC	Other	Ankeny	IA	$300,000	$300,000	1	Jan 13	sec.gov
3D-13 LLC	Other	Litchfield	MN	$250,000	$10,000,000	2	Jan 13	sec.gov
Mesur.io, Inc.	Other	Chapel Hill	NC	$250,000	$250,000	3	Jan 13	sec.gov
TRAQIQ, INC.	Other Technology	Bellevue	WA	$200,000	$350,000	1	Jan 13	sec.gov
Pahlisch Opportunity Zone Fund 2022 LLC	Other Real Estate	Bend	OR	$157,000	$45,000,000	1	Jan 13	sec.gov
All Rights Technologies Ltd.	Other Technology	Middletown	DE	$155,000	$155,000	1	Jan 13	sec.gov
SFR V Tranche 3 Trust, LLC	REITS and Finance	New York	NY	$125,000	$125,000	0	Jan 13	sec.gov
P3-B Single-Family Rental Trust	REITS and Finance	New York	NY	$125,000	$125,000	0	Jan 13	sec.gov
CCP BTR Pool 1 REIT LLC	REITS and Finance	Charlotte	NC	$125,000	$125,000	0	Jan 13	sec.gov
LPC REIT 204 Mesa Gateway, LP	Commercial	Chicago	IL	$125,000	$125,000	125	Jan 13	sec.gov
LPC REIT 205 Arrowhead Area I, LP	Commercial	Chicago	IL	$125,000	$125,000	125	Jan 13	sec.gov
LPC REIT 200 VENTURE II HOLDCO, LP	Commercial	Chicago	IL	$125,000	$125,000	125	Jan 13	sec.gov
Emperor Metals Inc.	Other	Edmonton		$110,500	$110,500	2	Jan 13	sec.gov
Movieland REIT, LLC	REITS and Finance	Chevy Chase	MD	$109,000	$125,000	109	Jan 13	sec.gov
C4 Exchange REIT, LLC	REITS and Finance	Chevy Chase	MD	$107,000	$125,000	107	Jan 13	sec.gov
Interlocken Broomfield REIT, LLC	REITS and Finance	Chevy Chase	MD	$107,000	$125,000	107	Jan 13	sec.gov
Eightfold OF V REIT LLC	REITS and Finance	Miami	FL	$107,000	$125,000	107	Jan 13	sec.gov
GALAXY MEDIA PARTNERS LLC	Telecommunications	Syracuse	NY	$100,000	$800,000	1	Jan 13	sec.gov
Civil Site Group PC	Other	Golden Valley	MN	$78,455	$78,455	1	Jan 13	sec.gov
ACRE Credit Fund II REIT LLC	REITS and Finance	Atlanta	GA	$77,000	$125,000	77	Jan 13	sec.gov
GMI-Yonkers, LP	Other Real Estate	Westlake	TX	$54,664	$12,433,358	2	Jan 13	sec.gov
Carolina Lithotripsy, A Ltd Partnership	Other Health Care	Austin	TX	$46,287	$46,287	2	Jan 13	sec.gov
Reimagine Football Co	Other	Oakland	CA	$39,380	$3,000,000	1	Jan 13	sec.gov
E-Bration, Inc.	Other	Monroe	CT	$10,000	$150,000	5	Jan 13	sec.gov
CKAT BUSINESS Corp (amended)	Business Services	Dunn	NC	$480	$500	3	Jan 13	sec.gov
Uniqus Consultech Inc.	Other Technology	San Francisco	CA	$89	$89	3	Jan 13	sec.gov
Embree Net Lease Fund V, LP	Commercial	Georgetown	TX	$0	$100,000,000	0	Jan 13	sec.gov
Apollo Art Global Inc.	Other	Chicago	IL	$0	Indefinite	0	Jan 13	sec.gov
VBAP LLC	Other Real Estate	Eden Prairie	MN	$0	$1,300,000	0	Jan 13	sec.gov
JLAN DSD LLC	Other Technology	Seattle	WA	$0	$440,000	0	Jan 13	sec.gov
Canopy Partners, LLC	Investing	Terrace Park	OH	$0	$1,200,000	0	Jan 13	sec.gov
LG APT IV REIT LLC	REITS and Finance	Matthews	NC	$0	$125,000	0	Jan 13	sec.gov
LG APT I REIT LLC	REITS and Finance	Matthews	NC	$0	$125,000	0	Jan 13	sec.gov
LG APT X REIT LLC	REITS and Finance	Matthews	NC	$0	$125,000	0	Jan 13	sec.gov
LG APT XI REIT LLC	REITS and Finance	Matthews	NC	$0	$125,000	0	Jan 13	sec.gov
LG APT VIII REIT LLC	REITS and Finance	Matthews	NC	$0	$125,000	0	Jan 13	sec.gov
LG APT IX REIT LLC	REITS and Finance	Matthews	NC	$0	$125,000	0	Jan 13	sec.gov
LG APT VII REIT LLC	REITS and Finance	Matthews	NC	$0	$125,000	0	Jan 13	sec.gov
LG APT VI REIT LLC	REITS and Finance	Matthews	NC	$0	$125,000	0	Jan 13	sec.gov
LG APT V REIT LLC	REITS and Finance	Matthews	NC	$0	$125,000	0	Jan 13	sec.gov
LG ASA II REIT LLC	REITS and Finance	Matthews	NC	$0	$125,000	0	Jan 13	sec.gov
LG APT II REIT LLC	REITS and Finance	Matthews	NC	$0	$125,000	0	Jan 13	sec.gov
LG APT III REIT LLC	REITS and Finance	Matthews	NC	$0	$125,000	0	Jan 13	sec.gov
LG ASA I REIT LLC	REITS and Finance	Matthews	NC	$0	$125,000	0	Jan 13	sec.gov
Paragon Alpha Fund I, L.P.	Other Real Estate	Albuquerque	NM	$0	$10,000,000	0	Jan 13	sec.gov
National Land Development Fund, LP	Commercial	Columbia	SC	$0	Indefinite	0	Jan 13	sec.gov
Shopoff OC Development Fund, LLC (amended)	Other Real Estate	Irvine	CA	$0	$31,000,000	0	Jan 13	sec.gov
Blue Ocean Capital Wealth Fund LLC (amended)	Other Real Estate	Colleyville	TX	$0	$25,000,000	0	Jan 13	sec.gov
RHODE ISLAND GROWS LLC	Agriculture	Exeter	RI	$0	$10,000,000	0	Jan 13	sec.gov
Producer Owned Beef, LLC	Commercial	Amarillo	TX	$0	$100,000,000	0	Jan 13	sec.gov
MHR Acquisitions, Inc. (amended)	Oil and Gas	New York	NY	$0	$1,500,000	0	Jan 13	sec.gov
ROM Technologies, Inc.	Other Health Care	Brookfield	CT	$0	$10,000,000	0	Jan 13	sec.gov
HOME DEPOT, INC. (amended)	Retailing	Atlanta	GA	$0	Indefinite	0	Jan 13	sec.gov

January 17, 2023 · January 12, 2023 · The whole week · All Form D filings

Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.