Data / Form D filings / Jan 17
Form D filings, January 17, 2023: 140 companies raised $8.91 billion
140 operating companies filed a Form D on January 17, 2023, reporting $8.91 billion sold. Largest: Village Practice Management Co Holdings, LLC ($6.54 billion), Somerset Holdings International Ltd. ($928.3 million), Aquarian Peninsula Holdings LLC ($229.5 million). The median filing is $1.4 million, and 104 pooled investment funds also filed that day.
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- 140Form D filings
- $8.91 billionreported sold
- $1.4 millionmedian amount sold
- TXmost filings (16)
Most filings by state: TX 16, CA 14, NY 11, IL 7, GA 7. By industry: Other 33, Other Technology 22, Other Real Estate 22, Other Health Care 12.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Village Practice Management Co Holdings, LLC | Hospitals and Physicians | Chicago | IL | $6,540,260,000 | $6,980,000,000 | 1246 | Jan 17 | sec.gov |
| Somerset Holdings International Ltd. | Insurance | New York | NY | $928,275,000 | $928,275,000 | 30 | Jan 17 | sec.gov |
| Aquarian Peninsula Holdings LLC | Insurance | New York | NY | $229,507,200 | $229,507,200 | 3 | Jan 17 | sec.gov |
| MDS 2022-Shale Development, LP (amended) | Oil and Gas | Pittsburgh | PA | $217,493,542 | $225,000,000 | 1583 | Jan 17 | sec.gov |
| ONX, Inc. (amended) | Other | Carrollton | TX | $167,316,040 | Indefinite | 38 | Jan 17 | sec.gov |
| Ohio Equity Fund for Housing Limited Partnership 32B (amended) | Residential | Columbus | OH | $151,000,000 | $185,000,000 | 6 | Jan 17 | sec.gov |
| Penso Fund Platform SPC- Segregated Portfolio NCA #12 (2017) (amended) | Investing | New York | NY | $125,000,000 | Indefinite | 4 | Jan 17 | sec.gov |
| Tioga Partners III, L.P. (amended) | Other Real Estate | Atlanta | GA | $80,000,000 | $80,000,000 | 77 | Jan 17 | sec.gov |
| Project Apex Holdings, LLC | Other | Simi Valley | CA | $70,000,000 | $70,000,000 | 4 | Jan 17 | sec.gov |
| HZ Rivertop DST | Residential | San Francisco | CA | $42,830,423 | $42,984,000 | 24 | Jan 17 | sec.gov |
| ACM FINANCIAL TRUST INC (amended) | REITS and Finance | Winston Salem | NC | $23,923,772 | $23,923,772 | 110 | Jan 17 | sec.gov |
| PIC CAR WASH 3, LLC | Commercial | Irmo | SC | $20,590,000 | $21,000,000 | 207 | Jan 17 | sec.gov |
| Kouto Inc. | Other | Austin | TX | $18,162,482 | $20,107,477 | 21 | Jan 17 | sec.gov |
| Coefficient Works, Inc. | Other Technology | San Mateo | CA | $17,698,673 | $17,900,000 | 6 | Jan 17 | sec.gov |
| Wickersham Milford, LP | Other Real Estate | Rehoboth Beach | DE | $16,035,000 | $21,000,000 | 50 | Jan 17 | sec.gov |
| SYNTIS BIO, INC. (amended) | Biotechnology | Milton | MA | $15,372,179 | $15,372,179 | 15 | Jan 17 | sec.gov |
| Midas Real Estate Partners, LLC (amended) | Other Real Estate | Saint Louis | MO | $14,861,965 | Indefinite | 54 | Jan 17 | sec.gov |
| N.A. Corp | Commercial Banking | Roseville | MN | $14,179,200 | $14,179,200 | 18 | Jan 17 | sec.gov |
| Cornelis Networks, Inc. | Computers | Wayne | PA | $12,500,000 | $15,000,000 | 1 | Jan 17 | sec.gov |
| Trinity La Costa Industrial Investors LLC | Other Real Estate | Southlake | TX | $11,291,000 | $25,000,000 | 100 | Jan 17 | sec.gov |
| Two Pointo LLC | Other | Chicago | IL | $11,000,000 | $39,500,000 | 5 | Jan 17 | sec.gov |
| Hypori, Inc./DE | Other Technology | Reston | VA | $10,049,985 | $17,999,979 | 4 | Jan 17 | sec.gov |
| Topicals RX, Inc. | Retailing | Santa Monica | CA | $10,009,998 | $11,999,998 | 2 | Jan 17 | sec.gov |
| 1416 at 375 El Paso Investors, LLC | Other Real Estate | Dallas | TX | $9,698,000 | Indefinite | 182 | Jan 17 | sec.gov |
| Mercury Laredo Industrial Investors, LLC | Other Real Estate | Dallas | TX | $8,745,000 | Indefinite | 176 | Jan 17 | sec.gov |
| Efficient Capital Labs Inc. | Other Banking and Financial Services | New York | NY | $6,999,999 | $6,999,999 | 6 | Jan 17 | sec.gov |
| CS Hospitality Holdings 2 Investors, LLC | Other Real Estate | Dallas | TX | $6,590,000 | Indefinite | 126 | Jan 17 | sec.gov |
| SciAps Inc (amended) | Other | Woburn | MA | $6,587,500 | $8,565,000 | 12 | Jan 17 | sec.gov |
| Digital Brands Group, Inc. | Retailing | Austin | TX | $6,500,000 | $6,500,000 | 4 | Jan 17 | sec.gov |
| TPG CTC Investors TXST, LLC | Residential | Doylestown | PA | $6,350,000 | $14,700,000 | 70 | Jan 17 | sec.gov |
| RxRevu, Inc. | Other Health Care | Denver | CO | $6,000,000 | $10,000,000 | 1 | Jan 17 | sec.gov |
| Somos Internet Ltd. | Other Technology | Medellin | $5,887,119 | $13,389,963 | 49 | Jan 17 | sec.gov | |
| RIVET WORK INC. | Other Technology | Detroit | MI | $5,596,584 | $5,596,584 | 10 | Jan 17 | sec.gov |
| Somos Networks, Inc. | Other Technology | Medellin | $4,895,000 | $4,895,000 | 41 | Jan 17 | sec.gov | |
| OSP Rita Holdings LLC (amended) | Other | New York | NY | $4,548,648 | $4,548,648 | 1 | Jan 17 | sec.gov |
| Novel Microdevices, Inc. (amended) | Other Health Care | Baltimore | MD | $4,375,000 | $6,500,000 | 29 | Jan 17 | sec.gov |
| Tutor Intelligence, Inc. (amended) | Other Technology | Cambridge | MA | $4,162,206 | $4,162,206 | 30 | Jan 17 | sec.gov |
| TC Rivertop, LLC | Residential | San Francisco | CA | $4,000,000 | $4,000,000 | 1 | Jan 17 | sec.gov |
| EVANSTON PORTFOLIO NPV LLC | Residential | Chicago | IL | $3,823,738 | $3,823,738 | 36 | Jan 17 | sec.gov |
| Freedom! Family USA Ltd (amended) | Other Technology | Gurley | AL | $3,612,152 | $3,612,152 | 1 | Jan 17 | sec.gov |
| Gparency LLC (amended) | Other Technology | Brooklyn | NY | $3,588,770 | $8,500,000 | 60 | Jan 17 | sec.gov |
| FS Bancshares, Inc. | Commercial Banking | Markesan | WI | $3,500,300 | $3,500,300 | 23 | Jan 17 | sec.gov |
| Black Diamond Funding Ventures, LLC (amended) | Other | Sunrise | FL | $3,310,000 | $3,310,000 | 25 | Jan 17 | sec.gov |
| Quinwood Coal Company, LLC (amended) | Coal Mining | Houston | TX | $3,250,000 | $3,250,000 | 1 | Jan 17 | sec.gov |
| Kinetic Pressure Control Ltd (amended) | Oil and Gas | Houston | TX | $3,100,000 | $4,000,000 | 5 | Jan 17 | sec.gov |
| AIM Opportunity Zone Fund VII, LLC | Other Real Estate | Logan | UT | $3,000,000 | $20,000,000 | 2 | Jan 17 | sec.gov |
| Bounced Inc. | Other Technology | Kingston | $2,550,000 | $3,250,000 | 4 | Jan 17 | sec.gov | |
| Jet Financial Corp. (amended) | Insurance | Charlotte | NC | $2,255,208 | $4,000,000 | 8 | Jan 17 | sec.gov |
| OSP Rita Management Aggregator LLC (amended) | Other | New York | NY | $2,235,134 | $2,235,134 | 4 | Jan 17 | sec.gov |
| SonoVascular, Inc. (amended) | Other Health Care | Chapel Hill | NC | $2,195,000 | $2,195,000 | 26 | Jan 17 | sec.gov |
| URBANE 218 LLC | Residential | Madison | WI | $2,000,000 | $2,000,000 | 3 | Jan 17 | sec.gov |
| BioSig Technologies, Inc. | Other Health Care | Westport | CT | $1,814,254 | $1,814,254 | 17 | Jan 17 | sec.gov |
| Goodegg Wealth Fund II, LLC | Commercial | San Francisco | CA | $1,780,000 | $50,000,000 | 15 | Jan 17 | sec.gov |
| Climate Tech Insights, Inc. | Other Technology | Scarsdale | NY | $1,745,000 | $1,745,000 | 17 | Jan 17 | sec.gov |
| Crave Better Foods, LLC | Other | Greenwich | CT | $1,663,000 | $1,663,000 | 19 | Jan 17 | sec.gov |
| BlackRidge Big Lime Partners 2022, Ltd. | Oil and Gas | Lexington | KY | $1,500,000 | $3,100,000 | 13 | Jan 17 | sec.gov |
| QuantConnect Corp | Other Technology | Lewes | DE | $1,500,000 | $1,500,000 | 1 | Jan 17 | sec.gov |
| Intelerad Holdings Topco ULC | Other | Vancouver | $1,449,996 | $1,449,996 | 3 | Jan 17 | sec.gov | |
| Gaucho Group Holdings, Inc. (amended) | Other Real Estate | Miami | FL | $1,445,317 | $1,500,000 | 15 | Jan 17 | sec.gov |
| Pine Island Apts LLC | Residential | Rochester | MN | $1,350,000 | $1,350,000 | 19 | Jan 17 | sec.gov |
| Slate Bio, Inc. | Other Health Care | Charlottesville | VA | $1,349,960 | $2,000,008 | 6 | Jan 17 | sec.gov |
| Stor365 Grand Ledge, LLC | Commercial | Lincoln | NE | $1,295,000 | $1,295,000 | 10 | Jan 17 | sec.gov |
| Woodmont Riverfront Design District Dallas LLC | Commercial | Fort Worth | TX | $1,185,000 | $1,269,000 | 23 | Jan 17 | sec.gov |
| Seemark Brands Inc. | Other | Vineyard Haven | MA | $1,050,000 | $1,050,000 | 8 | Jan 17 | sec.gov |
| HUMMINGBIRDS, INC. | Other Technology | Des Moines | IA | $1,020,000 | $1,020,000 | 15 | Jan 17 | sec.gov |
| MT Medical Properties, LLC (amended) | Commercial | Dallas | TX | $1,020,000 | $4,000,000 | 15 | Jan 17 | sec.gov |
| One Door Studios, LLC | Other | Santa Barbara | CA | $1,000,000 | $1,000,000 | 11 | Jan 17 | sec.gov |
| Legacy Farmington Mall LLC | Commercial | Rochester | MN | $885,000 | $885,000 | 17 | Jan 17 | sec.gov |
| INSTINCT ENVIRONMENTAL CO (amended) | Other | Hillsboro | OR | $850,000 | $850,000 | 4 | Jan 17 | sec.gov |
| Legacy Bayshore Plaza LLC | Commercial | Rochester | MN | $835,000 | $835,000 | 17 | Jan 17 | sec.gov |
| CatalystXL, Inc. | Other Technology | Grosse Pointe Farms | MI | $796,725 | $1,250,000 | 36 | Jan 17 | sec.gov |
| Li-FT Power Ltd. | Other | Vancouver | $772,800 | $772,800 | 2 | Jan 17 | sec.gov | |
| NEW LEAF ACQUISITION, LLC | Commercial | Chicago | IL | $750,000 | $1,500,000 | 4 | Jan 17 | sec.gov |
| North Texas Renal Management, LLC | Other Health Care | Dallas | TX | $738,325 | $1,582,125 | 4 | Jan 17 | sec.gov |
| ALEXANDRIA REAL ESTATE EQUITIES, INC. | REITS and Finance | Pasadena | CA | $700,000 | $980,000 | 4 | Jan 17 | sec.gov |
| Crucial Detail LLC | Restaurants | Chicago | IL | $650,400 | $650,400 | 6 | Jan 17 | sec.gov |
| SA 1 Investments, LLC | Oil and Gas | Albuquerque | NM | $634,500 | Indefinite | 26 | Jan 17 | sec.gov |
| Hermosa Brewing Co LLC | Other | Hermosa Beach | CA | $600,000 | $1,000,000 | 15 | Jan 17 | sec.gov |
| BioFluff Inc. (amended) | Other | San Francisco | CA | $570,000 | $570,000 | 7 | Jan 17 | sec.gov |
| Lumen, Inc. | Other Technology | Portland | OR | $450,000 | $2,000,000 | 5 | Jan 17 | sec.gov |
| BIRMINGHAM OUTPATIENT SURGERY CENTER, LTD. (amended) | Other Health Care | Birmingham | AL | $408,141 | $571,397 | 2 | Jan 17 | sec.gov |
| North Texas Renal Management II LLC | Other Health Care | Dallas | TX | $337,425 | $388,550 | 10 | Jan 17 | sec.gov |
| Portland Self Storage, LLC | Commercial | Chicago | IL | $315,000 | $650,000 | 7 | Jan 17 | sec.gov |
| Hearme in 30 Inc | Other Technology | New York | NY | $302,500 | $750,000 | 4 | Jan 17 | sec.gov |
| AskY Therapeutics, Inc. | Pharmaceuticals | Owings Mills | MD | $280,000 | $500,000 | 10 | Jan 17 | sec.gov |
| Gaingels Axiom Space 2022 LLC | Other | Burlington | VT | $268,079 | $268,079 | 46 | Jan 17 | sec.gov |
| Ironton Capital Mamenta, LLC | Commercial | Denver | CO | $266,000 | $850,000 | 12 | Jan 17 | sec.gov |
| Casla Dental Parent, LLC | Other | Fort Worth | TX | $250,000 | $250,000 | 1 | Jan 17 | sec.gov |
| RADIUS GROUP HOLDINGS, LLC | Other Technology | Little Rock | AR | $240,023 | $5,000,000 | 2 | Jan 17 | sec.gov |
| TCW Capital, LLC (amended) | Other | Grandville | MI | $201,000 | Indefinite | 4 | Jan 17 | sec.gov |
| RedDoors Tech, Inc. | Other Real Estate | Cheyenne | WY | $200,000 | $400,000 | 4 | Jan 17 | sec.gov |
| Northgate Environmental Management, Inc. | Environmental Services | Oakland | CA | $191,555 | $191,555 | 7 | Jan 17 | sec.gov |
| Gaingels SpinLaunch 2022 LLC | Other | Burlington | VT | $163,402 | $163,402 | 9 | Jan 17 | sec.gov |
| Gaingels Sunday 2022 LLC | Other | Burlington | VT | $157,440 | $157,440 | 14 | Jan 17 | sec.gov |
| Gaingels ThreatKey LLC | Other | Burlington | VT | $155,318 | $155,318 | 20 | Jan 17 | sec.gov |
| GOLDSHORE RESOURCES INC. | Other | Vancouver | $147,660 | $265,788 | 1 | Jan 17 | sec.gov | |
| DomiDocs Inc | Other Technology | Stuart | FL | $142,625 | $2,000,000 | 7 | Jan 17 | sec.gov |
| Magic Opal LLC | Investing | Santa Clara, | CA | $127,500 | $255,000 | 0 | Jan 17 | sec.gov |
| Riskalyze Aggregator LP | Other Technology | Wilmington | DE | $119,600 | $150,176 | 3 | Jan 17 | sec.gov |
| Kohort Technologies, Inc. | Other Technology | Midvale | UT | $110,127 | $1,000,018 | 5 | Jan 17 | sec.gov |
| Gaingels GeN 1E Lifesciences LLC | Other | Burlington | VT | $109,574 | $109,574 | 9 | Jan 17 | sec.gov |
| Smart House Movie, LLC | Other | Alexandria | VA | $100,000 | $400,000 | 1 | Jan 17 | sec.gov |
| BData, Inc. | Other Technology | Edina | MN | $100,000 | $1,000,000 | 1 | Jan 17 | sec.gov |
| Evolve Charging Corp. | Other | Vancouver | $73,830 | $73,830 | 1 | Jan 17 | sec.gov | |
| Gaingels Azteco LLC | Other | Burlington | VT | $64,893 | $64,893 | 14 | Jan 17 | sec.gov |
| ALEXANDRIA REAL ESTATE EQUITIES, INC. | REITS and Finance | Pasadena | CA | $34,256 | $5,495,713 | 18 | Jan 17 | sec.gov |
| PesoRama Inc. | Other | Toronto | $22,149 | $67,997 | 2 | Jan 17 | sec.gov | |
| Control, Ltd. | Retailing | Lebanon | PA | $20,000 | $300,000 | 1 | Jan 17 | sec.gov |
| 1290442BC Ltd. | Other | Toronto | $9,869 | $9,869 | 1 | Jan 17 | sec.gov | |
| Nevada Silver Corp | Other | Toronto | $9,123 | $22,945 | 1 | Jan 17 | sec.gov | |
| 13 Mari Ltd. | Other Technology | Kearny | NJ | $5,000 | $1,000,000 | 1 | Jan 17 | sec.gov |
| Premier Home & Auto, LLC | Insurance | Newtown Square | PA | $2,400 | $180,000 | 2 | Jan 17 | sec.gov |
| Intelerad Holdings ULC | Other | Vancouver | $552 | $552 | 6 | Jan 17 | sec.gov | |
| Fibo Town 003 LLC | Residential | New York | NY | $100 | $112,500 | 0 | Jan 17 | sec.gov |
| North Texas Renal Management III LLC | Other Health Care | Dallas | TX | $82 | $122 | 2 | Jan 17 | sec.gov |
| Bucks Abstract Investment LLC | Other Real Estate | Langhorne | PA | $0 | $100,000 | 0 | Jan 17 | sec.gov |
| FOUNDATIONS OF FREEDOM FUND LLC | Commercial | Minneapolis | MN | $0 | $10,000,000 | 0 | Jan 17 | sec.gov |
| AREIT 2 Upstream LLC | REITS and Finance | West Palm Beach | FL | $0 | $125,000 | 0 | Jan 17 | sec.gov |
| Sparq Labs, Inc. | Other Technology | Panama City | $0 | $18,000,000 | 0 | Jan 17 | sec.gov | |
| Gatlin Investor LLC | Other Real Estate | Baltimore | MD | $0 | Indefinite | 0 | Jan 17 | sec.gov |
| JSB VF 22 LLC | Other Real Estate | Baltimore | MD | $0 | Indefinite | 0 | Jan 17 | sec.gov |
| 49 EB Investor LLC | Other Real Estate | Baltimore | MD | $0 | Indefinite | 0 | Jan 17 | sec.gov |
| Winter Springs Investor LLC | Other Real Estate | Baltimore | MD | $0 | Indefinite | 0 | Jan 17 | sec.gov |
| Aspen Sage Investment Fund LLC (amended) | Other Real Estate | Modesto | CA | $0 | Indefinite | 0 | Jan 17 | sec.gov |
| P/E Capital DAO LLC (amended) | Other | Jackson | WY | $0 | $10,000,000 | 0 | Jan 17 | sec.gov |
| N2 TRANS GmbH (amended) | Other Energy | Zell Am Pettenfirst | $0 | Indefinite | 0 | Jan 17 | sec.gov | |
| 1802 BERENICE LLC | Other | Chicago | IL | $0 | $8,000,000 | 0 | Jan 17 | sec.gov |
| SHANHE GLOBAL FUND | Investing | George Town | $0 | Indefinite | 0 | Jan 17 | sec.gov | |
| PIP US Special LP Vehicle, LP (amended) | Other Banking and Financial Services | Grand Cayman | $0 | Indefinite | 64 | Jan 17 | sec.gov | |
| Momtech Inc. | Other Health Care | Matthews | NC | $0 | $5,000,000 | 0 | Jan 17 | sec.gov |
| Cabretta SC Mill Fund, LLC | Other Real Estate | Savannah | GA | $0 | Indefinite | 0 | Jan 17 | sec.gov |
| Cabretta SC LIHTC Fund, LLC | Other Real Estate | Savannah | GA | $0 | Indefinite | 0 | Jan 17 | sec.gov |
| Cabretta SC Inman ICF, LLC | Other Real Estate | Savannah | GA | $0 | Indefinite | 0 | Jan 17 | sec.gov |
| Cabretta SC Historic Fund, LLC | Other Real Estate | Savannah | GA | $0 | Indefinite | 0 | Jan 17 | sec.gov |
| Cabretta SC Abandoned Building Fund, LLC | Other Real Estate | Savannah | GA | $0 | Indefinite | 0 | Jan 17 | sec.gov |
| Cabretta Georgia Tax Credit Fund LLC | Other Real Estate | Savannah | GA | $0 | Indefinite | 0 | Jan 17 | sec.gov |
| MHR Acquisitions, Inc. (amended) | Oil and Gas | New York | NY | $0 | $12,250,000 | 0 | Jan 17 | sec.gov |
| Texas Republic Capital Corp | Insurance | Austin | TX | $0 | $6,600,000 | 0 | Jan 17 | sec.gov |
| BioMEMS Diagnostics, Inc. | Other Health Care | Commerce | MI | $0 | $3,000,000 | 0 | Jan 17 | sec.gov |
| EdgePoint Integrity Solutions, Inc. | Other Health Care | Fort Myers | FL | $0 | $500,000 | 0 | Jan 17 | sec.gov |
January 18, 2023 · January 13, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.