Data / Form D filings / Week of Jan 16
Form D filings, week of January 16, 2023: 467 companies raised $13.17 billion
467 operating companies filed a Form D in the week of January 16, 2023, reporting $13.17 billion sold. Largest: Village Practice Management Co Holdings, LLC ($6.54 billion), First Mode Holdings, Inc. ($1.18 billion), Lessen Inc. ($963.5 million). The median filing is $1 million, and 618 pooled investment funds also filed that week.
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- 467Form D filings
- $13.17 billionreported sold
- $1 millionmedian amount sold
- NYmost filings (87)
Most filings by state: NY 87, CA 60, TX 48, FL 29, CO 26. By industry: Other 95, Other Technology 82, REITS and Finance 77, Other Real Estate 43.
By day: Jan 17 (140), Jan 18 (127), Jan 19 (70), Jan 20 (130).
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Village Practice Management Co Holdings, LLC | Hospitals and Physicians | Chicago | IL | $6,540,260,000 | $6,980,000,000 | 1246 | Jan 17 | sec.gov |
| First Mode Holdings, Inc. | Other Energy | Seattle | WA | $1,184,000,000 | $1,184,000,000 | 1 | Jan 20 | sec.gov |
| Lessen Inc. | Other Technology | Scottsdale | AZ | $963,517,141 | $963,517,141 | 91 | Jan 19 | sec.gov |
| Somerset Holdings International Ltd. | Insurance | New York | NY | $928,275,000 | $928,275,000 | 30 | Jan 17 | sec.gov |
| CB Parent Holdco, L.P. (amended) | Other | New York | NY | $317,527,505 | Indefinite | 57 | Jan 18 | sec.gov |
| Aquarian Peninsula Holdings LLC | Insurance | New York | NY | $229,507,200 | $229,507,200 | 3 | Jan 17 | sec.gov |
| MDS 2022-Shale Development, LP (amended) | Oil and Gas | Pittsburgh | PA | $217,493,542 | $225,000,000 | 1583 | Jan 17 | sec.gov |
| ONX, Inc. (amended) | Other | Carrollton | TX | $167,316,040 | Indefinite | 38 | Jan 17 | sec.gov |
| Ohio Equity Fund for Housing Limited Partnership 32B (amended) | Residential | Columbus | OH | $151,000,000 | $185,000,000 | 6 | Jan 17 | sec.gov |
| Diversified Residential Portfolio III DST (amended) | Other Real Estate | Oak Brook | IL | $139,138,753 | $209,327,056 | 227 | Jan 18 | sec.gov |
| NHIT: CLO Trust (amended) | Investing | Boston | MA | $130,240,000 | Indefinite | 7 | Jan 18 | sec.gov |
| Penso Fund Platform SPC- Segregated Portfolio NCA #12 (2017) (amended) | Investing | New York | NY | $125,000,000 | Indefinite | 4 | Jan 17 | sec.gov |
| Augmented Reality Concepts, Inc. | Other Technology | Syracuse | NY | $103,999,982 | $103,999,982 | 2 | Jan 18 | sec.gov |
| PRAETORIAN GLOBAL, INC. | Other | Coral Gables | FL | $80,259,714 | Indefinite | 1 | Jan 18 | sec.gov |
| Tioga Partners III, L.P. (amended) | Other Real Estate | Atlanta | GA | $80,000,000 | $80,000,000 | 77 | Jan 17 | sec.gov |
| Project Apex Holdings, LLC | Other | Simi Valley | CA | $70,000,000 | $70,000,000 | 4 | Jan 17 | sec.gov |
| Human Interest Inc. | Other Technology | San Francisco | CA | $62,000,000 | $100,000,000 | 14 | Jan 20 | sec.gov |
| Americana Lakewood VI LLC | Residential | Golden | CO | $56,000,000 | $56,000,000 | 362 | Jan 20 | sec.gov |
| Fathom, Inc. (amended) | Other Technology | Oakland | CA | $46,296,079 | $46,596,083 | 22 | Jan 18 | sec.gov |
| Fathom, Inc. (amended) | Other Technology | Oakland | CA | $46,296,079 | $46,596,083 | 23 | Jan 18 | sec.gov |
| Fathom, Inc. | Other Technology | Oakland | CA | $46,296,079 | $46,596,083 | 24 | Jan 18 | sec.gov |
| S2 Co-Invest Holdings, LP | Other Real Estate | Dallas | TX | $45,685,891 | Indefinite | 2 | Jan 19 | sec.gov |
| HZ Rivertop DST | Residential | San Francisco | CA | $42,830,423 | $42,984,000 | 24 | Jan 17 | sec.gov |
| Candy Digital, Inc. | Other Technology | New York | NY | $38,449,997 | $68,188,480 | 14 | Jan 18 | sec.gov |
| Global One Bancshares, Inc. (amended) | Commercial Banking | Houston | TX | $35,860,000 | $35,860,000 | 153 | Jan 20 | sec.gov |
| Global One Bancshares, Inc. | Commercial Banking | Houston | TX | $35,860,000 | $35,860,000 | 153 | Jan 19 | sec.gov |
| PBS Biotech, Inc. | Biotechnology | Camarillo | CA | $34,706,776 | $34,706,776 | 3 | Jan 20 | sec.gov |
| NWX Apartments LLC | Residential | Bozeman | MT | $33,450,000 | $36,500,000 | 68 | Jan 20 | sec.gov |
| Lakewood Ranch SFR II DST (amended) | Other Real Estate | Oak Brook | IL | $30,346,861 | $62,589,462 | 75 | Jan 18 | sec.gov |
| DELOITTE CONSULTING LLP | Other | New York | NY | $28,880,799 | Indefinite | 372 | Jan 20 | sec.gov |
| Inscripta, Inc. | Biotechnology | Boulder | CO | $27,791,098 | $27,791,098 | 5 | Jan 18 | sec.gov |
| ACM FINANCIAL TRUST INC (amended) | REITS and Finance | Winston Salem | NC | $23,923,772 | $23,923,772 | 110 | Jan 17 | sec.gov |
| DELOITTE CONSULTING LLP (amended) | Other | New York | NY | $22,991,167 | Indefinite | 283 | Jan 20 | sec.gov |
| Vivere Associates, L.P. | Commercial | Blue Bell | PA | $21,000,000 | $21,000,000 | 121 | Jan 20 | sec.gov |
| PIC CAR WASH 3, LLC | Commercial | Irmo | SC | $20,590,000 | $21,000,000 | 207 | Jan 17 | sec.gov |
| Quilt Holdco, Inc. (amended) | Other Technology | New York | NY | $20,000,000 | $20,000,000 | 1 | Jan 20 | sec.gov |
| Capacity Bio, Inc. | Pharmaceuticals | Palo Alto | CA | $19,210,937 | $35,329,982 | 13 | Jan 18 | sec.gov |
| Wingspan Networks, Inc. | Other Technology | New York | NY | $18,515,990 | $19,515,968 | 11 | Jan 19 | sec.gov |
| Kouto Inc. | Other | Austin | TX | $18,162,482 | $20,107,477 | 21 | Jan 17 | sec.gov |
| PG Chandler DST (amended) | Other Real Estate | Atlanta | GA | $17,803,537 | $31,356,496 | 23 | Jan 19 | sec.gov |
| Coefficient Works, Inc. | Other Technology | San Mateo | CA | $17,698,673 | $17,900,000 | 6 | Jan 17 | sec.gov |
| Pagaya Technologies Ltd. | Other Technology | Tel-Aviv | $17,463,445 | $17,463,445 | 42 | Jan 20 | sec.gov | |
| Redem Tech, Inc. | Other Technology | Mexico City | $17,299,871 | $38,549,871 | 29 | Jan 19 | sec.gov | |
| Smartrr, Inc. | Other Technology | New York | NY | $17,294,493 | $17,344,493 | 56 | Jan 18 | sec.gov |
| Wickersham Milford, LP | Other Real Estate | Rehoboth Beach | DE | $16,035,000 | $21,000,000 | 50 | Jan 17 | sec.gov |
| BSP Holdco Co LLC | Business Services | Seattle | WA | $16,000,000 | Indefinite | 10 | Jan 20 | sec.gov |
| Amberflo.io, Inc. | Other Technology | Santa Clara | CA | $15,999,989 | $16,000,000 | 7 | Jan 19 | sec.gov |
| TaxBit, Inc. | Other Technology | Draper | UT | $15,610,357 | $15,610,357 | 45 | Jan 20 | sec.gov |
| Belli Welli, Inc. | Retailing | West Hollywood | CA | $15,393,200 | $15,393,200 | 33 | Jan 20 | sec.gov |
| SYNTIS BIO, INC. (amended) | Biotechnology | Milton | MA | $15,372,179 | $15,372,179 | 15 | Jan 17 | sec.gov |
| Midas Real Estate Partners, LLC (amended) | Other Real Estate | Saint Louis | MO | $14,861,965 | Indefinite | 54 | Jan 17 | sec.gov |
| JWCM Heights West, DST (amended) | Other Real Estate | New York | NY | $14,436,866 | $14,882,588 | 40 | Jan 18 | sec.gov |
| N.A. Corp | Commercial Banking | Roseville | MN | $14,179,200 | $14,179,200 | 18 | Jan 17 | sec.gov |
| DELOITTE & TOUCHE LLP | Other | New York | NY | $13,827,343 | Indefinite | 230 | Jan 20 | sec.gov |
| Intus Care, Inc. | Other | Providence | RI | $13,084,630 | $23,459,781 | 14 | Jan 18 | sec.gov |
| Western Wealth Capital LXXIX US Investor, LP (amended) | Residential | Phoenix | AZ | $12,802,613 | $16,070,000 | 206 | Jan 20 | sec.gov |
| 1st Deposit & Commerce Bank Inc. (amended) | Other Banking and Financial Services | Peachtree Corners | GA | $12,600,000 | $12,600,000 | 1 | Jan 18 | sec.gov |
| SiPhox Inc. | Other Technology | Burlington | MA | $12,500,000 | $15,000,000 | 44 | Jan 18 | sec.gov |
| Cornelis Networks, Inc. | Computers | Wayne | PA | $12,500,000 | $15,000,000 | 1 | Jan 17 | sec.gov |
| Riftweaver, Inc. | Other Technology | Dover | DE | $12,083,279 | Indefinite | 8 | Jan 19 | sec.gov |
| SSB 1 Apartments LLC | Residential | Richmond | TX | $12,000,000 | $12,000,000 | 75 | Jan 19 | sec.gov |
| Vaya Space, Inc. (amended) | Other Technology | Cocoa | FL | $12,000,000 | $12,000,000 | 0 | Jan 18 | sec.gov |
| AMUN-RA VENTURES INC. | Other | Miami | FL | $11,404,999 | $11,404,999 | 17 | Jan 18 | sec.gov |
| Trinity La Costa Industrial Investors LLC | Other Real Estate | Southlake | TX | $11,291,000 | $25,000,000 | 100 | Jan 17 | sec.gov |
| Kobiton, Inc. | Other Technology | Atlanta | GA | $11,231,687 | $12,231,687 | 13 | Jan 19 | sec.gov |
| Two Pointo LLC | Other | Chicago | IL | $11,000,000 | $39,500,000 | 5 | Jan 17 | sec.gov |
| Integrated Care Partners, Inc. | Other Health Care | Denver | CO | $10,999,999 | $10,999,999 | 7 | Jan 18 | sec.gov |
| EvolveImmune Therapeutics Holding Company, LLC | Biotechnology | Branford | CT | $10,827,780 | $26,000,000 | 8 | Jan 19 | sec.gov |
| Otemanu Ashley Farms Investors LLC (amended) | Other Real Estate | Miramar Beach | FL | $10,715,000 | $11,000,000 | 82 | Jan 20 | sec.gov |
| C-Motive Technologies, Inc. | Manufacturing | Madison | WI | $10,701,910 | $10,701,910 | 29 | Jan 19 | sec.gov |
| S2 Co-Invest Holdings 13, LP | Other Real Estate | Dallas | TX | $10,650,000 | Indefinite | 30 | Jan 19 | sec.gov |
| Deloitte Tax LLP | Other | New York | NY | $10,396,959 | Indefinite | 153 | Jan 20 | sec.gov |
| Deloitte Tax LLP (amended) | Other | New York | NY | $10,378,739 | Indefinite | 155 | Jan 20 | sec.gov |
| Hypori, Inc./DE | Other Technology | Reston | VA | $10,049,985 | $17,999,979 | 4 | Jan 17 | sec.gov |
| Topicals RX, Inc. | Retailing | Santa Monica | CA | $10,009,998 | $11,999,998 | 2 | Jan 17 | sec.gov |
| Rodman Portfolio III, LP | Investing | Wynnewood | PA | $9,768,335 | $9,768,335 | 50 | Jan 18 | sec.gov |
| Riot Security, Inc. | Other Technology | New York | NY | $9,700,211 | $9,700,211 | 24 | Jan 19 | sec.gov |
| 1416 at 375 El Paso Investors, LLC | Other Real Estate | Dallas | TX | $9,698,000 | Indefinite | 182 | Jan 17 | sec.gov |
| CX Courts of Avalon, DST (amended) | Other Real Estate | Tampa | FL | $9,536,587 | $48,815,934 | 30 | Jan 19 | sec.gov |
| Hoplark, LLC | Other | Boulder | CO | $9,438,000 | $9,438,000 | 23 | Jan 18 | sec.gov |
| DELOITTE & TOUCHE LLP (amended) | Other | New York | NY | $9,419,683 | Indefinite | 181 | Jan 20 | sec.gov |
| Censinet, Inc. | Other Technology | Boston | MA | $9,000,000 | $9,000,000 | 9 | Jan 20 | sec.gov |
| Mercury Laredo Industrial Investors, LLC | Other Real Estate | Dallas | TX | $8,745,000 | Indefinite | 176 | Jan 17 | sec.gov |
| 605 Coal LLC | Coal Mining | Washington | UT | $8,523,364 | $8,523,364 | 152 | Jan 18 | sec.gov |
| Aeriz Holdings Corp. | Agriculture | Chicago | IL | $7,550,000 | $25,000,000 | 8 | Jan 19 | sec.gov |
| CREtelligent Inc. | Other Technology | Gold River | CA | $7,073,330 | $17,158,563 | 4 | Jan 18 | sec.gov |
| Efficient Capital Labs Inc. | Other Banking and Financial Services | New York | NY | $6,999,999 | $6,999,999 | 6 | Jan 17 | sec.gov |
| SCM Investment Holdings, LLC | Other Real Estate | Deatsville | AL | $6,697,000 | $6,697,000 | 65 | Jan 18 | sec.gov |
| CS Hospitality Holdings 2 Investors, LLC | Other Real Estate | Dallas | TX | $6,590,000 | Indefinite | 126 | Jan 17 | sec.gov |
| SciAps Inc (amended) | Other | Woburn | MA | $6,587,500 | $8,565,000 | 12 | Jan 17 | sec.gov |
| Digital Brands Group, Inc. | Retailing | Austin | TX | $6,500,000 | $6,500,000 | 4 | Jan 17 | sec.gov |
| Bambu Systems, LLC | Other Banking and Financial Services | Memphis | TN | $6,370,000 | $35,000,000 | 1 | Jan 18 | sec.gov |
| TPG CTC Investors TXST, LLC | Residential | Doylestown | PA | $6,350,000 | $14,700,000 | 70 | Jan 17 | sec.gov |
| SOUTHSTAR CAPITAL LLC (amended) | Other Banking and Financial Services | Mount Pleasant | SC | $6,136,508 | Indefinite | 8 | Jan 18 | sec.gov |
| Deloitte LLP | Other | New York | NY | $6,033,064 | Indefinite | 101 | Jan 20 | sec.gov |
| Mars Energy Holdco, LLC | Business Services | Fremont | CA | $6,000,000 | Indefinite | 12 | Jan 18 | sec.gov |
| RxRevu, Inc. | Other Health Care | Denver | CO | $6,000,000 | $10,000,000 | 1 | Jan 17 | sec.gov |
| InDevR, Inc. | Biotechnology | Boulder | CO | $5,999,975 | $9,000,000 | 3 | Jan 18 | sec.gov |
| Vertical Insure, Inc. | Other Banking and Financial Services | Minneapolis | MN | $5,893,478 | $5,893,478 | 14 | Jan 18 | sec.gov |
| Somos Internet Ltd. | Other Technology | Medellin | $5,887,119 | $13,389,963 | 49 | Jan 17 | sec.gov | |
| CX Station at Clift Farm, DST (amended) | Other Real Estate | Tampa | FL | $5,790,545 | $69,424,166 | 15 | Jan 19 | sec.gov |
| Remitly Global, Inc. | Other Technology | Seattle | WA | $5,760,512 | $6,827,969 | 4 | Jan 20 | sec.gov |
| Monaco Parkway Apartments VII LLC | Residential | Golden | CO | $5,700,000 | $5,700,000 | 82 | Jan 20 | sec.gov |
| RIVET WORK INC. | Other Technology | Detroit | MI | $5,596,584 | $5,596,584 | 10 | Jan 17 | sec.gov |
| Q5ID, Inc. (amended) | Other | Hillsboro | OR | $5,386,412 | Indefinite | 21 | Jan 18 | sec.gov |
| Deloitte LLP (amended) | Other | New York | NY | $5,117,881 | Indefinite | 95 | Jan 20 | sec.gov |
| Somos Networks, Inc. | Other Technology | Medellin | $4,895,000 | $4,895,000 | 41 | Jan 17 | sec.gov | |
| Ottometric, Inc. | Other Technology | Waltham | MA | $4,875,559 | $4,875,559 | 14 | Jan 18 | sec.gov |
| Cognovi Labs, Inc. (amended) | Other Technology | Dayton | OH | $4,705,005 | $7,000,000 | 13 | Jan 19 | sec.gov |
| G150-223 LLC | Airlines and Airports | Easton | MD | $4,600,000 | $4,600,000 | 2 | Jan 20 | sec.gov |
| OSP Rita Holdings LLC (amended) | Other | New York | NY | $4,548,648 | $4,548,648 | 1 | Jan 17 | sec.gov |
| Inscripta, Inc. | Biotechnology | Boulder | CO | $4,399,977 | $4,399,977 | 4 | Jan 18 | sec.gov |
| Novel Microdevices, Inc. (amended) | Other Health Care | Baltimore | MD | $4,375,000 | $6,500,000 | 29 | Jan 17 | sec.gov |
| Island Club SPV JV LLC | Commercial | Coral Gables | FL | $4,215,000 | $4,215,000 | 27 | Jan 18 | sec.gov |
| RepeatMD, Inc. | Other Technology | Houston | TX | $4,210,000 | $6,310,000 | 4 | Jan 20 | sec.gov |
| Uniauto Holdings, Inc. | Other | Henderson | NV | $4,176,470 | $4,176,470 | 6 | Jan 18 | sec.gov |
| Tutor Intelligence, Inc. (amended) | Other Technology | Cambridge | MA | $4,162,206 | $4,162,206 | 30 | Jan 17 | sec.gov |
| Altitude Robots, Inc. | Other Technology | Salt Lake City | UT | $4,114,999 | $4,114,999 | 32 | Jan 19 | sec.gov |
| FactorFund-Note-2022 LLC | Other | Auburn | AL | $4,000,000 | $4,000,000 | 14 | Jan 20 | sec.gov |
| Shuttle Pharmaceuticals Holdings, Inc. | Pharmaceuticals | Rockville | MD | $4,000,000 | $4,000,000 | 1 | Jan 20 | sec.gov |
| TC Rivertop, LLC | Residential | San Francisco | CA | $4,000,000 | $4,000,000 | 1 | Jan 17 | sec.gov |
| EVANSTON PORTFOLIO NPV LLC | Residential | Chicago | IL | $3,823,738 | $3,823,738 | 36 | Jan 17 | sec.gov |
| Woodford Horizontal Project 58, LLC | Oil and Gas | Dallas | TX | $3,750,000 | $3,750,000 | 1 | Jan 20 | sec.gov |
| Freedom! Family USA Ltd (amended) | Other Technology | Gurley | AL | $3,612,152 | $3,612,152 | 1 | Jan 17 | sec.gov |
| Gparency LLC (amended) | Other Technology | Brooklyn | NY | $3,588,770 | $8,500,000 | 60 | Jan 17 | sec.gov |
| FS Bancshares, Inc. | Commercial Banking | Markesan | WI | $3,500,300 | $3,500,300 | 23 | Jan 17 | sec.gov |
| Black Diamond Funding Ventures, LLC (amended) | Other | Sunrise | FL | $3,310,000 | $3,310,000 | 25 | Jan 17 | sec.gov |
| Jefferson Investments VII LLC | Residential | Golden | CO | $3,300,000 | $3,300,000 | 38 | Jan 20 | sec.gov |
| 55 Resort Sidecar Fund I, LLC | Residential | Fort Collins | CO | $3,300,000 | $25,000,000 | 9 | Jan 20 | sec.gov |
| Chisel Labs, Inc. | Other Technology | Los Altos | CA | $3,299,997 | $3,300,000 | 8 | Jan 20 | sec.gov |
| Quinwood Coal Company, LLC (amended) | Coal Mining | Houston | TX | $3,250,000 | $3,250,000 | 1 | Jan 17 | sec.gov |
| Runamok Maple, LLC | Manufacturing | Fairfax | VT | $3,205,000 | $4,500,000 | 14 | Jan 18 | sec.gov |
| Kinetic Pressure Control Ltd (amended) | Oil and Gas | Houston | TX | $3,100,000 | $4,000,000 | 5 | Jan 17 | sec.gov |
| Catalyst Resources LLC (amended) | Coal Mining | Pineville | KY | $3,032,000 | $5,000,000 | 30 | Jan 19 | sec.gov |
| Slatewell, Inc. | Other Technology | Brooklyn | NY | $3,000,000 | $3,250,000 | 2 | Jan 18 | sec.gov |
| AIM Opportunity Zone Fund VII, LLC | Other Real Estate | Logan | UT | $3,000,000 | $20,000,000 | 2 | Jan 17 | sec.gov |
| Soricimed Biopharma Inc. (amended) | Biotechnology | Moncton | $2,775,233 | $3,732,179 | 45 | Jan 19 | sec.gov | |
| Deloitte Touche Tohmatsu Services, LLC (amended) | Other | New York | NY | $2,741,484 | $2,741,484 | 28 | Jan 20 | sec.gov |
| Roundtable Entertainment Holdings, Inc. (amended) | Other | Santa Monica | CA | $2,660,250 | $10,000,000 | 17 | Jan 18 | sec.gov |
| MAYFAIR GOLD CORP. | Other | Vancouver | $2,561,628 | $2,561,628 | 0 | Jan 20 | sec.gov | |
| Bounced Inc. | Other Technology | Kingston | $2,550,000 | $3,250,000 | 4 | Jan 17 | sec.gov | |
| Huntley Ridge Partners LLC | Commercial | Mount Pleasant | SC | $2,540,000 | $2,540,000 | 20 | Jan 18 | sec.gov |
| PALISADE BIO, INC. | Biotechnology | Carlsbad | CA | $2,500,000 | $2,500,000 | 6 | Jan 19 | sec.gov |
| Better Management Holdings, LLC | Other Health Care | New York | NY | $2,500,000 | $2,500,000 | 18 | Jan 18 | sec.gov |
| Eureka Bridgewater, LLC | Residential | Prosper | TX | $2,450,000 | $4,000,000 | 28 | Jan 18 | sec.gov |
| Deloitte Touche Tohmatsu Services, LLC | Other | New York | NY | $2,316,053 | $2,316,053 | 28 | Jan 20 | sec.gov |
| PRDS Holdings, LLC | Other | New York | NY | $2,300,000 | $2,300,000 | 10 | Jan 20 | sec.gov |
| Jet Financial Corp. (amended) | Insurance | Charlotte | NC | $2,255,208 | $4,000,000 | 8 | Jan 17 | sec.gov |
| Noble Gas Systems Inc. (amended) | Manufacturing | Novi | MI | $2,250,000 | $5,000,000 | 1 | Jan 20 | sec.gov |
| OSP Rita Management Aggregator LLC (amended) | Other | New York | NY | $2,235,134 | $2,235,134 | 4 | Jan 17 | sec.gov |
| Hoplark, LLC | Other | Boulder | CO | $2,222,000 | $2,222,000 | 18 | Jan 18 | sec.gov |
| Vocodia Holdings Corp | Other Technology | Boca Raton | FL | $2,197,526 | $2,197,526 | 22 | Jan 20 | sec.gov |
| SonoVascular, Inc. (amended) | Other Health Care | Chapel Hill | NC | $2,195,000 | $2,195,000 | 26 | Jan 17 | sec.gov |
| Malbon Golf, Inc. | Retailing | Los Angeles | CA | $2,095,100 | $2,095,100 | 1 | Jan 20 | sec.gov |
| Everfund Inc. | Other Technology | Chicago | IL | $2,056,464 | $2,214,964 | 24 | Jan 20 | sec.gov |
| Strategy Risks Corp. (amended) | Other | New York | NY | $2,000,000 | $2,000,000 | 1 | Jan 20 | sec.gov |
| Piezo Therapeutics, Inc. | Other Health Care | Cumming | GA | $2,000,000 | $2,000,000 | 1 | Jan 19 | sec.gov |
| URBANE 218 LLC | Residential | Madison | WI | $2,000,000 | $2,000,000 | 3 | Jan 17 | sec.gov |
| Ashby, Inc. | Computers | San Francisco | CA | $1,999,998 | $2,699,993 | 1 | Jan 19 | sec.gov |
| CCV-Redeam-2022 LLC | Other | Auburn | AL | $1,833,500 | $1,833,500 | 29 | Jan 19 | sec.gov |
| BioSig Technologies, Inc. | Other Health Care | Westport | CT | $1,814,254 | $1,814,254 | 17 | Jan 17 | sec.gov |
| Goodegg Wealth Fund II, LLC | Commercial | San Francisco | CA | $1,780,000 | $50,000,000 | 15 | Jan 17 | sec.gov |
| Norcoh Holdings, LLC-Series E | Other Technology | Chicago | IL | $1,760,000 | $1,760,000 | 38 | Jan 19 | sec.gov |
| PerkCity, Inc. | Other Technology | Orem | UT | $1,750,000 | $1,750,000 | 6 | Jan 20 | sec.gov |
| Climate Tech Insights, Inc. | Other Technology | Scarsdale | NY | $1,745,000 | $1,745,000 | 17 | Jan 17 | sec.gov |
| CCV-Censys-2022 LLC | Other | Auburn | AL | $1,741,612 | $1,741,612 | 55 | Jan 18 | sec.gov |
| Deloitte Financial Advisory Services LLP | Other | New York | NY | $1,740,067 | Indefinite | 23 | Jan 20 | sec.gov |
| Hoplark, LLC | Other | Boulder | CO | $1,738,000 | $1,738,000 | 9 | Jan 18 | sec.gov |
| Crave Better Foods, LLC | Other | Greenwich | CT | $1,663,000 | $1,663,000 | 19 | Jan 17 | sec.gov |
| DEEPLOOK, INC. | Other Health Care | New Haven | CT | $1,535,366 | $1,535,366 | 37 | Jan 18 | sec.gov |
| Assureful, Inc. | Insurance | Spokane | WA | $1,500,000 | $2,500,000 | 2 | Jan 20 | sec.gov |
| Higher Digital Inc. (amended) | Business Services | Tysons | VA | $1,500,000 | $1,500,000 | 10 | Jan 19 | sec.gov |
| Vaya Space, Inc. | Other Technology | Cocoa | FL | $1,500,000 | $9,000,000 | 17 | Jan 19 | sec.gov |
| Hoplark, LLC | Other | Boulder | CO | $1,500,000 | $1,500,000 | 1 | Jan 18 | sec.gov |
| US KIDNEY RESEARCH Corp | Other Health Care | Roseville | CA | $1,500,000 | $1,500,000 | 0 | Jan 18 | sec.gov |
| BlackRidge Big Lime Partners 2022, Ltd. | Oil and Gas | Lexington | KY | $1,500,000 | $3,100,000 | 13 | Jan 17 | sec.gov |
| QuantConnect Corp | Other Technology | Lewes | DE | $1,500,000 | $1,500,000 | 1 | Jan 17 | sec.gov |
| Deloitte Financial Advisory Services LLP (amended) | Other | New York | NY | $1,497,314 | Indefinite | 18 | Jan 20 | sec.gov |
| Intelerad Holdings Topco ULC | Other | Vancouver | $1,449,996 | $1,449,996 | 3 | Jan 17 | sec.gov | |
| Gaucho Group Holdings, Inc. (amended) | Other Real Estate | Miami | FL | $1,445,317 | $1,500,000 | 15 | Jan 17 | sec.gov |
| Balmaghie Beverage Group Inc. (amended) | Other | Slippery Rock | PA | $1,400,000 | $1,400,000 | 13 | Jan 18 | sec.gov |
| CH-AFH I/Atlanta Moreland REIT, L.L.C. | REITS and Finance | Dallas | TX | $1,375,000 | $1,375,000 | 125 | Jan 18 | sec.gov |
| 12607 MIKROS LLC | Commercial | Murfreesboro | TN | $1,370,000 | $1,600,000 | 25 | Jan 20 | sec.gov |
| Pine Island Apts LLC | Residential | Rochester | MN | $1,350,000 | $1,350,000 | 19 | Jan 17 | sec.gov |
| Slate Bio, Inc. | Other Health Care | Charlottesville | VA | $1,349,960 | $2,000,008 | 6 | Jan 17 | sec.gov |
| Stor365 Grand Ledge, LLC | Commercial | Lincoln | NE | $1,295,000 | $1,295,000 | 10 | Jan 17 | sec.gov |
| Woodmont Riverfront Design District Dallas LLC | Commercial | Fort Worth | TX | $1,185,000 | $1,269,000 | 23 | Jan 17 | sec.gov |
| InfraSight Software Corp (amended) | Other Technology | Huntersville | NC | $1,165,000 | $1,500,000 | 12 | Jan 18 | sec.gov |
| Woodford Horizontal Project 56, LLC | Oil and Gas | Dallas | TX | $1,065,000 | $1,065,000 | 12 | Jan 20 | sec.gov |
| Seemark Brands Inc. | Other | Vineyard Haven | MA | $1,050,000 | $1,050,000 | 8 | Jan 17 | sec.gov |
| Integrated Physicians Management Services, LLC | Business Services | Hartford | CT | $1,041,600 | Indefinite | 10 | Jan 20 | sec.gov |
| HUMMINGBIRDS, INC. | Other Technology | Des Moines | IA | $1,020,000 | $1,020,000 | 15 | Jan 17 | sec.gov |
| MT Medical Properties, LLC (amended) | Commercial | Dallas | TX | $1,020,000 | $4,000,000 | 15 | Jan 17 | sec.gov |
| 210 ST PAUL LOWER REIT LLC | REITS and Finance | Dallas | TX | $1,000,000 | $1,000,000 | 125 | Jan 20 | sec.gov |
| VistaPath Biosystems, Inc. | Other Technology | Cambridge | MA | $1,000,000 | $4,000,000 | 1 | Jan 20 | sec.gov |
| Transcend Software & Technology Solutions, LLC | Other Technology | Clarkston | MI | $1,000,000 | $1,000,000 | 1 | Jan 18 | sec.gov |
| One Door Studios, LLC | Other | Santa Barbara | CA | $1,000,000 | $1,000,000 | 11 | Jan 17 | sec.gov |
| Lombard Works & Co. | Other Banking and Financial Services | Seattle | WA | $941,840 | $941,840 | 1 | Jan 19 | sec.gov |
| Crash Pad, Inc. (amended) | Lodging and Conventions | Denver | CO | $903,774 | $10,520,000 | 5 | Jan 18 | sec.gov |
| COMPETITIVE WEDGE, LLC | Other Technology | Grand Rapids | MI | $903,670 | $5,250,000 | 10 | Jan 20 | sec.gov |
| Legacy Farmington Mall LLC | Commercial | Rochester | MN | $885,000 | $885,000 | 17 | Jan 17 | sec.gov |
| INSTINCT ENVIRONMENTAL CO (amended) | Other | Hillsboro | OR | $850,000 | $850,000 | 4 | Jan 17 | sec.gov |
| Legacy Bayshore Plaza LLC | Commercial | Rochester | MN | $835,000 | $835,000 | 17 | Jan 17 | sec.gov |
| North Texas Renal Management, LLC | Other Health Care | Dallas | TX | $807,545 | $1,384,362 | 3 | Jan 19 | sec.gov |
| HRA Austin Investments LLC | Residential | Miami Beach | FL | $800,000 | $3,000,000 | 6 | Jan 20 | sec.gov |
| ELLIE LANE CAPITAL LLC | Business Services | Coronado | CA | $800,000 | $800,000 | 10 | Jan 20 | sec.gov |
| CatalystXL, Inc. | Other Technology | Grosse Pointe Farms | MI | $796,725 | $1,250,000 | 36 | Jan 17 | sec.gov |
| Li-FT Power Ltd. | Other | Vancouver | $772,800 | $772,800 | 2 | Jan 17 | sec.gov | |
| Woodford Horizontal Project 55, LLC | Oil and Gas | Dallas | TX | $750,000 | $750,000 | 3 | Jan 20 | sec.gov |
| Hoplark, LLC | Other | Boulder | CO | $750,000 | $750,000 | 2 | Jan 18 | sec.gov |
| NEW LEAF ACQUISITION, LLC | Commercial | Chicago | IL | $750,000 | $1,500,000 | 4 | Jan 17 | sec.gov |
| North Texas Renal Management, LLC | Other Health Care | Dallas | TX | $738,325 | $1,582,125 | 4 | Jan 17 | sec.gov |
| Case Brenda Darlene | Manufacturing | Ooltewah | TN | $715,000 | $715,000 | 2 | Jan 20 | sec.gov |
| Case Robert Edward | Manufacturing | Ooltewah | TN | $715,000 | $715,000 | 2 | Jan 20 | sec.gov |
| Hill Country 1 Series, a Series of Bigger Texas Vacation Rental LLC | Commercial | Friendswood | TX | $700,000 | $5,000,000 | 9 | Jan 19 | sec.gov |
| ALEXANDRIA REAL ESTATE EQUITIES, INC. | REITS and Finance | Pasadena | CA | $700,000 | $980,000 | 4 | Jan 17 | sec.gov |
| Woodford Horizontal Project 53 LLC | Oil and Gas | Dallas | TX | $690,000 | $690,000 | 9 | Jan 20 | sec.gov |
| Issio Solutions, Inc. | Other Technology | Concord | CA | $684,995 | $2,000,000 | 6 | Jan 19 | sec.gov |
| Smith Medical Holdings Inc. (amended) | Other Health Care | Palm Coast | FL | $675,000 | $8,500,000 | 16 | Jan 18 | sec.gov |
| Crucial Detail LLC | Restaurants | Chicago | IL | $650,400 | $650,400 | 6 | Jan 17 | sec.gov |
| Woodford Horizontal Project 57, LLC | Oil and Gas | Dallas | TX | $640,625 | $640,625 | 6 | Jan 20 | sec.gov |
| SA 1 Investments, LLC | Oil and Gas | Albuquerque | NM | $634,500 | Indefinite | 26 | Jan 17 | sec.gov |
| Gi Property 59 LLC | Other Real Estate | Beverly Hills | CA | $619,500 | $619,500 | 13 | Jan 20 | sec.gov |
| Center at Centerplace, LLC | Other Health Care | Colorado Springs | CO | $612,500 | $1,200,000 | 17 | Jan 19 | sec.gov |
| Hermosa Brewing Co LLC | Other | Hermosa Beach | CA | $600,000 | $1,000,000 | 15 | Jan 17 | sec.gov |
| CCV-MemberHub-2021 LLC | Other | Auburn | AL | $596,862 | $596,862 | 31 | Jan 20 | sec.gov |
| Kalo Gold Corp. | Other | Vancouver | $595,920 | $595,920 | 1 | Jan 18 | sec.gov | |
| Gi Property 62 LLC | Other Real Estate | Beverly Hills | CA | $581,515 | $581,515 | 28 | Jan 20 | sec.gov |
| Alpex Capital, LLC | Investing | San Francisco | CA | $580,000 | $580,000 | 18 | Jan 18 | sec.gov |
| BioFluff Inc. (amended) | Other | San Francisco | CA | $570,000 | $570,000 | 7 | Jan 17 | sec.gov |
| Woodford Horizontal Project 54, LLC | Oil and Gas | Dallas | TX | $550,000 | $550,000 | 6 | Jan 20 | sec.gov |
| ExperienceNow, Inc. | Retailing | La Jolla | CA | $525,000 | $525,000 | 3 | Jan 20 | sec.gov |
| Bonside Series LLC | Other | Chicago | IL | $500,000 | $500,000 | 13 | Jan 19 | sec.gov |
| NOTICE NINJA INC. | Other Technology | New Smyrna Beach | FL | $500,000 | $500,000 | 1 | Jan 19 | sec.gov |
| BentallGreenOak US IV Industrial Co-Investment REIT, LLC | REITS and Finance | New York | NY | $500,000 | $500,000 | 125 | Jan 18 | sec.gov |
| Center at Rock Creek, LLC | Other Health Care | Colorado Springs | CO | $480,000 | $500,000 | 11 | Jan 19 | sec.gov |
| Thylacine Biotherapeutics Inc | Biotechnology | Miami Beach | FL | $476,000 | $1,000,000 | 13 | Jan 19 | sec.gov |
| Lumen, Inc. | Other Technology | Portland | OR | $450,000 | $2,000,000 | 5 | Jan 17 | sec.gov |
| Center at Zaragoza, LLC | Other Health Care | Colorado Springs | CO | $431,250 | $1,500,000 | 13 | Jan 19 | sec.gov |
| CCV-Dashbot-2022 LLC | Other | Auburn | AL | $427,050 | $427,050 | 20 | Jan 20 | sec.gov |
| Plainfield Impact Partners LLC | Other | New York | NY | $424,190 | $1,000,000 | 4 | Jan 18 | sec.gov |
| BIRMINGHAM OUTPATIENT SURGERY CENTER, LTD. (amended) | Other Health Care | Birmingham | AL | $408,141 | $571,397 | 2 | Jan 17 | sec.gov |
| Par Club of Florida, Inc. (amended) | Other Real Estate | Village Of Golf | FL | $408,000 | $2,244,000 | 12 | Jan 19 | sec.gov |
| Hoplark, LLC | Other | Boulder | CO | $400,000 | $400,000 | 2 | Jan 18 | sec.gov |
| TapeDeck, Inc. (amended) | Other | Tigard | OR | $400,000 | $1,000,000 | 4 | Jan 18 | sec.gov |
| Core SVA Master REIT II, LLC | REITS and Finance | Chicago | IL | $375,000 | $375,000 | 125 | Jan 20 | sec.gov |
| North Texas Renal Management II LLC | Other Health Care | Dallas | TX | $337,425 | $388,550 | 10 | Jan 17 | sec.gov |
| B2Digital, Inc. | Other | Tampa | FL | $335,000 | $335,000 | 1 | Jan 18 | sec.gov |
| Mawson Infrastructure Group Inc. | Other Technology | North Sydney Nsw | $326,959 | $326,959 | 4 | Jan 18 | sec.gov | |
| ForgiveCo PBC Inc (amended) | Other | Fort Collins | CO | $325,000 | $325,000 | 2 | Jan 18 | sec.gov |
| Blue Horizon Capital LLC | Other | Weddington | NC | $315,842 | $600,000 | 7 | Jan 20 | sec.gov |
| Portland Self Storage, LLC | Commercial | Chicago | IL | $315,000 | $650,000 | 7 | Jan 17 | sec.gov |
| Hearme in 30 Inc | Other Technology | New York | NY | $302,500 | $750,000 | 4 | Jan 17 | sec.gov |
| Photon Vault Inc. | Other Energy | San Ramon | CA | $300,000 | Indefinite | 3 | Jan 20 | sec.gov |
| Hopkins Riverclub LLC | Other Real Estate | Meridian | ID | $300,000 | $300,000 | 5 | Jan 20 | sec.gov |
| AskY Therapeutics, Inc. | Pharmaceuticals | Owings Mills | MD | $280,000 | $500,000 | 10 | Jan 17 | sec.gov |
| Gi Property 57 LLC | Other Real Estate | Beverly Hills | CA | $277,390 | $277,390 | 13 | Jan 20 | sec.gov |
| Novineer, Inc. | Other Technology | Daytona Beach | FL | $275,000 | $650,000 | 2 | Jan 18 | sec.gov |
| Gaingels Axiom Space 2022 LLC | Other | Burlington | VT | $268,079 | $268,079 | 46 | Jan 17 | sec.gov |
| CCV-Myota-2021 LLC | Other | Auburn | AL | $267,500 | $267,500 | 20 | Jan 20 | sec.gov |
| Ironton Capital Mamenta, LLC | Commercial | Denver | CO | $266,000 | $850,000 | 12 | Jan 17 | sec.gov |
| AMORPHEX THERAPEUTICS HOLDINGS INC. | Pharmaceuticals | Andover | MA | $265,000 | $265,000 | 13 | Jan 20 | sec.gov |
| SFR CROWN JEWEL MASTER REIT LLC | REITS and Finance | Dallas | TX | $250,000 | $250,000 | 125 | Jan 20 | sec.gov |
| Casla Dental Parent, LLC | Other | Fort Worth | TX | $250,000 | $250,000 | 1 | Jan 17 | sec.gov |
| RADIUS GROUP HOLDINGS, LLC | Other Technology | Little Rock | AR | $240,023 | $5,000,000 | 2 | Jan 17 | sec.gov |
| Vocodia Holdings Corp | Other Technology | Boca Raton | FL | $230,000 | $230,000 | 1 | Jan 20 | sec.gov |
| CCV-StoryFit-2022 LLC | Other | Auburn | AL | $223,500 | $223,500 | 11 | Jan 18 | sec.gov |
| SOUTH 15 STREET APARTMENTS LLC (amended) | Construction | Baton Rouge | LA | $202,000 | $300,000 | 16 | Jan 20 | sec.gov |
| KW G Shoreline REIT, LLC | REITS and Finance | Beverly Hills | CA | $201,000 | $375,000 | 67 | Jan 19 | sec.gov |
| TCW Capital, LLC (amended) | Other | Grandville | MI | $201,000 | Indefinite | 4 | Jan 17 | sec.gov |
| RedDoors Tech, Inc. | Other Real Estate | Cheyenne | WY | $200,000 | $400,000 | 4 | Jan 17 | sec.gov |
| Northgate Environmental Management, Inc. | Environmental Services | Oakland | CA | $191,555 | $191,555 | 7 | Jan 17 | sec.gov |
| Chimney Trail Co | Other | Windsor | CO | $190,000 | $190,000 | 2 | Jan 20 | sec.gov |
| Gaingels SpinLaunch 2022 LLC | Other | Burlington | VT | $163,402 | $163,402 | 9 | Jan 17 | sec.gov |
| Gaingels Sunday 2022 LLC | Other | Burlington | VT | $157,440 | $157,440 | 14 | Jan 17 | sec.gov |
| Gaingels ThreatKey LLC | Other | Burlington | VT | $155,318 | $155,318 | 20 | Jan 17 | sec.gov |
| Acorn, LLC | Other Technology | Boston | MA | $150,000 | $2,500,000 | 2 | Jan 18 | sec.gov |
| GOLDSHORE RESOURCES INC. | Other | Vancouver | $147,660 | $265,788 | 1 | Jan 17 | sec.gov | |
| Curative Biotechnology Inc | Pharmaceuticals | Boca Raton | FL | $146,000 | $919,000 | 11 | Jan 18 | sec.gov |
| DomiDocs Inc | Other Technology | Stuart | FL | $142,625 | $2,000,000 | 7 | Jan 17 | sec.gov |
| Magic Opal LLC | Investing | Santa Clara, | CA | $127,500 | $255,000 | 0 | Jan 17 | sec.gov |
| Blockpass (BVI) Ltd | Other Technology | London | $125,000 | $5,000,000 | 1 | Jan 20 | sec.gov | |
| WILLIAM WARREN GROUP SELF STORAGE INCOME FUND REIT, LLC | REITS and Finance | Santa Monica | CA | $125,000 | $125,000 | 125 | Jan 20 | sec.gov |
| DG Industrial Portfolio VII REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 20 | sec.gov |
| Greenville Investor REIT I, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 20 | sec.gov |
| USRPI Legacy REIT, Inc. | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 20 | sec.gov |
| WEST FALLS APARTMENT REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 20 | sec.gov |
| WEST FALLS RETAIL REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 20 | sec.gov |
| ROCKWOOD MULTIFAMILY PARTNERS FEEDER REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 20 | sec.gov |
| 25 WATER HOLDINGS, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 20 | sec.gov |
| 390 INTERLOCKEN BREIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 20 | sec.gov |
| RB 28 Drydock LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 20 | sec.gov |
| RB One Capstan LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 20 | sec.gov |
| Core SVA Sub REIT 4, LLC | REITS and Finance | Chicago | IL | $125,000 | $125,000 | 125 | Jan 20 | sec.gov |
| STACK Infrastructure USA III, LLC | REITS and Finance | Denver | CO | $125,000 | $125,000 | 125 | Jan 20 | sec.gov |
| STACK Portland Holdings REIT LLC | REITS and Finance | Denver | CO | $125,000 | $125,000 | 125 | Jan 20 | sec.gov |
| CP 100 Congress Investors LLC | REITS and Finance | Washington | DC | $125,000 | $125,000 | 125 | Jan 20 | sec.gov |
| Artemis Fund IV REIT, LLC | REITS and Finance | Chevy Chase | MD | $125,000 | $125,000 | 125 | Jan 20 | sec.gov |
| Motion Grazer AI, Inc. | Other Technology | East Lansing | MI | $125,000 | $125,000 | 2 | Jan 19 | sec.gov |
| CASA Partners IX Holdings LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 19 | sec.gov |
| Ready Capital Subsidiary REIT II, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 19 | sec.gov |
| T-C S-T REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| BVF-V Columbus REIT, LLC | REITS and Finance | Boston | MA | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| BVF-V Sophia REIT, L.L.C. | REITS and Finance | Boston | MA | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| BVF-V Sophia REIT, L.L.C. | REITS and Finance | Boston | MA | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| RLF IV REIT, LLC | REITS and Finance | Annapolis | MD | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| Peachtree Strategic Opportunity Fund REIT, LLC | REITS and Finance | Atlanta | GA | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| Central Logistics Park REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| Austin Tuscany REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| Eastmark REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| Frisco Logistics Center TX REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| Lake Park REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| Manor Downs REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| Mesquite Airport REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| Mesquite III REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| Nashville Airport East REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| North Dade REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| Northern Parkway REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| OACC Land Venture REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| Old Augusta Vertical I REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| Old Augusta Vertical II REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| Old Augusta Vertical III REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| Palm Beach Airport REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| SunPort REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| SunPort REIT II, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| 7007 W. INDIAN SCHOOL RD. (PHOENIX) HOLDINGS, LLC | REITS and Finance | Los Angeles | CA | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| CIM Urban Income Investments Parallel - 2 REIT, LLC | REITS and Finance | Los Angeles | CA | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| Riskalyze Aggregator LP | Other Technology | Wilmington | DE | $119,600 | $150,176 | 3 | Jan 17 | sec.gov |
| Kohort Technologies, Inc. | Other Technology | Midvale | UT | $110,127 | $1,000,018 | 5 | Jan 17 | sec.gov |
| Gaingels GeN 1E Lifesciences LLC | Other | Burlington | VT | $109,574 | $109,574 | 9 | Jan 17 | sec.gov |
| bioProtonics, Inc. | Other | Santa Barbara | CA | $108,900 | $108,900 | 3 | Jan 18 | sec.gov |
| Revo Zero Corp | Manufacturing | Herndon | VA | $100,000 | $2,000,000 | 1 | Jan 20 | sec.gov |
| USEDC Opportunity Zone Fund II LP (amended) | Oil and Gas | Arlington | TX | $100,000 | $150,000,000 | 0 | Jan 20 | sec.gov |
| Aesir Technologies, Inc. | Other Technology | Joplin | MO | $100,000 | $5,000,000 | 1 | Jan 20 | sec.gov |
| Flewber Global Inc. | Airlines and Airports | New York | NY | $100,000 | $500,000 | 1 | Jan 20 | sec.gov |
| Ra Protocol, Inc. | Other Technology | Miami | FL | $100,000 | $1,000,000 | 1 | Jan 18 | sec.gov |
| Smart House Movie, LLC | Other | Alexandria | VA | $100,000 | $400,000 | 1 | Jan 17 | sec.gov |
| BData, Inc. | Other Technology | Edina | MN | $100,000 | $1,000,000 | 1 | Jan 17 | sec.gov |
| RXR MHE REIT LLC | REITS and Finance | Uniondale | NY | $91,000 | $125,000 | 91 | Jan 20 | sec.gov |
| RXR MTF Hamilton Green REIT Unit 240 Hamilton LLC | REITS and Finance | Uniondale | NY | $91,000 | $125,000 | 91 | Jan 20 | sec.gov |
| RXR MTF Hamilton Green REIT Unit 7 Cottage LLC | REITS and Finance | Uniondale | NY | $91,000 | $125,000 | 91 | Jan 20 | sec.gov |
| RXR One East River REIT LLC | REITS and Finance | Uniondale | NY | $91,000 | $125,000 | 91 | Jan 20 | sec.gov |
| RXR One Sutton REIT LLC | REITS and Finance | Uniondale | NY | $91,000 | $125,000 | 91 | Jan 20 | sec.gov |
| RXR Two Sutton REIT LLC | REITS and Finance | Uniondale | NY | $91,000 | $125,000 | 91 | Jan 20 | sec.gov |
| Fraser Mackenzie Accelerator Corp. | Other | Toronto | $89,412 | $89,412 | 4 | Jan 18 | sec.gov | |
| North Texas Renal Management II LLC | Other Health Care | Dallas | TX | $84,600 | $112,800 | 2 | Jan 19 | sec.gov |
| Sovereign Edge Solutions, LLC | Other Technology | St. Louis | MO | $80,000 | $7,200,000 | 2 | Jan 20 | sec.gov |
| USEDC Mineral Exchange I LLC (amended) | Oil and Gas | Arlington | TX | $79,730 | $100,000,000 | 0 | Jan 20 | sec.gov |
| Fuss Brands Corp. (amended) | Other | New York | NY | $78,000 | $3,000,000 | 5 | Jan 18 | sec.gov |
| AFF V REIT, LLC | REITS and Finance | Atlanta | GA | $76,000 | $125,000 | 76 | Jan 18 | sec.gov |
| Brandcil Inc. (amended) | Other Technology | Patterson | CA | $75,000 | Indefinite | 3 | Jan 18 | sec.gov |
| Evolve Charging Corp. | Other | Vancouver | $73,830 | $73,830 | 1 | Jan 17 | sec.gov | |
| DW Burlingame III REIT, LLC (amended) | REITS and Finance | San Francisco | CA | $67,000 | $125,000 | 67 | Jan 20 | sec.gov |
| DW Burlingame III Holdings, LLC | REITS and Finance | San Francisco | CA | $67,000 | $125,000 | 67 | Jan 19 | sec.gov |
| DW RT Venture REIT, LLC | REITS and Finance | San Francisco | CA | $67,000 | $125,000 | 67 | Jan 19 | sec.gov |
| DW Burlingame I REIT, LLC | REITS and Finance | San Francisco | CA | $67,000 | $125,000 | 67 | Jan 19 | sec.gov |
| Gaingels Azteco LLC | Other | Burlington | VT | $64,893 | $64,893 | 14 | Jan 17 | sec.gov |
| Adams Street Holdco LLC | REITS and Finance | Boston | MA | $56,000 | $125,000 | 56 | Jan 19 | sec.gov |
| Promethean Holdings Inc. | Insurance | Conshohocken | PA | $55,000 | $2,000,000 | 2 | Jan 20 | sec.gov |
| Mazzella Holding Company, Inc. | Manufacturing | Cleveland | OH | $50,000 | $50,000 | 2 | Jan 20 | sec.gov |
| Gateway Home & Auto Insurance Agency LLC | Insurance | Newtown Square | PA | $47,400 | $300,000 | 41 | Jan 18 | sec.gov |
| 1080 Amsterdam Avenue, Inc. | REITS and Finance | New York | NY | $46,000 | $125,000 | 46 | Jan 20 | sec.gov |
| Cunningham Heights, Inc. | REITS and Finance | New York | NY | $46,000 | $125,000 | 46 | Jan 20 | sec.gov |
| 160 Riverside Boulevard, Inc. | REITS and Finance | New York | NY | $46,000 | $125,000 | 46 | Jan 19 | sec.gov |
| MP 7, Inc. | REITS and Finance | New York | NY | $44,000 | $125,000 | 44 | Jan 20 | sec.gov |
| 140 Riverside Boulevard, Inc. | REITS and Finance | New York | NY | $44,000 | $125,000 | 44 | Jan 19 | sec.gov |
| 92-40 Queens Boulevard, Inc. | REITS and Finance | New York | NY | $44,000 | $125,000 | 44 | Jan 19 | sec.gov |
| ALKALINE WATER Co INC | Retailing | Scottsdale | AZ | $40,000 | $40,000 | 1 | Jan 18 | sec.gov |
| ALEXANDRIA REAL ESTATE EQUITIES, INC. | REITS and Finance | Pasadena | CA | $34,256 | $5,495,713 | 18 | Jan 17 | sec.gov |
| Trustless Privacy, Inc. | Other Technology | Oakland | CA | $30,000 | $3,500,000 | 1 | Jan 19 | sec.gov |
| PesoRama Inc. | Other | Toronto | $22,149 | $67,997 | 2 | Jan 17 | sec.gov | |
| Control, Ltd. | Retailing | Lebanon | PA | $20,000 | $300,000 | 1 | Jan 17 | sec.gov |
| ResClub LLC | Commercial | Palm Beach Gardens | FL | $11,300 | $7,000,000 | 7 | Jan 18 | sec.gov |
| EARTHEN INC. | Other Technology | Chandler | AZ | $10,500 | $500,000 | 2 | Jan 19 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $10,012 | Indefinite | 1 | Jan 19 | sec.gov |
| 1290442BC Ltd. | Other | Toronto | $9,869 | $9,869 | 1 | Jan 17 | sec.gov | |
| Nevada Silver Corp | Other | Toronto | $9,123 | $22,945 | 1 | Jan 17 | sec.gov | |
| 13 Mari Ltd. | Other Technology | Kearny | NJ | $5,000 | $1,000,000 | 1 | Jan 17 | sec.gov |
| Premier Home & Auto, LLC | Insurance | Newtown Square | PA | $2,400 | $180,000 | 2 | Jan 17 | sec.gov |
| Intelerad Holdings ULC | Other | Vancouver | $552 | $552 | 6 | Jan 17 | sec.gov | |
| Fibo Town 003 LLC | Residential | New York | NY | $100 | $112,500 | 0 | Jan 17 | sec.gov |
| North Texas Renal Management III LLC | Other Health Care | Dallas | TX | $82 | $122 | 2 | Jan 17 | sec.gov |
| North Texas Renal Management III LLC | Other Health Care | Dallas | TX | $46 | $91 | 1 | Jan 19 | sec.gov |
| Sofi Newby Joint Venture | Oil and Gas | Prosper | TX | $0 | $450,000 | 0 | Jan 20 | sec.gov |
| HH Secondary Fund LLC | Investing | New York | NY | $0 | Indefinite | 0 | Jan 20 | sec.gov |
| HSRE BTR REIT LLC | REITS and Finance | Chicago | IL | $0 | $125,000 | 0 | Jan 20 | sec.gov |
| BVK HSRE REIT IIA LLC | REITS and Finance | Chicago | IL | $0 | $125,000 | 0 | Jan 20 | sec.gov |
| Snowbird Spirits, LLC | Manufacturing | Winter Haven | FL | $0 | $1,750,000 | 0 | Jan 20 | sec.gov |
| Five Lakes Capital LLC | Commercial | Phoenix | AZ | $0 | $10,000,000 | 0 | Jan 20 | sec.gov |
| East Coast Apartment LLC | Investing | Dunwoody | GA | $0 | $13,600,000 | 0 | Jan 20 | sec.gov |
| Headwaters Minerals IV, LP | Oil and Gas | Midland | TX | $0 | $60,000,000 | 0 | Jan 20 | sec.gov |
| 25 HOLLADAY INVESTMENTS, LLC | Commercial | Denver | CO | $0 | $575,000 | 7 | Jan 20 | sec.gov |
| Legacy Title, LLC | Other Real Estate | Plano | TX | $0 | $200,000 | 0 | Jan 20 | sec.gov |
| 333 Hedges, LLC | Commercial | San Antonio | TX | $0 | $3,000,000 | 15 | Jan 20 | sec.gov |
| ProFund I LLC | REITS and Finance | Marietta | GA | $0 | Indefinite | 0 | Jan 20 | sec.gov |
| LSC-Vancouver WA, DST | Residential | Radnor | PA | $0 | $29,520,000 | 0 | Jan 20 | sec.gov |
| NFT Rewards Biz | Other Technology | Port Orange | FL | $0 | $5,000,000 | 0 | Jan 20 | sec.gov |
| Penn Towers Investors LLC | Commercial | Pittsburg | PA | $0 | $900,000 | 0 | Jan 20 | sec.gov |
| Moxie Exchange, LLC | Other Technology | Fort Collins | CO | $0 | $500,000 | 0 | Jan 20 | sec.gov |
| SynerAI Corp | Other | White Plains | NY | $0 | $1,294,456 | 0 | Jan 20 | sec.gov |
| Perpetual Altruism ltd | Other Technology | London | $0 | $5,000,000 | 0 | Jan 20 | sec.gov | |
| Emmaus Life Sciences, Inc. | Pharmaceuticals | Torrance | CA | $0 | $34,000,000 | 3 | Jan 20 | sec.gov |
| NetZylo Inc. | Other Technology | Boca Raton | FL | $0 | $3,000,000 | 0 | Jan 19 | sec.gov |
| SDH2023 Inc. | Other Technology | Boston | MA | $0 | Indefinite | 0 | Jan 19 | sec.gov |
| Virtuous AI, Inc. | Other Technology | Los Gatos | CA | $0 | $100,000 | 1 | Jan 19 | sec.gov |
| Capstone Growth REIT, LLC | REITS and Finance | Cedar Park | TX | $0 | $50,000,000 | 0 | Jan 19 | sec.gov |
| I Love Cotton Candy LLC | Other | New York | NY | $0 | $12,000,000 | 0 | Jan 19 | sec.gov |
| Cottage Play Ltd Liability Co | Other | New York | NY | $0 | $6,000,000 | 0 | Jan 19 | sec.gov |
| P/E Capital DAO LLC | Other | Jackson | WY | $0 | $10,000,000 | 0 | Jan 19 | sec.gov |
| P/E Capital DAO LLC (amended) | Other | Jackson | WY | $0 | $10,000,000 | 0 | Jan 19 | sec.gov |
| P/E Capital DAO LLC | Other | Jackson | WY | $0 | $10,000,000 | 0 | Jan 19 | sec.gov |
| Shopoff OC Development Fund, LLC (amended) | Other Real Estate | Irvine | CA | $0 | $31,000,000 | 0 | Jan 19 | sec.gov |
| Vario Bakers Place LLC | Residential | Madison | WI | $0 | $3,000,000 | 0 | Jan 19 | sec.gov |
| Kuveraa Investments LLC | Investing | Bellaire | TX | $0 | $10,000,000 | 0 | Jan 19 | sec.gov |
| TurnCoin Ltd. | Other Technology | Gibraltar | $0 | $70,000,000 | 0 | Jan 19 | sec.gov | |
| Yale-Sweet GY Joint Venture | Oil and Gas | Dallas | TX | $0 | $1,312,500 | 0 | Jan 19 | sec.gov |
| Sky Holdco Corp (amended) | Other | New York | NY | $0 | $1,800,000 | 0 | Jan 19 | sec.gov |
| UFUND Capital I LLC | Other Real Estate | Austin | TX | $0 | $25,000,000 | 0 | Jan 18 | sec.gov |
| HF Overland LLC | Residential | Indianapolis | IN | $0 | $1,538,000 | 0 | Jan 18 | sec.gov |
| AssetMonk Investments LLC | Other Real Estate | Lewes | DE | $0 | Indefinite | 0 | Jan 18 | sec.gov |
| MARTIN MCELROY INC. | Other | Temecula | CA | $0 | $8,631,695 | 0 | Jan 18 | sec.gov |
| MARTIN MCELROY INC. | Other | Temecula | CA | $0 | $7,098,787 | 0 | Jan 18 | sec.gov |
| MARTIN MCELROY INC. | Other | Temecula | CA | $0 | $12,497,028 | 0 | Jan 18 | sec.gov |
| MARTIN MCELROY INC. | Other | Temecula | CA | $0 | $968,769 | 0 | Jan 18 | sec.gov |
| MARTIN MCELROY INC. | Other | Temecula | CA | $0 | $2,750,100 | 0 | Jan 18 | sec.gov |
| CCV-ModuleQ-2022 LLC | Other | Auburn | AL | $0 | $418,000 | 17 | Jan 18 | sec.gov |
| Haven Fund II LLC | Other Real Estate | Bonita Springs | FL | $0 | $50,000,000 | 0 | Jan 18 | sec.gov |
| MPC GA 2023 MY5, LLC | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Jan 18 | sec.gov |
| Divergent Capital Fund II, LLC | Commercial | Rochester | MI | $0 | $25,000,000 | 0 | Jan 18 | sec.gov |
| DHC Eagle LLC | Commercial | Plymouth | MI | $0 | $17,500,000 | 0 | Jan 18 | sec.gov |
| Lands Hospitality, LLC | Restaurants | San Francisco | CA | $0 | $1,450,000 | 0 | Jan 18 | sec.gov |
| Virtuous AI, Inc. | Other Technology | Los Gatos | CA | $0 | $800,000 | 2 | Jan 18 | sec.gov |
| Kiln Holdings, Inc. | Other | Lehi | UT | $0 | $8,500,000 | 0 | Jan 18 | sec.gov |
| Liquidity One Holdings LTD | Other Technology | Al Maryah Island | $0 | $5,000,000 | 0 | Jan 18 | sec.gov | |
| Divergent Capital Fund II, LLC | Commercial | Rochester | MI | $0 | $20,000,000 | 0 | Jan 18 | sec.gov |
| Generational Wealth Fund, LLC (amended) | Other | Atlanta | GA | $0 | $40,000,000 | 0 | Jan 18 | sec.gov |
| America First Energy Fund I LLC | Oil and Gas | San Antonio | TX | $0 | Indefinite | 0 | Jan 18 | sec.gov |
| Artemis Opportunistic Debt & Equity Fund II, LLC | REITS and Finance | Phoenix | AZ | $0 | $200,000,000 | 0 | Jan 18 | sec.gov |
| KINGDOM RESOURCES INC | Oil and Gas | Frisco | TX | $0 | $225,000 | 0 | Jan 18 | sec.gov |
| FirstChoice Capital, Inc. | Retailing | Atlanta | GA | $0 | $2,500,000 | 0 | Jan 18 | sec.gov |
| FirstChoice Capital, Inc. | Residential | Atlanta | GA | $0 | $5,000,000 | 0 | Jan 18 | sec.gov |
| FirstChoice Capital, Inc. | Business Services | Atlanta | GA | $0 | $1,500,000 | 0 | Jan 18 | sec.gov |
| Bucks Abstract Investment LLC | Other Real Estate | Langhorne | PA | $0 | $100,000 | 0 | Jan 17 | sec.gov |
| FOUNDATIONS OF FREEDOM FUND LLC | Commercial | Minneapolis | MN | $0 | $10,000,000 | 0 | Jan 17 | sec.gov |
| AREIT 2 Upstream LLC | REITS and Finance | West Palm Beach | FL | $0 | $125,000 | 0 | Jan 17 | sec.gov |
| Sparq Labs, Inc. | Other Technology | Panama City | $0 | $18,000,000 | 0 | Jan 17 | sec.gov | |
| Gatlin Investor LLC | Other Real Estate | Baltimore | MD | $0 | Indefinite | 0 | Jan 17 | sec.gov |
| JSB VF 22 LLC | Other Real Estate | Baltimore | MD | $0 | Indefinite | 0 | Jan 17 | sec.gov |
| 49 EB Investor LLC | Other Real Estate | Baltimore | MD | $0 | Indefinite | 0 | Jan 17 | sec.gov |
| Winter Springs Investor LLC | Other Real Estate | Baltimore | MD | $0 | Indefinite | 0 | Jan 17 | sec.gov |
| Aspen Sage Investment Fund LLC (amended) | Other Real Estate | Modesto | CA | $0 | Indefinite | 0 | Jan 17 | sec.gov |
| P/E Capital DAO LLC (amended) | Other | Jackson | WY | $0 | $10,000,000 | 0 | Jan 17 | sec.gov |
| N2 TRANS GmbH (amended) | Other Energy | Zell Am Pettenfirst | $0 | Indefinite | 0 | Jan 17 | sec.gov | |
| 1802 BERENICE LLC | Other | Chicago | IL | $0 | $8,000,000 | 0 | Jan 17 | sec.gov |
| SHANHE GLOBAL FUND | Investing | George Town | $0 | Indefinite | 0 | Jan 17 | sec.gov | |
| PIP US Special LP Vehicle, LP (amended) | Other Banking and Financial Services | Grand Cayman | $0 | Indefinite | 64 | Jan 17 | sec.gov | |
| Momtech Inc. | Other Health Care | Matthews | NC | $0 | $5,000,000 | 0 | Jan 17 | sec.gov |
| Cabretta SC Mill Fund, LLC | Other Real Estate | Savannah | GA | $0 | Indefinite | 0 | Jan 17 | sec.gov |
| Cabretta SC LIHTC Fund, LLC | Other Real Estate | Savannah | GA | $0 | Indefinite | 0 | Jan 17 | sec.gov |
| Cabretta SC Inman ICF, LLC | Other Real Estate | Savannah | GA | $0 | Indefinite | 0 | Jan 17 | sec.gov |
| Cabretta SC Historic Fund, LLC | Other Real Estate | Savannah | GA | $0 | Indefinite | 0 | Jan 17 | sec.gov |
| Cabretta SC Abandoned Building Fund, LLC | Other Real Estate | Savannah | GA | $0 | Indefinite | 0 | Jan 17 | sec.gov |
| Cabretta Georgia Tax Credit Fund LLC | Other Real Estate | Savannah | GA | $0 | Indefinite | 0 | Jan 17 | sec.gov |
| MHR Acquisitions, Inc. (amended) | Oil and Gas | New York | NY | $0 | $12,250,000 | 0 | Jan 17 | sec.gov |
| Texas Republic Capital Corp | Insurance | Austin | TX | $0 | $6,600,000 | 0 | Jan 17 | sec.gov |
| BioMEMS Diagnostics, Inc. | Other Health Care | Commerce | MI | $0 | $3,000,000 | 0 | Jan 17 | sec.gov |
| EdgePoint Integrity Solutions, Inc. | Other Health Care | Fort Myers | FL | $0 | $500,000 | 0 | Jan 17 | sec.gov |
Week of Jan 23 · Week of Jan 9 · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.