Data / Form D filings / Week of Jan 9
Form D filings, week of January 9, 2023: 576 companies raised $7.99 billion
576 operating companies filed a Form D in the week of January 9, 2023, reporting $7.99 billion sold. Largest: NHIT: Investment Grade Securitized Credit Trust ($1.09 billion), NHIT: WORLD BOND TRUST ($1.03 billion), Shelby Parent, L.P. ($668.1 million). The median filing is $2 million, and 699 pooled investment funds also filed that week.
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- 576Form D filings
- $7.99 billionreported sold
- $2 millionmedian amount sold
- CAmost filings (105)
Most filings by state: CA 105, NY 62, TX 45, FL 33, NC 31. By industry: Other 102, REITS and Finance 87, Other Technology 81, Commercial 59.
By day: Jan 9 (104), Jan 10 (110), Jan 11 (124), Jan 12 (104), Jan 13 (134).
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NHIT: Investment Grade Securitized Credit Trust (amended) | Investing | Boston | MA | $1,089,613,933 | Indefinite | 19 | Jan 9 | sec.gov |
| NHIT: WORLD BOND TRUST (amended) | Investing | Boston | MA | $1,028,638,220 | Indefinite | 42 | Jan 9 | sec.gov |
| Shelby Parent, L.P. | Business Services | New York | NY | $668,078,051 | $668,078,051 | 96 | Jan 12 | sec.gov |
| Monogram Health Holdings, Inc. | Other Health Care | Brentwood | TN | $373,953,109 | $424,999,943 | 16 | Jan 9 | sec.gov |
| Griffin Capital Qualified Opportunity Zone Fund III, L.P. (amended) | Other Real Estate | El Segundo | CA | $292,009,258 | $500,000,000 | 504 | Jan 13 | sec.gov |
| NorthPoint Industrial Fund VI, LLC (amended) | Other Real Estate | Kansas City | MO | $223,580,000 | $500,000,000 | 119 | Jan 12 | sec.gov |
| JLLX Diversified II, DST (amended) | Other Real Estate | Chicago | IL | $188,321,357 | $219,810,811 | 142 | Jan 10 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $177,392,323 | Indefinite | 61 | Jan 13 | sec.gov |
| CAMPUS REAL ESTATE PARTNERS II, LP (amended) | Residential | Philadelphia | PA | $150,088,758 | Indefinite | 22 | Jan 12 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $126,387,317 | Indefinite | 29 | Jan 13 | sec.gov |
| Arctic Topco, LLC (amended) | Other | New York | NY | $124,910,156 | Indefinite | 8 | Jan 9 | sec.gov |
| Artes Capital REIT I, LLC (amended) | REITS and Finance | Westlake Village | CA | $118,791,500 | Indefinite | 126 | Jan 10 | sec.gov |
| Artes Capital Fund I, LLC (amended) | REITS and Finance | Westlake Village | CA | $118,791,500 | Indefinite | 628 | Jan 9 | sec.gov |
| Metagenomi Technologies, LLC | Biotechnology | Emeryville | CA | $95,790,739 | $99,999,964 | 25 | Jan 11 | sec.gov |
| PRECISION CASTPARTS CORP (amended) | Manufacturing | Lake Oswego | OR | $95,586,000 | Indefinite | 61 | Jan 9 | sec.gov |
| Conscious Content Media, Inc. | Other | New York | NY | $94,528,847 | $126,359,764 | 57 | Jan 13 | sec.gov |
| Ascend Elements, Inc. | Other Technology | Westborough | MA | $80,000,000 | $100,000,000 | 3 | Jan 11 | sec.gov |
| NexPoint Hughes DST (amended) | Other Real Estate | Dallas | TX | $79,724,277 | $115,262,632 | 218 | Jan 13 | sec.gov |
| Ensoma, Inc. | Biotechnology | Boston | MA | $79,000,469 | $79,000,469 | 19 | Jan 9 | sec.gov |
| Guayaki Yerba Mate, SPC | Retailing | Sebastopol | CA | $74,999,860 | $142,890,933 | 2 | Jan 13 | sec.gov |
| BIN - CLASS A QP LLC | Commercial | Charlotte | NC | $72,840,000 | $100,000,000 | 77 | Jan 11 | sec.gov |
| Encore TopCo, LLC | Other Technology | Indianapolis | IN | $70,815,269 | $70,815,269 | 19 | Jan 9 | sec.gov |
| GMF Group Fund II, LLC | Commercial | Orlando | FL | $64,521,262 | $100,000,000 | 122 | Jan 11 | sec.gov |
| JONES FINANCIAL COMPANIES LLLP | Other Banking and Financial Services | Des Peres | MO | $59,370,238 | $59,370,238 | 94 | Jan 13 | sec.gov |
| Arctic Management Holdco, LLC (amended) | Other | New York | NY | $58,898,860 | Indefinite | 39 | Jan 9 | sec.gov |
| Pinnacle Partners Opportunity Zone Fund VIII, LP (amended) | Other Banking and Financial Services | Seattle | WA | $57,775,031 | $200,000,000 | 67 | Jan 9 | sec.gov |
| TOCA Football, Inc. | Other | Costa Mesa | CA | $53,505,127 | $98,493,877 | 6 | Jan 13 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $50,204,390 | Indefinite | 21 | Jan 13 | sec.gov |
| Antares Unitholder Investment LLC (amended) | Other | Chicago | IL | $45,698,163 | Indefinite | 94 | Jan 12 | sec.gov |
| OSP Hamilton Holdings, LLC | Other | New York | NY | $41,296,224 | $41,296,224 | 1 | Jan 11 | sec.gov |
| Perceive Biotherapeutics, Inc. | Biotechnology | South San Francisco | CA | $39,999,986 | $77,999,974 | 6 | Jan 13 | sec.gov |
| West Shore Fund VI, LP | Other Real Estate | Boston | MA | $39,525,000 | $100,000,000 | 35 | Jan 13 | sec.gov |
| Artes Capital SMA 1 LLC (amended) | Commercial | Westlake Village | CA | $39,266,086 | $50,000,000 | 1 | Jan 9 | sec.gov |
| ExchangeRight Net-Leased Portfolio 46 DST (amended) | Commercial | Pasadena | CA | $38,650,000 | $38,650,000 | 77 | Jan 12 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $38,602,413 | Indefinite | 41 | Jan 13 | sec.gov |
| Goodman Capital Liquid Credit Strategy Fund I LLC (amended) | REITS and Finance | Great Neck | NY | $36,668,130 | $36,668,130 | 132 | Jan 10 | sec.gov |
| Naples Triangle Development JV LLC | Residential | New York | NY | $34,300,000 | $68,000,000 | 31 | Jan 12 | sec.gov |
| FDG Gauge Investor Associates, LLC | Residential | Denver | CO | $32,270,000 | $32,270,000 | 164 | Jan 13 | sec.gov |
| ExchangeRight Net-Leased Portfolio 45 DST | Commercial | Pasadena | CA | $31,460,000 | $31,460,000 | 64 | Jan 11 | sec.gov |
| High End Holdings LLC | Other | Fort Lauderdale | FL | $31,421,903 | Indefinite | 114 | Jan 10 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $30,467,290 | Indefinite | 13 | Jan 13 | sec.gov |
| ByHeart, Inc. | Other Health Care | New York | NY | $29,639,049 | $60,000,000 | 14 | Jan 13 | sec.gov |
| Peak Growth & Equity Fund, LLC | Other Real Estate | Hurst | TX | $27,975,000 | $30,000,000 | 47 | Jan 11 | sec.gov |
| 1680BW, LP | Residential | Irmo | SC | $27,709,023 | $28,000,000 | 243 | Jan 13 | sec.gov |
| Butter Payments, Inc. | Other | San Francisco | CA | $27,499,491 | $27,499,491 | 6 | Jan 12 | sec.gov |
| 2165NP, LP | Residential | Irmo | SC | $27,229,990 | $27,400,000 | 254 | Jan 10 | sec.gov |
| nZero, Inc. | Other Technology | Carson City | NV | $27,023,719 | $29,578,493 | 36 | Jan 11 | sec.gov |
| Open Industrial Fund I Parallel LP (amended) | Commercial | Bethesda | MD | $26,912,332 | $125,000,000 | 76 | Jan 13 | sec.gov |
| 1931 Funding, LLC (amended) | Investing | Gladwyne | PA | $26,875,609 | $48,785,142 | 395 | Jan 11 | sec.gov |
| Open Industrial Fund I LP (amended) | Commercial | Bethesda | MD | $26,136,666 | $125,000,000 | 53 | Jan 13 | sec.gov |
| 719LWD, LP | Residential | Irmo | SC | $23,818,500 | $37,700,000 | 194 | Jan 10 | sec.gov |
| ExchangeRight Net-Leased Portfolio 44 DST (amended) | Commercial | Pasadena | CA | $23,770,000 | $23,770,000 | 65 | Jan 11 | sec.gov |
| Pattern Bioscience, Inc. | Biotechnology | Austin | TX | $23,499,993 | $31,999,992 | 4 | Jan 12 | sec.gov |
| Form Health, Inc. (amended) | Other Technology | Boston | MA | $22,884,578 | $23,859,597 | 12 | Jan 13 | sec.gov |
| Starco Brands, Inc. | Other | Santa Monica | CA | $22,692,857 | $34,756,254 | 25 | Jan 12 | sec.gov |
| Chinese American IPA, Inc. | Hospitals and Physicians | New York | NY | $22,307,995 | $22,307,995 | 430 | Jan 12 | sec.gov |
| Bandier Holdings LLC (amended) | Retailing | New York | NY | $20,996,482 | $43,096,482 | 8 | Jan 12 | sec.gov |
| Empire Village at Liberty Farms, LLC (amended) | Residential | Scottsdale | AZ | $20,967,700 | $25,000,000 | 390 | Jan 12 | sec.gov |
| Sandpiper Lodging OP, L.P. | REITS and Finance | Richmond | VA | $19,767,931 | $19,767,931 | 61 | Jan 10 | sec.gov |
| Smarter Capital Investments, LLC (amended) | REITS and Finance | Del Mar | CA | $19,000,000 | Indefinite | 32 | Jan 10 | sec.gov |
| Ardmore Gibsonville, LLC | Residential | Greensboro | NC | $18,507,222 | $18,507,222 | 9 | Jan 9 | sec.gov |
| 900CB, LP | Residential | Irmo | SC | $18,353,800 | $28,000,000 | 164 | Jan 12 | sec.gov |
| UNIVERSITY BANCORP INC /DE/ | Commercial Banking | Ann Arbor | MI | $18,000,000 | $30,000,000 | 8 | Jan 11 | sec.gov |
| Joyn Insurance Services Inc. | Other Technology | North Palm Beach | FL | $17,671,507 | $20,000,000 | 7 | Jan 13 | sec.gov |
| 700 ROCK QUARRY APARTMENTS LLC | Other Real Estate | Vienna | VA | $17,120,000 | Indefinite | 104 | Jan 11 | sec.gov |
| SpiderOak, Inc. | Other Technology | Lenexa | KS | $16,361,220 | $16,361,220 | 20 | Jan 13 | sec.gov |
| BIN - Class A AI LLC | Commercial | Charlotte | NC | $15,505,000 | $100,000,000 | 41 | Jan 11 | sec.gov |
| HGIT 200 Park Place, DST (amended) | Commercial | Houston | TX | $15,391,276 | $157,897,574 | 41 | Jan 12 | sec.gov |
| FIDELITY FEDERAL BANCORP | Other Banking and Financial Services | Evansville | IN | $14,750,000 | $14,750,000 | 16 | Jan 12 | sec.gov |
| JLLX West Phoenix Distribution Center DST (amended) | Other Real Estate | Chicago | IL | $14,717,271 | $146,515,397 | 10 | Jan 12 | sec.gov |
| Bancorp 34, Inc. | Other Banking and Financial Services | Scottsdale | AZ | $14,044,282 | $14,044,282 | 2 | Jan 9 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $13,873,764 | Indefinite | 10 | Jan 13 | sec.gov |
| LMS-Foley Investors, LLC | Commercial | Birmingham | AL | $13,667,649 | $13,800,000 | 18 | Jan 11 | sec.gov |
| Plantd, Inc. | Manufacturing | Durham | NC | $13,599,984 | $13,599,984 | 31 | Jan 11 | sec.gov |
| Community First Financial Corp | Other Banking and Financial Services | Kokomo | IN | $13,500,000 | $13,500,000 | 17 | Jan 13 | sec.gov |
| EVANSTON PORTFOLIO LLC | Residential | Chicago | IL | $13,248,738 | $13,248,738 | 146 | Jan 12 | sec.gov |
| SIENA HOU TX LLC | Residential | Irving | TX | $13,160,000 | $22,000,000 | 138 | Jan 11 | sec.gov |
| Randolph Solar Investments LLC (amended) | Other Real Estate | Fayetteville | GA | $13,112,855 | $13,300,000 | 135 | Jan 9 | sec.gov |
| Alume Biosciences Inc | Biotechnology | San Diego | CA | $12,759,950 | $45,024,930 | 43 | Jan 9 | sec.gov |
| PIC CAR WASH 4, LLC | Residential | Irmo | SC | $12,609,000 | $13,000,000 | 115 | Jan 10 | sec.gov |
| Beth Asher L.P. | Residential | Berkeley | CA | $12,602,459 | $12,602,459 | 1 | Jan 10 | sec.gov |
| Arcturus Studios Holdings, Inc. | Other | Beverly Hills | CA | $12,582,035 | $20,000,398 | 16 | Jan 10 | sec.gov |
| Lemnature AquaFarms Corp | Other | Vero Beach | FL | $12,004,559 | $12,004,559 | 23 | Jan 11 | sec.gov |
| Griffin Capital Development Partners Fund II, L.P. (amended) | Other Real Estate | El Segundo | CA | $11,981,517 | $145,000,000 | 69 | Jan 13 | sec.gov |
| Allied Health MSO Holdco, LLC | Other Health Care | West Long Branch | NJ | $11,720,053 | $17,271,853 | 17 | Jan 13 | sec.gov |
| Ranch Hand Supply Co. LLC | Other | Austin | TX | $11,408,743 | $12,434,972 | 69 | Jan 11 | sec.gov |
| GSC Seattle Investors, LLC | Residential | Vancouver | WA | $11,100,000 | $11,100,000 | 52 | Jan 11 | sec.gov |
| Landmark Center TEI Equities LLC | Commercial | New York | NY | $11,052,140 | $11,052,140 | 9 | Jan 13 | sec.gov |
| Laurel Living, Inc. | Other | Denver | CO | $10,909,091 | $10,909,091 | 21 | Jan 9 | sec.gov |
| Cove Parkdale Commons Opportunity 62 DST | Commercial | Torrance | CA | $10,819,202 | $21,593,348 | 27 | Jan 12 | sec.gov |
| LM-VENTURA LLC | Residential | Frisco | TX | $10,690,000 | $11,000,000 | 94 | Jan 9 | sec.gov |
| RTA Holdco, LLC | Insurance | New York | NY | $10,585,000 | Indefinite | 4 | Jan 12 | sec.gov |
| Surface Water Holdings, LLC | Other Banking and Financial Services | Raleigh | NC | $10,500,000 | $10,500,000 | 6 | Jan 12 | sec.gov |
| OptoGlo Inc. | Other Technology | Leominster | MA | $10,265,963 | $10,265,963 | 5 | Jan 12 | sec.gov |
| ImmuneBridge Inc. | Biotechnology | San Francisco | CA | $10,150,000 | $14,150,000 | 15 | Jan 10 | sec.gov |
| ModifyHealth, Inc. | Other Health Care | Alpharetta | GA | $10,000,000 | $14,000,000 | 5 | Jan 13 | sec.gov |
| Post Sandstone Partners, LLC | Investing | Los Angeles | CA | $9,923,125 | $9,923,125 | 113 | Jan 10 | sec.gov |
| Karlo Lacey, LLC | Other Real Estate | Olympia | WA | $9,905,414 | $19,980,000 | 23 | Jan 12 | sec.gov |
| Troy HoldCo LLC | Residential | New York | NY | $9,850,000 | $9,850,000 | 28 | Jan 9 | sec.gov |
| PIC STORAGE 2, LLC | Commercial | Irmo | SC | $9,828,750 | $17,500,000 | 105 | Jan 10 | sec.gov |
| Pilot Holdings, LLC (amended) | Other | New York | NY | $9,685,915 | Indefinite | 11 | Jan 10 | sec.gov |
| 203 Coal LLC | Coal Mining | Washington | UT | $9,411,350 | $9,411,350 | 178 | Jan 9 | sec.gov |
| Numem Inc. | Other Technology | Sunnyvale | CA | $9,337,914 | $10,037,914 | 20 | Jan 12 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $9,250,042 | Indefinite | 5 | Jan 13 | sec.gov |
| PARKOFON INC. (amended) | Other Technology | Vienna | VA | $9,250,000 | $9,250,000 | 3 | Jan 12 | sec.gov |
| Teamraderie, Inc. | Other Technology | Los Altos | CA | $9,243,145 | $12,200,023 | 14 | Jan 10 | sec.gov |
| Simple Broadband 1 LLC (amended) | Telecommunications | New York | NY | $9,133,180 | Indefinite | 15 | Jan 12 | sec.gov |
| Parc 410 CS Investors LLC | Other Real Estate | San Antonio | TX | $9,006,000 | $15,000,000 | 198 | Jan 9 | sec.gov |
| Uniqus Consultech Inc. | Other Technology | San Francisco | CA | $9,000,002 | $12,500,005 | 1 | Jan 13 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $8,801,713 | Indefinite | 8 | Jan 13 | sec.gov |
| Normal Computing Corp | Other | Chicago | IL | $8,519,996 | $8,519,996 | 5 | Jan 9 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $8,427,625 | Indefinite | 3 | Jan 13 | sec.gov |
| Parmer Gateway QOF LP | Residential | Austin | TX | $8,339,200 | $8,339,200 | 13 | Jan 12 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $8,265,307 | Indefinite | 2 | Jan 13 | sec.gov |
| Sydecar, Inc. | Other Technology | Houston | TX | $8,078,995 | $8,078,995 | 11 | Jan 13 | sec.gov |
| 2022 Permian Basin JV, GP (amended) | Oil and Gas | Lubbock | TX | $8,000,000 | Indefinite | 73 | Jan 12 | sec.gov |
| Georgia United Credit Union | Other Banking and Financial Services | Duluth | GA | $8,000,000 | $20,000,000 | 3 | Jan 9 | sec.gov |
| MWY Holdings I Corp. | Other | New York | NY | $7,890,000 | $7,890,000 | 4 | Jan 12 | sec.gov |
| MASSANDRA VIII HOLLYWOOD INVESTORS, LLC | Commercial | Rancho Santa Margarita | CA | $7,800,000 | Indefinite | 34 | Jan 11 | sec.gov |
| Sortium, Inc. | Other Technology | Miami | FL | $7,750,000 | $14,000,000 | 5 | Jan 11 | sec.gov |
| Pathify Holdings Inc. | Other Technology | Wilmington | DE | $7,577,797 | Indefinite | 76 | Jan 9 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $7,505,121 | Indefinite | 5 | Jan 13 | sec.gov |
| Hotel Wynkoop Holdco, LLC (amended) | Commercial | Boca Raton | FL | $7,000,000 | Indefinite | 4 | Jan 11 | sec.gov |
| DeepFraud Technologies Inc. | Other Technology | New York | NY | $6,999,736 | $6,999,736 | 8 | Jan 9 | sec.gov |
| Hotel Wynkoop QOF I, LLC (amended) | Commercial | Boca Raton | FL | $6,825,000 | Indefinite | 23 | Jan 11 | sec.gov |
| 3B Lodge LLC | Restaurants | Wichita | KS | $6,642,489 | $7,756,000 | 21 | Jan 11 | sec.gov |
| Xetdata, Inc. | Other Technology | Seattle | WA | $6,499,991 | $6,499,991 | 25 | Jan 11 | sec.gov |
| Frayt Technologies, Inc. | Other | Cincinnati | OH | $6,429,997 | $6,429,997 | 5 | Jan 13 | sec.gov |
| Descomplica, Ltd. | Other Technology | Grand Cayman | $6,401,272 | $12,002,394 | 5 | Jan 12 | sec.gov | |
| SmartStory Technologies, Inc. (amended) | Other Technology | Meridian | ID | $6,357,740 | $6,858,128 | 16 | Jan 9 | sec.gov |
| Get Sojo, Inc. | Other Technology | Irving | TX | $6,150,000 | $6,150,000 | 2 | Jan 12 | sec.gov |
| Roar Beverages, Inc. | Other | Huntington | NY | $6,000,000 | $6,000,000 | 9 | Jan 13 | sec.gov |
| United Fidelity Bank, F.S.B. | Commercial Banking | Evansville | IN | $6,000,000 | $6,000,000 | 3 | Jan 12 | sec.gov |
| Falkbuilt Ltd. | Other | Calgary | $6,000,000 | $6,893,077 | 3 | Jan 12 | sec.gov | |
| 275 Funding, LLC (amended) | Other Banking and Financial Services | Haverford | PA | $5,982,654 | $30,000,000 | 87 | Jan 11 | sec.gov |
| AEI HEALTHCARE FUND LLC (amended) | Commercial | St. Paul | MN | $5,870,931 | $200,000,000 | 47 | Jan 9 | sec.gov |
| SOFL SH INVESCO LLC | Residential | Wilton Manors | FL | $5,850,000 | $5,850,000 | 10 | Jan 11 | sec.gov |
| Meridian Place Investors, LP | Commercial | Los Angeles | CA | $5,715,000 | $7,350,000 | 15 | Jan 13 | sec.gov |
| BIOHM Health Inc. | Other | Cleveland | OH | $5,538,224 | $7,894,990 | 26 | Jan 13 | sec.gov |
| Left on Friday Inc. | Other | Venice | CA | $5,339,999 | $7,000,000 | 4 | Jan 11 | sec.gov |
| PMF Orlando Tara LLC | Residential | Winter Park | FL | $5,297,500 | $5,300,000 | 42 | Jan 11 | sec.gov |
| US CourtScript Acquisition, LP | Other | Phoenix | AZ | $5,276,732 | $5,276,732 | 6 | Jan 12 | sec.gov |
| 3 Cool Cats, LLC | Other | Miami Beach | FL | $5,267,542 | $5,267,542 | 26 | Jan 12 | sec.gov |
| TCIH-Big Bear, LLC | Commercial | Tulsa | OK | $5,155,000 | $5,155,000 | 51 | Jan 9 | sec.gov |
| Stewarts Enterprises Holdings Inc. | Retailing | Lincroft | NJ | $5,119,342 | $7,284,000 | 23 | Jan 13 | sec.gov |
| Pixel Vault, Inc. | Other Technology | Ponte Vedra Beach | FL | $5,089,945 | $10,000,000 | 7 | Jan 11 | sec.gov |
| Jewett Automation HoldCo, LLC | Other Technology | Richmond | VA | $5,079,700 | $6,400,000 | 15 | Jan 10 | sec.gov |
| Guerrilla RF, Inc. | Other Technology | Greensboro | NC | $5,047,042 | $10,000,000 | 57 | Jan 9 | sec.gov |
| Transposon Therapeutics, Inc. (amended) | Pharmaceuticals | San Diego | CA | $5,005,000 | $20,020,000 | 8 | Jan 12 | sec.gov |
| BentallGreenOak US Lending B LP | Other Real Estate | New York | NY | $5,000,000 | Indefinite | 1 | Jan 12 | sec.gov |
| Rimidi, Inc. | Other Health Care | Atlanta | GA | $5,000,000 | $5,000,000 | 1 | Jan 12 | sec.gov |
| Morpheus Data Holdings, LLC | Other | Greenwood Village | CO | $5,000,000 | $5,000,000 | 1 | Jan 11 | sec.gov |
| Howdy.com, Inc. | Other Technology | Austin | TX | $4,999,995 | $4,999,995 | 2 | Jan 10 | sec.gov |
| QRails, Inc. | Other Technology | Denver | CO | $4,968,000 | $5,500,000 | 24 | Jan 12 | sec.gov |
| PACIFIC LIFE INSURANCE CO | Insurance | Newport Beach | CA | $4,806,000 | Indefinite | 2 | Jan 13 | sec.gov |
| PIC CAR WASH 5, LLC | Commercial | Irmo | SC | $4,754,000 | $25,000,000 | 48 | Jan 10 | sec.gov |
| Convai Technologies Inc. | Other Technology | San Jose | CA | $4,749,998 | $4,750,000 | 3 | Jan 11 | sec.gov |
| Century Financial Services Corp | Commercial Banking | Santa Fe | NM | $4,746,440 | $4,746,440 | 13 | Jan 9 | sec.gov |
| Foodie Card, Inc. | Restaurants | Syosset | NY | $4,708,219 | $8,708,200 | 47 | Jan 10 | sec.gov |
| GH Group, Inc. | Other | Long Beach | CA | $4,700,000 | $5,000,000 | 11 | Jan 12 | sec.gov |
| Plex Capital Holdings, Inc. (amended) | Other Technology | San Francisco | CA | $4,644,990 | $4,644,990 | 3 | Jan 9 | sec.gov |
| JBO Holding Co | Insurance | Cleveland | OH | $4,611,586 | $4,670,000 | 55 | Jan 13 | sec.gov |
| Ellwood Ave 123, LLC | Residential | Columbia | MD | $4,585,199 | $7,000,000 | 91 | Jan 12 | sec.gov |
| Durin Technologies, Inc. (amended) | Biotechnology | Mullica Hill | NJ | $4,554,000 | $5,499,900 | 2 | Jan 9 | sec.gov |
| Wondery, LLC (amended) | Residential | Sioux Falls | SD | $4,500,000 | $4,500,000 | 30 | Jan 13 | sec.gov |
| HG Proscenium II Investment Company, LLC | Other | Carmel | IN | $4,500,000 | $4,500,000 | 11 | Jan 13 | sec.gov |
| Qualifi Technologies Inc | Other Technology | Noblesville | IN | $4,499,998 | $4,499,998 | 17 | Jan 11 | sec.gov |
| Radom Corp | Other Technology | Pewaukee | WI | $4,385,224 | $10,000,000 | 6 | Jan 11 | sec.gov |
| HG Westfield I Investment Company, LLC | Other | Carmel | IN | $4,357,436 | $8,140,562 | 13 | Jan 13 | sec.gov |
| 943LC, LP | Residential | Irmo | SC | $4,182,000 | $8,100,000 | 42 | Jan 10 | sec.gov |
| Visura Technologies, Inc. | Other Health Care | Bloomington | MN | $4,094,999 | $4,094,999 | 26 | Jan 13 | sec.gov |
| Digital Village IO, Inc. | Other | Paris | $4,066,972 | $4,066,972 | 11 | Jan 9 | sec.gov | |
| Electric Youth Inc. | Other | Boca Raton | FL | $4,050,000 | $5,000,000 | 19 | Jan 9 | sec.gov |
| SPLASH BEVERAGE GROUP, INC. | Other | Fort Lauderdale | FL | $4,000,000 | $4,000,000 | 8 | Jan 13 | sec.gov |
| Digital Brands Group, Inc. | Retailing | Austin | TX | $4,000,000 | $4,000,000 | 5 | Jan 13 | sec.gov |
| Bauplan, Inc. | Other Technology | New York | NY | $4,000,000 | $4,500,000 | 2 | Jan 12 | sec.gov |
| AALP Holdings, LLC | Other | Norwalk | CT | $4,000,000 | $4,000,000 | 1 | Jan 10 | sec.gov |
| TV Ammo, Inc. | Other | Garland | TX | $3,923,728 | $50,000,002 | 20 | Jan 12 | sec.gov |
| PACIFIC LIFE INSURANCE CO | Insurance | Newport Beach | CA | $3,790,900 | Indefinite | 1 | Jan 13 | sec.gov |
| WF Union Green, LLC | Commercial | Raleigh | NC | $3,755,000 | $4,104,790 | 15 | Jan 9 | sec.gov |
| TRIPGRID, INC. (amended) | Tourism and Travel Services | Portland | OR | $3,741,900 | $3,916,900 | 10 | Jan 9 | sec.gov |
| Palarum LLC | Other Health Care | Lebanon | OH | $3,700,000 | $7,000,000 | 6 | Jan 9 | sec.gov |
| ToolJet Solutions, Inc. | Other Technology | San Francisco | CA | $3,699,995 | $4,600,000 | 6 | Jan 12 | sec.gov |
| Smede Son Holding Co LLC | Manufacturing | Birmingham | MI | $3,613,000 | $3,613,000 | 29 | Jan 13 | sec.gov |
| Hopkins Rising Spirit LLC (amended) | Residential | Meridian | ID | $3,600,000 | $3,600,000 | 13 | Jan 11 | sec.gov |
| Comera Life Sciences Holdings, Inc. | Biotechnology | Woburn | MA | $3,561,250 | $3,561,250 | 14 | Jan 12 | sec.gov |
| Wattch Inc. | Other Technology | Smyrna | GA | $3,524,997 | $3,524,997 | 9 | Jan 11 | sec.gov |
| KCAP Hive Funding, LLC | Other | Southlake | TX | $3,500,000 | Indefinite | 3 | Jan 13 | sec.gov |
| Million on Mars Inc. | Other Technology | Austin | TX | $3,497,281 | $3,997,296 | 29 | Jan 11 | sec.gov |
| MIMG Sandusky 342 Lender LLC | Commercial | Franktown | CO | $3,400,000 | $14,240,000 | 28 | Jan 13 | sec.gov |
| Tempmee Hygienists, Inc. | Other Health Care | Miami | FL | $3,309,984 | $7,200,000 | 1 | Jan 11 | sec.gov |
| EL MONTERREY DEVELOPMENT | Residential | Eastlake | CO | $3,265,000 | $9,000,000 | 43 | Jan 10 | sec.gov |
| NibMor Inc. (amended) | Other | Rye | NY | $3,250,000 | Indefinite | 1 | Jan 12 | sec.gov |
| Lendistry CRA Loan Fund II, LLC | Other Banking and Financial Services | Los Angeles | CA | $3,250,000 | $3,250,000 | 2 | Jan 11 | sec.gov |
| Claryo, Inc. (amended) | Other Technology | San Francisco | CA | $3,250,000 | $3,250,000 | 6 | Jan 9 | sec.gov |
| UMG-NES 2022 LLC | Energy Conservation | Wilmington | DE | $3,200,000 | Indefinite | 9 | Jan 13 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $3,190,200 | Indefinite | 3 | Jan 13 | sec.gov |
| Refiberd, Inc. (amended) | Other Technology | Cupertino | CA | $3,166,810 | $3,183,170 | 23 | Jan 12 | sec.gov |
| Imperial Community Center, LP | Commercial | Stafford | TX | $3,100,000 | $3,100,000 | 49 | Jan 9 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $3,000,000 | Indefinite | 1 | Jan 13 | sec.gov |
| PhenoVista BioSciences, Inc. | Biotechnology | San Diego | CA | $3,000,000 | $3,000,000 | 1 | Jan 11 | sec.gov |
| PMF Ninety-Nine I LLC (amended) | Residential | Winter Park | FL | $3,000,000 | $4,700,000 | 15 | Jan 11 | sec.gov |
| CROP GUARD, INC. | Insurance | San Francisco | CA | $2,999,999 | $2,999,999 | 6 | Jan 10 | sec.gov |
| PIC DEVELOPMENT 1, LLC | Residential | Irmo | SC | $2,821,300 | $9,125,000 | 21 | Jan 10 | sec.gov |
| USEDC 2022 Auxiliary Fund LP (amended) | Oil and Gas | Arlington | TX | $2,750,000 | $100,000,000 | 0 | Jan 11 | sec.gov |
| Seven Springs Partners II, LLC | Investing | New York | NY | $2,700,000 | $2,700,000 | 28 | Jan 11 | sec.gov |
| METCALF 56 HOLDINGS, LLC | Residential | Kansas City | MO | $2,680,000 | $4,000,000 | 27 | Jan 11 | sec.gov |
| Vitra Labs, Inc. | Other | San Francisco | CA | $2,624,999 | $4,200,000 | 5 | Jan 10 | sec.gov |
| Enduring Ventures, Inc. | Investing | Las Vegas | NV | $2,554,700 | $15,000,000 | 20 | Jan 10 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $2,516,907 | Indefinite | 5 | Jan 13 | sec.gov |
| Fun Wine Company, Inc. | Manufacturing | Miami | FL | $2,500,000 | $15,000,000 | 2 | Jan 13 | sec.gov |
| Spring Syndication LLC (amended) | Commercial | Bellevue | WA | $2,500,000 | $2,500,000 | 11 | Jan 11 | sec.gov |
| Jelou, Inc. | Other Technology | Beaverton | OR | $2,500,000 | $3,000,000 | 1 | Jan 11 | sec.gov |
| SE FORT WORTH INVESTORS, LLC | Commercial | Chicago | IL | $2,500,000 | $2,640,000 | 21 | Jan 9 | sec.gov |
| Doctivity, Inc. (amended) | Other Technology | Bloomsburg | PA | $2,500,000 | $2,500,000 | 3 | Jan 9 | sec.gov |
| Lightning Silicon Technology, Inc. | Other Technology | Santa Clara | CA | $2,499,997 | $2,499,997 | 6 | Jan 13 | sec.gov |
| Hidrate, Inc. | Other Technology | Minneapolis | MN | $2,499,989 | $2,499,989 | 1 | Jan 10 | sec.gov |
| Humphreys Real Estate Income Fund, LLC | REITS and Finance | Oklahoma City | OK | $2,486,141 | Indefinite | 10 | Jan 12 | sec.gov |
| Payfave Inc. | Other | Plano | TX | $2,484,400 | $9,850,000 | 2 | Jan 9 | sec.gov |
| Child Health Imprints (CHIL) USA, Inc. | Other Health Care | Madison | WI | $2,459,168 | $3,422,020 | 10 | Jan 12 | sec.gov |
| Retextion, Inc. | Other Technology | Park City | UT | $2,450,000 | $2,500,000 | 7 | Jan 12 | sec.gov |
| Commune Fund IV, LLC | REITS and Finance | Westlake Village | CA | $2,331,627 | $100,000,000 | 21 | Jan 10 | sec.gov |
| Union Re Holdings, LLC (amended) | Insurance | Philadelphia | PA | $2,251,750 | Indefinite | 70 | Jan 9 | sec.gov |
| Breakwater Studios, LLC | Other | Los Angeles | CA | $2,250,000 | $3,063,468 | 2 | Jan 13 | sec.gov |
| ANTRUM, INC. | Other Technology | Grand Rapids | MI | $2,220,000 | $3,000,000 | 5 | Jan 11 | sec.gov |
| HG Westfield I, LLC | Other | Carmel | IN | $2,207,436 | $2,207,436 | 10 | Jan 13 | sec.gov |
| Luminary Therapeutics, Inc. | Biotechnology | Minneapolis | MN | $2,154,500 | $2,750,000 | 10 | Jan 11 | sec.gov |
| 1605 WASHINGTON, LLC | Residential | San Francisco | CA | $2,100,000 | $2,100,000 | 9 | Jan 11 | sec.gov |
| LineHaul Station, LLC | Commercial | Prior Lake | MN | $2,100,000 | $10,000,000 | 2 | Jan 10 | sec.gov |
| Atlas Point LLC | Other Technology | Charlotte | NC | $2,050,000 | $3,000,000 | 3 | Jan 13 | sec.gov |
| Promising People, LLC | Other | Orlando | FL | $2,050,000 | $3,000,000 | 8 | Jan 11 | sec.gov |
| Terraline, Inc. | Manufacturing | Fremont | CA | $2,012,918 | $3,000,000 | 7 | Jan 12 | sec.gov |
| SustainaBase, Inc. | Other Technology | West Palm Beach | FL | $2,000,000 | $2,000,000 | 1 | Jan 12 | sec.gov |
| ONCE UPON A ONE MORE TIME, Ltd LIABILITY Co (amended) | Other | New York | NY | $2,000,000 | $20,000,000 | 1 | Jan 12 | sec.gov |
| OS THERAPIES Inc | Other Health Care | Rockville | MD | $2,000,000 | $2,000,000 | 11 | Jan 11 | sec.gov |
| IMMvention Therapeutix, Inc. | Biotechnology | Durham | NC | $1,999,999 | $3,999,999 | 4 | Jan 10 | sec.gov |
| Sequoia Equities - Pacific Grove, A California Limited Partnership (amended) | Other | Walnut Creek | CA | $1,981,359 | $58,300,000 | 5 | Jan 10 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $1,967,780 | Indefinite | 1 | Jan 13 | sec.gov |
| Corona Ventures LLC | Investing | Springboro | OH | $1,963,500 | $2,000,000 | 10 | Jan 13 | sec.gov |
| BEYONDER Getaway Rising Sun LLC | Tourism and Travel Services | Lakewood | CO | $1,925,000 | $1,925,000 | 30 | Jan 13 | sec.gov |
| Trails Holdings, LLC | Residential | Potomac | MD | $1,925,000 | $22,000,000 | 8 | Jan 10 | sec.gov |
| RAD/DOC SUNBELT PRA PORTFOLIO II, LLC | Other Real Estate | Dallas | TX | $1,887,000 | $2,550,000 | 25 | Jan 13 | sec.gov |
| Acretrader 227, LLC | Other Real Estate | Fayetteville | AR | $1,814,370 | $1,814,370 | 69 | Jan 9 | sec.gov |
| PURE CAPITAL SOLUTIONS, INC. (amended) | Other | Minneapolis | MN | $1,755,000 | $3,000,000 | 21 | Jan 10 | sec.gov |
| Cove Net Lease Distribution 64 DST | Commercial | Torrance | CA | $1,754,436 | $13,239,946 | 5 | Jan 12 | sec.gov |
| LNTC Equity LP | Other Banking and Financial Services | Seattle | WA | $1,730,863 | $1,730,863 | 19 | Jan 9 | sec.gov |
| ALZHEON, INC. | Biotechnology | Framingham | MA | $1,703,768 | $50,004,201 | 6 | Jan 11 | sec.gov |
| 124PR, LLC | Residential | Irmo | SC | $1,700,000 | $1,700,000 | 23 | Jan 11 | sec.gov |
| HG Proscenium II, LLC | Other | Carmel | IN | $1,680,000 | $1,680,000 | 12 | Jan 13 | sec.gov |
| RST Re Holdings LLC (amended) | Insurance | Philadelphia | PA | $1,642,000 | Indefinite | 59 | Jan 9 | sec.gov |
| Barker Crossing, LP | Commercial | Houston | TX | $1,600,000 | $1,750,000 | 10 | Jan 12 | sec.gov |
| D2 Pharma Consulting LLC | Other Health Care | Chesterfield | MO | $1,600,000 | $3,000,000 | 4 | Jan 10 | sec.gov |
| Spaceback, Inc. | Other Technology | San Francisco | CA | $1,584,886 | $1,584,886 | 33 | Jan 12 | sec.gov |
| Real Estate Business Analytics, Inc. | Other Technology | Littleton | CO | $1,550,000 | $6,000,000 | 9 | Jan 10 | sec.gov |
| Analyttica Datalab Inc. | Other | Whitefield | $1,500,094 | $1,500,094 | 1 | Jan 9 | sec.gov | |
| Neat Capital Inc. | Other Banking and Financial Services | Boulder | CO | $1,500,000 | $2,000,000 | 4 | Jan 10 | sec.gov |
| 2023 BrokerTech Accelerator, LLC | Other | Des Moines | IA | $1,400,100 | $1,400,100 | 15 | Jan 13 | sec.gov |
| NOMO International, Inc. | Other | Eden Prairie | MN | $1,400,000 | Indefinite | 7 | Jan 10 | sec.gov |
| Silverman Capital Debt Fund, LLC | Residential | Irmo | SC | $1,374,970 | Indefinite | 5 | Jan 13 | sec.gov |
| TapRoot Interventions & Solutions, Inc. (amended) | Other Technology | Phoenix | AZ | $1,342,070 | $1,920,000 | 16 | Jan 10 | sec.gov |
| Fenworks, Inc. (amended) | Other Technology | Grand Forks | ND | $1,338,590 | $1,900,000 | 28 | Jan 12 | sec.gov |
| FREE TO EAT, INC. | Manufacturing | Los Angeles | CA | $1,298,478 | $2,000,000 | 9 | Jan 13 | sec.gov |
| First Person Ltd. | Retailing | Calgary | $1,270,000 | $3,000,000 | 13 | Jan 13 | sec.gov | |
| Artes Capital Fund I Manager, LP (amended) | REITS and Finance | Westlake Village | CA | $1,260,000 | Indefinite | 7 | Jan 10 | sec.gov |
| Gatu Prime LLC (amended) | Agriculture | Wilmington | DE | $1,249,000 | $3,000,000 | 44 | Jan 11 | sec.gov |
| 1Bluejay Corp dbu 1Tradewell (amended) | Commercial | Taguig City | $1,214,000 | $2,000,000 | 11 | Jan 11 | sec.gov | |
| Crown Electrokinetics Corp. | Other Technology | Corvallis | OR | $1,200,000 | $1,200,000 | 9 | Jan 11 | sec.gov |
| Aetos Imaging, Inc. | Other | Stone Mountain | GA | $1,190,000 | $1,500,000 | 2 | Jan 12 | sec.gov |
| Prometheum, Inc. | Other Banking and Financial Services | New York | NY | $1,190,000 | $7,500,000 | 1 | Jan 10 | sec.gov |
| eMaxx Assurance Group of Companies, Inc. | Insurance | Peabody | MA | $1,180,000 | $20,000,000 | 8 | Jan 11 | sec.gov |
| Spirits Capital Corp (amended) | Other | Newport Beach | CA | $1,167,500 | Indefinite | 13 | Jan 13 | sec.gov |
| Hawaiian Bros Inc. | Restaurants | Kansas City | MO | $1,150,000 | $1,150,000 | 1 | Jan 11 | sec.gov |
| Phoenix Capital Group Holdings, LLC | Oil and Gas | Denver | CO | $1,105,000 | $300,000,000 | 9 | Jan 12 | sec.gov |
| Swan Capital Lenders, LLC | REITS and Finance | Issaquah | WA | $1,100,000 | $1,100,000 | 6 | Jan 13 | sec.gov |
| ILLINOIS KINDNESS THREE LLC | Other | Chicago | IL | $1,100,000 | $1,250,000 | 14 | Jan 11 | sec.gov |
| Lone Star Industrial Materials LLC (amended) | Agriculture | Waller | TX | $1,080,125 | $2,405,380 | 34 | Jan 11 | sec.gov |
| Lone Star Industrial Materials LLC | Agriculture | Houston | TX | $1,080,125 | $2,405,380 | 34 | Jan 9 | sec.gov |
| RIIICO Technologies Inc. | Other Technology | San Francisco | CA | $1,070,000 | $1,490,000 | 8 | Jan 12 | sec.gov |
| Hawley Green Apartments LLC | Commercial | Syracuse | NY | $1,050,000 | $1,075,000 | 19 | Jan 11 | sec.gov |
| MP Investment Club XP SPV1 LP | Other Technology | Upper Saddle River | NJ | $1,022,500 | Indefinite | 23 | Jan 10 | sec.gov |
| Captuure Inc. | Other | Winter Garden | FL | $1,004,973 | $3,000,000 | 10 | Jan 9 | sec.gov |
| Best Shot Care, Inc. | Other Health Care | Denver | CO | $1,001,000 | $1,001,000 | 19 | Jan 9 | sec.gov |
| Flume Internet, Inc. | Other | New York | NY | $1,000,001 | $12,499,985 | 1 | Jan 9 | sec.gov |
| NOTATION LABS INC. | Other Technology | Scottsdale | AZ | $1,000,000 | $1,750,000 | 2 | Jan 12 | sec.gov |
| Prosperum Capital Partners LLC | Other Banking and Financial Services | New York | NY | $1,000,000 | $1,000,000 | 2 | Jan 11 | sec.gov |
| AMP Memberships, LLC | Other | Denver | CO | $1,000,000 | $2,000,000 | 1 | Jan 11 | sec.gov |
| NUDJ HEALTH, INC. | Other Technology | Pasadena | CA | $1,000,000 | $7,000,000 | 7 | Jan 11 | sec.gov |
| Flex Mobile Storage Ltd. | Other | Tel Aviv-Jaffa | $1,000,000 | $2,500,000 | 1 | Jan 9 | sec.gov | |
| PARKERVISION INC | Telecommunications | Jacksonville | FL | $1,000,000 | $1,000,000 | 1 | Jan 9 | sec.gov |
| Galaxy REIT LLC (amended) | REITS and Finance | Boca Raton | FL | $984,000 | $984,000 | 123 | Jan 10 | sec.gov |
| POLLYANNA BREWING Co | Restaurants | Lemont | IL | $960,000 | $1,000,000 | 15 | Jan 9 | sec.gov |
| Telebelly Health, Inc. (amended) | Other Health Care | San Luis Obispo | CA | $950,000 | $1,000,000 | 14 | Jan 11 | sec.gov |
| MOVEABLE FEAST HOLDINGS, INC. | Other | Napa | CA | $945,000 | $2,000,000 | 10 | Jan 11 | sec.gov |
| Worley Branch Prospect Partners (amended) | Oil and Gas | Hendersonville | TN | $937,100 | $1,470,000 | 15 | Jan 12 | sec.gov |
| IBC Advanced Alloys Corp. | Manufacturing | Franklin | IN | $898,626 | $898,626 | 17 | Jan 10 | sec.gov |
| GSIC II Park 19 REIT, LLC | REITS and Finance | Charleston | SC | $896,000 | $1,750,000 | 64 | Jan 11 | sec.gov |
| Okfuskee Storage Investors LP | Commercial | Missouri City | TX | $833,452 | $833,452 | 18 | Jan 12 | sec.gov |
| Partrunner Deliveries, Inc. | Other Technology | Framingham | MA | $811,000 | $2,200,000 | 8 | Jan 13 | sec.gov |
| Next Level Debt Fund I, LLC | Residential | Irmo | SC | $810,000 | Indefinite | 7 | Jan 11 | sec.gov |
| GSIC II 1401 S. State REIT, LLC | REITS and Finance | Charleston | SC | $770,000 | $1,750,000 | 55 | Jan 11 | sec.gov |
| Blue Copper Resources Corp. | Other | Golden | CO | $767,500 | Indefinite | 10 | Jan 10 | sec.gov |
| VareCo 3120 Douglas, LLC | Other Real Estate | Denver | CO | $750,000 | $750,000 | 13 | Jan 10 | sec.gov |
| Abre.io Inc. | Other Technology | Cincinnati | OH | $749,998 | $2,500,000 | 3 | Jan 13 | sec.gov |
| USEDC Opportunity Zone Fund II LP (amended) | Oil and Gas | Arlington | TX | $719,000 | $150,000,000 | 0 | Jan 11 | sec.gov |
| GUANAJUATO SILVER CO LTD (amended) | Other | Vancouver | $718,811 | $718,811 | 10 | Jan 10 | sec.gov | |
| Waldorf SC Realty Fund LLC | Other Real Estate | Red Bank | NJ | $700,000 | $41,552,592 | 9 | Jan 13 | sec.gov |
| NOFUSCO Corp (amended) | Other Health Care | Bradenton | FL | $700,000 | $6,000,000 | 2 | Jan 11 | sec.gov |
| Crown Capital Partners II, LLC | Residential | Carpinteria | CA | $700,000 | $700,000 | 6 | Jan 11 | sec.gov |
| Drug Hunter, Inc. (amended) | Other | Happy Valley | OR | $698,382 | $1,500,000 | 9 | Jan 9 | sec.gov |
| PowerTech Water, Inc. | Other Technology | Lexington | KY | $677,337 | $1,500,000 | 5 | Jan 10 | sec.gov |
| PVpallet, Inc. | Manufacturing | Montrose | IA | $675,000 | $2,000,000 | 4 | Jan 13 | sec.gov |
| Aetos Imaging, Inc. (amended) | Other | Stone Mountain | GA | $656,000 | $1,000,000 | 6 | Jan 12 | sec.gov |
| Village Square 32 LLC | Commercial | Columbus | GA | $650,000 | $650,000 | 4 | Jan 12 | sec.gov |
| French Camp Partners, LLC | Other Real Estate | French Camp | CA | $631,876 | $631,876 | 1 | Jan 12 | sec.gov |
| Bargaining Table, Inc. | Other Technology | Denver | CO | $625,000 | $800,000 | 12 | Jan 11 | sec.gov |
| ASCENT MEDICAL MANAGEMENT, INC. | Other Health Care | Columbus | OH | $623,500 | $623,500 | 19 | Jan 11 | sec.gov |
| Electric Pickle Roseville LLC | Commercial | Hawthorne | CA | $618,094 | $2,800,000 | 4 | Jan 12 | sec.gov |
| MCF Energy Ltd. | Other | Vancouver | $600,404 | $600,404 | 8 | Jan 11 | sec.gov | |
| OrthoFundamentals, LLC | Biotechnology | Waltham | MA | $599,647 | $599,647 | 11 | Jan 12 | sec.gov |
| SOMM SAYS INC. | Other Technology | Denver | CO | $597,500 | Indefinite | 16 | Jan 11 | sec.gov |
| ROBINSON GATEWAY LLC | Commercial | Lewisville | TX | $575,000 | $6,000,000 | 18 | Jan 13 | sec.gov |
| Robinson Gateway Investments LLC (amended) | Commercial | Lewisville | TX | $575,000 | $6,000,000 | 18 | Jan 13 | sec.gov |
| nVoq Inc | Other Technology | Boulder | CO | $550,000 | $10,997,125 | 1 | Jan 10 | sec.gov |
| BRAIN Foundation Bioverge Funds, JelikaLite, LLC | Investing | Boise | ID | $532,250 | $550,000 | 19 | Jan 12 | sec.gov |
| Formula, Inc. | Other Technology | Dallas | TX | $521,254 | $10,000,000 | 8 | Jan 10 | sec.gov |
| Cartier Silver Corp | Other | Toronto | $520,692 | $976,297 | 2 | Jan 10 | sec.gov | |
| OPAL Fund II (OZ), LP (amended) | Other | Birmingham | AL | $518,924 | $20,000,000 | 3 | Jan 13 | sec.gov |
| Alpha Management Holdco L.P. | Other | Menlo Park | CA | $500,000 | $500,000 | 1 | Jan 11 | sec.gov |
| 13TwentyThree, LLC | Business Services | Prairie Village | KS | $500,000 | $500,000 | 1 | Jan 10 | sec.gov |
| Remembrance Management LLC | Other Health Care | Medina | OH | $500,000 | $1,000,000 | 2 | Jan 9 | sec.gov |
| Artes Capital SMA 1 Manager, LP (amended) | Commercial | Westlake Village | CA | $500,000 | Indefinite | 4 | Jan 9 | sec.gov |
| CS Meryton LLC | Restaurants | Cincinnati | OH | $457,500 | $500,000 | 14 | Jan 13 | sec.gov |
| ROI Fund I LLC | Other | Chattanooga | TN | $450,000 | Indefinite | 0 | Jan 9 | sec.gov |
| Sandpiper Lodging Trust | REITS and Finance | Richmond | VA | $403,427 | $403,427 | 61 | Jan 10 | sec.gov |
| CH-M Southeast Logistics REIT, L.L.C. | REITS and Finance | Dallas | TX | $385,000 | $625,000 | 77 | Jan 12 | sec.gov |
| NDA Fund XXX LLC | Investing | Warrenton | VA | $375,000 | $375,000 | 26 | Jan 11 | sec.gov |
| Moss Point RV Park H, LLC | Residential | Gulf Shores | AL | $375,000 | $2,000,000 | 5 | Jan 9 | sec.gov |
| OpenLoop Health, Inc. | Other Technology | Des Moines | IA | $368,399 | $368,399 | 1 | Jan 9 | sec.gov |
| RxActuator, Inc. | Other Health Care | Tucson | AZ | $366,993 | $500,004 | 5 | Jan 11 | sec.gov |
| IdeaPros, Inc. | Other | La Jolla | CA | $350,005 | $350,005 | 1 | Jan 13 | sec.gov |
| BXNG Holdings LLC | Other Health Care | San Diego | CA | $350,000 | $1,000,000 | 2 | Jan 11 | sec.gov |
| GINGER COVE PARTNERS, LLC | Other | Breckenridge | CO | $337,500 | $575,000 | 6 | Jan 9 | sec.gov |
| Defined Brand, LLC | Other | San Francisco | CA | $325,000 | $1,000,000 | 4 | Jan 12 | sec.gov |
| Criterion Owasso Gym, LLC | Commercial | Owasso | OK | $310,000 | $633,000 | 7 | Jan 13 | sec.gov |
| Keep More Debt Fund I, LLC | Residential | Irmo | SC | $305,000 | Indefinite | 5 | Jan 11 | sec.gov |
| Piedmont Stone Center PLLC | Other Health Care | Winston-Salem | NC | $304,992 | $304,992 | 3 | Jan 12 | sec.gov |
| BIN SLIDE, LLC | Other | Ankeny | IA | $300,000 | $300,000 | 1 | Jan 13 | sec.gov |
| IMAGINE PHARMA LLC | Biotechnology | Pittsburgh | PA | $300,000 | Indefinite | 1 | Jan 9 | sec.gov |
| Entrelliance Management LLC | Other | Bozeman | MT | $285,000 | $400,000 | 13 | Jan 9 | sec.gov |
| INVO Bioscience, Inc. | Other Health Care | Sarasota | FL | $275,000 | $3,500,000 | 7 | Jan 11 | sec.gov |
| 3D-13 LLC | Other | Litchfield | MN | $250,000 | $10,000,000 | 2 | Jan 13 | sec.gov |
| Mesur.io, Inc. | Other | Chapel Hill | NC | $250,000 | $250,000 | 3 | Jan 13 | sec.gov |
| KDM FUNDING I LLC | Other Real Estate | Coral Gables | FL | $250,000 | $500,000 | 1 | Jan 11 | sec.gov |
| ACESIS HOLDINGS CORP. | Biotechnology | Lone Tree | CO | $250,000 | $1,500,000 | 1 | Jan 11 | sec.gov |
| Unicoin Inc. | Other Technology | New York | NY | $250,000 | $10,000,000 | 8 | Jan 11 | sec.gov |
| FloraWorks Holdings Inc. | Other | Portland | OR | $250,000 | $2,500,000 | 1 | Jan 10 | sec.gov |
| TOMIS Holdings, Inc. (amended) | Other Technology | Missoula | MT | $240,000 | $750,000 | 3 | Jan 12 | sec.gov |
| Kore Infrastructure, LLC | Other Energy | Bozeman | MT | $219,378 | $219,378 | 1 | Jan 12 | sec.gov |
| Etalon | Business Services | Redwood City | CA | $209,500 | $209,500 | 3 | Jan 11 | sec.gov |
| TCW Capital, LLC (amended) | Other | Grandville | MI | $201,000 | Indefinite | 4 | Jan 12 | sec.gov |
| TRAQIQ, INC. | Other Technology | Bellevue | WA | $200,000 | $350,000 | 1 | Jan 13 | sec.gov |
| SLC Tulsa Storage LP | Commercial | Sugar Land | TX | $200,000 | $200,000 | 5 | Jan 12 | sec.gov |
| Alphathena Inc. | Other Technology | Willowbrook | IL | $200,000 | $325,000 | 6 | Jan 11 | sec.gov |
| 1852 Wabansia, LLC | Investing | Chicago | IL | $200,000 | $475,000 | 6 | Jan 11 | sec.gov |
| JDI Port 99 Acquisitions, LLC (amended) | Commercial | Houston | TX | $200,000 | $7,405,000 | 2 | Jan 9 | sec.gov |
| JDI Port 99 Acquisitions, LLC (amended) | Commercial | Houston | TX | $200,000 | $7,405,000 | 2 | Jan 9 | sec.gov |
| JDI Port 99 Acquisitions, LLC | Commercial | Houston | TX | $200,000 | $7,405,000 | 2 | Jan 9 | sec.gov |
| PlantFuel Life Inc. | Other | Vancouver | $198,238 | $198,238 | 2 | Jan 9 | sec.gov | |
| CNG 2022 CNT STATIONS, LLC | Energy Conservation | Oklahoma City | OK | $195,750 | $1,500,000 | 2 | Jan 11 | sec.gov |
| Entreprenista Media LLC | Other | Palm Beach Gardens | FL | $190,000 | $500,000 | 5 | Jan 12 | sec.gov |
| Drone Express, Inc. | Other Technology | Dayton | OH | $175,000 | $5,000,000 | 2 | Jan 12 | sec.gov |
| Your Eternal Soul LLC | Other Technology | Miami | FL | $160,000 | $400,000 | 4 | Jan 11 | sec.gov |
| Pahlisch Opportunity Zone Fund 2022 LLC | Other Real Estate | Bend | OR | $157,000 | $45,000,000 | 1 | Jan 13 | sec.gov |
| All Rights Technologies Ltd. | Other Technology | Middletown | DE | $155,000 | $155,000 | 1 | Jan 13 | sec.gov |
| Omega Gold Corp. (amended) | Other | Vancouver | $152,320 | Indefinite | 6 | Jan 11 | sec.gov | |
| SUM LLC | Retailing | Birmingham | AL | $150,000 | $650,000 | 2 | Jan 11 | sec.gov |
| MIIR AUDIO TECHNOLOGIES, INC. | Other Technology | Minnetonka | MN | $150,000 | $250,000 | 8 | Jan 11 | sec.gov |
| ENERGY FINDERS INC (amended) | Other | Washington | DC | $150,000 | $2,250,000 | 2 | Jan 10 | sec.gov |
| ENERGY FINDERS INC | Other | Washington | DC | $150,000 | $2,250,000 | 2 | Jan 9 | sec.gov |
| SPECIAL FRUITS ARRANGEMENTS DC, LLC | Retailing | Doral | FL | $145,000 | $145,000 | 1 | Jan 10 | sec.gov |
| Dante Virgil, Inc. | Other | Philadelphia | PA | $143,000 | $260,000 | 12 | Jan 10 | sec.gov |
| SFR V Tranche 3 Trust, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 0 | Jan 13 | sec.gov |
| P3-B Single-Family Rental Trust | REITS and Finance | New York | NY | $125,000 | $125,000 | 0 | Jan 13 | sec.gov |
| CCP BTR Pool 1 REIT LLC | REITS and Finance | Charlotte | NC | $125,000 | $125,000 | 0 | Jan 13 | sec.gov |
| LPC REIT 204 Mesa Gateway, LP | Commercial | Chicago | IL | $125,000 | $125,000 | 125 | Jan 13 | sec.gov |
| LPC REIT 205 Arrowhead Area I, LP | Commercial | Chicago | IL | $125,000 | $125,000 | 125 | Jan 13 | sec.gov |
| LPC REIT 200 VENTURE II HOLDCO, LP | Commercial | Chicago | IL | $125,000 | $125,000 | 125 | Jan 13 | sec.gov |
| ACORE Credit Partners II REIT, Inc. | REITS and Finance | Larkspur | CA | $125,000 | $125,000 | 125 | Jan 12 | sec.gov |
| FC TOD BTR Holdings I LLC | REITS and Finance | Cleveland | OH | $125,000 | $125,000 | 125 | Jan 11 | sec.gov |
| FC TOD MF II Holdings LLC | REITS and Finance | Cleveland | OH | $125,000 | $125,000 | 125 | Jan 11 | sec.gov |
| Island Recovery Fund IV TIER Holdings LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 10 | sec.gov |
| Broad Street US Real Estate Partners (G) - Woburn REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 10 | sec.gov |
| Broad Street US Real Estate Partners (G) - Newport Beach REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 10 | sec.gov |
| Broad Street US Real Estate Partners (G) - Master REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 10 | sec.gov |
| Broad Street US Real Estate Partners (G) - Florham Park REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 10 | sec.gov |
| Broad Street US Real Estate Partners (G) - Dallas REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 10 | sec.gov |
| Broad Street US Real Estate Partners (G) - Beaverton REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 10 | sec.gov |
| Broad Street US Real Estate Partners (G) - Austin REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 10 | sec.gov |
| BSH III REIT LLC | REITS and Finance | Sandy | UT | $125,000 | $125,000 | 0 | Jan 9 | sec.gov |
| BSFR IV REIT LLC | REITS and Finance | Sandy | UT | $125,000 | $125,000 | 0 | Jan 9 | sec.gov |
| DE Ocean Avenue REIT, Inc. | REITS and Finance | Santa Monica | CA | $125,000 | $125,000 | 125 | Jan 9 | sec.gov |
| Lineage Logistics CC Holdings, LLC | REITS and Finance | Novi | MI | $123,000 | $123,000 | 123 | Jan 9 | sec.gov |
| Dam Decoy Co (amended) | Manufacturing | Overland Park | KS | $120,000 | $180,000 | 3 | Jan 12 | sec.gov |
| Stone Bay Holdings II, LLC | Other Real Estate | West Chester | PA | $120,000 | $20,000,000 | 1 | Jan 11 | sec.gov |
| Emperor Metals Inc. | Other | Edmonton | $110,500 | $110,500 | 2 | Jan 13 | sec.gov | |
| Movieland REIT, LLC | REITS and Finance | Chevy Chase | MD | $109,000 | $125,000 | 109 | Jan 13 | sec.gov |
| C4 Exchange REIT, LLC | REITS and Finance | Chevy Chase | MD | $107,000 | $125,000 | 107 | Jan 13 | sec.gov |
| Interlocken Broomfield REIT, LLC | REITS and Finance | Chevy Chase | MD | $107,000 | $125,000 | 107 | Jan 13 | sec.gov |
| Eightfold OF V REIT LLC | REITS and Finance | Miami | FL | $107,000 | $125,000 | 107 | Jan 13 | sec.gov |
| GALAXY MEDIA PARTNERS LLC | Telecommunications | Syracuse | NY | $100,000 | $800,000 | 1 | Jan 13 | sec.gov |
| DigiShares Inc. | Other Technology | Miami | FL | $100,000 | $100,000 | 1 | Jan 12 | sec.gov |
| Alliance Title Services, LLC | Insurance | Bethesda | MD | $100,000 | $100,000 | 24 | Jan 11 | sec.gov |
| Leo & Lucille Ltd Liability Co | Other | New York | NY | $90,000 | $7,000,000 | 4 | Jan 10 | sec.gov |
| Tearlach Resources Ltd | Other | Vancouver | $89,652 | $89,652 | 1 | Jan 9 | sec.gov | |
| CommonWealth Holdings, LLC (amended) | Insurance | Philadelphia | PA | $80,000 | Indefinite | 80 | Jan 9 | sec.gov |
| Civil Site Group PC | Other | Golden Valley | MN | $78,455 | $78,455 | 1 | Jan 13 | sec.gov |
| ACRE Credit Fund II REIT LLC | REITS and Finance | Atlanta | GA | $77,000 | $125,000 | 77 | Jan 13 | sec.gov |
| TVR 2 LLC | Commercial | Beaverton | OR | $75,000 | $150,000,000 | 2 | Jan 11 | sec.gov |
| Torev Corp | Other Technology | Arlington | VA | $75,000 | $75,000 | 3 | Jan 10 | sec.gov |
| TA Realty Value-Add Fund XIII REIT, LLC | REITS and Finance | Boston | MA | $73,000 | $125,000 | 73 | Jan 12 | sec.gov |
| Bee2Be Holdings, Inc. | Other | Delray Beach | FL | $65,000 | $65,000 | 2 | Jan 12 | sec.gov |
| HighBrook DCLF REIT, LLC | REITS and Finance | West Palm Beach | FL | $64,000 | $125,000 | 64 | Jan 12 | sec.gov |
| Redpoint Global Inc. | Other Technology | Wellesley | MA | $60,000 | $60,000 | 1 | Jan 12 | sec.gov |
| SQWAD Sports Inc. | Other Technology | Portland | OR | $60,000 | $300,000 | 3 | Jan 11 | sec.gov |
| ACRE Multifamily Fund IV Parent REIT, LLC | REITS and Finance | Atlanta | GA | $55,000 | $125,000 | 55 | Jan 11 | sec.gov |
| GMI-Yonkers, LP | Other Real Estate | Westlake | TX | $54,664 | $12,433,358 | 2 | Jan 13 | sec.gov |
| SREP IV ACRE Recap Fund III REIT, LLC | REITS and Finance | Atlanta | GA | $51,000 | $125,000 | 51 | Jan 11 | sec.gov |
| Carolina Lithotripsy, A Ltd Partnership | Other Health Care | Austin | TX | $46,287 | $46,287 | 2 | Jan 13 | sec.gov |
| Reimagine Football Co | Other | Oakland | CA | $39,380 | $3,000,000 | 1 | Jan 13 | sec.gov |
| GLC Holdings, LLC/TN (amended) | Insurance | Philadelphia | PA | $39,000 | Indefinite | 39 | Jan 9 | sec.gov |
| Crow Holdings Realty Partners X, Inc. | REITS and Finance | Dallas | TX | $38,000 | $125,000 | 38 | Jan 10 | sec.gov |
| Bell Fund VII South Shore District Holdings, LLC | REITS and Finance | Greensboro | NC | $34,000 | $125,000 | 34 | Jan 10 | sec.gov |
| RXR Aspire PII Co-Investor REIT LLC | REITS and Finance | Uniondale | NY | $31,000 | $125,000 | 31 | Jan 10 | sec.gov |
| RXR Mercer Co-Investor REIT LLC | REITS and Finance | Uniondale | NY | $31,000 | $125,000 | 31 | Jan 10 | sec.gov |
| RXR Aspire Co-Investor REIT LLC | REITS and Finance | Uniondale | NY | $31,000 | $125,000 | 31 | Jan 10 | sec.gov |
| Cove Communities REIT - Venture IV, LLC | REITS and Finance | Phoenix | AZ | $31,000 | $125,000 | 31 | Jan 10 | sec.gov |
| Blue Vista City Select Fund REIT, LLC | REITS and Finance | Chicago | IL | $31,000 | $125,000 | 31 | Jan 10 | sec.gov |
| Haven 100 Project LLC | Commercial | Springville | UT | $30,000 | $3,500,000 | 0 | Jan 11 | sec.gov |
| Woodview Way REIT LLC | REITS and Finance | Boston | MA | $29,000 | $125,000 | 29 | Jan 10 | sec.gov |
| Kula Technology Labs, Inc. | Other Technology | New York | NY | $27,000 | $200,000 | 3 | Jan 12 | sec.gov |
| Lost Wig Productions LLC | Other | San Jose | CA | $25,000 | $500,000 | 1 | Jan 11 | sec.gov |
| Chronotale, Inc. | Other Technology | New York | NY | $25,000 | $1,000,000 | 1 | Jan 10 | sec.gov |
| Pillar Designs LLC | Other Technology | Chicago | IL | $25,000 | $1,200,000 | 1 | Jan 9 | sec.gov |
| Brickhouse Ventures Corp. | Other Technology | Vancouver | $24,291 | $24,291 | 7 | Jan 10 | sec.gov | |
| Avidian Gold Corp. | Other | Toronto | $23,913 | $58,076 | 2 | Jan 9 | sec.gov | |
| E-Bration, Inc. | Other | Monroe | CT | $10,000 | $150,000 | 5 | Jan 13 | sec.gov |
| Boston Common International Sustainable Climate Fund, LLC | Investing | Boston | MA | $10,000 | $80,000,000 | 1 | Jan 10 | sec.gov |
| Joolep Inc. | Other Technology | Miami | FL | $10,000 | Indefinite | 1 | Jan 9 | sec.gov |
| Amazon Partners, LLC | Other Energy | Cheyenne | WY | $6,650 | $6,650 | 14 | Jan 12 | sec.gov |
| Palm Springs Companion Care, LLC | Other | Bellingham | WA | $4,000 | Indefinite | 1 | Jan 9 | sec.gov |
| Realbid Token Holdings, LLC Series 1870 Myrtle | Residential | San Francisco | CA | $2,792 | $10,000 | 13 | Jan 11 | sec.gov |
| LCD-HHC Seattle II, LLC | REITS and Finance | Athens | GA | $2,000 | $125,000 | 2 | Jan 10 | sec.gov |
| LCD-HHC Berkeley III REIT, LLC | REITS and Finance | Athens | GA | $2,000 | $125,000 | 2 | Jan 10 | sec.gov |
| LCD-HHC Eugene, LLC | REITS and Finance | Athens | GA | $2,000 | $125,000 | 2 | Jan 10 | sec.gov |
| LCD-HHC Los Angeles, LLC | REITS and Finance | Athens | GA | $2,000 | $125,000 | 2 | Jan 10 | sec.gov |
| LCD-HHC VA REIT, LLC | REITS and Finance | Athens | GA | $2,000 | $125,000 | 2 | Jan 10 | sec.gov |
| MAPS US Logistics Three LLC | REITS and Finance | Seoul | $1,000 | $125,000 | 1 | Jan 10 | sec.gov | |
| Hannan Metals Ltd. | Other | Vancouver | $736 | $21,342 | 1 | Jan 11 | sec.gov | |
| Realbid Token Holdings, LLC Series 1001 Leah Ave | Residential | San Francisco | CA | $552 | $3,000 | 3 | Jan 9 | sec.gov |
| Plurilock Security Inc. | Other | Vancouver | $516 | $516 | 1 | Jan 10 | sec.gov | |
| CKAT BUSINESS Corp (amended) | Business Services | Dunn | NC | $480 | $500 | 3 | Jan 13 | sec.gov |
| Realbid Token Holdings, LLC Series 621 E Le Clair | Commercial | San Francisco | CA | $261 | $5,000 | 6 | Jan 9 | sec.gov |
| Realbid Token Holdings, LLC Series 27670 Claymen | Residential | San Francisco | CA | $221 | $5,082 | 4 | Jan 11 | sec.gov |
| Realbid Token Holdings, LLC Series 927 Euclid Ave | Residential | San Francisco | CA | $220 | $5,000 | 4 | Jan 9 | sec.gov |
| Realbid Token Holdings, LLC Series 110 Gardengate Dr | Residential | San Francisco | CA | $181 | $5,000 | 4 | Jan 9 | sec.gov |
| Realbid Token Holdings, LLC Series 2515 Coronet Dr | Residential | San Francisco | CA | $170 | $5,000 | 4 | Jan 9 | sec.gov |
| Realbid Token Holdings, LLC Series 200 E 2300 N | Residential | San Francisco | CA | $146 | $5,000 | 5 | Jan 11 | sec.gov |
| Realbid Token Holdings, LLC Series 680 Village | Residential | San Francisco | CA | $121 | $5,295 | 3 | Jan 11 | sec.gov |
| Realbid Token Holdings, LLC Series 5735 Timber Creek | Residential | San Francisco | CA | $121 | $3,000 | 3 | Jan 11 | sec.gov |
| Realbid Token Holdings, LLC Series 5733 Enfield | Residential | San Francisco | CA | $121 | $4,442 | 3 | Jan 10 | sec.gov |
| Realbid Token Holdings, LLC Series 1828 Rose | Residential | San Francisco | CA | $120 | $5,070 | 3 | Jan 9 | sec.gov |
| Realbid Token Holdings, LLC Series 35434 25th | Residential | San Francisco | CA | $111 | $2,000 | 2 | Jan 11 | sec.gov |
| Realbid Token Holdings, LLC Series 5124 Minneola | Residential | San Francisco | CA | $111 | $5,500 | 2 | Jan 11 | sec.gov |
| Realbid Token Holdings, LLC Series 14671 Beach | Residential | San Francisco | CA | $110 | $5,500 | 2 | Jan 10 | sec.gov |
| Uniqus Consultech Inc. | Other Technology | San Francisco | CA | $89 | $89 | 3 | Jan 13 | sec.gov |
| Realbid Token Holdings, LLC Series 1315 E 115th | Residential | San Francisco | CA | $81 | $1,000 | 3 | Jan 9 | sec.gov |
| Realbid Token Holdings, LLC Series 7607 Blessing | Residential | San Francisco | CA | $32 | $3,000 | 2 | Jan 11 | sec.gov |
| Embree Net Lease Fund V, LP | Commercial | Georgetown | TX | $0 | $100,000,000 | 0 | Jan 13 | sec.gov |
| Apollo Art Global Inc. | Other | Chicago | IL | $0 | Indefinite | 0 | Jan 13 | sec.gov |
| VBAP LLC | Other Real Estate | Eden Prairie | MN | $0 | $1,300,000 | 0 | Jan 13 | sec.gov |
| JLAN DSD LLC | Other Technology | Seattle | WA | $0 | $440,000 | 0 | Jan 13 | sec.gov |
| Canopy Partners, LLC | Investing | Terrace Park | OH | $0 | $1,200,000 | 0 | Jan 13 | sec.gov |
| LG APT IV REIT LLC | REITS and Finance | Matthews | NC | $0 | $125,000 | 0 | Jan 13 | sec.gov |
| LG APT I REIT LLC | REITS and Finance | Matthews | NC | $0 | $125,000 | 0 | Jan 13 | sec.gov |
| LG APT X REIT LLC | REITS and Finance | Matthews | NC | $0 | $125,000 | 0 | Jan 13 | sec.gov |
| LG APT XI REIT LLC | REITS and Finance | Matthews | NC | $0 | $125,000 | 0 | Jan 13 | sec.gov |
| LG APT VIII REIT LLC | REITS and Finance | Matthews | NC | $0 | $125,000 | 0 | Jan 13 | sec.gov |
| LG APT IX REIT LLC | REITS and Finance | Matthews | NC | $0 | $125,000 | 0 | Jan 13 | sec.gov |
| LG APT VII REIT LLC | REITS and Finance | Matthews | NC | $0 | $125,000 | 0 | Jan 13 | sec.gov |
| LG APT VI REIT LLC | REITS and Finance | Matthews | NC | $0 | $125,000 | 0 | Jan 13 | sec.gov |
| LG APT V REIT LLC | REITS and Finance | Matthews | NC | $0 | $125,000 | 0 | Jan 13 | sec.gov |
| LG ASA II REIT LLC | REITS and Finance | Matthews | NC | $0 | $125,000 | 0 | Jan 13 | sec.gov |
| LG APT II REIT LLC | REITS and Finance | Matthews | NC | $0 | $125,000 | 0 | Jan 13 | sec.gov |
| LG APT III REIT LLC | REITS and Finance | Matthews | NC | $0 | $125,000 | 0 | Jan 13 | sec.gov |
| LG ASA I REIT LLC | REITS and Finance | Matthews | NC | $0 | $125,000 | 0 | Jan 13 | sec.gov |
| Paragon Alpha Fund I, L.P. | Other Real Estate | Albuquerque | NM | $0 | $10,000,000 | 0 | Jan 13 | sec.gov |
| National Land Development Fund, LP | Commercial | Columbia | SC | $0 | Indefinite | 0 | Jan 13 | sec.gov |
| Shopoff OC Development Fund, LLC (amended) | Other Real Estate | Irvine | CA | $0 | $31,000,000 | 0 | Jan 13 | sec.gov |
| Blue Ocean Capital Wealth Fund LLC (amended) | Other Real Estate | Colleyville | TX | $0 | $25,000,000 | 0 | Jan 13 | sec.gov |
| RHODE ISLAND GROWS LLC | Agriculture | Exeter | RI | $0 | $10,000,000 | 0 | Jan 13 | sec.gov |
| Producer Owned Beef, LLC | Commercial | Amarillo | TX | $0 | $100,000,000 | 0 | Jan 13 | sec.gov |
| MHR Acquisitions, Inc. (amended) | Oil and Gas | New York | NY | $0 | $1,500,000 | 0 | Jan 13 | sec.gov |
| ROM Technologies, Inc. | Other Health Care | Brookfield | CT | $0 | $10,000,000 | 0 | Jan 13 | sec.gov |
| HOME DEPOT, INC. (amended) | Retailing | Atlanta | GA | $0 | Indefinite | 0 | Jan 13 | sec.gov |
| Plus Brand Industries Inc. | Manufacturing | Sheridan | WY | $0 | $10,000,000 | 0 | Jan 12 | sec.gov |
| AMC Capital Infusion Fund, LLC | Commercial | Porter Ranch | CA | $0 | $20,000,000 | 0 | Jan 12 | sec.gov |
| MPC GA 2023 AHI ICF 1, LLC | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Jan 12 | sec.gov |
| DW BAKKEN #66 LP | Oil and Gas | Irving | TX | $0 | $1,000,000 | 0 | Jan 12 | sec.gov |
| Cavalry Feeder REIT Blocker LLC | REITS and Finance | New York | NY | $0 | $125,000 | 0 | Jan 12 | sec.gov |
| KRE Quincy REIT Manager LLC | REITS and Finance | New York | NY | $0 | $125,000 | 0 | Jan 12 | sec.gov |
| KRE Southline REIT Holdings LLC | REITS and Finance | New York | NY | $0 | $125,000 | 0 | Jan 12 | sec.gov |
| KRE MREG City Ave Venture REIT LLC | REITS and Finance | New York | NY | $0 | $125,000 | 0 | Jan 12 | sec.gov |
| KRE MREG Main Line Venture REIT LLC | REITS and Finance | New York | NY | $0 | $125,000 | 0 | Jan 12 | sec.gov |
| MCH SFR 1B LLC | REITS and Finance | New York | NY | $0 | $125,000 | 0 | Jan 12 | sec.gov |
| MCH SFR 2 LLC | REITS and Finance | New York | NY | $0 | $125,000 | 0 | Jan 12 | sec.gov |
| KC AO Member LLC | REITS and Finance | New York | NY | $0 | $125,000 | 0 | Jan 12 | sec.gov |
| KKR Real Estate Opportunistic Credit Strategy REIT II LLC | REITS and Finance | New York | NY | $0 | $125,000 | 0 | Jan 12 | sec.gov |
| Ilumivu, Inc. | Other Technology | Fairview | NC | $0 | $1,500,000 | 0 | Jan 12 | sec.gov |
| Tahoe Spirits, Inc. | Other | South Lake Tahoe | CA | $0 | $6,000,000 | 0 | Jan 12 | sec.gov |
| Slows Holdings, LLC | Restaurants | Bloomfield Hills | MI | $0 | $400,000 | 0 | Jan 12 | sec.gov |
| Slows Holdings, LLC | Restaurants | Bloomfield Hills | MI | $0 | $400,000 | 0 | Jan 12 | sec.gov |
| Echo Ltd. | Other | Calgary | $0 | $6,923 | 3 | Jan 12 | sec.gov | |
| 4820 Ingersoll HoldCo, LLC | Other Real Estate | Urbandale | IA | $0 | $1,500,000 | 0 | Jan 11 | sec.gov |
| 100 CROSSING APARTMENTS LLC | Other Real Estate | Vienna | VA | $0 | Indefinite | 0 | Jan 11 | sec.gov |
| Generation Gold Corp. | Other | Vancouver | $0 | $3,800 | 2 | Jan 11 | sec.gov | |
| Godwin Capital No. 21 Ltd. | Commercial | Castle Marina, Nottingham | $0 | $100,000,000 | 0 | Jan 11 | sec.gov | |
| Avvenire Electric Vehicle International Corp. | Manufacturing | Las Vegas | NV | $0 | $2,000,000 | 0 | Jan 11 | sec.gov |
| Magnolia Flower Co | Other | Jackson | MS | $0 | $205,100 | 0 | Jan 11 | sec.gov |
| River's Edge Project, LLC | Commercial | Springville | UT | $0 | $10,000,000 | 0 | Jan 11 | sec.gov |
| SCA-Grove Place, LLC | Other Health Care | Birmingham | AL | $0 | $214,500 | 0 | Jan 11 | sec.gov |
| BP Ventures REIT 2, LLC | REITS and Finance | Rosemont | IL | $0 | $125,000 | 0 | Jan 11 | sec.gov |
| BP Ventures 3, LLC | REITS and Finance | Rosemont | IL | $0 | $125,000 | 0 | Jan 11 | sec.gov |
| Poulterra Inc. | Other Energy | High Point | NC | $0 | $50,000,000 | 0 | Jan 11 | sec.gov |
| ALPHA INSURANCE ANALYSTS LTD | Other Banking and Financial Services | London | $0 | Indefinite | 17 | Jan 11 | sec.gov | |
| Suncoast Growth Fund LLC | Commercial | Fort Myers | FL | $0 | $100,000,000 | 0 | Jan 10 | sec.gov |
| Viking Mineral Partners V, LP | Oil and Gas | Oklahoma City | OK | $0 | $40,000,000 | 0 | Jan 10 | sec.gov |
| HDD Technology, LLC | Manufacturing | Wayne | OK | $0 | $1,800,000 | 0 | Jan 10 | sec.gov |
| BDC Properties LLC | Residential | Washington | DC | $0 | Indefinite | 0 | Jan 10 | sec.gov |
| Rainier UNP Investors, LP | Other Real Estate | Dallas | TX | $0 | $4,400,000 | 0 | Jan 10 | sec.gov |
| 307 Stockton Fee, DST | Commercial | New York | NY | $0 | $18,949,297 | 0 | Jan 10 | sec.gov |
| Personality Chicago Ltd Liability Co | Other | New York | NY | $0 | $5,100,000 | 0 | Jan 10 | sec.gov |
| LGB INVESTMENT GROUP LLC | Residential | Beachwood | OH | $0 | $675,000 | 0 | Jan 10 | sec.gov |
| CrowdFunz 618 LLC | Other Real Estate | New York | NY | $0 | $1,200,000 | 0 | Jan 10 | sec.gov |
| CROWDFUNZ 828 LLC | Other Real Estate | Long Island City | NY | $0 | $2,000,000 | 0 | Jan 10 | sec.gov |
| CROWDFUNZ 829 LLC | Other Real Estate | New York | NY | $0 | $5,000,000 | 0 | Jan 10 | sec.gov |
| HSREP VIII Holding REIT 2 LLC | REITS and Finance | Chicago | IL | $0 | $125,000 | 0 | Jan 10 | sec.gov |
| HSRE REIT VIIIF Trust | REITS and Finance | Chicago | IL | $0 | $125,000 | 0 | Jan 10 | sec.gov |
| HSRE REIT VIIIE Trust | REITS and Finance | Chicago | IL | $0 | $125,000 | 0 | Jan 10 | sec.gov |
| HSRE REIT VIIID Trust | REITS and Finance | Chicago | IL | $0 | $125,000 | 0 | Jan 10 | sec.gov |
| HSRE REIT VIIIC Trust | REITS and Finance | Chicago | IL | $0 | $125,000 | 0 | Jan 10 | sec.gov |
| HSRE REIT IX Trust | REITS and Finance | Chicago | IL | $0 | $125,000 | 0 | Jan 10 | sec.gov |
| HSRE Feeder REIT IX Trust | REITS and Finance | Chicago | IL | $0 | $125,000 | 0 | Jan 10 | sec.gov |
| Redwood West Jefferson West Broad Street OH P1 LLC | Residential | Independence | OH | $0 | $10,700,000 | 0 | Jan 10 | sec.gov |
| GOSC FUND II, LLLP | Other Banking and Financial Services | Albuquerque | NM | $0 | $1,000,000 | 0 | Jan 10 | sec.gov |
| Fundrise Opportunistic Credit Fund, LLC | Other Real Estate | Washington | DC | $0 | Indefinite | 0 | Jan 10 | sec.gov |
| Wander Atlas REIT, Inc. | REITS and Finance | Austin | TX | $0 | $125,000 | 125 | Jan 10 | sec.gov |
| Hampden Agencies Ltd | Other | London | $0 | Indefinite | 32 | Jan 10 | sec.gov | |
| ROI Fund II LLC | Other | Chattanooga | TN | $0 | $25,000,000 | 0 | Jan 9 | sec.gov |
| Service Offsite Solutions, LLC | Manufacturing | Sanford | NC | $0 | $5,000,000 | 0 | Jan 9 | sec.gov |
| Sofi Carr III Joint Venture | Oil and Gas | Prosper | TX | $0 | $500,000 | 0 | Jan 9 | sec.gov |
| ARBOREAL MANAGERS (CORNUS) LLC | Other Real Estate | Seattle | WA | $0 | $2,500,000 | 0 | Jan 9 | sec.gov |
| Realbid Token Holdings, LLC Series 5133 Dresden | Residential | San Francisco | CA | $0 | $1,000 | 0 | Jan 9 | sec.gov |
| BT Mankato Student Housing DST | Residential | Madison | WI | $0 | $49,000,000 | 0 | Jan 9 | sec.gov |
| Ursus Quantum LP | Other Energy | High Falls | NY | $0 | $25,000,000 | 0 | Jan 9 | sec.gov |
| Triple 5 Inc. | Other | Park Ridge | IL | $0 | Indefinite | 0 | Jan 9 | sec.gov |
| Greenlight Health Data Solutions, Inc. | Other Technology | Raleigh | NC | $0 | $6,000,000 | 0 | Jan 9 | sec.gov |
| RevUp Fund 2023 LLC | Other | Providence | RI | $0 | $6,000,000 | 0 | Jan 9 | sec.gov |
| Asymmetria Investors III, LLC - eGap Fund II (PS) | Commercial | West Des Moines | IA | $0 | $9,530,000 | 71 | Jan 9 | sec.gov |
| Match Sample Corp | Other | Cheyenne | WY | $0 | Indefinite | 0 | Jan 9 | sec.gov |
| Green Voyage Corp (amended) | Agriculture | Selkirk | $0 | Indefinite | 0 | Jan 9 | sec.gov | |
| Helios Capital Fund I, LP | Commercial | Bethesda | MD | $0 | Indefinite | 0 | Jan 9 | sec.gov |
| U Calming Co (amended) | Other | Sheridan | WY | $0 | $1,200,000 | 0 | Jan 9 | sec.gov |
| CTR Investments & Consulting, Inc. | Commercial | Jefferson | GA | $0 | Indefinite | 0 | Jan 9 | sec.gov |
| InvestDEFY Technologies Inc. | Other Technology | Vancouver | $0 | Indefinite | 0 | Jan 9 | sec.gov | |
| ADDENTAX GROUP CORP. | Manufacturing | Shenzhen City | $0 | $16,666,667 | 2 | Jan 9 | sec.gov | |
| Derby at Steeplechase, LLC | Residential | Houston | TX | $0 | $26,000,000 | 0 | Jan 9 | sec.gov |
Week of Jan 16 · Week of Jan 2 · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.