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Data / Form D filings / Week of Jan 9

Form D filings, week of January 9, 2023: 576 companies raised $7.99 billion

576 operating companies filed a Form D in the week of January 9, 2023, reporting $7.99 billion sold. Largest: NHIT: Investment Grade Securitized Credit Trust ($1.09 billion), NHIT: WORLD BOND TRUST ($1.03 billion), Shelby Parent, L.P. ($668.1 million). The median filing is $2 million, and 699 pooled investment funds also filed that week.

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

  • 576Form D filings
  • $7.99 billionreported sold
  • $2 millionmedian amount sold
  • CAmost filings (105)

Most filings by state: CA 105, NY 62, TX 45, FL 33, NC 31. By industry: Other 102, REITS and Finance 87, Other Technology 81, Commercial 59.

By day: Jan 9 (104), Jan 10 (110), Jan 11 (124), Jan 12 (104), Jan 13 (134).

Every company that filed, largest first

CompanyIndustryCityStateAmount soldOfferingInvestorsFiledFiling
NHIT: Investment Grade Securitized Credit Trust (amended)InvestingBostonMA$1,089,613,933Indefinite19Jan 9sec.gov
NHIT: WORLD BOND TRUST (amended)InvestingBostonMA$1,028,638,220Indefinite42Jan 9sec.gov
Shelby Parent, L.P.Business ServicesNew YorkNY$668,078,051$668,078,05196Jan 12sec.gov
Monogram Health Holdings, Inc.Other Health CareBrentwoodTN$373,953,109$424,999,94316Jan 9sec.gov
Griffin Capital Qualified Opportunity Zone Fund III, L.P. (amended)Other Real EstateEl SegundoCA$292,009,258$500,000,000504Jan 13sec.gov
NorthPoint Industrial Fund VI, LLC (amended)Other Real EstateKansas CityMO$223,580,000$500,000,000119Jan 12sec.gov
JLLX Diversified II, DST (amended)Other Real EstateChicagoIL$188,321,357$219,810,811142Jan 10sec.gov
PACIFIC LIFE INSURANCE CO (amended)InsuranceNewport BeachCA$177,392,323Indefinite61Jan 13sec.gov
CAMPUS REAL ESTATE PARTNERS II, LP (amended)ResidentialPhiladelphiaPA$150,088,758Indefinite22Jan 12sec.gov
PACIFIC LIFE INSURANCE CO (amended)InsuranceNewport BeachCA$126,387,317Indefinite29Jan 13sec.gov
Arctic Topco, LLC (amended)OtherNew YorkNY$124,910,156Indefinite8Jan 9sec.gov
Artes Capital REIT I, LLC (amended)REITS and FinanceWestlake VillageCA$118,791,500Indefinite126Jan 10sec.gov
Artes Capital Fund I, LLC (amended)REITS and FinanceWestlake VillageCA$118,791,500Indefinite628Jan 9sec.gov
Metagenomi Technologies, LLCBiotechnologyEmeryvilleCA$95,790,739$99,999,96425Jan 11sec.gov
PRECISION CASTPARTS CORP (amended)ManufacturingLake OswegoOR$95,586,000Indefinite61Jan 9sec.gov
Conscious Content Media, Inc.OtherNew YorkNY$94,528,847$126,359,76457Jan 13sec.gov
Ascend Elements, Inc.Other TechnologyWestboroughMA$80,000,000$100,000,0003Jan 11sec.gov
NexPoint Hughes DST (amended)Other Real EstateDallasTX$79,724,277$115,262,632218Jan 13sec.gov
Ensoma, Inc.BiotechnologyBostonMA$79,000,469$79,000,46919Jan 9sec.gov
Guayaki Yerba Mate, SPCRetailingSebastopolCA$74,999,860$142,890,9332Jan 13sec.gov
BIN - CLASS A QP LLCCommercialCharlotteNC$72,840,000$100,000,00077Jan 11sec.gov
Encore TopCo, LLCOther TechnologyIndianapolisIN$70,815,269$70,815,26919Jan 9sec.gov
GMF Group Fund II, LLCCommercialOrlandoFL$64,521,262$100,000,000122Jan 11sec.gov
JONES FINANCIAL COMPANIES LLLPOther Banking and Financial ServicesDes PeresMO$59,370,238$59,370,23894Jan 13sec.gov
Arctic Management Holdco, LLC (amended)OtherNew YorkNY$58,898,860Indefinite39Jan 9sec.gov
Pinnacle Partners Opportunity Zone Fund VIII, LP (amended)Other Banking and Financial ServicesSeattleWA$57,775,031$200,000,00067Jan 9sec.gov
TOCA Football, Inc.OtherCosta MesaCA$53,505,127$98,493,8776Jan 13sec.gov
PACIFIC LIFE INSURANCE CO (amended)InsuranceNewport BeachCA$50,204,390Indefinite21Jan 13sec.gov
Antares Unitholder Investment LLC (amended)OtherChicagoIL$45,698,163Indefinite94Jan 12sec.gov
OSP Hamilton Holdings, LLCOtherNew YorkNY$41,296,224$41,296,2241Jan 11sec.gov
Perceive Biotherapeutics, Inc.BiotechnologySouth San FranciscoCA$39,999,986$77,999,9746Jan 13sec.gov
West Shore Fund VI, LPOther Real EstateBostonMA$39,525,000$100,000,00035Jan 13sec.gov
Artes Capital SMA 1 LLC (amended)CommercialWestlake VillageCA$39,266,086$50,000,0001Jan 9sec.gov
ExchangeRight Net-Leased Portfolio 46 DST (amended)CommercialPasadenaCA$38,650,000$38,650,00077Jan 12sec.gov
PACIFIC LIFE INSURANCE CO (amended)InsuranceNewport BeachCA$38,602,413Indefinite41Jan 13sec.gov
Goodman Capital Liquid Credit Strategy Fund I LLC (amended)REITS and FinanceGreat NeckNY$36,668,130$36,668,130132Jan 10sec.gov
Naples Triangle Development JV LLCResidentialNew YorkNY$34,300,000$68,000,00031Jan 12sec.gov
FDG Gauge Investor Associates, LLCResidentialDenverCO$32,270,000$32,270,000164Jan 13sec.gov
ExchangeRight Net-Leased Portfolio 45 DSTCommercialPasadenaCA$31,460,000$31,460,00064Jan 11sec.gov
High End Holdings LLCOtherFort LauderdaleFL$31,421,903Indefinite114Jan 10sec.gov
PACIFIC LIFE INSURANCE CO (amended)InsuranceNewport BeachCA$30,467,290Indefinite13Jan 13sec.gov
ByHeart, Inc.Other Health CareNew YorkNY$29,639,049$60,000,00014Jan 13sec.gov
Peak Growth & Equity Fund, LLCOther Real EstateHurstTX$27,975,000$30,000,00047Jan 11sec.gov
1680BW, LPResidentialIrmoSC$27,709,023$28,000,000243Jan 13sec.gov
Butter Payments, Inc.OtherSan FranciscoCA$27,499,491$27,499,4916Jan 12sec.gov
2165NP, LPResidentialIrmoSC$27,229,990$27,400,000254Jan 10sec.gov
nZero, Inc.Other TechnologyCarson CityNV$27,023,719$29,578,49336Jan 11sec.gov
Open Industrial Fund I Parallel LP (amended)CommercialBethesdaMD$26,912,332$125,000,00076Jan 13sec.gov
1931 Funding, LLC (amended)InvestingGladwynePA$26,875,609$48,785,142395Jan 11sec.gov
Open Industrial Fund I LP (amended)CommercialBethesdaMD$26,136,666$125,000,00053Jan 13sec.gov
719LWD, LPResidentialIrmoSC$23,818,500$37,700,000194Jan 10sec.gov
ExchangeRight Net-Leased Portfolio 44 DST (amended)CommercialPasadenaCA$23,770,000$23,770,00065Jan 11sec.gov
Pattern Bioscience, Inc.BiotechnologyAustinTX$23,499,993$31,999,9924Jan 12sec.gov
Form Health, Inc. (amended)Other TechnologyBostonMA$22,884,578$23,859,59712Jan 13sec.gov
Starco Brands, Inc.OtherSanta MonicaCA$22,692,857$34,756,25425Jan 12sec.gov
Chinese American IPA, Inc.Hospitals and PhysiciansNew YorkNY$22,307,995$22,307,995430Jan 12sec.gov
Bandier Holdings LLC (amended)RetailingNew YorkNY$20,996,482$43,096,4828Jan 12sec.gov
Empire Village at Liberty Farms, LLC (amended)ResidentialScottsdaleAZ$20,967,700$25,000,000390Jan 12sec.gov
Sandpiper Lodging OP, L.P.REITS and FinanceRichmondVA$19,767,931$19,767,93161Jan 10sec.gov
Smarter Capital Investments, LLC (amended)REITS and FinanceDel MarCA$19,000,000Indefinite32Jan 10sec.gov
Ardmore Gibsonville, LLCResidentialGreensboroNC$18,507,222$18,507,2229Jan 9sec.gov
900CB, LPResidentialIrmoSC$18,353,800$28,000,000164Jan 12sec.gov
UNIVERSITY BANCORP INC /DE/Commercial BankingAnn ArborMI$18,000,000$30,000,0008Jan 11sec.gov
Joyn Insurance Services Inc.Other TechnologyNorth Palm BeachFL$17,671,507$20,000,0007Jan 13sec.gov
700 ROCK QUARRY APARTMENTS LLCOther Real EstateViennaVA$17,120,000Indefinite104Jan 11sec.gov
SpiderOak, Inc.Other TechnologyLenexaKS$16,361,220$16,361,22020Jan 13sec.gov
BIN - Class A AI LLCCommercialCharlotteNC$15,505,000$100,000,00041Jan 11sec.gov
HGIT 200 Park Place, DST (amended)CommercialHoustonTX$15,391,276$157,897,57441Jan 12sec.gov
FIDELITY FEDERAL BANCORPOther Banking and Financial ServicesEvansvilleIN$14,750,000$14,750,00016Jan 12sec.gov
JLLX West Phoenix Distribution Center DST (amended)Other Real EstateChicagoIL$14,717,271$146,515,39710Jan 12sec.gov
Bancorp 34, Inc.Other Banking and Financial ServicesScottsdaleAZ$14,044,282$14,044,2822Jan 9sec.gov
PACIFIC LIFE INSURANCE CO (amended)InsuranceNewport BeachCA$13,873,764Indefinite10Jan 13sec.gov
LMS-Foley Investors, LLCCommercialBirminghamAL$13,667,649$13,800,00018Jan 11sec.gov
Plantd, Inc.ManufacturingDurhamNC$13,599,984$13,599,98431Jan 11sec.gov
Community First Financial CorpOther Banking and Financial ServicesKokomoIN$13,500,000$13,500,00017Jan 13sec.gov
EVANSTON PORTFOLIO LLCResidentialChicagoIL$13,248,738$13,248,738146Jan 12sec.gov
SIENA HOU TX LLCResidentialIrvingTX$13,160,000$22,000,000138Jan 11sec.gov
Randolph Solar Investments LLC (amended)Other Real EstateFayettevilleGA$13,112,855$13,300,000135Jan 9sec.gov
Alume Biosciences IncBiotechnologySan DiegoCA$12,759,950$45,024,93043Jan 9sec.gov
PIC CAR WASH 4, LLCResidentialIrmoSC$12,609,000$13,000,000115Jan 10sec.gov
Beth Asher L.P.ResidentialBerkeleyCA$12,602,459$12,602,4591Jan 10sec.gov
Arcturus Studios Holdings, Inc.OtherBeverly HillsCA$12,582,035$20,000,39816Jan 10sec.gov
Lemnature AquaFarms CorpOtherVero BeachFL$12,004,559$12,004,55923Jan 11sec.gov
Griffin Capital Development Partners Fund II, L.P. (amended)Other Real EstateEl SegundoCA$11,981,517$145,000,00069Jan 13sec.gov
Allied Health MSO Holdco, LLCOther Health CareWest Long BranchNJ$11,720,053$17,271,85317Jan 13sec.gov
Ranch Hand Supply Co. LLCOtherAustinTX$11,408,743$12,434,97269Jan 11sec.gov
GSC Seattle Investors, LLCResidentialVancouverWA$11,100,000$11,100,00052Jan 11sec.gov
Landmark Center TEI Equities LLCCommercialNew YorkNY$11,052,140$11,052,1409Jan 13sec.gov
Laurel Living, Inc.OtherDenverCO$10,909,091$10,909,09121Jan 9sec.gov
Cove Parkdale Commons Opportunity 62 DSTCommercialTorranceCA$10,819,202$21,593,34827Jan 12sec.gov
LM-VENTURA LLCResidentialFriscoTX$10,690,000$11,000,00094Jan 9sec.gov
RTA Holdco, LLCInsuranceNew YorkNY$10,585,000Indefinite4Jan 12sec.gov
Surface Water Holdings, LLCOther Banking and Financial ServicesRaleighNC$10,500,000$10,500,0006Jan 12sec.gov
OptoGlo Inc.Other TechnologyLeominsterMA$10,265,963$10,265,9635Jan 12sec.gov
ImmuneBridge Inc.BiotechnologySan FranciscoCA$10,150,000$14,150,00015Jan 10sec.gov
ModifyHealth, Inc.Other Health CareAlpharettaGA$10,000,000$14,000,0005Jan 13sec.gov
Post Sandstone Partners, LLCInvestingLos AngelesCA$9,923,125$9,923,125113Jan 10sec.gov
Karlo Lacey, LLCOther Real EstateOlympiaWA$9,905,414$19,980,00023Jan 12sec.gov
Troy HoldCo LLCResidentialNew YorkNY$9,850,000$9,850,00028Jan 9sec.gov
PIC STORAGE 2, LLCCommercialIrmoSC$9,828,750$17,500,000105Jan 10sec.gov
Pilot Holdings, LLC (amended)OtherNew YorkNY$9,685,915Indefinite11Jan 10sec.gov
203 Coal LLCCoal MiningWashingtonUT$9,411,350$9,411,350178Jan 9sec.gov
Numem Inc.Other TechnologySunnyvaleCA$9,337,914$10,037,91420Jan 12sec.gov
PACIFIC LIFE INSURANCE CO (amended)InsuranceNewport BeachCA$9,250,042Indefinite5Jan 13sec.gov
PARKOFON INC. (amended)Other TechnologyViennaVA$9,250,000$9,250,0003Jan 12sec.gov
Teamraderie, Inc.Other TechnologyLos AltosCA$9,243,145$12,200,02314Jan 10sec.gov
Simple Broadband 1 LLC (amended)TelecommunicationsNew YorkNY$9,133,180Indefinite15Jan 12sec.gov
Parc 410 CS Investors LLCOther Real EstateSan AntonioTX$9,006,000$15,000,000198Jan 9sec.gov
Uniqus Consultech Inc.Other TechnologySan FranciscoCA$9,000,002$12,500,0051Jan 13sec.gov
PACIFIC LIFE INSURANCE CO (amended)InsuranceNewport BeachCA$8,801,713Indefinite8Jan 13sec.gov
Normal Computing CorpOtherChicagoIL$8,519,996$8,519,9965Jan 9sec.gov
PACIFIC LIFE INSURANCE CO (amended)InsuranceNewport BeachCA$8,427,625Indefinite3Jan 13sec.gov
Parmer Gateway QOF LPResidentialAustinTX$8,339,200$8,339,20013Jan 12sec.gov
PACIFIC LIFE INSURANCE CO (amended)InsuranceNewport BeachCA$8,265,307Indefinite2Jan 13sec.gov
Sydecar, Inc.Other TechnologyHoustonTX$8,078,995$8,078,99511Jan 13sec.gov
2022 Permian Basin JV, GP (amended)Oil and GasLubbockTX$8,000,000Indefinite73Jan 12sec.gov
Georgia United Credit UnionOther Banking and Financial ServicesDuluthGA$8,000,000$20,000,0003Jan 9sec.gov
MWY Holdings I Corp.OtherNew YorkNY$7,890,000$7,890,0004Jan 12sec.gov
MASSANDRA VIII HOLLYWOOD INVESTORS, LLCCommercialRancho Santa MargaritaCA$7,800,000Indefinite34Jan 11sec.gov
Sortium, Inc.Other TechnologyMiamiFL$7,750,000$14,000,0005Jan 11sec.gov
Pathify Holdings Inc.Other TechnologyWilmingtonDE$7,577,797Indefinite76Jan 9sec.gov
PACIFIC LIFE INSURANCE CO (amended)InsuranceNewport BeachCA$7,505,121Indefinite5Jan 13sec.gov
Hotel Wynkoop Holdco, LLC (amended)CommercialBoca RatonFL$7,000,000Indefinite4Jan 11sec.gov
DeepFraud Technologies Inc.Other TechnologyNew YorkNY$6,999,736$6,999,7368Jan 9sec.gov
Hotel Wynkoop QOF I, LLC (amended)CommercialBoca RatonFL$6,825,000Indefinite23Jan 11sec.gov
3B Lodge LLCRestaurantsWichitaKS$6,642,489$7,756,00021Jan 11sec.gov
Xetdata, Inc.Other TechnologySeattleWA$6,499,991$6,499,99125Jan 11sec.gov
Frayt Technologies, Inc.OtherCincinnatiOH$6,429,997$6,429,9975Jan 13sec.gov
Descomplica, Ltd.Other TechnologyGrand Cayman$6,401,272$12,002,3945Jan 12sec.gov
SmartStory Technologies, Inc. (amended)Other TechnologyMeridianID$6,357,740$6,858,12816Jan 9sec.gov
Get Sojo, Inc.Other TechnologyIrvingTX$6,150,000$6,150,0002Jan 12sec.gov
Roar Beverages, Inc.OtherHuntingtonNY$6,000,000$6,000,0009Jan 13sec.gov
United Fidelity Bank, F.S.B.Commercial BankingEvansvilleIN$6,000,000$6,000,0003Jan 12sec.gov
Falkbuilt Ltd.OtherCalgary$6,000,000$6,893,0773Jan 12sec.gov
275 Funding, LLC (amended)Other Banking and Financial ServicesHaverfordPA$5,982,654$30,000,00087Jan 11sec.gov
AEI HEALTHCARE FUND LLC (amended)CommercialSt. PaulMN$5,870,931$200,000,00047Jan 9sec.gov
SOFL SH INVESCO LLCResidentialWilton ManorsFL$5,850,000$5,850,00010Jan 11sec.gov
Meridian Place Investors, LPCommercialLos AngelesCA$5,715,000$7,350,00015Jan 13sec.gov
BIOHM Health Inc.OtherClevelandOH$5,538,224$7,894,99026Jan 13sec.gov
Left on Friday Inc.OtherVeniceCA$5,339,999$7,000,0004Jan 11sec.gov
PMF Orlando Tara LLCResidentialWinter ParkFL$5,297,500$5,300,00042Jan 11sec.gov
US CourtScript Acquisition, LPOtherPhoenixAZ$5,276,732$5,276,7326Jan 12sec.gov
3 Cool Cats, LLCOtherMiami BeachFL$5,267,542$5,267,54226Jan 12sec.gov
TCIH-Big Bear, LLCCommercialTulsaOK$5,155,000$5,155,00051Jan 9sec.gov
Stewarts Enterprises Holdings Inc.RetailingLincroftNJ$5,119,342$7,284,00023Jan 13sec.gov
Pixel Vault, Inc.Other TechnologyPonte Vedra BeachFL$5,089,945$10,000,0007Jan 11sec.gov
Jewett Automation HoldCo, LLCOther TechnologyRichmondVA$5,079,700$6,400,00015Jan 10sec.gov
Guerrilla RF, Inc.Other TechnologyGreensboroNC$5,047,042$10,000,00057Jan 9sec.gov
Transposon Therapeutics, Inc. (amended)PharmaceuticalsSan DiegoCA$5,005,000$20,020,0008Jan 12sec.gov
BentallGreenOak US Lending B LPOther Real EstateNew YorkNY$5,000,000Indefinite1Jan 12sec.gov
Rimidi, Inc.Other Health CareAtlantaGA$5,000,000$5,000,0001Jan 12sec.gov
Morpheus Data Holdings, LLCOtherGreenwood VillageCO$5,000,000$5,000,0001Jan 11sec.gov
Howdy.com, Inc.Other TechnologyAustinTX$4,999,995$4,999,9952Jan 10sec.gov
QRails, Inc.Other TechnologyDenverCO$4,968,000$5,500,00024Jan 12sec.gov
PACIFIC LIFE INSURANCE COInsuranceNewport BeachCA$4,806,000Indefinite2Jan 13sec.gov
PIC CAR WASH 5, LLCCommercialIrmoSC$4,754,000$25,000,00048Jan 10sec.gov
Convai Technologies Inc.Other TechnologySan JoseCA$4,749,998$4,750,0003Jan 11sec.gov
Century Financial Services CorpCommercial BankingSanta FeNM$4,746,440$4,746,44013Jan 9sec.gov
Foodie Card, Inc.RestaurantsSyossetNY$4,708,219$8,708,20047Jan 10sec.gov
GH Group, Inc.OtherLong BeachCA$4,700,000$5,000,00011Jan 12sec.gov
Plex Capital Holdings, Inc. (amended)Other TechnologySan FranciscoCA$4,644,990$4,644,9903Jan 9sec.gov
JBO Holding CoInsuranceClevelandOH$4,611,586$4,670,00055Jan 13sec.gov
Ellwood Ave 123, LLCResidentialColumbiaMD$4,585,199$7,000,00091Jan 12sec.gov
Durin Technologies, Inc. (amended)BiotechnologyMullica HillNJ$4,554,000$5,499,9002Jan 9sec.gov
Wondery, LLC (amended)ResidentialSioux FallsSD$4,500,000$4,500,00030Jan 13sec.gov
HG Proscenium II Investment Company, LLCOtherCarmelIN$4,500,000$4,500,00011Jan 13sec.gov
Qualifi Technologies IncOther TechnologyNoblesvilleIN$4,499,998$4,499,99817Jan 11sec.gov
Radom CorpOther TechnologyPewaukeeWI$4,385,224$10,000,0006Jan 11sec.gov
HG Westfield I Investment Company, LLCOtherCarmelIN$4,357,436$8,140,56213Jan 13sec.gov
943LC, LPResidentialIrmoSC$4,182,000$8,100,00042Jan 10sec.gov
Visura Technologies, Inc.Other Health CareBloomingtonMN$4,094,999$4,094,99926Jan 13sec.gov
Digital Village IO, Inc.OtherParis$4,066,972$4,066,97211Jan 9sec.gov
Electric Youth Inc.OtherBoca RatonFL$4,050,000$5,000,00019Jan 9sec.gov
SPLASH BEVERAGE GROUP, INC.OtherFort LauderdaleFL$4,000,000$4,000,0008Jan 13sec.gov
Digital Brands Group, Inc.RetailingAustinTX$4,000,000$4,000,0005Jan 13sec.gov
Bauplan, Inc.Other TechnologyNew YorkNY$4,000,000$4,500,0002Jan 12sec.gov
AALP Holdings, LLCOtherNorwalkCT$4,000,000$4,000,0001Jan 10sec.gov
TV Ammo, Inc.OtherGarlandTX$3,923,728$50,000,00220Jan 12sec.gov
PACIFIC LIFE INSURANCE COInsuranceNewport BeachCA$3,790,900Indefinite1Jan 13sec.gov
WF Union Green, LLCCommercialRaleighNC$3,755,000$4,104,79015Jan 9sec.gov
TRIPGRID, INC. (amended)Tourism and Travel ServicesPortlandOR$3,741,900$3,916,90010Jan 9sec.gov
Palarum LLCOther Health CareLebanonOH$3,700,000$7,000,0006Jan 9sec.gov
ToolJet Solutions, Inc.Other TechnologySan FranciscoCA$3,699,995$4,600,0006Jan 12sec.gov
Smede Son Holding Co LLCManufacturingBirminghamMI$3,613,000$3,613,00029Jan 13sec.gov
Hopkins Rising Spirit LLC (amended)ResidentialMeridianID$3,600,000$3,600,00013Jan 11sec.gov
Comera Life Sciences Holdings, Inc.BiotechnologyWoburnMA$3,561,250$3,561,25014Jan 12sec.gov
Wattch Inc.Other TechnologySmyrnaGA$3,524,997$3,524,9979Jan 11sec.gov
KCAP Hive Funding, LLCOtherSouthlakeTX$3,500,000Indefinite3Jan 13sec.gov
Million on Mars Inc.Other TechnologyAustinTX$3,497,281$3,997,29629Jan 11sec.gov
MIMG Sandusky 342 Lender LLCCommercialFranktownCO$3,400,000$14,240,00028Jan 13sec.gov
Tempmee Hygienists, Inc.Other Health CareMiamiFL$3,309,984$7,200,0001Jan 11sec.gov
EL MONTERREY DEVELOPMENTResidentialEastlakeCO$3,265,000$9,000,00043Jan 10sec.gov
NibMor Inc. (amended)OtherRyeNY$3,250,000Indefinite1Jan 12sec.gov
Lendistry CRA Loan Fund II, LLCOther Banking and Financial ServicesLos AngelesCA$3,250,000$3,250,0002Jan 11sec.gov
Claryo, Inc. (amended)Other TechnologySan FranciscoCA$3,250,000$3,250,0006Jan 9sec.gov
UMG-NES 2022 LLCEnergy ConservationWilmingtonDE$3,200,000Indefinite9Jan 13sec.gov
PACIFIC LIFE INSURANCE CO (amended)InsuranceNewport BeachCA$3,190,200Indefinite3Jan 13sec.gov
Refiberd, Inc. (amended)Other TechnologyCupertinoCA$3,166,810$3,183,17023Jan 12sec.gov
Imperial Community Center, LPCommercialStaffordTX$3,100,000$3,100,00049Jan 9sec.gov
PACIFIC LIFE INSURANCE CO (amended)InsuranceNewport BeachCA$3,000,000Indefinite1Jan 13sec.gov
PhenoVista BioSciences, Inc.BiotechnologySan DiegoCA$3,000,000$3,000,0001Jan 11sec.gov
PMF Ninety-Nine I LLC (amended)ResidentialWinter ParkFL$3,000,000$4,700,00015Jan 11sec.gov
CROP GUARD, INC.InsuranceSan FranciscoCA$2,999,999$2,999,9996Jan 10sec.gov
PIC DEVELOPMENT 1, LLCResidentialIrmoSC$2,821,300$9,125,00021Jan 10sec.gov
USEDC 2022 Auxiliary Fund LP (amended)Oil and GasArlingtonTX$2,750,000$100,000,0000Jan 11sec.gov
Seven Springs Partners II, LLCInvestingNew YorkNY$2,700,000$2,700,00028Jan 11sec.gov
METCALF 56 HOLDINGS, LLCResidentialKansas CityMO$2,680,000$4,000,00027Jan 11sec.gov
Vitra Labs, Inc.OtherSan FranciscoCA$2,624,999$4,200,0005Jan 10sec.gov
Enduring Ventures, Inc.InvestingLas VegasNV$2,554,700$15,000,00020Jan 10sec.gov
PACIFIC LIFE INSURANCE CO (amended)InsuranceNewport BeachCA$2,516,907Indefinite5Jan 13sec.gov
Fun Wine Company, Inc.ManufacturingMiamiFL$2,500,000$15,000,0002Jan 13sec.gov
Spring Syndication LLC (amended)CommercialBellevueWA$2,500,000$2,500,00011Jan 11sec.gov
Jelou, Inc.Other TechnologyBeavertonOR$2,500,000$3,000,0001Jan 11sec.gov
SE FORT WORTH INVESTORS, LLCCommercialChicagoIL$2,500,000$2,640,00021Jan 9sec.gov
Doctivity, Inc. (amended)Other TechnologyBloomsburgPA$2,500,000$2,500,0003Jan 9sec.gov
Lightning Silicon Technology, Inc.Other TechnologySanta ClaraCA$2,499,997$2,499,9976Jan 13sec.gov
Hidrate, Inc.Other TechnologyMinneapolisMN$2,499,989$2,499,9891Jan 10sec.gov
Humphreys Real Estate Income Fund, LLCREITS and FinanceOklahoma CityOK$2,486,141Indefinite10Jan 12sec.gov
Payfave Inc.OtherPlanoTX$2,484,400$9,850,0002Jan 9sec.gov
Child Health Imprints (CHIL) USA, Inc.Other Health CareMadisonWI$2,459,168$3,422,02010Jan 12sec.gov
Retextion, Inc.Other TechnologyPark CityUT$2,450,000$2,500,0007Jan 12sec.gov
Commune Fund IV, LLCREITS and FinanceWestlake VillageCA$2,331,627$100,000,00021Jan 10sec.gov
Union Re Holdings, LLC (amended)InsurancePhiladelphiaPA$2,251,750Indefinite70Jan 9sec.gov
Breakwater Studios, LLCOtherLos AngelesCA$2,250,000$3,063,4682Jan 13sec.gov
ANTRUM, INC.Other TechnologyGrand RapidsMI$2,220,000$3,000,0005Jan 11sec.gov
HG Westfield I, LLCOtherCarmelIN$2,207,436$2,207,43610Jan 13sec.gov
Luminary Therapeutics, Inc.BiotechnologyMinneapolisMN$2,154,500$2,750,00010Jan 11sec.gov
1605 WASHINGTON, LLCResidentialSan FranciscoCA$2,100,000$2,100,0009Jan 11sec.gov
LineHaul Station, LLCCommercialPrior LakeMN$2,100,000$10,000,0002Jan 10sec.gov
Atlas Point LLCOther TechnologyCharlotteNC$2,050,000$3,000,0003Jan 13sec.gov
Promising People, LLCOtherOrlandoFL$2,050,000$3,000,0008Jan 11sec.gov
Terraline, Inc.ManufacturingFremontCA$2,012,918$3,000,0007Jan 12sec.gov
SustainaBase, Inc.Other TechnologyWest Palm BeachFL$2,000,000$2,000,0001Jan 12sec.gov
ONCE UPON A ONE MORE TIME, Ltd LIABILITY Co (amended)OtherNew YorkNY$2,000,000$20,000,0001Jan 12sec.gov
OS THERAPIES IncOther Health CareRockvilleMD$2,000,000$2,000,00011Jan 11sec.gov
IMMvention Therapeutix, Inc.BiotechnologyDurhamNC$1,999,999$3,999,9994Jan 10sec.gov
Sequoia Equities - Pacific Grove, A California Limited Partnership (amended)OtherWalnut CreekCA$1,981,359$58,300,0005Jan 10sec.gov
PACIFIC LIFE INSURANCE CO (amended)InsuranceNewport BeachCA$1,967,780Indefinite1Jan 13sec.gov
Corona Ventures LLCInvestingSpringboroOH$1,963,500$2,000,00010Jan 13sec.gov
BEYONDER Getaway Rising Sun LLCTourism and Travel ServicesLakewoodCO$1,925,000$1,925,00030Jan 13sec.gov
Trails Holdings, LLCResidentialPotomacMD$1,925,000$22,000,0008Jan 10sec.gov
RAD/DOC SUNBELT PRA PORTFOLIO II, LLCOther Real EstateDallasTX$1,887,000$2,550,00025Jan 13sec.gov
Acretrader 227, LLCOther Real EstateFayettevilleAR$1,814,370$1,814,37069Jan 9sec.gov
PURE CAPITAL SOLUTIONS, INC. (amended)OtherMinneapolisMN$1,755,000$3,000,00021Jan 10sec.gov
Cove Net Lease Distribution 64 DSTCommercialTorranceCA$1,754,436$13,239,9465Jan 12sec.gov
LNTC Equity LPOther Banking and Financial ServicesSeattleWA$1,730,863$1,730,86319Jan 9sec.gov
ALZHEON, INC.BiotechnologyFraminghamMA$1,703,768$50,004,2016Jan 11sec.gov
124PR, LLCResidentialIrmoSC$1,700,000$1,700,00023Jan 11sec.gov
HG Proscenium II, LLCOtherCarmelIN$1,680,000$1,680,00012Jan 13sec.gov
RST Re Holdings LLC (amended)InsurancePhiladelphiaPA$1,642,000Indefinite59Jan 9sec.gov
Barker Crossing, LPCommercialHoustonTX$1,600,000$1,750,00010Jan 12sec.gov
D2 Pharma Consulting LLCOther Health CareChesterfieldMO$1,600,000$3,000,0004Jan 10sec.gov
Spaceback, Inc.Other TechnologySan FranciscoCA$1,584,886$1,584,88633Jan 12sec.gov
Real Estate Business Analytics, Inc.Other TechnologyLittletonCO$1,550,000$6,000,0009Jan 10sec.gov
Analyttica Datalab Inc.OtherWhitefield$1,500,094$1,500,0941Jan 9sec.gov
Neat Capital Inc.Other Banking and Financial ServicesBoulderCO$1,500,000$2,000,0004Jan 10sec.gov
2023 BrokerTech Accelerator, LLCOtherDes MoinesIA$1,400,100$1,400,10015Jan 13sec.gov
NOMO International, Inc.OtherEden PrairieMN$1,400,000Indefinite7Jan 10sec.gov
Silverman Capital Debt Fund, LLCResidentialIrmoSC$1,374,970Indefinite5Jan 13sec.gov
TapRoot Interventions & Solutions, Inc. (amended)Other TechnologyPhoenixAZ$1,342,070$1,920,00016Jan 10sec.gov
Fenworks, Inc. (amended)Other TechnologyGrand ForksND$1,338,590$1,900,00028Jan 12sec.gov
FREE TO EAT, INC.ManufacturingLos AngelesCA$1,298,478$2,000,0009Jan 13sec.gov
First Person Ltd.RetailingCalgary$1,270,000$3,000,00013Jan 13sec.gov
Artes Capital Fund I Manager, LP (amended)REITS and FinanceWestlake VillageCA$1,260,000Indefinite7Jan 10sec.gov
Gatu Prime LLC (amended)AgricultureWilmingtonDE$1,249,000$3,000,00044Jan 11sec.gov
1Bluejay Corp dbu 1Tradewell (amended)CommercialTaguig City$1,214,000$2,000,00011Jan 11sec.gov
Crown Electrokinetics Corp.Other TechnologyCorvallisOR$1,200,000$1,200,0009Jan 11sec.gov
Aetos Imaging, Inc.OtherStone MountainGA$1,190,000$1,500,0002Jan 12sec.gov
Prometheum, Inc.Other Banking and Financial ServicesNew YorkNY$1,190,000$7,500,0001Jan 10sec.gov
eMaxx Assurance Group of Companies, Inc.InsurancePeabodyMA$1,180,000$20,000,0008Jan 11sec.gov
Spirits Capital Corp (amended)OtherNewport BeachCA$1,167,500Indefinite13Jan 13sec.gov
Hawaiian Bros Inc.RestaurantsKansas CityMO$1,150,000$1,150,0001Jan 11sec.gov
Phoenix Capital Group Holdings, LLCOil and GasDenverCO$1,105,000$300,000,0009Jan 12sec.gov
Swan Capital Lenders, LLCREITS and FinanceIssaquahWA$1,100,000$1,100,0006Jan 13sec.gov
ILLINOIS KINDNESS THREE LLCOtherChicagoIL$1,100,000$1,250,00014Jan 11sec.gov
Lone Star Industrial Materials LLC (amended)AgricultureWallerTX$1,080,125$2,405,38034Jan 11sec.gov
Lone Star Industrial Materials LLCAgricultureHoustonTX$1,080,125$2,405,38034Jan 9sec.gov
RIIICO Technologies Inc.Other TechnologySan FranciscoCA$1,070,000$1,490,0008Jan 12sec.gov
Hawley Green Apartments LLCCommercialSyracuseNY$1,050,000$1,075,00019Jan 11sec.gov
MP Investment Club XP SPV1 LPOther TechnologyUpper Saddle RiverNJ$1,022,500Indefinite23Jan 10sec.gov
Captuure Inc.OtherWinter GardenFL$1,004,973$3,000,00010Jan 9sec.gov
Best Shot Care, Inc.Other Health CareDenverCO$1,001,000$1,001,00019Jan 9sec.gov
Flume Internet, Inc.OtherNew YorkNY$1,000,001$12,499,9851Jan 9sec.gov
NOTATION LABS INC.Other TechnologyScottsdaleAZ$1,000,000$1,750,0002Jan 12sec.gov
Prosperum Capital Partners LLCOther Banking and Financial ServicesNew YorkNY$1,000,000$1,000,0002Jan 11sec.gov
AMP Memberships, LLCOtherDenverCO$1,000,000$2,000,0001Jan 11sec.gov
NUDJ HEALTH, INC.Other TechnologyPasadenaCA$1,000,000$7,000,0007Jan 11sec.gov
Flex Mobile Storage Ltd.OtherTel Aviv-Jaffa$1,000,000$2,500,0001Jan 9sec.gov
PARKERVISION INCTelecommunicationsJacksonvilleFL$1,000,000$1,000,0001Jan 9sec.gov
Galaxy REIT LLC (amended)REITS and FinanceBoca RatonFL$984,000$984,000123Jan 10sec.gov
POLLYANNA BREWING CoRestaurantsLemontIL$960,000$1,000,00015Jan 9sec.gov
Telebelly Health, Inc. (amended)Other Health CareSan Luis ObispoCA$950,000$1,000,00014Jan 11sec.gov
MOVEABLE FEAST HOLDINGS, INC.OtherNapaCA$945,000$2,000,00010Jan 11sec.gov
Worley Branch Prospect Partners (amended)Oil and GasHendersonvilleTN$937,100$1,470,00015Jan 12sec.gov
IBC Advanced Alloys Corp.ManufacturingFranklinIN$898,626$898,62617Jan 10sec.gov
GSIC II Park 19 REIT, LLCREITS and FinanceCharlestonSC$896,000$1,750,00064Jan 11sec.gov
Okfuskee Storage Investors LPCommercialMissouri CityTX$833,452$833,45218Jan 12sec.gov
Partrunner Deliveries, Inc.Other TechnologyFraminghamMA$811,000$2,200,0008Jan 13sec.gov
Next Level Debt Fund I, LLCResidentialIrmoSC$810,000Indefinite7Jan 11sec.gov
GSIC II 1401 S. State REIT, LLCREITS and FinanceCharlestonSC$770,000$1,750,00055Jan 11sec.gov
Blue Copper Resources Corp.OtherGoldenCO$767,500Indefinite10Jan 10sec.gov
VareCo 3120 Douglas, LLCOther Real EstateDenverCO$750,000$750,00013Jan 10sec.gov
Abre.io Inc.Other TechnologyCincinnatiOH$749,998$2,500,0003Jan 13sec.gov
USEDC Opportunity Zone Fund II LP (amended)Oil and GasArlingtonTX$719,000$150,000,0000Jan 11sec.gov
GUANAJUATO SILVER CO LTD (amended)OtherVancouver$718,811$718,81110Jan 10sec.gov
Waldorf SC Realty Fund LLCOther Real EstateRed BankNJ$700,000$41,552,5929Jan 13sec.gov
NOFUSCO Corp (amended)Other Health CareBradentonFL$700,000$6,000,0002Jan 11sec.gov
Crown Capital Partners II, LLCResidentialCarpinteriaCA$700,000$700,0006Jan 11sec.gov
Drug Hunter, Inc. (amended)OtherHappy ValleyOR$698,382$1,500,0009Jan 9sec.gov
PowerTech Water, Inc.Other TechnologyLexingtonKY$677,337$1,500,0005Jan 10sec.gov
PVpallet, Inc.ManufacturingMontroseIA$675,000$2,000,0004Jan 13sec.gov
Aetos Imaging, Inc. (amended)OtherStone MountainGA$656,000$1,000,0006Jan 12sec.gov
Village Square 32 LLCCommercialColumbusGA$650,000$650,0004Jan 12sec.gov
French Camp Partners, LLCOther Real EstateFrench CampCA$631,876$631,8761Jan 12sec.gov
Bargaining Table, Inc.Other TechnologyDenverCO$625,000$800,00012Jan 11sec.gov
ASCENT MEDICAL MANAGEMENT, INC.Other Health CareColumbusOH$623,500$623,50019Jan 11sec.gov
Electric Pickle Roseville LLCCommercialHawthorneCA$618,094$2,800,0004Jan 12sec.gov
MCF Energy Ltd.OtherVancouver$600,404$600,4048Jan 11sec.gov
OrthoFundamentals, LLCBiotechnologyWalthamMA$599,647$599,64711Jan 12sec.gov
SOMM SAYS INC.Other TechnologyDenverCO$597,500Indefinite16Jan 11sec.gov
ROBINSON GATEWAY LLCCommercialLewisvilleTX$575,000$6,000,00018Jan 13sec.gov
Robinson Gateway Investments LLC (amended)CommercialLewisvilleTX$575,000$6,000,00018Jan 13sec.gov
nVoq IncOther TechnologyBoulderCO$550,000$10,997,1251Jan 10sec.gov
BRAIN Foundation Bioverge Funds, JelikaLite, LLCInvestingBoiseID$532,250$550,00019Jan 12sec.gov
Formula, Inc.Other TechnologyDallasTX$521,254$10,000,0008Jan 10sec.gov
Cartier Silver CorpOtherToronto$520,692$976,2972Jan 10sec.gov
OPAL Fund II (OZ), LP (amended)OtherBirminghamAL$518,924$20,000,0003Jan 13sec.gov
Alpha Management Holdco L.P.OtherMenlo ParkCA$500,000$500,0001Jan 11sec.gov
13TwentyThree, LLCBusiness ServicesPrairie VillageKS$500,000$500,0001Jan 10sec.gov
Remembrance Management LLCOther Health CareMedinaOH$500,000$1,000,0002Jan 9sec.gov
Artes Capital SMA 1 Manager, LP (amended)CommercialWestlake VillageCA$500,000Indefinite4Jan 9sec.gov
CS Meryton LLCRestaurantsCincinnatiOH$457,500$500,00014Jan 13sec.gov
ROI Fund I LLCOtherChattanoogaTN$450,000Indefinite0Jan 9sec.gov
Sandpiper Lodging TrustREITS and FinanceRichmondVA$403,427$403,42761Jan 10sec.gov
CH-M Southeast Logistics REIT, L.L.C.REITS and FinanceDallasTX$385,000$625,00077Jan 12sec.gov
NDA Fund XXX LLCInvestingWarrentonVA$375,000$375,00026Jan 11sec.gov
Moss Point RV Park H, LLCResidentialGulf ShoresAL$375,000$2,000,0005Jan 9sec.gov
OpenLoop Health, Inc.Other TechnologyDes MoinesIA$368,399$368,3991Jan 9sec.gov
RxActuator, Inc.Other Health CareTucsonAZ$366,993$500,0045Jan 11sec.gov
IdeaPros, Inc.OtherLa JollaCA$350,005$350,0051Jan 13sec.gov
BXNG Holdings LLCOther Health CareSan DiegoCA$350,000$1,000,0002Jan 11sec.gov
GINGER COVE PARTNERS, LLCOtherBreckenridgeCO$337,500$575,0006Jan 9sec.gov
Defined Brand, LLCOtherSan FranciscoCA$325,000$1,000,0004Jan 12sec.gov
Criterion Owasso Gym, LLCCommercialOwassoOK$310,000$633,0007Jan 13sec.gov
Keep More Debt Fund I, LLCResidentialIrmoSC$305,000Indefinite5Jan 11sec.gov
Piedmont Stone Center PLLCOther Health CareWinston-SalemNC$304,992$304,9923Jan 12sec.gov
BIN SLIDE, LLCOtherAnkenyIA$300,000$300,0001Jan 13sec.gov
IMAGINE PHARMA LLCBiotechnologyPittsburghPA$300,000Indefinite1Jan 9sec.gov
Entrelliance Management LLCOtherBozemanMT$285,000$400,00013Jan 9sec.gov
INVO Bioscience, Inc.Other Health CareSarasotaFL$275,000$3,500,0007Jan 11sec.gov
3D-13 LLCOtherLitchfieldMN$250,000$10,000,0002Jan 13sec.gov
Mesur.io, Inc.OtherChapel HillNC$250,000$250,0003Jan 13sec.gov
KDM FUNDING I LLCOther Real EstateCoral GablesFL$250,000$500,0001Jan 11sec.gov
ACESIS HOLDINGS CORP.BiotechnologyLone TreeCO$250,000$1,500,0001Jan 11sec.gov
Unicoin Inc.Other TechnologyNew YorkNY$250,000$10,000,0008Jan 11sec.gov
FloraWorks Holdings Inc.OtherPortlandOR$250,000$2,500,0001Jan 10sec.gov
TOMIS Holdings, Inc. (amended)Other TechnologyMissoulaMT$240,000$750,0003Jan 12sec.gov
Kore Infrastructure, LLCOther EnergyBozemanMT$219,378$219,3781Jan 12sec.gov
EtalonBusiness ServicesRedwood CityCA$209,500$209,5003Jan 11sec.gov
TCW Capital, LLC (amended)OtherGrandvilleMI$201,000Indefinite4Jan 12sec.gov
TRAQIQ, INC.Other TechnologyBellevueWA$200,000$350,0001Jan 13sec.gov
SLC Tulsa Storage LPCommercialSugar LandTX$200,000$200,0005Jan 12sec.gov
Alphathena Inc.Other TechnologyWillowbrookIL$200,000$325,0006Jan 11sec.gov
1852 Wabansia, LLCInvestingChicagoIL$200,000$475,0006Jan 11sec.gov
JDI Port 99 Acquisitions, LLC (amended)CommercialHoustonTX$200,000$7,405,0002Jan 9sec.gov
JDI Port 99 Acquisitions, LLC (amended)CommercialHoustonTX$200,000$7,405,0002Jan 9sec.gov
JDI Port 99 Acquisitions, LLCCommercialHoustonTX$200,000$7,405,0002Jan 9sec.gov
PlantFuel Life Inc.OtherVancouver$198,238$198,2382Jan 9sec.gov
CNG 2022 CNT STATIONS, LLCEnergy ConservationOklahoma CityOK$195,750$1,500,0002Jan 11sec.gov
Entreprenista Media LLCOtherPalm Beach GardensFL$190,000$500,0005Jan 12sec.gov
Drone Express, Inc.Other TechnologyDaytonOH$175,000$5,000,0002Jan 12sec.gov
Your Eternal Soul LLCOther TechnologyMiamiFL$160,000$400,0004Jan 11sec.gov
Pahlisch Opportunity Zone Fund 2022 LLCOther Real EstateBendOR$157,000$45,000,0001Jan 13sec.gov
All Rights Technologies Ltd.Other TechnologyMiddletownDE$155,000$155,0001Jan 13sec.gov
Omega Gold Corp. (amended)OtherVancouver$152,320Indefinite6Jan 11sec.gov
SUM LLCRetailingBirminghamAL$150,000$650,0002Jan 11sec.gov
MIIR AUDIO TECHNOLOGIES, INC.Other TechnologyMinnetonkaMN$150,000$250,0008Jan 11sec.gov
ENERGY FINDERS INC (amended)OtherWashingtonDC$150,000$2,250,0002Jan 10sec.gov
ENERGY FINDERS INCOtherWashingtonDC$150,000$2,250,0002Jan 9sec.gov
SPECIAL FRUITS ARRANGEMENTS DC, LLCRetailingDoralFL$145,000$145,0001Jan 10sec.gov
Dante Virgil, Inc.OtherPhiladelphiaPA$143,000$260,00012Jan 10sec.gov
SFR V Tranche 3 Trust, LLCREITS and FinanceNew YorkNY$125,000$125,0000Jan 13sec.gov
P3-B Single-Family Rental TrustREITS and FinanceNew YorkNY$125,000$125,0000Jan 13sec.gov
CCP BTR Pool 1 REIT LLCREITS and FinanceCharlotteNC$125,000$125,0000Jan 13sec.gov
LPC REIT 204 Mesa Gateway, LPCommercialChicagoIL$125,000$125,000125Jan 13sec.gov
LPC REIT 205 Arrowhead Area I, LPCommercialChicagoIL$125,000$125,000125Jan 13sec.gov
LPC REIT 200 VENTURE II HOLDCO, LPCommercialChicagoIL$125,000$125,000125Jan 13sec.gov
ACORE Credit Partners II REIT, Inc.REITS and FinanceLarkspurCA$125,000$125,000125Jan 12sec.gov
FC TOD BTR Holdings I LLCREITS and FinanceClevelandOH$125,000$125,000125Jan 11sec.gov
FC TOD MF II Holdings LLCREITS and FinanceClevelandOH$125,000$125,000125Jan 11sec.gov
Island Recovery Fund IV TIER Holdings LLCREITS and FinanceNew YorkNY$125,000$125,000125Jan 10sec.gov
Broad Street US Real Estate Partners (G) - Woburn REIT LLCREITS and FinanceNew YorkNY$125,000$125,000125Jan 10sec.gov
Broad Street US Real Estate Partners (G) - Newport Beach REIT LLCREITS and FinanceNew YorkNY$125,000$125,000125Jan 10sec.gov
Broad Street US Real Estate Partners (G) - Master REIT LLCREITS and FinanceNew YorkNY$125,000$125,000125Jan 10sec.gov
Broad Street US Real Estate Partners (G) - Florham Park REIT LLCREITS and FinanceNew YorkNY$125,000$125,000125Jan 10sec.gov
Broad Street US Real Estate Partners (G) - Dallas REIT LLCREITS and FinanceNew YorkNY$125,000$125,000125Jan 10sec.gov
Broad Street US Real Estate Partners (G) - Beaverton REIT LLCREITS and FinanceNew YorkNY$125,000$125,000125Jan 10sec.gov
Broad Street US Real Estate Partners (G) - Austin REIT LLCREITS and FinanceNew YorkNY$125,000$125,000125Jan 10sec.gov
BSH III REIT LLCREITS and FinanceSandyUT$125,000$125,0000Jan 9sec.gov
BSFR IV REIT LLCREITS and FinanceSandyUT$125,000$125,0000Jan 9sec.gov
DE Ocean Avenue REIT, Inc.REITS and FinanceSanta MonicaCA$125,000$125,000125Jan 9sec.gov
Lineage Logistics CC Holdings, LLCREITS and FinanceNoviMI$123,000$123,000123Jan 9sec.gov
Dam Decoy Co (amended)ManufacturingOverland ParkKS$120,000$180,0003Jan 12sec.gov
Stone Bay Holdings II, LLCOther Real EstateWest ChesterPA$120,000$20,000,0001Jan 11sec.gov
Emperor Metals Inc.OtherEdmonton$110,500$110,5002Jan 13sec.gov
Movieland REIT, LLCREITS and FinanceChevy ChaseMD$109,000$125,000109Jan 13sec.gov
C4 Exchange REIT, LLCREITS and FinanceChevy ChaseMD$107,000$125,000107Jan 13sec.gov
Interlocken Broomfield REIT, LLCREITS and FinanceChevy ChaseMD$107,000$125,000107Jan 13sec.gov
Eightfold OF V REIT LLCREITS and FinanceMiamiFL$107,000$125,000107Jan 13sec.gov
GALAXY MEDIA PARTNERS LLCTelecommunicationsSyracuseNY$100,000$800,0001Jan 13sec.gov
DigiShares Inc.Other TechnologyMiamiFL$100,000$100,0001Jan 12sec.gov
Alliance Title Services, LLCInsuranceBethesdaMD$100,000$100,00024Jan 11sec.gov
Leo & Lucille Ltd Liability CoOtherNew YorkNY$90,000$7,000,0004Jan 10sec.gov
Tearlach Resources LtdOtherVancouver$89,652$89,6521Jan 9sec.gov
CommonWealth Holdings, LLC (amended)InsurancePhiladelphiaPA$80,000Indefinite80Jan 9sec.gov
Civil Site Group PCOtherGolden ValleyMN$78,455$78,4551Jan 13sec.gov
ACRE Credit Fund II REIT LLCREITS and FinanceAtlantaGA$77,000$125,00077Jan 13sec.gov
TVR 2 LLCCommercialBeavertonOR$75,000$150,000,0002Jan 11sec.gov
Torev CorpOther TechnologyArlingtonVA$75,000$75,0003Jan 10sec.gov
TA Realty Value-Add Fund XIII REIT, LLCREITS and FinanceBostonMA$73,000$125,00073Jan 12sec.gov
Bee2Be Holdings, Inc.OtherDelray BeachFL$65,000$65,0002Jan 12sec.gov
HighBrook DCLF REIT, LLCREITS and FinanceWest Palm BeachFL$64,000$125,00064Jan 12sec.gov
Redpoint Global Inc.Other TechnologyWellesleyMA$60,000$60,0001Jan 12sec.gov
SQWAD Sports Inc.Other TechnologyPortlandOR$60,000$300,0003Jan 11sec.gov
ACRE Multifamily Fund IV Parent REIT, LLCREITS and FinanceAtlantaGA$55,000$125,00055Jan 11sec.gov
GMI-Yonkers, LPOther Real EstateWestlakeTX$54,664$12,433,3582Jan 13sec.gov
SREP IV ACRE Recap Fund III REIT, LLCREITS and FinanceAtlantaGA$51,000$125,00051Jan 11sec.gov
Carolina Lithotripsy, A Ltd PartnershipOther Health CareAustinTX$46,287$46,2872Jan 13sec.gov
Reimagine Football CoOtherOaklandCA$39,380$3,000,0001Jan 13sec.gov
GLC Holdings, LLC/TN (amended)InsurancePhiladelphiaPA$39,000Indefinite39Jan 9sec.gov
Crow Holdings Realty Partners X, Inc.REITS and FinanceDallasTX$38,000$125,00038Jan 10sec.gov
Bell Fund VII South Shore District Holdings, LLCREITS and FinanceGreensboroNC$34,000$125,00034Jan 10sec.gov
RXR Aspire PII Co-Investor REIT LLCREITS and FinanceUniondaleNY$31,000$125,00031Jan 10sec.gov
RXR Mercer Co-Investor REIT LLCREITS and FinanceUniondaleNY$31,000$125,00031Jan 10sec.gov
RXR Aspire Co-Investor REIT LLCREITS and FinanceUniondaleNY$31,000$125,00031Jan 10sec.gov
Cove Communities REIT - Venture IV, LLCREITS and FinancePhoenixAZ$31,000$125,00031Jan 10sec.gov
Blue Vista City Select Fund REIT, LLCREITS and FinanceChicagoIL$31,000$125,00031Jan 10sec.gov
Haven 100 Project LLCCommercialSpringvilleUT$30,000$3,500,0000Jan 11sec.gov
Woodview Way REIT LLCREITS and FinanceBostonMA$29,000$125,00029Jan 10sec.gov
Kula Technology Labs, Inc.Other TechnologyNew YorkNY$27,000$200,0003Jan 12sec.gov
Lost Wig Productions LLCOtherSan JoseCA$25,000$500,0001Jan 11sec.gov
Chronotale, Inc.Other TechnologyNew YorkNY$25,000$1,000,0001Jan 10sec.gov
Pillar Designs LLCOther TechnologyChicagoIL$25,000$1,200,0001Jan 9sec.gov
Brickhouse Ventures Corp.Other TechnologyVancouver$24,291$24,2917Jan 10sec.gov
Avidian Gold Corp.OtherToronto$23,913$58,0762Jan 9sec.gov
E-Bration, Inc.OtherMonroeCT$10,000$150,0005Jan 13sec.gov
Boston Common International Sustainable Climate Fund, LLCInvestingBostonMA$10,000$80,000,0001Jan 10sec.gov
Joolep Inc.Other TechnologyMiamiFL$10,000Indefinite1Jan 9sec.gov
Amazon Partners, LLCOther EnergyCheyenneWY$6,650$6,65014Jan 12sec.gov
Palm Springs Companion Care, LLCOtherBellinghamWA$4,000Indefinite1Jan 9sec.gov
Realbid Token Holdings, LLC Series 1870 MyrtleResidentialSan FranciscoCA$2,792$10,00013Jan 11sec.gov
LCD-HHC Seattle II, LLCREITS and FinanceAthensGA$2,000$125,0002Jan 10sec.gov
LCD-HHC Berkeley III REIT, LLCREITS and FinanceAthensGA$2,000$125,0002Jan 10sec.gov
LCD-HHC Eugene, LLCREITS and FinanceAthensGA$2,000$125,0002Jan 10sec.gov
LCD-HHC Los Angeles, LLCREITS and FinanceAthensGA$2,000$125,0002Jan 10sec.gov
LCD-HHC VA REIT, LLCREITS and FinanceAthensGA$2,000$125,0002Jan 10sec.gov
MAPS US Logistics Three LLCREITS and FinanceSeoul$1,000$125,0001Jan 10sec.gov
Hannan Metals Ltd.OtherVancouver$736$21,3421Jan 11sec.gov
Realbid Token Holdings, LLC Series 1001 Leah AveResidentialSan FranciscoCA$552$3,0003Jan 9sec.gov
Plurilock Security Inc.OtherVancouver$516$5161Jan 10sec.gov
CKAT BUSINESS Corp (amended)Business ServicesDunnNC$480$5003Jan 13sec.gov
Realbid Token Holdings, LLC Series 621 E Le ClairCommercialSan FranciscoCA$261$5,0006Jan 9sec.gov
Realbid Token Holdings, LLC Series 27670 ClaymenResidentialSan FranciscoCA$221$5,0824Jan 11sec.gov
Realbid Token Holdings, LLC Series 927 Euclid AveResidentialSan FranciscoCA$220$5,0004Jan 9sec.gov
Realbid Token Holdings, LLC Series 110 Gardengate DrResidentialSan FranciscoCA$181$5,0004Jan 9sec.gov
Realbid Token Holdings, LLC Series 2515 Coronet DrResidentialSan FranciscoCA$170$5,0004Jan 9sec.gov
Realbid Token Holdings, LLC Series 200 E 2300 NResidentialSan FranciscoCA$146$5,0005Jan 11sec.gov
Realbid Token Holdings, LLC Series 680 VillageResidentialSan FranciscoCA$121$5,2953Jan 11sec.gov
Realbid Token Holdings, LLC Series 5735 Timber CreekResidentialSan FranciscoCA$121$3,0003Jan 11sec.gov
Realbid Token Holdings, LLC Series 5733 EnfieldResidentialSan FranciscoCA$121$4,4423Jan 10sec.gov
Realbid Token Holdings, LLC Series 1828 RoseResidentialSan FranciscoCA$120$5,0703Jan 9sec.gov
Realbid Token Holdings, LLC Series 35434 25thResidentialSan FranciscoCA$111$2,0002Jan 11sec.gov
Realbid Token Holdings, LLC Series 5124 MinneolaResidentialSan FranciscoCA$111$5,5002Jan 11sec.gov
Realbid Token Holdings, LLC Series 14671 BeachResidentialSan FranciscoCA$110$5,5002Jan 10sec.gov
Uniqus Consultech Inc.Other TechnologySan FranciscoCA$89$893Jan 13sec.gov
Realbid Token Holdings, LLC Series 1315 E 115thResidentialSan FranciscoCA$81$1,0003Jan 9sec.gov
Realbid Token Holdings, LLC Series 7607 BlessingResidentialSan FranciscoCA$32$3,0002Jan 11sec.gov
Embree Net Lease Fund V, LPCommercialGeorgetownTX$0$100,000,0000Jan 13sec.gov
Apollo Art Global Inc.OtherChicagoIL$0Indefinite0Jan 13sec.gov
VBAP LLCOther Real EstateEden PrairieMN$0$1,300,0000Jan 13sec.gov
JLAN DSD LLCOther TechnologySeattleWA$0$440,0000Jan 13sec.gov
Canopy Partners, LLCInvestingTerrace ParkOH$0$1,200,0000Jan 13sec.gov
LG APT IV REIT LLCREITS and FinanceMatthewsNC$0$125,0000Jan 13sec.gov
LG APT I REIT LLCREITS and FinanceMatthewsNC$0$125,0000Jan 13sec.gov
LG APT X REIT LLCREITS and FinanceMatthewsNC$0$125,0000Jan 13sec.gov
LG APT XI REIT LLCREITS and FinanceMatthewsNC$0$125,0000Jan 13sec.gov
LG APT VIII REIT LLCREITS and FinanceMatthewsNC$0$125,0000Jan 13sec.gov
LG APT IX REIT LLCREITS and FinanceMatthewsNC$0$125,0000Jan 13sec.gov
LG APT VII REIT LLCREITS and FinanceMatthewsNC$0$125,0000Jan 13sec.gov
LG APT VI REIT LLCREITS and FinanceMatthewsNC$0$125,0000Jan 13sec.gov
LG APT V REIT LLCREITS and FinanceMatthewsNC$0$125,0000Jan 13sec.gov
LG ASA II REIT LLCREITS and FinanceMatthewsNC$0$125,0000Jan 13sec.gov
LG APT II REIT LLCREITS and FinanceMatthewsNC$0$125,0000Jan 13sec.gov
LG APT III REIT LLCREITS and FinanceMatthewsNC$0$125,0000Jan 13sec.gov
LG ASA I REIT LLCREITS and FinanceMatthewsNC$0$125,0000Jan 13sec.gov
Paragon Alpha Fund I, L.P.Other Real EstateAlbuquerqueNM$0$10,000,0000Jan 13sec.gov
National Land Development Fund, LPCommercialColumbiaSC$0Indefinite0Jan 13sec.gov
Shopoff OC Development Fund, LLC (amended)Other Real EstateIrvineCA$0$31,000,0000Jan 13sec.gov
Blue Ocean Capital Wealth Fund LLC (amended)Other Real EstateColleyvilleTX$0$25,000,0000Jan 13sec.gov
RHODE ISLAND GROWS LLCAgricultureExeterRI$0$10,000,0000Jan 13sec.gov
Producer Owned Beef, LLCCommercialAmarilloTX$0$100,000,0000Jan 13sec.gov
MHR Acquisitions, Inc. (amended)Oil and GasNew YorkNY$0$1,500,0000Jan 13sec.gov
ROM Technologies, Inc.Other Health CareBrookfieldCT$0$10,000,0000Jan 13sec.gov
HOME DEPOT, INC. (amended)RetailingAtlantaGA$0Indefinite0Jan 13sec.gov
Plus Brand Industries Inc.ManufacturingSheridanWY$0$10,000,0000Jan 12sec.gov
AMC Capital Infusion Fund, LLCCommercialPorter RanchCA$0$20,000,0000Jan 12sec.gov
MPC GA 2023 AHI ICF 1, LLCOther Real EstateAtlantaGA$0Indefinite0Jan 12sec.gov
DW BAKKEN #66 LPOil and GasIrvingTX$0$1,000,0000Jan 12sec.gov
Cavalry Feeder REIT Blocker LLCREITS and FinanceNew YorkNY$0$125,0000Jan 12sec.gov
KRE Quincy REIT Manager LLCREITS and FinanceNew YorkNY$0$125,0000Jan 12sec.gov
KRE Southline REIT Holdings LLCREITS and FinanceNew YorkNY$0$125,0000Jan 12sec.gov
KRE MREG City Ave Venture REIT LLCREITS and FinanceNew YorkNY$0$125,0000Jan 12sec.gov
KRE MREG Main Line Venture REIT LLCREITS and FinanceNew YorkNY$0$125,0000Jan 12sec.gov
MCH SFR 1B LLCREITS and FinanceNew YorkNY$0$125,0000Jan 12sec.gov
MCH SFR 2 LLCREITS and FinanceNew YorkNY$0$125,0000Jan 12sec.gov
KC AO Member LLCREITS and FinanceNew YorkNY$0$125,0000Jan 12sec.gov
KKR Real Estate Opportunistic Credit Strategy REIT II LLCREITS and FinanceNew YorkNY$0$125,0000Jan 12sec.gov
Ilumivu, Inc.Other TechnologyFairviewNC$0$1,500,0000Jan 12sec.gov
Tahoe Spirits, Inc.OtherSouth Lake TahoeCA$0$6,000,0000Jan 12sec.gov
Slows Holdings, LLCRestaurantsBloomfield HillsMI$0$400,0000Jan 12sec.gov
Slows Holdings, LLCRestaurantsBloomfield HillsMI$0$400,0000Jan 12sec.gov
Echo Ltd.OtherCalgary$0$6,9233Jan 12sec.gov
4820 Ingersoll HoldCo, LLCOther Real EstateUrbandaleIA$0$1,500,0000Jan 11sec.gov
100 CROSSING APARTMENTS LLCOther Real EstateViennaVA$0Indefinite0Jan 11sec.gov
Generation Gold Corp.OtherVancouver$0$3,8002Jan 11sec.gov
Godwin Capital No. 21 Ltd.CommercialCastle Marina, Nottingham$0$100,000,0000Jan 11sec.gov
Avvenire Electric Vehicle International Corp.ManufacturingLas VegasNV$0$2,000,0000Jan 11sec.gov
Magnolia Flower CoOtherJacksonMS$0$205,1000Jan 11sec.gov
River's Edge Project, LLCCommercialSpringvilleUT$0$10,000,0000Jan 11sec.gov
SCA-Grove Place, LLCOther Health CareBirminghamAL$0$214,5000Jan 11sec.gov
BP Ventures REIT 2, LLCREITS and FinanceRosemontIL$0$125,0000Jan 11sec.gov
BP Ventures 3, LLCREITS and FinanceRosemontIL$0$125,0000Jan 11sec.gov
Poulterra Inc.Other EnergyHigh PointNC$0$50,000,0000Jan 11sec.gov
ALPHA INSURANCE ANALYSTS LTDOther Banking and Financial ServicesLondon$0Indefinite17Jan 11sec.gov
Suncoast Growth Fund LLCCommercialFort MyersFL$0$100,000,0000Jan 10sec.gov
Viking Mineral Partners V, LPOil and GasOklahoma CityOK$0$40,000,0000Jan 10sec.gov
HDD Technology, LLCManufacturingWayneOK$0$1,800,0000Jan 10sec.gov
BDC Properties LLCResidentialWashingtonDC$0Indefinite0Jan 10sec.gov
Rainier UNP Investors, LPOther Real EstateDallasTX$0$4,400,0000Jan 10sec.gov
307 Stockton Fee, DSTCommercialNew YorkNY$0$18,949,2970Jan 10sec.gov
Personality Chicago Ltd Liability CoOtherNew YorkNY$0$5,100,0000Jan 10sec.gov
LGB INVESTMENT GROUP LLCResidentialBeachwoodOH$0$675,0000Jan 10sec.gov
CrowdFunz 618 LLCOther Real EstateNew YorkNY$0$1,200,0000Jan 10sec.gov
CROWDFUNZ 828 LLCOther Real EstateLong Island CityNY$0$2,000,0000Jan 10sec.gov
CROWDFUNZ 829 LLCOther Real EstateNew YorkNY$0$5,000,0000Jan 10sec.gov
HSREP VIII Holding REIT 2 LLCREITS and FinanceChicagoIL$0$125,0000Jan 10sec.gov
HSRE REIT VIIIF TrustREITS and FinanceChicagoIL$0$125,0000Jan 10sec.gov
HSRE REIT VIIIE TrustREITS and FinanceChicagoIL$0$125,0000Jan 10sec.gov
HSRE REIT VIIID TrustREITS and FinanceChicagoIL$0$125,0000Jan 10sec.gov
HSRE REIT VIIIC TrustREITS and FinanceChicagoIL$0$125,0000Jan 10sec.gov
HSRE REIT IX TrustREITS and FinanceChicagoIL$0$125,0000Jan 10sec.gov
HSRE Feeder REIT IX TrustREITS and FinanceChicagoIL$0$125,0000Jan 10sec.gov
Redwood West Jefferson West Broad Street OH P1 LLCResidentialIndependenceOH$0$10,700,0000Jan 10sec.gov
GOSC FUND II, LLLPOther Banking and Financial ServicesAlbuquerqueNM$0$1,000,0000Jan 10sec.gov
Fundrise Opportunistic Credit Fund, LLCOther Real EstateWashingtonDC$0Indefinite0Jan 10sec.gov
Wander Atlas REIT, Inc.REITS and FinanceAustinTX$0$125,000125Jan 10sec.gov
Hampden Agencies LtdOtherLondon$0Indefinite32Jan 10sec.gov
ROI Fund II LLCOtherChattanoogaTN$0$25,000,0000Jan 9sec.gov
Service Offsite Solutions, LLCManufacturingSanfordNC$0$5,000,0000Jan 9sec.gov
Sofi Carr III Joint VentureOil and GasProsperTX$0$500,0000Jan 9sec.gov
ARBOREAL MANAGERS (CORNUS) LLCOther Real EstateSeattleWA$0$2,500,0000Jan 9sec.gov
Realbid Token Holdings, LLC Series 5133 DresdenResidentialSan FranciscoCA$0$1,0000Jan 9sec.gov
BT Mankato Student Housing DSTResidentialMadisonWI$0$49,000,0000Jan 9sec.gov
Ursus Quantum LPOther EnergyHigh FallsNY$0$25,000,0000Jan 9sec.gov
Triple 5 Inc.OtherPark RidgeIL$0Indefinite0Jan 9sec.gov
Greenlight Health Data Solutions, Inc.Other TechnologyRaleighNC$0$6,000,0000Jan 9sec.gov
RevUp Fund 2023 LLCOtherProvidenceRI$0$6,000,0000Jan 9sec.gov
Asymmetria Investors III, LLC - eGap Fund II (PS)CommercialWest Des MoinesIA$0$9,530,00071Jan 9sec.gov
Match Sample CorpOtherCheyenneWY$0Indefinite0Jan 9sec.gov
Green Voyage Corp (amended)AgricultureSelkirk$0Indefinite0Jan 9sec.gov
Helios Capital Fund I, LPCommercialBethesdaMD$0Indefinite0Jan 9sec.gov
U Calming Co (amended)OtherSheridanWY$0$1,200,0000Jan 9sec.gov
CTR Investments & Consulting, Inc.CommercialJeffersonGA$0Indefinite0Jan 9sec.gov
InvestDEFY Technologies Inc.Other TechnologyVancouver$0Indefinite0Jan 9sec.gov
ADDENTAX GROUP CORP.ManufacturingShenzhen City$0$16,666,6672Jan 9sec.gov
Derby at Steeplechase, LLCResidentialHoustonTX$0$26,000,0000Jan 9sec.gov

Week of Jan 16 · Week of Jan 2 · All Form D filings

Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.