Form D filings, week of January 2, 2023: 531 companies raised $7.24 billion

Name: Form D filings, week of January 2, 2023: 531 companies raised $7.24 billion
Creator: SpecStream
License: https://creativecommons.org/licenses/by/4.0/

531 operating companies filed a Form D in the week of January 2, 2023, reporting $7.24 billion sold. Largest: Generate Capital, PBC ($880.6 million), Neumora Therapeutics, Inc. ($474.4 million), Silicon Ranch Corp ($375 million). The median filing is $1.1 million, and 484 pooled investment funds also filed that week.

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

Get this list every week Weekly RSS feed

531Form D filings
$7.24 billionreported sold
$1.1 millionmedian amount sold
CAmost filings (79)

Most filings by state: CA 79, NY 73, FL 52, TX 43, MA 27. By industry: Other 110, REITS and Finance 99, Other Technology 85, Other Real Estate 45.

By day: Jan 3 (152), Jan 4 (143), Jan 5 (119), Jan 6 (117).

Every company that filed, largest first

Company	Industry	City	State	Amount sold	Offering	Investors	Filed	Filing
Generate Capital, PBC	Other Energy	San Francisco	CA	$880,604,455	$880,604,455	24	Jan 6	sec.gov
Neumora Therapeutics, Inc.	Biotechnology	Watertown	MA	$474,356,988	$474,356,988	124	Jan 3	sec.gov
Silicon Ranch Corp	Other Energy	Nashville	TN	$375,000,004	$600,000,000	22	Jan 5	sec.gov
FCP Realty Fund VI-C, L.P. (amended)	Other Real Estate	Chevy Chase	MD	$373,336,638	$1,650,000,000	17	Jan 3	sec.gov
FCP Realty Fund VI-B, L.P. (amended)	Other Real Estate	Chevy Chase	MD	$373,336,638	$1,650,000,000	17	Jan 3	sec.gov
FCP Realty Fund VI-A, L.P. (amended)	Other Real Estate	Chevy Chase	MD	$373,336,638	$1,650,000,000	17	Jan 3	sec.gov
FCP Fund VI-C Feeder, L.P. (amended)	Other Real Estate	Chevy Chase	MD	$373,336,638	$1,650,000,000	17	Jan 3	sec.gov
Acacia Property Corp 2022 (amended)	REITS and Finance	Phoenix	AZ	$363,155,000	$650,000,000	79	Jan 6	sec.gov
Bilt Technologies, Inc.	Other	New York	NY	$148,101,706	$160,000,007	50	Jan 3	sec.gov
Diversified Residential Portfolio III DST (amended)	Other Real Estate	Oak Brook	IL	$135,837,272	$209,327,056	222	Jan 4	sec.gov
Xariable, Inc. (amended)	Other Technology	Columbus	OH	$114,561,824	$124,999,947	37	Jan 3	sec.gov
BentallGreenOak Asia Core Plus Joint Venture, LP (amended)	Other Real Estate	New York	NY	$108,323,746	Indefinite	2	Jan 3	sec.gov
Zero Motorcycles Inc (amended)	Other	Scotts Valley	CA	$106,649,965	$225,000,000	7	Jan 4	sec.gov
CD&R Galaxy Jersey Holding Ltd	Other	St Helier		$105,871,909	Indefinite	58	Jan 6	sec.gov
BentallGreenOak Asia Core Plus Partnership, LP (amended)	Other Real Estate	New York	NY	$93,000,000	Indefinite	7	Jan 3	sec.gov
Ohio Equity Fund for Housing Limited Partnership 32B	Residential	Columbus	OH	$92,000,000	$185,000,000	4	Jan 5	sec.gov
CareSave Technologies, Inc.	Other Health Care	Mclean	VA	$86,616,156	$115,818,500	9	Jan 4	sec.gov
NexPoint Hughes DST (amended)	Other Real Estate	Dallas	TX	$73,623,049	$115,262,632	206	Jan 4	sec.gov
NexPoint Hughes DST	Other Real Estate	Dallas	TX	$73,623,049	$115,262,632	206	Jan 4	sec.gov
Hancock Timberland & Farmland Fund LP	Other Real Estate	Boston	MA	$71,550,000	Indefinite	8	Jan 4	sec.gov
JVM Multi-Family Premier Fund 5, LLC (amended)	Other Real Estate	Oak Brook	IL	$67,843,750	$150,000,000	103	Jan 6	sec.gov
NexPoint Aviation DST (amended)	Other Real Estate	Dallas	TX	$66,770,242	$77,258,899	182	Jan 4	sec.gov
NexPoint Aviation DST	Other Real Estate	Dallas	TX	$66,770,242	$77,258,899	182	Jan 4	sec.gov
ExchangeRight Net Leased Portfolio 43 Parent DST (amended)	Commercial	Pasadena	CA	$58,710,000	$58,710,000	142	Jan 5	sec.gov
ExchangeRight Net Leased Portfolio 41 DST (amended)	Commercial	Pasadena	CA	$55,070,000	$55,070,000	129	Jan 5	sec.gov
NMI Topco, LLC	Other	San Francisco	CA	$54,180,537	Indefinite	13	Jan 6	sec.gov
NexPoint Buffalo DST (amended)	Other Real Estate	Dallas	TX	$52,383,976	$54,531,314	182	Jan 4	sec.gov
NexPoint Buffalo DST	Other Real Estate	Dallas	TX	$52,383,976	$54,531,314	182	Jan 4	sec.gov
Bilt Technologies, Inc.	Other	New York	NY	$48,749,959	$48,749,959	63	Jan 3	sec.gov
ExchangeRight Net Leased Portfolio 39 DST (amended)	Commercial	Pasadena	CA	$47,775,000	$47,775,000	89	Jan 4	sec.gov
ExchangeRight Net Leased Portfolio 40 DST (amended)	Commercial	Pasadena	CA	$45,440,000	$45,440,000	103	Jan 4	sec.gov
BG 22 - Southline LLC	Residential	Houston	TX	$44,625,000	$44,625,000	133	Jan 5	sec.gov
ExchangeRight Net Leased Portfolio 42 DST (amended)	Commercial	Pasadena	CA	$36,500,000	$36,500,000	88	Jan 5	sec.gov
WEM Uintah IV, LLC	Oil and Gas	Provo	UT	$34,174,533	$200,000,000	47	Jan 4	sec.gov
LuxWall, Inc.	Manufacturing	Ypsilanti	MI	$32,999,989	$32,999,989	4	Jan 6	sec.gov
Cosmos Health Inc. (amended)	Pharmaceuticals	Chicago	IL	$32,525,680	$32,525,680	0	Jan 5	sec.gov
VA Pro 7 SNF Operations Holdings LLC	Other Health Care	Woodmere	NY	$32,000,000	$32,000,000	18	Jan 5	sec.gov
Outlook Therapeutics, Inc.	Biotechnology	Iselin	NJ	$31,820,000	$31,820,000	1	Jan 6	sec.gov
Jewel Fund, L. P. (amended)	Investing	New York	NY	$30,996,024	Indefinite	4	Jan 6	sec.gov
CF Palms Multifamily DST (amended)	Residential	New York	NY	$30,780,742	$32,570,000	46	Jan 6	sec.gov
Rialtic, Inc.	Other Technology	Atlanta	GA	$28,100,000	$28,100,000	7	Jan 3	sec.gov
Lakewood Ranch SFR II DST (amended)	Other Real Estate	Oak Brook	IL	$25,583,640	$62,589,462	61	Jan 4	sec.gov
SALUCRO HEALTHCARE SOLUTIONS, LLC	Other Technology	Phoenix	AZ	$25,065,824	$36,999,991	2	Jan 5	sec.gov
ExchangeRight Net Leased Portfolio 38 DST (amended)	Commercial	Pasadena	CA	$24,910,000	$24,910,000	69	Jan 3	sec.gov
Western Wealth Capital LXXVIII US Investor, LP (amended)	Residential	Phoenix	AZ	$24,456,000	$38,655,000	362	Jan 6	sec.gov
BlocPower Public Benefit Corp	Other Technology	New York	NY	$24,395,969	$35,000,000	26	Jan 4	sec.gov
RADCO Gibson By Radius, LP	Residential	Atlanta	GA	$22,160,000	$37,200,000	131	Jan 6	sec.gov
Authenticx, Inc.	Other Technology	Indianapolis	IN	$21,513,950	$21,513,950	14	Jan 3	sec.gov
Worlds Enterprises Inc.	Other Technology	Dallas	TX	$21,225,194	$21,225,194	23	Jan 3	sec.gov
Trinity Lincoln Crossing Investors LLC	Other Real Estate	Southlake	TX	$20,960,000	$25,000,000	187	Jan 3	sec.gov
Ardent Vega Fund II, LP	Commercial	Atlanta	GA	$20,950,000	$100,000,000	87	Jan 6	sec.gov
AFC Acquisitions, Inc.	Other	Foster City	CA	$20,598,948	$20,598,948	24	Jan 6	sec.gov
ChartHop, Inc.	Other Technology	Port Washington	NY	$20,099,981	$29,999,975	4	Jan 3	sec.gov
XENTER, INC. (amended)	Biotechnology	Draper	UT	$19,595,500	$20,000,000	79	Jan 6	sec.gov
BF Cinnamon Tree, LLC	Residential	Cottonwood Heights	UT	$18,975,465	$18,975,465	61	Jan 3	sec.gov
ExchangeRight Net Leased Portfolio 37 DST (amended)	Commercial	Pasadena	CA	$18,730,000	$18,730,000	37	Jan 3	sec.gov
RADCO - Reynolds Place, LP	Residential	Atlanta	GA	$18,480,000	$36,100,000	97	Jan 6	sec.gov
Intrinsic Technologies, Inc.	Other Technology	Beaverton	OR	$18,200,020	$20,000,000	5	Jan 5	sec.gov
Forj Software, Inc.	Other	Waukesha	WI	$18,050,000	$18,050,000	10	Jan 5	sec.gov
Prisms of Reality Inc.	Other Technology	San Francisco	CA	$17,844,994	$18,345,000	36	Jan 5	sec.gov
Amalgam Rx, Inc.	Other Health Care	Wilmington	DE	$17,365,000	$45,000,000	62	Jan 3	sec.gov
Fairway Vivo GP Fund LLC (amended)	Commercial	Portland	OR	$17,318,970	$25,000,000	73	Jan 6	sec.gov
Edify Labs, Inc. (amended)	Other	Santa Monica	CA	$16,886,079	$22,336,079	8	Jan 6	sec.gov
Morrison Road Investments, L.P.	Other Real Estate	Rome	GA	$16,424,000	$20,119,400	133	Jan 3	sec.gov
Atomos Nuclear & Space Corp	Other Technology	Denver	CO	$16,217,041	$20,000,000	12	Jan 6	sec.gov
Energy Exploration Technologies, Inc.	Energy Conservation	Austin	TX	$15,000,000	Indefinite	2	Jan 6	sec.gov
Bakers Place Project LLC	Other Real Estate	Madison	WI	$15,000,000	$22,500,000	69	Jan 6	sec.gov
FORGE NANO, INC.	Other Technology	Thornton	CO	$15,000,000	$70,000,000	1	Jan 5	sec.gov
Synapse Health, Inc.	Other Health Care	Evanston	IL	$15,000,000	$15,000,000	14	Jan 3	sec.gov
Kindred Concepts, Inc.	Other	San Francisco	CA	$14,999,974	$15,000,000	16	Jan 3	sec.gov
MultiSensor Scientific, Inc. (amended)	Other Technology	Cambridge	MA	$14,876,613	$17,376,611	52	Jan 3	sec.gov
Altesa BioSciences, Inc.	Pharmaceuticals	College Park	GA	$14,864,973	$30,000,000	16	Jan 5	sec.gov
VB St. Peters Investors, LLC	Commercial	Indianapolis	IN	$14,733,975	$16,000,000	174	Jan 6	sec.gov
Pavilions Holdings, LP	Commercial	Norfolk	VA	$14,660,000	$16,508,750	93	Jan 5	sec.gov
RW Fund I, L.P. (amended)	Commercial	Plymouth Meeting	PA	$14,607,500	$50,000,000	22	Jan 5	sec.gov
PreAct Technologies, Inc.	Other Technology	Portland	OR	$14,005,305	$26,105,625	12	Jan 6	sec.gov
Micron Pure, LLC (amended)	Other Technology	Fenton	MO	$14,000,000	$14,000,000	28	Jan 3	sec.gov
ExchangeRight Value-Add Portfolio 1 DST (amended)	Commercial	Pasadena	CA	$13,760,000	$13,760,000	32	Jan 4	sec.gov
Reprise Biomedical, Inc.	Biotechnology	Plymouth	MN	$13,042,306	$14,800,673	55	Jan 3	sec.gov
Meadows Seniors LP	Residential	Tustin	CA	$12,635,130	$12,635,130	1	Jan 3	sec.gov
PRESIDENT & FELLOWS OF HARVARD COLLEGE (amended)	Other	Cambridge	MA	$12,493,526	Indefinite	718	Jan 6	sec.gov
DC-001, Inc.	Other Technology	Los Alamitos	CA	$12,333,396	$30,000,000	14	Jan 5	sec.gov
BC Townhomes, LLC	Residential	Englewood Cliffs	NJ	$12,025,000	$13,200,000	114	Jan 3	sec.gov
GT Topco LLC	Other	Chicago	IL	$12,000,000	$12,000,000	5	Jan 3	sec.gov
GRIFFON STRYKER FRISCO LLC (amended)	Construction	Plano	TX	$11,699,000	$23,000,000	135	Jan 6	sec.gov
Rye Ridge Resources Fund II, LP	Oil and Gas	Denver	CO	$11,550,000	$15,000,000	25	Jan 3	sec.gov
Mosaic Biosciences, Inc.	Biotechnology	Boulder	CO	$11,382,997	$11,383,000	4	Jan 6	sec.gov
Sunrise Ascent on Bethany Partners, LLC	Commercial	Irvine	CA	$11,339,319	$11,339,319	176	Jan 4	sec.gov
Dotwork Inc.	Other Technology	Georgetown	TX	$11,124,968	$16,000,140	25	Jan 4	sec.gov
PROXIMITY THERAPEUTICS, INC. (amended)	Biotechnology	Cambridge	MA	$11,000,001	$11,000,001	9	Jan 4	sec.gov
COLBERTS MILL CAPITAL, LLC	Commercial	Edmond	OK	$11,000,000	$11,000,000	110	Jan 6	sec.gov
Palermo Solar Investors, LLC	Other Real Estate	Alpharetta	GA	$11,000,000	$11,000,000	44	Jan 3	sec.gov
Icelandic Provisions, Inc. (amended)	Other	New York	NY	$10,988,800	$11,500,000	17	Jan 3	sec.gov
Cove Net Lease Distribution 55 DST	Commercial	Torrance	CA	$10,213,377	$24,163,472	20	Jan 6	sec.gov
B&J Studios Inc.	Other Technology	Chicago	IL	$10,202,691	$10,702,439	24	Jan 5	sec.gov
Hoth Therapeutics, Inc.	Biotechnology	New York	NY	$10,000,000	$10,000,000	1	Jan 4	sec.gov
SuperNormal Technologies, Inc.	Other Technology	Lidingo		$9,999,991	$9,999,991	11	Jan 4	sec.gov
Mercer Solar Investments LLC	Other Real Estate	Bradenton	FL	$9,845,000	$10,000,000	70	Jan 5	sec.gov
Ryse Health, Inc.	Other Health Care	Arlington	VA	$9,793,484	$11,880,000	27	Jan 3	sec.gov
SMYL 2022 Opportunity Zone Fund LLC	Residential	Broadview Heights	OH	$9,500,000	$9,500,000	9	Jan 5	sec.gov
NutJobs, Inc.	Other	Carmel	CA	$9,063,185	$9,063,185	10	Jan 6	sec.gov
HELI DESTINATIONS 1, LLC	Other Travel	Aspen	CO	$8,950,000	$15,000,000	8	Jan 3	sec.gov
Zengines, Inc.	Other Technology	Bedford	MA	$8,844,995	$9,699,962	34	Jan 3	sec.gov
Early Bird Medical, Inc.	Other Health Care	Malvern	PA	$8,700,489	$12,535,417	37	Jan 4	sec.gov
RADCO - San Marco STA, LP	Commercial	Atlanta	GA	$8,660,000	$13,900,000	62	Jan 6	sec.gov
United Dwelling Holdings, Inc.	Residential	Los Angeles	CA	$8,607,915	$8,607,915	20	Jan 6	sec.gov
Red Angus Solar Investors, LLC	Other Real Estate	Alpharetta	GA	$8,236,505	$8,377,000	96	Jan 3	sec.gov
Kintra Fibers, Inc.	Other Technology	Brooklyn	NY	$7,894,988	$10,000,000	19	Jan 6	sec.gov
Oaks at Platte City LLC	Residential	Kansas City	MO	$7,666,000	$10,000,000	74	Jan 6	sec.gov
Wahlburgers Holding Co LLC	Restaurants	Hingham	MA	$7,500,000	$7,500,000	1	Jan 3	sec.gov
DMF Holdings, Inc.	Other Technology	Indianapolis	IN	$7,407,672	$7,407,672	6	Jan 3	sec.gov
CX Courts of Avalon, DST (amended)	Other Real Estate	Tampa	FL	$7,384,065	$48,815,934	26	Jan 6	sec.gov
TC Georgia Solar Investments LLC	Other Real Estate	Tulsa	OK	$7,353,700	$7,700,000	63	Jan 4	sec.gov
Sobey Road Film Fund I, L.P.	Other	Los Angeles	CA	$7,250,000	Indefinite	6	Jan 6	sec.gov
STRYKER CELINA LLC (amended)	Residential	Plano	TX	$7,239,000	$15,000,000	86	Jan 6	sec.gov
Wunderite, Inc.	Other Technology	Bourne	MA	$7,205,193	$7,999,986	41	Jan 3	sec.gov
Ribonaut Therapeutics, Inc.	Biotechnology	Jupiter	FL	$6,917,854	$25,999,994	6	Jan 4	sec.gov
Roanoke Data Security Corp	Other Technology	Seattle	WA	$6,809,988	$7,999,989	9	Jan 6	sec.gov
BLDG Pioneer LLC	Residential	Beverly Hills	CA	$6,523,000	$6,523,000	59	Jan 5	sec.gov
Her M.D., Inc.	Other Health Care	Cincinnati	OH	$6,520,000	$15,000,000	3	Jan 5	sec.gov
Owen Woods, Inc.	Other	Redwood City	CA	$6,500,000	$10,500,000	2	Jan 6	sec.gov
Preveta Corp	Other Health Care	Redondo Beach	CA	$6,250,000	$6,250,000	7	Jan 4	sec.gov
SCO Holdings Investors, LLC	Other Real Estate	Indianapolis	IN	$6,237,164	$6,237,164	54	Jan 5	sec.gov
Jot Labs Inc.	Other	Boulder	CO	$5,999,976	$5,999,996	19	Jan 4	sec.gov
Soil Connect Services, Inc.	Other	Plainview	NY	$5,578,364	$6,198,364	32	Jan 5	sec.gov
Sustainable Beverage Technologies Inc.	Other	Golden	CO	$5,503,740	$7,003,739	2	Jan 6	sec.gov
HelloTech, Inc.	Other Technology	Santa Monica	CA	$5,494,754	$5,500,000	27	Jan 6	sec.gov
CX Station at Clift Farm, DST (amended)	Other Real Estate	Tampa	FL	$5,429,062	$69,424,166	13	Jan 5	sec.gov
Oak Enclave Holdings, LP	Commercial	Norfolk	VA	$5,348,278	$6,308,278	29	Jan 6	sec.gov
Dogcentric Ventures, Inc.	Restaurants	Severna Park	MD	$5,302,000	$7,802,000	52	Jan 5	sec.gov
18401 Elgin Investors LP (amended)	Other Real Estate	Sugar Land	TX	$5,118,546	$6,000,000	44	Jan 5	sec.gov
Else Nutrition Holdings Inc.	Other	Surrey		$5,100,000	$5,100,000	1	Jan 6	sec.gov
DecisionNext, Inc.	Other Technology	San Francisco	CA	$5,092,935	$5,393,887	56	Jan 6	sec.gov
Hawaiian Bros Inc.	Restaurants	Kansas City	MO	$5,075,000	$15,000,000	12	Jan 4	sec.gov
Mental Health Partnership, LLC	Other Health Care	Ames	IA	$5,000,000	$5,000,000	0	Jan 6	sec.gov
FireTail, Inc.	Other Technology	Mclean	VA	$5,000,000	$5,000,000	9	Jan 6	sec.gov
TM5 Equity - The Jaxon, LP	Commercial	College Station	TX	$5,000,000	$5,000,000	21	Jan 6	sec.gov
LevelTen Energy, Inc.	Other Technology	Seattle	WA	$5,000,000	$20,000,000	1	Jan 5	sec.gov
Prospyr Medical, Inc.	Other Technology	Austin	TX	$4,999,999	$4,999,999	4	Jan 5	sec.gov
Givinga, Inc. (amended)	Other Technology	Boston	MA	$4,999,999	$4,999,999	11	Jan 3	sec.gov
Fireside Chat Inc.	Other Technology	Milpitas	CA	$4,865,497	$4,865,497	8	Jan 3	sec.gov
Metrika Inc.	Other Technology	Cambridge	MA	$4,857,858	$5,807,858	4	Jan 4	sec.gov
ANOKIWAVE, INC.	Other Technology	Billerica	MA	$4,790,000	$20,000,000	23	Jan 4	sec.gov
University Avenue 324, LLC	Commercial	Mount Pleasant	SC	$4,646,000	$4,646,000	40	Jan 6	sec.gov
Replai, Inc.	Other	Porto		$4,628,913	$4,628,913	15	Jan 5	sec.gov
Monitaur, Inc.	Other Technology	Duxbury	MA	$4,600,000	$4,600,000	25	Jan 5	sec.gov
GMI-Dobbs Ferry, LP (amended)	Other Real Estate	Westlake	TX	$4,546,948	$8,824,535	42	Jan 6	sec.gov
Fieldpoint Private Holdings, Inc.	Commercial Banking	Greenwich	CT	$4,365,648	$26,960,000	8	Jan 5	sec.gov
Acretrader 217, LLC	Other Real Estate	Fayetteville	AR	$4,329,600	$4,329,600	69	Jan 6	sec.gov
Impact Prosperity Diversified Fund I, LLC	Other	Colleyville	TX	$4,300,000	$50,000,000	3	Jan 4	sec.gov
Ironhorse Industrial Holdings, LLC	Commercial	Overland Park	KS	$4,195,000	$10,000,000	36	Jan 6	sec.gov
Tespo Health Holdings, LLC	Other	Plymouth	MI	$4,183,899	$4,900,000	43	Jan 5	sec.gov
BF Dayton, LLC	Other Real Estate	Cottonwood Heights	UT	$4,175,000	$4,175,000	14	Jan 3	sec.gov
Hempel West End Investors, LLC	Other Real Estate	Eden Prairie	MN	$4,106,250	$5,475,000	54	Jan 6	sec.gov
Sunset Capital Lenders III, LLC	REITS and Finance	Issaquah	WA	$4,050,000	$4,050,000	13	Jan 6	sec.gov
Funga PBC	Other Technology	Austin	TX	$4,038,267	$4,038,267	6	Jan 5	sec.gov
Hulett Bancorp	Commercial Banking	Laurel	MT	$4,000,046	$5,650,365	2	Jan 4	sec.gov
Nexus Ventures VIII Moxy Charlotte LLC	Construction	Matthews	NC	$3,700,000	$3,700,000	28	Jan 3	sec.gov
Midtown Opportunity Zone Fund I, LLC (amended)	Other Real Estate	Saint Louis	MO	$3,625,000	$65,000,000	15	Jan 6	sec.gov
Breakout Global Technologies Inc.	Other Technology	Tampa	FL	$3,570,000	$3,570,000	1	Jan 4	sec.gov
Stateline Quarry Investments LLC	Investing	Sandy Springs	GA	$3,567,900	$10,500,000	25	Jan 3	sec.gov
Grounded Technologies, Inc. (amended)	Other	New York	NY	$3,465,500	$5,500,000	7	Jan 5	sec.gov
Artyc PBC	Other Technology	San Mateo	CA	$3,405,004	$3,405,004	11	Jan 5	sec.gov
Mondrian Labs Inc.	Other Technology	New York	NY	$3,384,991	$3,634,991	14	Jan 5	sec.gov
ACCELERATED CONSUMER HOLDINGS, LLC	Other	Highlands Ranch	CO	$3,175,000	$5,000,000	13	Jan 3	sec.gov
HopGrade, Inc.	Other Technology	Austin	TX	$3,100,908	$3,500,000	78	Jan 6	sec.gov
RentDrop, Inc.	Other Technology	Claymont	DE	$3,044,999	$3,545,000	25	Jan 6	sec.gov
Force 10 Hoops LLC (amended)	Other	Seattle	WA	$3,000,000	$23,000,000	2	Jan 6	sec.gov
University of Illinois Community Credit Union	Other Banking and Financial Services	Champaign	IL	$3,000,000	$6,000,000	1	Jan 3	sec.gov
Carbon Reform Inc.	Other	Philadelphia	PA	$2,999,999	$3,000,000	16	Jan 4	sec.gov
PiKNiK & Company, Inc. (amended)	Other	La Jolla	CA	$2,980,000	$2,980,000	7	Jan 4	sec.gov
Listeners on Call, Inc. (amended)	Other Technology	Dallas	TX	$2,850,000	$9,000,000	11	Jan 4	sec.gov
LMCV DDO FUND I LLC	Investing	New York	NY	$2,800,000	$2,800,000	28	Jan 4	sec.gov
OnLume Inc.	Other Health Care	Madison	WI	$2,783,957	$6,000,000	14	Jan 3	sec.gov
Livelike Inc.	Other Technology	New York	NY	$2,746,173	$5,168,189	23	Jan 4	sec.gov
ESP Technology & Logistics, Inc.	Other Technology	Los Angeles	CA	$2,679,986	$5,000,000	10	Jan 4	sec.gov
Northern Lights Royalties V, LP (amended)	Oil and Gas	Southlake	TX	$2,639,167	$5,900,000	27	Jan 4	sec.gov
18 Taunton Owner LLC	Other Real Estate	Boston	MA	$2,559,400	$2,559,400	10	Jan 5	sec.gov
Urica Therapeutics, Inc.	Biotechnology	Bay Harbor Islands	FL	$2,533,350	$5,000,000	26	Jan 5	sec.gov
Texas Standard Energy Fund LP	Oil and Gas	Dallas	TX	$2,523,760	$100,000,000	6	Jan 6	sec.gov
BBI 1899, LLC (amended)	Restaurants	Columbus	OH	$2,520,000	$2,520,000	20	Jan 5	sec.gov
BBI 1899, LLC	Restaurants	Columbus	OH	$2,520,000	$2,520,000	20	Jan 5	sec.gov
Aclaimant, Inc.	Other Technology	Bloomfield	MI	$2,474,995	$5,000,000	20	Jan 3	sec.gov
Whoseyourlandlord, Inc.	Other Technology	Brooklyn	NY	$2,406,059	$2,406,059	14	Jan 4	sec.gov
Northern Lights Royalties V, LP (amended)	Oil and Gas	Southlake	TX	$2,353,324	$5,900,000	25	Jan 4	sec.gov
Aktivate, Inc.	Other Technology	New York	NY	$2,319,472	$2,999,989	32	Jan 3	sec.gov
NetQub, Inc. (amended)	Other	Greenwood Village	CO	$2,310,616	Indefinite	126	Jan 4	sec.gov
Casselberry Investors LLC (amended)	Residential	Winter Park	FL	$2,300,000	$2,750,000	24	Jan 3	sec.gov
Moment Residences, LLC	Residential	Middleton	WI	$2,295,000	$19,000,000	31	Jan 4	sec.gov
VESTECK, INC.	Other Health Care	West Chester	PA	$2,260,120	$4,000,000	30	Jan 3	sec.gov
Papaya Tutoring Services, Inc.	Other	Plantation	FL	$2,254,685	$2,254,685	8	Jan 4	sec.gov
Elements Drinks Co. (amended)	Retailing	Wilmington	DE	$2,189,500	$4,500,000	24	Jan 5	sec.gov
Roam Maui LLC	Tourism and Travel Services	Reno	NV	$2,000,000	$7,500,000	2	Jan 6	sec.gov
JRL ENERGY, INC.	Coal Mining	Milton	GA	$2,000,000	$12,000,000	4	Jan 6	sec.gov
AMEX Holding I Corp.	Other	New York	NY	$2,000,000	$2,000,000	4	Jan 3	sec.gov
NXBEAM INC.	Telecommunications	Los Alamitos	CA	$2,000,000	$2,000,000	1	Jan 3	sec.gov
BION ENVIRONMENTAL TECHNOLOGIES INC (amended)	Environmental Services	Old Bethpage	NY	$2,000,000	$2,000,000	1	Jan 3	sec.gov
Erdene Resource Development Corp	Other	Dartmouth		$1,895,386	$3,299,376	3	Jan 4	sec.gov
LFC EQUITY PLUS TAIL PROTECTION FUND, LLC (amended)	Other	Dallas	TX	$1,891,800	$100,000,000	15	Jan 5	sec.gov
Austin Eastciders Holdings, Inc.	Other	Austin	TX	$1,817,486	$2,500,000	3	Jan 3	sec.gov
Oars & Alps LLC	Retailing	Chicago	IL	$1,799,995	$1,799,995	1	Jan 6	sec.gov
ROCKBERRY APARTMENTS LLC	Commercial	Hinckley	OH	$1,775,000	$1,775,000	25	Jan 4	sec.gov
Tangible Materials, Inc.	Other	San Francisco	CA	$1,759,252	$3,000,000	34	Jan 6	sec.gov
Grid Therapeutics LLC	Biotechnology	Durham	NC	$1,740,000	$1,740,000	11	Jan 5	sec.gov
ForMotiv Inc.	Other Technology	Bryn Mawr	PA	$1,700,438	$2,000,001	12	Jan 3	sec.gov
GOOD GRIEF FILM LLC	Other	Anaheim	CA	$1,700,000	$1,700,000	4	Jan 5	sec.gov
Opti-Harvest, Inc.	Other	Los Angeles	CA	$1,620,005	$15,000,000	13	Jan 4	sec.gov
AE VV STATESMAN MF LP	Commercial	Fort Worth	TX	$1,612,000	$1,612,000	18	Jan 3	sec.gov
ePOP AI Inc.	Other Technology	New York	NY	$1,605,186	$1,605,186	14	Jan 3	sec.gov
iTrust Ventures LLC (amended)	Other Technology	Alpharetta	GA	$1,598,000	Indefinite	18	Jan 6	sec.gov
Cambium Investments, LLC	Other	Birmingham	MI	$1,590,000	$1,590,000	27	Jan 5	sec.gov
Flow Carbon Inc.	Other	New York	NY	$1,573,001	$1,573,001	2	Jan 3	sec.gov
HGI Multifamily Credit EE, LP (amended)	Other Real Estate	Norfolk	VA	$1,505,000	Indefinite	12	Jan 3	sec.gov
Purinomia Biotech, Inc.	Biotechnology	Woburn	MA	$1,500,000	$1,500,000	1	Jan 6	sec.gov
Xeno Biosciences Inc.	Biotechnology	Cambridge	MA	$1,500,000	$1,500,000	64	Jan 5	sec.gov
SOCAP Global, PBC	Other	Princeton	NJ	$1,500,000	$1,500,000	11	Jan 3	sec.gov
Activate Partners, Inc.	Other Technology	Holmdel	NJ	$1,500,000	$1,500,000	1	Jan 3	sec.gov
DH11 Accra LLC	Commercial	Austin	TX	$1,431,347	$3,000,000	22	Jan 3	sec.gov
ExoTech Ltd (amended)	Computers	Hamilton		$1,424,778	$2,100,000	51	Jan 5	sec.gov
EV Life, Inc.	Other Technology	Sacramento	CA	$1,300,000	Indefinite	16	Jan 3	sec.gov
CureMint, Inc.	Other Technology	Durham	NC	$1,277,257	$3,000,000	9	Jan 4	sec.gov
Faribault Real Estate Fund LP	Other Real Estate	Northfield	MN	$1,275,000	$10,000,000	18	Jan 6	sec.gov
COWBOY CLEAN FUELS, LLC	Other Energy	Greenwood Village	CO	$1,250,000	$1,250,000	2	Jan 3	sec.gov
Neurava Inc.	Other Technology	West Lafayette	IN	$1,244,997	$1,244,997	5	Jan 6	sec.gov
HUSH International Inc.	Other	Brooklyn	NY	$1,238,187	$1,238,187	6	Jan 6	sec.gov
Artet Group Investors II, LLC (amended)	Other	Brooklyn	NY	$1,232,500	$2,000,000	6	Jan 5	sec.gov
Ucore Rare Metals Inc.	Other	Bedford		$1,202,458	$4,132,277	6	Jan 3	sec.gov
Roger's Fish Co. Holdings, Inc.	Restaurants	Salem	NH	$1,200,000	$2,500,000	5	Jan 3	sec.gov
Spirits Capital Corp (amended)	Other	Newport Beach	CA	$1,167,500	Indefinite	13	Jan 6	sec.gov
Mytide Therapeutics, Inc.	Biotechnology	Boston	MA	$1,164,111	$2,500,000	9	Jan 6	sec.gov
Mountain Lion Mining, LLC	Commercial	Houston	TX	$1,151,070	$2,062,500	12	Jan 4	sec.gov
XENTER, INC.	Biotechnology	Draper	UT	$1,131,800	$40,000,000	12	Jan 6	sec.gov
Flavocure Biotech, Inc.	Biotechnology	Baltimore	MD	$1,125,000	$1,250,000	3	Jan 4	sec.gov
Jot Labs Inc.	Other	Boulder	CO	$1,118,956	$1,999,992	8	Jan 4	sec.gov
BioSig Technologies, Inc.	Other Health Care	Westport	CT	$1,098,092	$1,098,092	8	Jan 4	sec.gov
CareWork, Inc.	Other Technology	Port Orange	FL	$1,069,999	$1,600,000	7	Jan 4	sec.gov
Coder Kids, Inc.	Other Technology	Indianapolis	IN	$1,059,286	$1,059,286	15	Jan 6	sec.gov
ChatOwl Inc.	Other Health Care	San Francisco	CA	$1,057,625	$1,057,625	1	Jan 5	sec.gov
Zoe Angling Group, LLC (amended)	Other	Chattanooga	TN	$1,050,000	$3,000,000	9	Jan 4	sec.gov
Outlook Therapeutics, Inc.	Biotechnology	Iselin	NJ	$1,031,510	$1,031,510	1	Jan 6	sec.gov
Vheda, Inc.	Other	Columbia	MD	$1,000,000	$2,000,000	1	Jan 6	sec.gov
4L Data Intelligence, Inc.	Other Technology	San Ramon	CA	$1,000,000	Indefinite	1	Jan 5	sec.gov
Arkitoken, Inc.	Other Technology	Highlands Ranch	CO	$1,000,000	$1,000,000	1	Jan 5	sec.gov
CEFF I Parallel LLC	Other Technology	Seattle	WA	$1,000,000	Indefinite	1	Jan 4	sec.gov
Koha Health, LLC	Other Health Care	Merrimack	NH	$1,000,000	$1,000,000	12	Jan 3	sec.gov
DAG Holdings Ltd	Business Services	Hong Kong		$1,000,000	$1,000,000	1	Jan 3	sec.gov
Gyaan AI, Inc. (amended)	Other Technology	Henderson	NV	$950,000	$1,450,000	10	Jan 3	sec.gov
Galaxy REIT LLC	REITS and Finance	Boca Raton	FL	$944,000	$1,000,000	118	Jan 6	sec.gov
FBMC Benefits Management, Inc.	Insurance	Tallahassee	FL	$919,566	$919,566	9	Jan 4	sec.gov
Breckenridge Associates LLC	Residential	Bath	ME	$903,500	$950,000	22	Jan 3	sec.gov
RCE Technologies, Inc. (amended)	Biotechnology	Carlsbad	CA	$885,000	$2,000,000	25	Jan 6	sec.gov
Worth the Journeying LLC	Other	New York	NY	$879,560	$3,500,000	6	Jan 5	sec.gov
MTNTough Inc.	Other	Bozeman	MT	$870,000	$2,000,000	11	Jan 4	sec.gov
Know Foods Corp.	Other	Raleigh	NC	$849,986	$5,200,903	3	Jan 6	sec.gov
NXBEAM INC.	Telecommunications	Los Alamitos	CA	$800,000	$800,000	8	Jan 3	sec.gov
Calisto Cobre Resources Corp.	Other	Vancouver		$763,769	$763,769	5	Jan 6	sec.gov
Sequoia Equities - Pacific Grove, A California Limited Partnership	Other	Walnut Creek	CA	$759,571	$58,300,000	3	Jan 5	sec.gov
CIBA HEALTH, INC.	Other Health Care	New York	NY	$755,000	$755,000	10	Jan 5	sec.gov
METRO ONE TELECOMMUNICATIONS INC (amended)	Telecommunications	Sheridan	WY	$750,000	$750,000	1	Jan 6	sec.gov
Pure Technology Inc.	Other	Montclair	NJ	$734,684	$1,500,000	87	Jan 5	sec.gov
Entrion Wind, Inc.	Manufacturing	Houston	TX	$725,250	$3,000,000	4	Jan 6	sec.gov
AU Dolphin LLC	Commercial	Greenville	SC	$720,000	$1,250,000	13	Jan 6	sec.gov
Dormie Inc.	Other	Beverly Hills	MI	$685,660	Indefinite	22	Jan 4	sec.gov
Spirits Global Inc.	Other	Newport Beach	CA	$675,000	Indefinite	2	Jan 6	sec.gov
Mountain Lion Mining QOF, LLC	Commercial	Houston	TX	$675,000	$2,062,500	5	Jan 4	sec.gov
Evoltti, Inc. (amended)	Other	Boca Raton	FL	$660,000	$660,000	4	Jan 4	sec.gov
Advanced Magnet Lab Inc	Other Technology	Melbourne	FL	$650,000	$2,500,000	5	Jan 4	sec.gov
Pyrochem Catalyst Co.	Other Energy	Louisville	KY	$647,000	$647,000	9	Jan 3	sec.gov
MAGIC MOUNTAIN LLC (amended)	Investing	California	CA	$637,500	$1,275,000	0	Jan 6	sec.gov
La Rosa Holdings Corp.	Residential	Celebration	FL	$616,000	$616,000	23	Jan 5	sec.gov
Nexus Ventures XI Droit Series B LLC	Investing	Matthews	NC	$615,000	$787,500	11	Jan 3	sec.gov
Evie Magazine, Inc.	Other	Miami	FL	$600,559	Indefinite	2	Jan 3	sec.gov
NANO FINANCIAL HOLDINGS, INC.	Commercial Banking	Irvine	CA	$600,000	$6,600,000	1	Jan 6	sec.gov
Silverback Learning Solutions, Inc. (amended)	Other Technology	Boise	ID	$600,000	$1,200,000	3	Jan 4	sec.gov
Prestige Fund D BTM I, LLC	Other	Lancaster	PA	$600,000	$72,000,000	5	Jan 3	sec.gov
RNAV8 BIO, INC. (amended)	Biotechnology	Laguna Niguel	CA	$599,500	$2,000,000	11	Jan 4	sec.gov
RNAV8 BIO, INC.	Biotechnology	Laguna Niguel	CA	$599,500	$2,000,000,000	11	Jan 4	sec.gov
VentureMed Group, Inc.	Other Health Care	Plymouth	MN	$587,500	$5,359,240	2	Jan 5	sec.gov
Rali Solutions, LLC	Other Technology	Alpharetta	GA	$579,000	$4,000,000	11	Jan 4	sec.gov
REPLICEL LIFE SCIENCES INC.	Other Technology	Vancouver Bc		$558,837	$558,837	2	Jan 6	sec.gov
VILLAS AT BONITA FARMS PHASE 1, LLC	Residential	Medina	OH	$525,000	$6,850,000	5	Jan 3	sec.gov
Avvay, Inc. (amended)	Other Technology	Franklin	TN	$520,540	$750,000	11	Jan 5	sec.gov
R.C. Temme Corp.	REITS and Finance	Woodland Hills	CA	$510,000	$660,000	11	Jan 5	sec.gov
VF-VareCo 5661 W Green Meadows, LLC	Other Real Estate	Denver	CO	$500,000	$500,000	7	Jan 4	sec.gov
SurgeonCheck LLC	Other Technology	Bethlehem	PA	$500,000	$1,500,000	13	Jan 3	sec.gov
Planting Hope Company, Inc.	Retailing	Chicago	IL	$485,265	$485,265	8	Jan 6	sec.gov
Harvest Invest - 050 LLC (A series of Harvest Invest LLC) (amended)	Investing	Fort Worth	TX	$470,000	$700,000	25	Jan 4	sec.gov
Harvest Invest - 050 LLC (A series of Harvest Invest LLC)	Investing	Fort Worth	TX	$470,000	$700,000	25	Jan 3	sec.gov
CHICAGO STANDARD HOLDING COMPANY, LTD. (amended)	Insurance	Hamilton		$455,000	Indefinite	58	Jan 3	sec.gov
Iaso Therapeutics, Inc.	Biotechnology	East Lansing	MI	$437,850	$1,337,850	5	Jan 6	sec.gov
Nordic Point Lodge USA, LP	Commercial	Mckinney	TX	$430,000	$2,000,000	4	Jan 6	sec.gov
Auxano - Bandon Marina Inn LLC	Lodging and Conventions	Bandon	OR	$425,000	$425,000	4	Jan 5	sec.gov
Mule Investment Management Limited Partnership	Investing	Richmond	VA	$425,000	$1,000,000	4	Jan 4	sec.gov
Regency Silver Corp.	Other	Vancouver		$419,787	$419,787	3	Jan 3	sec.gov
Interpose Ag LLC	Agriculture	Cameron	IL	$412,500	$1,500,000	2	Jan 5	sec.gov
CIBA HEALTH, INC.	Other Health Care	New York	NY	$400,000	$400,000	2	Jan 5	sec.gov
Element Exo, Inc.	Other Technology	Allison Park	PA	$400,000	$1,500,000	1	Jan 4	sec.gov
N5 Sensors, Inc.	Other	Rockville	MD	$391,022	$2,693,397	4	Jan 5	sec.gov
MBV R2G REIT LLC	REITS and Finance	New York	NY	$375,000	$375,000	125	Jan 5	sec.gov
Gigzilla, LLC	Other Technology	Rockingham	VA	$365,223	Indefinite	5	Jan 5	sec.gov
Next Generation Resources Inc.	Other	Vancouver		$362,536	$1,268,877	6	Jan 5	sec.gov
Olde Towne School for Dogs, LLC	Other	Alexandria	VA	$355,000	$355,000	1	Jan 6	sec.gov
Delos Living LLC	Other	New York	NY	$350,000	$35,000,000	2	Jan 5	sec.gov
Epcon Oak Grove, LLC	Other Real Estate	Dublin	OH	$350,000	$1,500,000	1	Jan 4	sec.gov
Resource Exploration, Inc.	Other Technology	Denver	CO	$350,000	$350,000	1	Jan 4	sec.gov
MINERVA BIOTECHNOLOGIES Corp (amended)	Biotechnology	Waltham	MA	$327,720	$30,000,000	5	Jan 4	sec.gov
NeuroX Innovations Inc.	Biotechnology	Greenwood Village	CO	$325,000	$2,500,000	4	Jan 4	sec.gov
spokenote, Inc. (amended)	Other Technology	Fishers	IN	$321,338	$4,000,000	8	Jan 5	sec.gov
Industrial Intelligence,Inc (amended)	Other Technology	Williamsburg	VA	$319,000	$1,000,000	9	Jan 3	sec.gov
Helios Advanced Helicopter, Inc.	Other	Seal Beach	CA	$300,000	$500,000	1	Jan 6	sec.gov
Geoship SPC	Other Technology	Nevada City	CA	$300,000	$300,000	1	Jan 6	sec.gov
10000, Inc. (amended)	Other	San Francisco	CA	$300,000	$1,500,000	1	Jan 5	sec.gov
OSP Lakeside Management Aggregator, LLC	Other	New York	NY	$296,332	$1,493,762	1	Jan 3	sec.gov
OSP Lakeside Holdings, LLC	Other	New York	NY	$296,332	$1,493,762	1	Jan 3	sec.gov
Hilltop Biosciences Inc.	Biotechnology	Mansfield	MA	$294,920	$1,000,000	31	Jan 3	sec.gov
NetQub, Inc.	Other	Greenwood Village	CO	$283,715	Indefinite	23	Jan 4	sec.gov
Vistim Labs Inc.	Biotechnology	Salt Lake City	UT	$280,000	$700,000	2	Jan 3	sec.gov
Hamsapay, Inc.	Other Technology	San Francisco	CA	$257,200	$300,000	9	Jan 6	sec.gov
RAZE Fintech Inc	Other Technology	Cheyenne	WY	$253,680	$2,000,000	30	Jan 6	sec.gov
Union Regional Water, Recreational & Economic Development Authority LLC	Other Real Estate	Englewood	OH	$250,000	$8,000,000	5	Jan 5	sec.gov
La Rosa Holdings Corp.	Residential	Celebration	FL	$250,000	$250,000	1	Jan 5	sec.gov
Disaster Technologies Inc	Other Technology	Alexandria	VA	$250,000	$250,000	1	Jan 5	sec.gov
PRES I REIT A, LLC	REITS and Finance	San Francisco	CA	$250,000	$250,000	125	Jan 4	sec.gov
RIC I B REIT, LLC	REITS and Finance	Seattle	WA	$250,000	$250,000	125	Jan 3	sec.gov
CodeScience, Inc.	Other Technology	Chattanooga	TN	$249,989	$249,989	1	Jan 4	sec.gov
Calisto Cobre Resources Corp.	Other	Vancouver		$242,743	$242,743	2	Jan 6	sec.gov
Lucid News, Inc.	Other	Brooklyn	NY	$225,000	$900,000	3	Jan 5	sec.gov
Gaingels Atmosfy LLC	Other	Burlington	VT	$221,275	$221,275	13	Jan 4	sec.gov
PARKERVISION INC	Telecommunications	Jacksonville	FL	$200,000	$200,000	2	Jan 4	sec.gov
Double Double D, LLC	Other	Burlington	KY	$200,000	$200,000	2	Jan 3	sec.gov
BION ENVIRONMENTAL TECHNOLOGIES INC	Environmental Services	Old Bethpage	NY	$200,000	$2,000,000	1	Jan 3	sec.gov
VeteranCrowd Rewards, LLC	Other Technology	Cobbs Creek	VA	$190,000	$625,000	3	Jan 4	sec.gov
GLENDALE HOLDINGS LTD (amended)	Insurance	Hamilton		$185,000	Indefinite	75	Jan 3	sec.gov
Hemp Plastic Co	Other	Boulder	CO	$170,000	$10,000,000	1	Jan 6	sec.gov
VERICIMETRY ADVISORS LLC	Other	Goleta	CA	$165,000	$940,000	1	Jan 6	sec.gov
BAYHORSE SILVER INC.	Other	Burnaby		$151,111	$151,111	2	Jan 4	sec.gov
Meta Burger, Inc.	Restaurants	Commerce City	CO	$150,001	$150,001	1	Jan 4	sec.gov
ULCER SOLUTIONS, LLC	Other Health Care	Ridgefield	WA	$150,000	$875,000	3	Jan 4	sec.gov
Phantom Space Corp	Other Technology	Tucson	AZ	$150,000	$10,000,000	1	Jan 3	sec.gov
Working & Learning Together Electronics Recycling Inc.	Other	Brooklyn	NY	$135,000	Indefinite	1	Jan 6	sec.gov
Slate North American Essential Real Estate REIT, Inc.	REITS and Finance	Chicago	IL	$125,000	$125,000	125	Jan 6	sec.gov
BCSP REIT 9, L.P.	REITS and Finance	Boston	MA	$125,000	$125,000	125	Jan 6	sec.gov
BCORE Windmill Parent LLC	REITS and Finance	New York	NY	$125,000	$125,000	125	Jan 6	sec.gov
BIG Fund MA REIT LLC	REITS and Finance	Charlotte	NC	$125,000	$125,000	125	Jan 5	sec.gov
IEC V REIT LLC	REITS and Finance	Los Altos	CA	$125,000	$125,000	125	Jan 5	sec.gov
MIRELF VIII AMH, LLC	REITS and Finance	New York	NY	$125,000	$125,000	125	Jan 5	sec.gov
Apopka 200 REIT, LLC	REITS and Finance	New York	NY	$125,000	$125,000	125	Jan 5	sec.gov
Apopka 300 REIT, LLC	REITS and Finance	New York	NY	$125,000	$125,000	125	Jan 5	sec.gov
Apopka 400 REIT, LLC	REITS and Finance	New York	NY	$125,000	$125,000	125	Jan 5	sec.gov
Mountain View REIT, LLC	REITS and Finance	New York	NY	$125,000	$125,000	125	Jan 5	sec.gov
Golden Bridge REIT LLC	REITS and Finance	Jamaica	NY	$125,000	$125,000	125	Jan 5	sec.gov
NewCold USA III, LLC	REITS and Finance	Chicago	IL	$125,000	$125,000	125	Jan 5	sec.gov
Bon View REIT, LLC	REITS and Finance	Minneapolis	MN	$125,000	$125,000	125	Jan 5	sec.gov
NewCold Indianapolis Investment, LLC	REITS and Finance	Chicago	IL	$125,000	$125,000	125	Jan 5	sec.gov
Delco Logistics REIT, LLC	REITS and Finance	Minneapolis	MN	$125,000	$125,000	125	Jan 5	sec.gov
4651 State Street REIT, LLC	REITS and Finance	Minneapolis	MN	$125,000	$125,000	125	Jan 5	sec.gov
NB Partners Fund IV REIT, LLC	REITS and Finance	Wakefield	MA	$125,000	$125,000	125	Jan 5	sec.gov
LVA5 Austin 1010 Springdale REIT, LLC	REITS and Finance	Houston	TX	$125,000	$125,000	125	Jan 5	sec.gov
LSMD Fund REIT LLC	REITS and Finance	Newton	MA	$125,000	$125,000	125	Jan 5	sec.gov
Mountain Industrial REIT LLC	REITS and Finance	Newton	MA	$125,000	$125,000	125	Jan 5	sec.gov
Green Leaf Fund V REIT, LLC	REITS and Finance	Pleasanton	CA	$125,000	$125,000	125	Jan 5	sec.gov
Bones-Bourzou Inc.	REITS and Finance	Tampa	FL	$125,000	$125,000	125	Jan 4	sec.gov
Madison Realty Capital Debt Fund VI Holdings LLC	REITS and Finance	New York	NY	$125,000	$125,000	125	Jan 4	sec.gov
Madison Realty Capital Debt MA III Holdings LLC	REITS and Finance	New York	NY	$125,000	$125,000	125	Jan 4	sec.gov
Madison Newbond Holdings I LLC	REITS and Finance	New York	NY	$125,000	$125,000	125	Jan 4	sec.gov
Pagaya Smartresi Fund II REIT LLC	REITS and Finance	New York	NY	$125,000	$125,000	125	Jan 4	sec.gov
Javelin 2022 REIT, LLC	REITS and Finance	New York	NY	$125,000	$125,000	125	Jan 4	sec.gov
Regent Opportunity Fund V REIT II	REITS and Finance	Los Angeles	CA	$125,000	$125,000	125	Jan 4	sec.gov
WP Greenwood REIT LLC	REITS and Finance	Columbus	OH	$125,000	$125,000	125	Jan 4	sec.gov
Pagaya Smartresi Fund II Intermediate REIT LLC	REITS and Finance	New York	NY	$125,000	$125,000	125	Jan 4	sec.gov
ARES CARS D-REIT LLC	REITS and Finance	Los Angeles	CA	$125,000	$125,000	125	Jan 4	sec.gov
ARES CARS F-REIT LLC	REITS and Finance	Los Angeles	CA	$125,000	$125,000	125	Jan 4	sec.gov
AREG US Fund X-B REIT LLC	REITS and Finance	Los Angeles	CA	$125,000	$125,000	125	Jan 4	sec.gov
North Cap REIT 3 LLC	REITS and Finance	Los Angeles	CA	$125,000	$125,000	125	Jan 4	sec.gov
North Cap REIT 2 LLC	REITS and Finance	Los Angeles	CA	$125,000	$125,000	125	Jan 4	sec.gov
North Cap REIT 1 LLC	REITS and Finance	Los Angeles	CA	$125,000	$125,000	125	Jan 4	sec.gov
Pantheon RE Co-invest REIT LLC	REITS and Finance	San Francisco	CA	$125,000	$125,000	125	Jan 4	sec.gov
Dalfen Last Mile V REIT LP	REITS and Finance	Dallas	TX	$125,000	$125,000	125	Jan 4	sec.gov
Ashrei V REIT LP	REITS and Finance	Dallas	TX	$125,000	$125,000	125	Jan 4	sec.gov
ALF IV REIT Regan LLC	REITS and Finance	Tampa	FL	$125,000	$125,000	125	Jan 4	sec.gov
ALF IV REIT Scout Landing LLC	REITS and Finance	Tampa	FL	$125,000	$125,000	125	Jan 4	sec.gov
ALF IV REIT Tribute AL LLC	REITS and Finance	Tampa	FL	$125,000	$125,000	125	Jan 4	sec.gov
ALF IV REIT Westwood Terrace LLC	REITS and Finance	Tampa	FL	$125,000	$125,000	125	Jan 4	sec.gov
ALF IV REIT Wynwood LLC	REITS and Finance	Tampa	FL	$125,000	$125,000	125	Jan 4	sec.gov
Electra America Hospitality REIT LLC	REITS and Finance	Tampa	FL	$125,000	$125,000	125	Jan 4	sec.gov
Electra Transcendent SFR JV-3 REIT LLC	REITS and Finance	Tampa	FL	$125,000	$125,000	125	Jan 4	sec.gov
ALF IV REIT Murray AL LLC	REITS and Finance	Tampa	FL	$125,000	$125,000	125	Jan 4	sec.gov
ALF IV REIT Neo at Ten LLC	REITS and Finance	Tampa	FL	$125,000	$125,000	125	Jan 4	sec.gov
ALF IV REIT Phillips Pass LLC	REITS and Finance	Tampa	FL	$125,000	$125,000	125	Jan 4	sec.gov
ROF V ROSS REIT, LLC	REITS and Finance	Los Angeles	CA	$125,000	$125,000	125	Jan 4	sec.gov
PIMCO Flexible Real Estate Income Fund	REITS and Finance	Newport Beach	CA	$125,000	$125,000	125	Jan 4	sec.gov
OPP INCOME CRE FINANCE LLC	REITS and Finance	Tampa	FL	$125,000	$125,000	125	Jan 3	sec.gov
OLI Holdings (DE) LLC	REITS and Finance	New York	NY	$125,000	$125,000	125	Jan 3	sec.gov
BSREP IV-A Ruby REIT LLC	REITS and Finance	New York	NY	$125,000	$125,000	125	Jan 3	sec.gov
BSREP IV-B Ruby REIT LLC	REITS and Finance	New York	NY	$125,000	$125,000	125	Jan 3	sec.gov
BSREP IV-BF Ruby REIT LLC	REITS and Finance	New York	NY	$125,000	$125,000	125	Jan 3	sec.gov
BSREP IV-C Ruby REIT LLC	REITS and Finance	New York	NY	$125,000	$125,000	125	Jan 3	sec.gov
Spessartite Artemas JV Member LLC	REITS and Finance	New York	NY	$125,000	$125,000	125	Jan 3	sec.gov
BSREP IV Titanite REIT LLC	REITS and Finance	New York	NY	$125,000	$125,000	125	Jan 3	sec.gov
BSREP IV Spessartite REIT LLC	REITS and Finance	New York	NY	$125,000	$125,000	125	Jan 3	sec.gov
BSREP IV Rhodonite REIT LLC	REITS and Finance	New York	NY	$125,000	$125,000	125	Jan 3	sec.gov
BSREP IV Rhodochrosite REIT LLC	REITS and Finance	New York	NY	$125,000	$125,000	125	Jan 3	sec.gov
BSREP IV Moonstone REIT LLC	REITS and Finance	New York	NY	$125,000	$125,000	125	Jan 3	sec.gov
BSREP IV Malachite REIT LLC	REITS and Finance	New York	NY	$125,000	$125,000	125	Jan 3	sec.gov
BSREP IV Lavender REIT LLC	REITS and Finance	New York	NY	$125,000	$125,000	125	Jan 3	sec.gov
BSREP IV Lapis REIT LLC	REITS and Finance	New York	NY	$125,000	$125,000	125	Jan 3	sec.gov
BSREP IV Hessonite REIT LLC	REITS and Finance	New York	NY	$125,000	$125,000	125	Jan 3	sec.gov
BSREP II CM II REIT LLC	REITS and Finance	New York	NY	$125,000	$125,000	125	Jan 3	sec.gov
ALF IV REIT Asher AL LLC	REITS and Finance	Tampa	FL	$125,000	$125,000	125	Jan 3	sec.gov
ALF IV REIT Allure LLC	REITS and Finance	Tampa	FL	$125,000	$125,000	125	Jan 3	sec.gov
ALF IV REIT Access AL LLC	REITS and Finance	Tampa	FL	$125,000	$125,000	125	Jan 3	sec.gov
ALF IV REIT 2050 Morningside LLC	REITS and Finance	Tampa	FL	$125,000	$125,000	125	Jan 3	sec.gov
ALF IV Master REIT LLC	REITS and Finance	Tampa	FL	$125,000	$125,000	125	Jan 3	sec.gov
ALEMIF IV A REIT LLC	REITS and Finance	Tampa	FL	$125,000	$125,000	125	Jan 3	sec.gov
ALF IV REIT Mosaic at Miramar LLC	REITS and Finance	Tampa	FL	$125,000	$125,000	125	Jan 3	sec.gov
ALF IV REIT Bellamy LLC	REITS and Finance	Tampa	FL	$125,000	$125,000	125	Jan 3	sec.gov
ALF IV REIT Broadway Chapter LLC	REITS and Finance	Tampa	FL	$125,000	$125,000	125	Jan 3	sec.gov
ALF IV REIT Clear Springs LLC	REITS and Finance	Tampa	FL	$125,000	$125,000	125	Jan 3	sec.gov
ALF IV REIT Element at Stonebridge LLC	REITS and Finance	Tampa	FL	$125,000	$125,000	125	Jan 3	sec.gov
ALF IV REIT Ember LLC	REITS and Finance	Tampa	FL	$125,000	$125,000	125	Jan 3	sec.gov
ALF IV REIT Kendall AL LLC	REITS and Finance	Tampa	FL	$125,000	$125,000	125	Jan 3	sec.gov
ALF IV REIT Kenzie Park LLC	REITS and Finance	Tampa	FL	$125,000	$125,000	125	Jan 3	sec.gov
ALF IV REIT Legend LLC	REITS and Finance	Tampa	FL	$125,000	$125,000	125	Jan 3	sec.gov
ALF IV REIT Lotus AL LLC	REITS and Finance	Tampa	FL	$125,000	$125,000	125	Jan 3	sec.gov
ALF IV REIT Lynx AL LLC	REITS and Finance	Tampa	FL	$125,000	$125,000	125	Jan 3	sec.gov
Burlington Capital Multifamily Income Trust, Inc.	REITS and Finance	Omaha	NE	$125,000	$125,000	125	Jan 3	sec.gov
SUNBELT LOGISTICS REIT LLC	REITS and Finance	Atlanta	GA	$125,000	$125,000	125	Jan 3	sec.gov
IPT SPV LLC	Other	Fairfield	CT	$124,998	$1,000,000	4	Jan 6	sec.gov
Gaingels Graphiant LLC	Other	Burlington	VT	$114,892	$114,892	22	Jan 4	sec.gov
Ordr Smart Inc.	Other	Chicago	IL	$110,000	$250,000	3	Jan 4	sec.gov
ProtoKinetix, Inc.	Other	Dalton	OH	$109,000	$150,000	3	Jan 6	sec.gov
Gaingels Cadre LLC	Other	Burlington	VT	$104,255	$104,255	16	Jan 4	sec.gov
Lancaster County Media Solutions, LLC	Other	Lancaster	PA	$100,000	$1,200,000	1	Jan 6	sec.gov
Neuro-Innovators LLC	Pharmaceuticals	Sewickley	PA	$100,000	$1,900,000	2	Jan 4	sec.gov
American Entertainment Worldwide, Inc.	Other Technology	Wilmington	DE	$100,000	$500,000	1	Jan 4	sec.gov
Coller GS Equity Pooling L.P.	Other Banking and Financial Services	Saint Peter Port		$94,380	Indefinite	5	Jan 5	sec.gov
Independence Gold Corp.	Other	Vancouver		$80,846	$242,538	4	Jan 6	sec.gov
White Wolf Private Credit Partners LLC	Other	Miami	FL	$80,250	$80,250	3	Jan 6	sec.gov
REST EZ Inc.	Other	Riverton	UT	$80,000	Indefinite	64	Jan 6	sec.gov
Hoopla Doopla, Inc.	Other Technology	Bohemia	NY	$70,000	$70,000	1	Jan 6	sec.gov
Integrated Hydro Solutions, Inc.	Other Technology	Kelseyville	CA	$70,000	$1,075,000	2	Jan 3	sec.gov
BLUE SKY URANIUM CORP. (amended)	Other	Vancouver		$68,277	$2,734,895	4	Jan 3	sec.gov
ECC Technologies, Inc.	Other Technology	Penfield	NY	$66,000	$66,000	0	Jan 5	sec.gov
Liberia Organic Cocoa & Agricultural Co	Agriculture	Washington	DC	$65,000	$150,000	0	Jan 6	sec.gov
Amphitrite Digital Inc	Other Travel	St. Thomas		$65,000	$1,000,000	6	Jan 5	sec.gov
Geoship SPC	Other Technology	Nevada City	CA	$63,111	$63,111	3	Jan 6	sec.gov
Carroll Multifamily Venture VII Feeder REIT, LLC	REITS and Finance	Atlanta	GA	$62,500	$62,500	125	Jan 6	sec.gov
Sagehall I RT LLC	REITS and Finance	New York	NY	$62,500	$62,500	125	Jan 5	sec.gov
LS AS MUR REIT, LLC	REITS and Finance	Louisville	KY	$62,500	$62,500	125	Jan 3	sec.gov
LS AS LLL-East REIT, LLC	REITS and Finance	Louisville	KY	$62,500	$62,500	125	Jan 3	sec.gov
Liberia Organic Cocoa & Agricultural Co	Agriculture	Washington	DC	$60,000	$150,000	0	Jan 6	sec.gov
Cloudcall U.S. Group, Inc.	Other Technology	Boston	MA	$50,000	$1,000,000	1	Jan 5	sec.gov
Live Circle Inc.	Other Health Care	Ridgewood	NJ	$50,000	$500,000	1	Jan 4	sec.gov
Wentworth Inc	Other	Hinckley	OH	$50,000	$50,000	1	Jan 3	sec.gov
SWAPONZ, INC.	Other	Natick	MA	$50,000	$1,000,000	1	Jan 3	sec.gov
Mel Fisher Expedition - 2023, LLC	Other	Key West	FL	$46,250	$3,500,000	6	Jan 6	sec.gov
WILSON RESOURCES INC	Oil and Gas	Granville	OH	$41,486	Indefinite	7	Jan 5	sec.gov
Seaflight Technologies Inc.	Other	Carson	CA	$40,057	Indefinite	1	Jan 3	sec.gov
Innovative Therapeutix, Inc.	Other	Louisville	KY	$40,000	$40,000	1	Jan 5	sec.gov
Omineca Mining & Metals Ltd.	Other	Saskatoon		$24,042	$60,104	1	Jan 3	sec.gov
Human.Quest, Inc	Other	Parsippany	NJ	$15,000	$2,000,000	2	Jan 5	sec.gov
Navier, Inc.	Other	Chicago	IL	$10,056	Indefinite	16	Jan 5	sec.gov
Geoship SPC	Other Technology	Nevada City	CA	$10,000	$10,000	1	Jan 6	sec.gov
Homster Inc	Other Technology	Covina	CA	$10,000	Indefinite	1	Jan 5	sec.gov
Alma Gold Inc.	Other	Bedford		$9,177	$9,177	0	Jan 4	sec.gov
SUTUREGARD Medical, Inc.	Other Health Care	Portland	OR	$7,920	$67,320	1	Jan 4	sec.gov
R001 Multifamily Fixed Income LLC	Other Technology	Long Island City	NY	$5,000	$400,000	1	Jan 6	sec.gov
Utah Home & Auto LLC	Insurance	Newtown Square	PA	$4,550	$162,500	5	Jan 4	sec.gov
Experienced Abstract LLC	Insurance	Blue Bell	PA	$2,000	$100,000	1	Jan 5	sec.gov
Realbid Token Holdings, LLC Series 2000 West Loop S	Other Real Estate	San Francisco	CA	$922	$5,000	12	Jan 4	sec.gov
Realbid Token Holdings, LLC	Other Real Estate	San Francisco	CA	$922	$5,000	12	Jan 4	sec.gov
Feeder HMC - US Partners (CIP IX), L.P.	Other Banking and Financial Services	Saint Peter Port		$500	Indefinite	5	Jan 5	sec.gov
Feeder HMC - US Partners (CCO I), L.P.	Other Banking and Financial Services	Saint Peter Port		$500	Indefinite	5	Jan 5	sec.gov
Master PHC (CCO I), L.P.	Other Banking and Financial Services	Saint Peter Port		$193	Indefinite	5	Jan 5	sec.gov
Master PHC (CIP IX), L.P.	Other Banking and Financial Services	Saint Peter Port		$125	Indefinite	5	Jan 5	sec.gov
RST Brands, LLC	Manufacturing	Salt Lake City	UT	$0	$15,000,000	0	Jan 6	sec.gov
FSC Industrial 11, DST	Other Real Estate	Wall	NJ	$0	$19,680,000	0	Jan 6	sec.gov
Standard Advisors High Yield Credit Fund, L.P.	Residential	Melville	NY	$0	$10,000,000	0	Jan 6	sec.gov
Bellefontaine Hospitality LLC	Lodging and Conventions	Rushsylvania	OH	$0	$9,000,000	0	Jan 6	sec.gov
Kelly Mine Investment, LLC	Other	Indian Wells	CA	$0	$1,300,000	0	Jan 6	sec.gov
Palladius Real Estate Fund I, LP	Commercial	Austin	TX	$0	$150,000,000	0	Jan 6	sec.gov
Bidwell Capital Oil Fund III, LP	Other	New York	NY	$0	$1,000,000	0	Jan 5	sec.gov
Krohn Consortium VI, LLC	Commercial	Orem	UT	$0	$10,000,000	0	Jan 5	sec.gov
Leveredge Michigan Holding LLC	Other	Malden	MA	$0	$1,500,000	0	Jan 5	sec.gov
Madison Palm Coast Investors, LLC	Residential	Charlotte	NC	$0	$17,846,543	0	Jan 5	sec.gov
1733 Capital Partners, LLC	Investing	Savannah	GA	$0	Indefinite	0	Jan 5	sec.gov
TN MHC LLC	Commercial	Asheville	NC	$0	$2,000,000	27	Jan 5	sec.gov
Acquire Timber II, LLC (amended)	Other	Atglen	PA	$0	$7,000,000	0	Jan 5	sec.gov
U Calming Co	Other	Sheridan	WY	$0	$1,000,000	0	Jan 5	sec.gov
SweetBio, Inc.	Other Health Care	Memphis	TN	$0	$1,000,000	0	Jan 5	sec.gov
VP Operating Inc (amended)	Oil and Gas	Denton	TX	$0	$1,550,000	0	Jan 5	sec.gov
ChatOwl Inc.	Other Health Care	San Francisco	CA	$0	Indefinite	11	Jan 5	sec.gov
Alorica Global Inc.	Business Services	Irvine	CA	$0	Indefinite	11	Jan 5	sec.gov
HIE Depot, LLC	Lodging and Conventions	Minot	ND	$0	$3,000,000	0	Jan 4	sec.gov
Edwin 1872, LLC	Other Real Estate	Minot	ND	$0	$5,000,000	0	Jan 4	sec.gov
Butter Shave Inc.	Retailing	Chicago	IL	$0	$150,000	0	Jan 4	sec.gov
Garages of America Fund I, LLC	Other Real Estate	Carrollton	TX	$0	$75,000,000	0	Jan 4	sec.gov
RoBott Garcia Portfolio LLC	REITS and Finance	Beverly Hills	CA	$0	$7,000,000	0	Jan 4	sec.gov
Treasure Experience LLC	Other	Vero Beach	FL	$0	$6,000,000	0	Jan 4	sec.gov
HONEYBRICKS 005 LLC	Other Real Estate	South San Francisco	CA	$0	$500,000	39	Jan 4	sec.gov
2200 Midtown LLC	Commercial	Haslet	TX	$0	$4,500,000	0	Jan 4	sec.gov
National Dental Clinics Corp.	Hospitals and Physicians	Dover	DE	$0	$10,000,000	0	Jan 4	sec.gov
Asymmetria Investors III, LLC - Champs (PS)	Restaurants	West Des Moines	IA	$0	Indefinite	0	Jan 4	sec.gov
Asymmetria Investors III, LLC - Malum Convert (PS)	Investing	West Des Moines	IA	$0	Indefinite	0	Jan 4	sec.gov
Asymmetria Investors III, LLC - Pensacola ESA (PS)	Commercial	West Des Moines	IA	$0	Indefinite	0	Jan 4	sec.gov
Asymmetria Investors III, LLC - Panama City ESA (PS)	Commercial	West Des Moines	IA	$0	Indefinite	0	Jan 4	sec.gov
Blockchain Capital Solutions DeFi, LLC	Other	Miami	FL	$0	Indefinite	0	Jan 4	sec.gov
BURNT RIVER EQUITY PARTNERS LLC	Commercial	Shoreham	NY	$0	$6,150,000	0	Jan 4	sec.gov
Green Voyage Corp	Agriculture	Selkirk		$0	Indefinite	0	Jan 4	sec.gov
CLEANA, INC. (amended)	Other	Wyckoff	MA	$0	$365,000	0	Jan 4	sec.gov
Anabaptist Savings & Loans International	Business Services	Grandview	TX	$0	$50,000,000	0	Jan 4	sec.gov
NetQub, Inc. (amended)	Other	Greenwood Village	CO	$0	Indefinite	0	Jan 4	sec.gov
Afaxys, Inc.	Business Services	Charleston	SC	$0	$50,000,000	0	Jan 4	sec.gov
Henson Clinch Property Group, LLC	Commercial	Knoxville	TN	$0	$550,000	0	Jan 3	sec.gov
Tecumseh & McKeough Lofts, LLC	Other	Santa Rosa Beach	FL	$0	$525,000	0	Jan 3	sec.gov
Lofts on Quay, LLC	Other	Santa Rosa Beach	FL	$0	$400,000	0	Jan 3	sec.gov
VRI-Villas on Rodeo LLC	Other	Chandler	AZ	$0	$13,000,000	2	Jan 3	sec.gov
Griggs, LLC	Other Real Estate	Minot	ND	$0	$3,000,000	0	Jan 3	sec.gov
CleopatraRX Development, LLC	Other Health Care	The Woodlands	TX	$0	$1,000,000	0	Jan 3	sec.gov
Zambezi Investments LLC	Commercial	Chattanooga	TN	$0	$10,000,000	0	Jan 3	sec.gov
Mentor Park Investor Group LLC	Commercial	Mentor	OH	$0	$1,700,000	0	Jan 3	sec.gov
Robertson Holdings LLC	Commercial	Sheridan	WY	$0	$400,000	0	Jan 3	sec.gov
Covaris Aggregator, LLC	Other	Woburn	MA	$0	Indefinite	0	Jan 3	sec.gov
Sweat Ventures, LLC	Other	Asheville	NC	$0	$2,000,000	0	Jan 3	sec.gov
MissionHawk LLC	Commercial	Kansas City	MO	$0	$3,199,000	0	Jan 3	sec.gov
Natural Living Developments, PBC	Construction	Nevada City	CA	$0	$370,000	0	Jan 3	sec.gov
CINSociety LLC	Commercial	Annapolis	MD	$0	$15,000,000	0	Jan 3	sec.gov
RCG Real Estate Fund 2 LLC	Commercial	Sheridan	WY	$0	$1,000,000	0	Jan 3	sec.gov
AQ Sunshine Parent, LLC	Other	New York	NY	$0	Indefinite	0	Jan 3	sec.gov
AQ Sunshine Parent, LLC	Other	New York	NY	$0	Indefinite	0	Jan 3	sec.gov
APCO Super Holdco LP	Insurance	Norcross	GA	$0	$12,210,000	0	Jan 3	sec.gov

Week of Jan 9 · All Form D filings

Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.