Data / Form D filings / Jan 6
Form D filings, January 6, 2023: 117 companies raised $2.08 billion
117 operating companies filed a Form D on January 6, 2023, reporting $2.08 billion sold. Largest: Generate Capital, PBC ($880.6 million), Acacia Property Corp 2022 ($363.2 million), CD&R Galaxy Jersey Holding Ltd ($105.9 million). The median filing is $2.5 million, and 152 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 117Form D filings
- $2.08 billionreported sold
- $2.5 millionmedian amount sold
- CAmost filings (24)
Most filings by state: CA 24, TX 10, NY 9, GA 7, UT 4. By industry: Other 32, Other Technology 20, Commercial 13, Other Real Estate 9.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Generate Capital, PBC | Other Energy | San Francisco | CA | $880,604,455 | $880,604,455 | 24 | Jan 6 | sec.gov |
| Acacia Property Corp 2022 (amended) | REITS and Finance | Phoenix | AZ | $363,155,000 | $650,000,000 | 79 | Jan 6 | sec.gov |
| CD&R Galaxy Jersey Holding Ltd | Other | St Helier | $105,871,909 | Indefinite | 58 | Jan 6 | sec.gov | |
| JVM Multi-Family Premier Fund 5, LLC (amended) | Other Real Estate | Oak Brook | IL | $67,843,750 | $150,000,000 | 103 | Jan 6 | sec.gov |
| NMI Topco, LLC | Other | San Francisco | CA | $54,180,537 | Indefinite | 13 | Jan 6 | sec.gov |
| LuxWall, Inc. | Manufacturing | Ypsilanti | MI | $32,999,989 | $32,999,989 | 4 | Jan 6 | sec.gov |
| Outlook Therapeutics, Inc. | Biotechnology | Iselin | NJ | $31,820,000 | $31,820,000 | 1 | Jan 6 | sec.gov |
| Jewel Fund, L. P. (amended) | Investing | New York | NY | $30,996,024 | Indefinite | 4 | Jan 6 | sec.gov |
| CF Palms Multifamily DST (amended) | Residential | New York | NY | $30,780,742 | $32,570,000 | 46 | Jan 6 | sec.gov |
| Western Wealth Capital LXXVIII US Investor, LP (amended) | Residential | Phoenix | AZ | $24,456,000 | $38,655,000 | 362 | Jan 6 | sec.gov |
| RADCO Gibson By Radius, LP | Residential | Atlanta | GA | $22,160,000 | $37,200,000 | 131 | Jan 6 | sec.gov |
| Ardent Vega Fund II, LP | Commercial | Atlanta | GA | $20,950,000 | $100,000,000 | 87 | Jan 6 | sec.gov |
| AFC Acquisitions, Inc. | Other | Foster City | CA | $20,598,948 | $20,598,948 | 24 | Jan 6 | sec.gov |
| XENTER, INC. (amended) | Biotechnology | Draper | UT | $19,595,500 | $20,000,000 | 79 | Jan 6 | sec.gov |
| RADCO - Reynolds Place, LP | Residential | Atlanta | GA | $18,480,000 | $36,100,000 | 97 | Jan 6 | sec.gov |
| Fairway Vivo GP Fund LLC (amended) | Commercial | Portland | OR | $17,318,970 | $25,000,000 | 73 | Jan 6 | sec.gov |
| Edify Labs, Inc. (amended) | Other | Santa Monica | CA | $16,886,079 | $22,336,079 | 8 | Jan 6 | sec.gov |
| Atomos Nuclear & Space Corp | Other Technology | Denver | CO | $16,217,041 | $20,000,000 | 12 | Jan 6 | sec.gov |
| Energy Exploration Technologies, Inc. | Energy Conservation | Austin | TX | $15,000,000 | Indefinite | 2 | Jan 6 | sec.gov |
| Bakers Place Project LLC | Other Real Estate | Madison | WI | $15,000,000 | $22,500,000 | 69 | Jan 6 | sec.gov |
| VB St. Peters Investors, LLC | Commercial | Indianapolis | IN | $14,733,975 | $16,000,000 | 174 | Jan 6 | sec.gov |
| PreAct Technologies, Inc. | Other Technology | Portland | OR | $14,005,305 | $26,105,625 | 12 | Jan 6 | sec.gov |
| PRESIDENT & FELLOWS OF HARVARD COLLEGE (amended) | Other | Cambridge | MA | $12,493,526 | Indefinite | 718 | Jan 6 | sec.gov |
| GRIFFON STRYKER FRISCO LLC (amended) | Construction | Plano | TX | $11,699,000 | $23,000,000 | 135 | Jan 6 | sec.gov |
| Mosaic Biosciences, Inc. | Biotechnology | Boulder | CO | $11,382,997 | $11,383,000 | 4 | Jan 6 | sec.gov |
| COLBERTS MILL CAPITAL, LLC | Commercial | Edmond | OK | $11,000,000 | $11,000,000 | 110 | Jan 6 | sec.gov |
| Cove Net Lease Distribution 55 DST | Commercial | Torrance | CA | $10,213,377 | $24,163,472 | 20 | Jan 6 | sec.gov |
| NutJobs, Inc. | Other | Carmel | CA | $9,063,185 | $9,063,185 | 10 | Jan 6 | sec.gov |
| RADCO - San Marco STA, LP | Commercial | Atlanta | GA | $8,660,000 | $13,900,000 | 62 | Jan 6 | sec.gov |
| United Dwelling Holdings, Inc. | Residential | Los Angeles | CA | $8,607,915 | $8,607,915 | 20 | Jan 6 | sec.gov |
| Kintra Fibers, Inc. | Other Technology | Brooklyn | NY | $7,894,988 | $10,000,000 | 19 | Jan 6 | sec.gov |
| Oaks at Platte City LLC | Residential | Kansas City | MO | $7,666,000 | $10,000,000 | 74 | Jan 6 | sec.gov |
| CX Courts of Avalon, DST (amended) | Other Real Estate | Tampa | FL | $7,384,065 | $48,815,934 | 26 | Jan 6 | sec.gov |
| Sobey Road Film Fund I, L.P. | Other | Los Angeles | CA | $7,250,000 | Indefinite | 6 | Jan 6 | sec.gov |
| STRYKER CELINA LLC (amended) | Residential | Plano | TX | $7,239,000 | $15,000,000 | 86 | Jan 6 | sec.gov |
| Roanoke Data Security Corp | Other Technology | Seattle | WA | $6,809,988 | $7,999,989 | 9 | Jan 6 | sec.gov |
| Owen Woods, Inc. | Other | Redwood City | CA | $6,500,000 | $10,500,000 | 2 | Jan 6 | sec.gov |
| Sustainable Beverage Technologies Inc. | Other | Golden | CO | $5,503,740 | $7,003,739 | 2 | Jan 6 | sec.gov |
| HelloTech, Inc. | Other Technology | Santa Monica | CA | $5,494,754 | $5,500,000 | 27 | Jan 6 | sec.gov |
| Oak Enclave Holdings, LP | Commercial | Norfolk | VA | $5,348,278 | $6,308,278 | 29 | Jan 6 | sec.gov |
| Else Nutrition Holdings Inc. | Other | Surrey | $5,100,000 | $5,100,000 | 1 | Jan 6 | sec.gov | |
| DecisionNext, Inc. | Other Technology | San Francisco | CA | $5,092,935 | $5,393,887 | 56 | Jan 6 | sec.gov |
| Mental Health Partnership, LLC | Other Health Care | Ames | IA | $5,000,000 | $5,000,000 | 0 | Jan 6 | sec.gov |
| FireTail, Inc. | Other Technology | Mclean | VA | $5,000,000 | $5,000,000 | 9 | Jan 6 | sec.gov |
| TM5 Equity - The Jaxon, LP | Commercial | College Station | TX | $5,000,000 | $5,000,000 | 21 | Jan 6 | sec.gov |
| University Avenue 324, LLC | Commercial | Mount Pleasant | SC | $4,646,000 | $4,646,000 | 40 | Jan 6 | sec.gov |
| GMI-Dobbs Ferry, LP (amended) | Other Real Estate | Westlake | TX | $4,546,948 | $8,824,535 | 42 | Jan 6 | sec.gov |
| Acretrader 217, LLC | Other Real Estate | Fayetteville | AR | $4,329,600 | $4,329,600 | 69 | Jan 6 | sec.gov |
| Ironhorse Industrial Holdings, LLC | Commercial | Overland Park | KS | $4,195,000 | $10,000,000 | 36 | Jan 6 | sec.gov |
| Hempel West End Investors, LLC | Other Real Estate | Eden Prairie | MN | $4,106,250 | $5,475,000 | 54 | Jan 6 | sec.gov |
| Sunset Capital Lenders III, LLC | REITS and Finance | Issaquah | WA | $4,050,000 | $4,050,000 | 13 | Jan 6 | sec.gov |
| Midtown Opportunity Zone Fund I, LLC (amended) | Other Real Estate | Saint Louis | MO | $3,625,000 | $65,000,000 | 15 | Jan 6 | sec.gov |
| HopGrade, Inc. | Other Technology | Austin | TX | $3,100,908 | $3,500,000 | 78 | Jan 6 | sec.gov |
| RentDrop, Inc. | Other Technology | Claymont | DE | $3,044,999 | $3,545,000 | 25 | Jan 6 | sec.gov |
| Force 10 Hoops LLC (amended) | Other | Seattle | WA | $3,000,000 | $23,000,000 | 2 | Jan 6 | sec.gov |
| Texas Standard Energy Fund LP | Oil and Gas | Dallas | TX | $2,523,760 | $100,000,000 | 6 | Jan 6 | sec.gov |
| Roam Maui LLC | Tourism and Travel Services | Reno | NV | $2,000,000 | $7,500,000 | 2 | Jan 6 | sec.gov |
| JRL ENERGY, INC. | Coal Mining | Milton | GA | $2,000,000 | $12,000,000 | 4 | Jan 6 | sec.gov |
| Oars & Alps LLC | Retailing | Chicago | IL | $1,799,995 | $1,799,995 | 1 | Jan 6 | sec.gov |
| Tangible Materials, Inc. | Other | San Francisco | CA | $1,759,252 | $3,000,000 | 34 | Jan 6 | sec.gov |
| iTrust Ventures LLC (amended) | Other Technology | Alpharetta | GA | $1,598,000 | Indefinite | 18 | Jan 6 | sec.gov |
| Purinomia Biotech, Inc. | Biotechnology | Woburn | MA | $1,500,000 | $1,500,000 | 1 | Jan 6 | sec.gov |
| Faribault Real Estate Fund LP | Other Real Estate | Northfield | MN | $1,275,000 | $10,000,000 | 18 | Jan 6 | sec.gov |
| Neurava Inc. | Other Technology | West Lafayette | IN | $1,244,997 | $1,244,997 | 5 | Jan 6 | sec.gov |
| HUSH International Inc. | Other | Brooklyn | NY | $1,238,187 | $1,238,187 | 6 | Jan 6 | sec.gov |
| Spirits Capital Corp (amended) | Other | Newport Beach | CA | $1,167,500 | Indefinite | 13 | Jan 6 | sec.gov |
| Mytide Therapeutics, Inc. | Biotechnology | Boston | MA | $1,164,111 | $2,500,000 | 9 | Jan 6 | sec.gov |
| XENTER, INC. | Biotechnology | Draper | UT | $1,131,800 | $40,000,000 | 12 | Jan 6 | sec.gov |
| Coder Kids, Inc. | Other Technology | Indianapolis | IN | $1,059,286 | $1,059,286 | 15 | Jan 6 | sec.gov |
| Outlook Therapeutics, Inc. | Biotechnology | Iselin | NJ | $1,031,510 | $1,031,510 | 1 | Jan 6 | sec.gov |
| Vheda, Inc. | Other | Columbia | MD | $1,000,000 | $2,000,000 | 1 | Jan 6 | sec.gov |
| Galaxy REIT LLC | REITS and Finance | Boca Raton | FL | $944,000 | $1,000,000 | 118 | Jan 6 | sec.gov |
| RCE Technologies, Inc. (amended) | Biotechnology | Carlsbad | CA | $885,000 | $2,000,000 | 25 | Jan 6 | sec.gov |
| Know Foods Corp. | Other | Raleigh | NC | $849,986 | $5,200,903 | 3 | Jan 6 | sec.gov |
| Calisto Cobre Resources Corp. | Other | Vancouver | $763,769 | $763,769 | 5 | Jan 6 | sec.gov | |
| METRO ONE TELECOMMUNICATIONS INC (amended) | Telecommunications | Sheridan | WY | $750,000 | $750,000 | 1 | Jan 6 | sec.gov |
| Entrion Wind, Inc. | Manufacturing | Houston | TX | $725,250 | $3,000,000 | 4 | Jan 6 | sec.gov |
| AU Dolphin LLC | Commercial | Greenville | SC | $720,000 | $1,250,000 | 13 | Jan 6 | sec.gov |
| Spirits Global Inc. | Other | Newport Beach | CA | $675,000 | Indefinite | 2 | Jan 6 | sec.gov |
| MAGIC MOUNTAIN LLC (amended) | Investing | California | CA | $637,500 | $1,275,000 | 0 | Jan 6 | sec.gov |
| NANO FINANCIAL HOLDINGS, INC. | Commercial Banking | Irvine | CA | $600,000 | $6,600,000 | 1 | Jan 6 | sec.gov |
| REPLICEL LIFE SCIENCES INC. | Other Technology | Vancouver Bc | $558,837 | $558,837 | 2 | Jan 6 | sec.gov | |
| Planting Hope Company, Inc. | Retailing | Chicago | IL | $485,265 | $485,265 | 8 | Jan 6 | sec.gov |
| Iaso Therapeutics, Inc. | Biotechnology | East Lansing | MI | $437,850 | $1,337,850 | 5 | Jan 6 | sec.gov |
| Nordic Point Lodge USA, LP | Commercial | Mckinney | TX | $430,000 | $2,000,000 | 4 | Jan 6 | sec.gov |
| Olde Towne School for Dogs, LLC | Other | Alexandria | VA | $355,000 | $355,000 | 1 | Jan 6 | sec.gov |
| Helios Advanced Helicopter, Inc. | Other | Seal Beach | CA | $300,000 | $500,000 | 1 | Jan 6 | sec.gov |
| Geoship SPC | Other Technology | Nevada City | CA | $300,000 | $300,000 | 1 | Jan 6 | sec.gov |
| Hamsapay, Inc. | Other Technology | San Francisco | CA | $257,200 | $300,000 | 9 | Jan 6 | sec.gov |
| RAZE Fintech Inc | Other Technology | Cheyenne | WY | $253,680 | $2,000,000 | 30 | Jan 6 | sec.gov |
| Calisto Cobre Resources Corp. | Other | Vancouver | $242,743 | $242,743 | 2 | Jan 6 | sec.gov | |
| Hemp Plastic Co | Other | Boulder | CO | $170,000 | $10,000,000 | 1 | Jan 6 | sec.gov |
| VERICIMETRY ADVISORS LLC | Other | Goleta | CA | $165,000 | $940,000 | 1 | Jan 6 | sec.gov |
| Working & Learning Together Electronics Recycling Inc. | Other | Brooklyn | NY | $135,000 | Indefinite | 1 | Jan 6 | sec.gov |
| Slate North American Essential Real Estate REIT, Inc. | REITS and Finance | Chicago | IL | $125,000 | $125,000 | 125 | Jan 6 | sec.gov |
| BCSP REIT 9, L.P. | REITS and Finance | Boston | MA | $125,000 | $125,000 | 125 | Jan 6 | sec.gov |
| BCORE Windmill Parent LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 6 | sec.gov |
| IPT SPV LLC | Other | Fairfield | CT | $124,998 | $1,000,000 | 4 | Jan 6 | sec.gov |
| ProtoKinetix, Inc. | Other | Dalton | OH | $109,000 | $150,000 | 3 | Jan 6 | sec.gov |
| Lancaster County Media Solutions, LLC | Other | Lancaster | PA | $100,000 | $1,200,000 | 1 | Jan 6 | sec.gov |
| Independence Gold Corp. | Other | Vancouver | $80,846 | $242,538 | 4 | Jan 6 | sec.gov | |
| White Wolf Private Credit Partners LLC | Other | Miami | FL | $80,250 | $80,250 | 3 | Jan 6 | sec.gov |
| REST EZ Inc. | Other | Riverton | UT | $80,000 | Indefinite | 64 | Jan 6 | sec.gov |
| Hoopla Doopla, Inc. | Other Technology | Bohemia | NY | $70,000 | $70,000 | 1 | Jan 6 | sec.gov |
| Liberia Organic Cocoa & Agricultural Co | Agriculture | Washington | DC | $65,000 | $150,000 | 0 | Jan 6 | sec.gov |
| Geoship SPC | Other Technology | Nevada City | CA | $63,111 | $63,111 | 3 | Jan 6 | sec.gov |
| Carroll Multifamily Venture VII Feeder REIT, LLC | REITS and Finance | Atlanta | GA | $62,500 | $62,500 | 125 | Jan 6 | sec.gov |
| Liberia Organic Cocoa & Agricultural Co | Agriculture | Washington | DC | $60,000 | $150,000 | 0 | Jan 6 | sec.gov |
| Mel Fisher Expedition - 2023, LLC | Other | Key West | FL | $46,250 | $3,500,000 | 6 | Jan 6 | sec.gov |
| Geoship SPC | Other Technology | Nevada City | CA | $10,000 | $10,000 | 1 | Jan 6 | sec.gov |
| R001 Multifamily Fixed Income LLC | Other Technology | Long Island City | NY | $5,000 | $400,000 | 1 | Jan 6 | sec.gov |
| RST Brands, LLC | Manufacturing | Salt Lake City | UT | $0 | $15,000,000 | 0 | Jan 6 | sec.gov |
| FSC Industrial 11, DST | Other Real Estate | Wall | NJ | $0 | $19,680,000 | 0 | Jan 6 | sec.gov |
| Standard Advisors High Yield Credit Fund, L.P. | Residential | Melville | NY | $0 | $10,000,000 | 0 | Jan 6 | sec.gov |
| Bellefontaine Hospitality LLC | Lodging and Conventions | Rushsylvania | OH | $0 | $9,000,000 | 0 | Jan 6 | sec.gov |
| Kelly Mine Investment, LLC | Other | Indian Wells | CA | $0 | $1,300,000 | 0 | Jan 6 | sec.gov |
| Palladius Real Estate Fund I, LP | Commercial | Austin | TX | $0 | $150,000,000 | 0 | Jan 6 | sec.gov |
January 9, 2023 · January 5, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.