Data / Form D filings / Jan 9
Form D filings, January 9, 2023: 104 companies raised $3.37 billion
104 operating companies filed a Form D on January 9, 2023, reporting $3.37 billion sold. Largest: NHIT: Investment Grade Securitized Credit Trust ($1.09 billion), NHIT: WORLD BOND TRUST ($1.03 billion), Monogram Health Holdings, Inc. ($374 million). The median filing is $1.8 million, and 77 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 104Form D filings
- $3.37 billionreported sold
- $1.8 millionmedian amount sold
- CAmost filings (15)
Most filings by state: CA 15, TX 10, NY 6, PA 6, IL 5. By industry: Other 25, Commercial 14, Residential 13, Other Technology 13.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NHIT: Investment Grade Securitized Credit Trust (amended) | Investing | Boston | MA | $1,089,613,933 | Indefinite | 19 | Jan 9 | sec.gov |
| NHIT: WORLD BOND TRUST (amended) | Investing | Boston | MA | $1,028,638,220 | Indefinite | 42 | Jan 9 | sec.gov |
| Monogram Health Holdings, Inc. | Other Health Care | Brentwood | TN | $373,953,109 | $424,999,943 | 16 | Jan 9 | sec.gov |
| Arctic Topco, LLC (amended) | Other | New York | NY | $124,910,156 | Indefinite | 8 | Jan 9 | sec.gov |
| Artes Capital Fund I, LLC (amended) | REITS and Finance | Westlake Village | CA | $118,791,500 | Indefinite | 628 | Jan 9 | sec.gov |
| PRECISION CASTPARTS CORP (amended) | Manufacturing | Lake Oswego | OR | $95,586,000 | Indefinite | 61 | Jan 9 | sec.gov |
| Ensoma, Inc. | Biotechnology | Boston | MA | $79,000,469 | $79,000,469 | 19 | Jan 9 | sec.gov |
| Encore TopCo, LLC | Other Technology | Indianapolis | IN | $70,815,269 | $70,815,269 | 19 | Jan 9 | sec.gov |
| Arctic Management Holdco, LLC (amended) | Other | New York | NY | $58,898,860 | Indefinite | 39 | Jan 9 | sec.gov |
| Pinnacle Partners Opportunity Zone Fund VIII, LP (amended) | Other Banking and Financial Services | Seattle | WA | $57,775,031 | $200,000,000 | 67 | Jan 9 | sec.gov |
| Artes Capital SMA 1 LLC (amended) | Commercial | Westlake Village | CA | $39,266,086 | $50,000,000 | 1 | Jan 9 | sec.gov |
| Ardmore Gibsonville, LLC | Residential | Greensboro | NC | $18,507,222 | $18,507,222 | 9 | Jan 9 | sec.gov |
| Bancorp 34, Inc. | Other Banking and Financial Services | Scottsdale | AZ | $14,044,282 | $14,044,282 | 2 | Jan 9 | sec.gov |
| Randolph Solar Investments LLC (amended) | Other Real Estate | Fayetteville | GA | $13,112,855 | $13,300,000 | 135 | Jan 9 | sec.gov |
| Alume Biosciences Inc | Biotechnology | San Diego | CA | $12,759,950 | $45,024,930 | 43 | Jan 9 | sec.gov |
| Laurel Living, Inc. | Other | Denver | CO | $10,909,091 | $10,909,091 | 21 | Jan 9 | sec.gov |
| LM-VENTURA LLC | Residential | Frisco | TX | $10,690,000 | $11,000,000 | 94 | Jan 9 | sec.gov |
| Troy HoldCo LLC | Residential | New York | NY | $9,850,000 | $9,850,000 | 28 | Jan 9 | sec.gov |
| 203 Coal LLC | Coal Mining | Washington | UT | $9,411,350 | $9,411,350 | 178 | Jan 9 | sec.gov |
| Parc 410 CS Investors LLC | Other Real Estate | San Antonio | TX | $9,006,000 | $15,000,000 | 198 | Jan 9 | sec.gov |
| Normal Computing Corp | Other | Chicago | IL | $8,519,996 | $8,519,996 | 5 | Jan 9 | sec.gov |
| Georgia United Credit Union | Other Banking and Financial Services | Duluth | GA | $8,000,000 | $20,000,000 | 3 | Jan 9 | sec.gov |
| Pathify Holdings Inc. | Other Technology | Wilmington | DE | $7,577,797 | Indefinite | 76 | Jan 9 | sec.gov |
| DeepFraud Technologies Inc. | Other Technology | New York | NY | $6,999,736 | $6,999,736 | 8 | Jan 9 | sec.gov |
| SmartStory Technologies, Inc. (amended) | Other Technology | Meridian | ID | $6,357,740 | $6,858,128 | 16 | Jan 9 | sec.gov |
| AEI HEALTHCARE FUND LLC (amended) | Commercial | St. Paul | MN | $5,870,931 | $200,000,000 | 47 | Jan 9 | sec.gov |
| TCIH-Big Bear, LLC | Commercial | Tulsa | OK | $5,155,000 | $5,155,000 | 51 | Jan 9 | sec.gov |
| Guerrilla RF, Inc. | Other Technology | Greensboro | NC | $5,047,042 | $10,000,000 | 57 | Jan 9 | sec.gov |
| Century Financial Services Corp | Commercial Banking | Santa Fe | NM | $4,746,440 | $4,746,440 | 13 | Jan 9 | sec.gov |
| Plex Capital Holdings, Inc. (amended) | Other Technology | San Francisco | CA | $4,644,990 | $4,644,990 | 3 | Jan 9 | sec.gov |
| Durin Technologies, Inc. (amended) | Biotechnology | Mullica Hill | NJ | $4,554,000 | $5,499,900 | 2 | Jan 9 | sec.gov |
| Digital Village IO, Inc. | Other | Paris | $4,066,972 | $4,066,972 | 11 | Jan 9 | sec.gov | |
| Electric Youth Inc. | Other | Boca Raton | FL | $4,050,000 | $5,000,000 | 19 | Jan 9 | sec.gov |
| WF Union Green, LLC | Commercial | Raleigh | NC | $3,755,000 | $4,104,790 | 15 | Jan 9 | sec.gov |
| TRIPGRID, INC. (amended) | Tourism and Travel Services | Portland | OR | $3,741,900 | $3,916,900 | 10 | Jan 9 | sec.gov |
| Palarum LLC | Other Health Care | Lebanon | OH | $3,700,000 | $7,000,000 | 6 | Jan 9 | sec.gov |
| Claryo, Inc. (amended) | Other Technology | San Francisco | CA | $3,250,000 | $3,250,000 | 6 | Jan 9 | sec.gov |
| Imperial Community Center, LP | Commercial | Stafford | TX | $3,100,000 | $3,100,000 | 49 | Jan 9 | sec.gov |
| SE FORT WORTH INVESTORS, LLC | Commercial | Chicago | IL | $2,500,000 | $2,640,000 | 21 | Jan 9 | sec.gov |
| Doctivity, Inc. (amended) | Other Technology | Bloomsburg | PA | $2,500,000 | $2,500,000 | 3 | Jan 9 | sec.gov |
| Payfave Inc. | Other | Plano | TX | $2,484,400 | $9,850,000 | 2 | Jan 9 | sec.gov |
| Union Re Holdings, LLC (amended) | Insurance | Philadelphia | PA | $2,251,750 | Indefinite | 70 | Jan 9 | sec.gov |
| Acretrader 227, LLC | Other Real Estate | Fayetteville | AR | $1,814,370 | $1,814,370 | 69 | Jan 9 | sec.gov |
| LNTC Equity LP | Other Banking and Financial Services | Seattle | WA | $1,730,863 | $1,730,863 | 19 | Jan 9 | sec.gov |
| RST Re Holdings LLC (amended) | Insurance | Philadelphia | PA | $1,642,000 | Indefinite | 59 | Jan 9 | sec.gov |
| Analyttica Datalab Inc. | Other | Whitefield | $1,500,094 | $1,500,094 | 1 | Jan 9 | sec.gov | |
| Lone Star Industrial Materials LLC | Agriculture | Houston | TX | $1,080,125 | $2,405,380 | 34 | Jan 9 | sec.gov |
| Captuure Inc. | Other | Winter Garden | FL | $1,004,973 | $3,000,000 | 10 | Jan 9 | sec.gov |
| Best Shot Care, Inc. | Other Health Care | Denver | CO | $1,001,000 | $1,001,000 | 19 | Jan 9 | sec.gov |
| Flume Internet, Inc. | Other | New York | NY | $1,000,001 | $12,499,985 | 1 | Jan 9 | sec.gov |
| Flex Mobile Storage Ltd. | Other | Tel Aviv-Jaffa | $1,000,000 | $2,500,000 | 1 | Jan 9 | sec.gov | |
| PARKERVISION INC | Telecommunications | Jacksonville | FL | $1,000,000 | $1,000,000 | 1 | Jan 9 | sec.gov |
| POLLYANNA BREWING Co | Restaurants | Lemont | IL | $960,000 | $1,000,000 | 15 | Jan 9 | sec.gov |
| Drug Hunter, Inc. (amended) | Other | Happy Valley | OR | $698,382 | $1,500,000 | 9 | Jan 9 | sec.gov |
| Remembrance Management LLC | Other Health Care | Medina | OH | $500,000 | $1,000,000 | 2 | Jan 9 | sec.gov |
| Artes Capital SMA 1 Manager, LP (amended) | Commercial | Westlake Village | CA | $500,000 | Indefinite | 4 | Jan 9 | sec.gov |
| ROI Fund I LLC | Other | Chattanooga | TN | $450,000 | Indefinite | 0 | Jan 9 | sec.gov |
| Moss Point RV Park H, LLC | Residential | Gulf Shores | AL | $375,000 | $2,000,000 | 5 | Jan 9 | sec.gov |
| OpenLoop Health, Inc. | Other Technology | Des Moines | IA | $368,399 | $368,399 | 1 | Jan 9 | sec.gov |
| GINGER COVE PARTNERS, LLC | Other | Breckenridge | CO | $337,500 | $575,000 | 6 | Jan 9 | sec.gov |
| IMAGINE PHARMA LLC | Biotechnology | Pittsburgh | PA | $300,000 | Indefinite | 1 | Jan 9 | sec.gov |
| Entrelliance Management LLC | Other | Bozeman | MT | $285,000 | $400,000 | 13 | Jan 9 | sec.gov |
| JDI Port 99 Acquisitions, LLC (amended) | Commercial | Houston | TX | $200,000 | $7,405,000 | 2 | Jan 9 | sec.gov |
| JDI Port 99 Acquisitions, LLC (amended) | Commercial | Houston | TX | $200,000 | $7,405,000 | 2 | Jan 9 | sec.gov |
| JDI Port 99 Acquisitions, LLC | Commercial | Houston | TX | $200,000 | $7,405,000 | 2 | Jan 9 | sec.gov |
| PlantFuel Life Inc. | Other | Vancouver | $198,238 | $198,238 | 2 | Jan 9 | sec.gov | |
| ENERGY FINDERS INC | Other | Washington | DC | $150,000 | $2,250,000 | 2 | Jan 9 | sec.gov |
| BSH III REIT LLC | REITS and Finance | Sandy | UT | $125,000 | $125,000 | 0 | Jan 9 | sec.gov |
| BSFR IV REIT LLC | REITS and Finance | Sandy | UT | $125,000 | $125,000 | 0 | Jan 9 | sec.gov |
| DE Ocean Avenue REIT, Inc. | REITS and Finance | Santa Monica | CA | $125,000 | $125,000 | 125 | Jan 9 | sec.gov |
| Lineage Logistics CC Holdings, LLC | REITS and Finance | Novi | MI | $123,000 | $123,000 | 123 | Jan 9 | sec.gov |
| Tearlach Resources Ltd | Other | Vancouver | $89,652 | $89,652 | 1 | Jan 9 | sec.gov | |
| CommonWealth Holdings, LLC (amended) | Insurance | Philadelphia | PA | $80,000 | Indefinite | 80 | Jan 9 | sec.gov |
| GLC Holdings, LLC/TN (amended) | Insurance | Philadelphia | PA | $39,000 | Indefinite | 39 | Jan 9 | sec.gov |
| Pillar Designs LLC | Other Technology | Chicago | IL | $25,000 | $1,200,000 | 1 | Jan 9 | sec.gov |
| Avidian Gold Corp. | Other | Toronto | $23,913 | $58,076 | 2 | Jan 9 | sec.gov | |
| Joolep Inc. | Other Technology | Miami | FL | $10,000 | Indefinite | 1 | Jan 9 | sec.gov |
| Palm Springs Companion Care, LLC | Other | Bellingham | WA | $4,000 | Indefinite | 1 | Jan 9 | sec.gov |
| Realbid Token Holdings, LLC Series 1001 Leah Ave | Residential | San Francisco | CA | $552 | $3,000 | 3 | Jan 9 | sec.gov |
| Realbid Token Holdings, LLC Series 621 E Le Clair | Commercial | San Francisco | CA | $261 | $5,000 | 6 | Jan 9 | sec.gov |
| Realbid Token Holdings, LLC Series 927 Euclid Ave | Residential | San Francisco | CA | $220 | $5,000 | 4 | Jan 9 | sec.gov |
| Realbid Token Holdings, LLC Series 110 Gardengate Dr | Residential | San Francisco | CA | $181 | $5,000 | 4 | Jan 9 | sec.gov |
| Realbid Token Holdings, LLC Series 2515 Coronet Dr | Residential | San Francisco | CA | $170 | $5,000 | 4 | Jan 9 | sec.gov |
| Realbid Token Holdings, LLC Series 1828 Rose | Residential | San Francisco | CA | $120 | $5,070 | 3 | Jan 9 | sec.gov |
| Realbid Token Holdings, LLC Series 1315 E 115th | Residential | San Francisco | CA | $81 | $1,000 | 3 | Jan 9 | sec.gov |
| ROI Fund II LLC | Other | Chattanooga | TN | $0 | $25,000,000 | 0 | Jan 9 | sec.gov |
| Service Offsite Solutions, LLC | Manufacturing | Sanford | NC | $0 | $5,000,000 | 0 | Jan 9 | sec.gov |
| Sofi Carr III Joint Venture | Oil and Gas | Prosper | TX | $0 | $500,000 | 0 | Jan 9 | sec.gov |
| ARBOREAL MANAGERS (CORNUS) LLC | Other Real Estate | Seattle | WA | $0 | $2,500,000 | 0 | Jan 9 | sec.gov |
| Realbid Token Holdings, LLC Series 5133 Dresden | Residential | San Francisco | CA | $0 | $1,000 | 0 | Jan 9 | sec.gov |
| BT Mankato Student Housing DST | Residential | Madison | WI | $0 | $49,000,000 | 0 | Jan 9 | sec.gov |
| Ursus Quantum LP | Other Energy | High Falls | NY | $0 | $25,000,000 | 0 | Jan 9 | sec.gov |
| Triple 5 Inc. | Other | Park Ridge | IL | $0 | Indefinite | 0 | Jan 9 | sec.gov |
| Greenlight Health Data Solutions, Inc. | Other Technology | Raleigh | NC | $0 | $6,000,000 | 0 | Jan 9 | sec.gov |
| RevUp Fund 2023 LLC | Other | Providence | RI | $0 | $6,000,000 | 0 | Jan 9 | sec.gov |
| Asymmetria Investors III, LLC - eGap Fund II (PS) | Commercial | West Des Moines | IA | $0 | $9,530,000 | 71 | Jan 9 | sec.gov |
| Match Sample Corp | Other | Cheyenne | WY | $0 | Indefinite | 0 | Jan 9 | sec.gov |
| Green Voyage Corp (amended) | Agriculture | Selkirk | $0 | Indefinite | 0 | Jan 9 | sec.gov | |
| Helios Capital Fund I, LP | Commercial | Bethesda | MD | $0 | Indefinite | 0 | Jan 9 | sec.gov |
| U Calming Co (amended) | Other | Sheridan | WY | $0 | $1,200,000 | 0 | Jan 9 | sec.gov |
| CTR Investments & Consulting, Inc. | Commercial | Jefferson | GA | $0 | Indefinite | 0 | Jan 9 | sec.gov |
| InvestDEFY Technologies Inc. | Other Technology | Vancouver | $0 | Indefinite | 0 | Jan 9 | sec.gov | |
| ADDENTAX GROUP CORP. | Manufacturing | Shenzhen City | $0 | $16,666,667 | 2 | Jan 9 | sec.gov | |
| Derby at Steeplechase, LLC | Residential | Houston | TX | $0 | $26,000,000 | 0 | Jan 9 | sec.gov |
January 10, 2023 · January 6, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.