Data / Form D filings / Jan 10
Form D filings, January 10, 2023: 110 companies raised $628.6 million
110 operating companies filed a Form D on January 10, 2023, reporting $628.6 million sold. Largest: JLLX Diversified II, DST ($188.3 million), Artes Capital REIT I, LLC ($118.8 million), Goodman Capital Liquid Credit Strategy Fund I LLC ($36.7 million). The median filing is $898,626, and 140 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 110Form D filings
- $628.6 millionreported sold
- $898,626median amount sold
- NYmost filings (22)
Most filings by state: NY 22, CA 14, IL 9, SC 7, CO 6. By industry: REITS and Finance 38, Other 18, Residential 13, Other Technology 13.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| JLLX Diversified II, DST (amended) | Other Real Estate | Chicago | IL | $188,321,357 | $219,810,811 | 142 | Jan 10 | sec.gov |
| Artes Capital REIT I, LLC (amended) | REITS and Finance | Westlake Village | CA | $118,791,500 | Indefinite | 126 | Jan 10 | sec.gov |
| Goodman Capital Liquid Credit Strategy Fund I LLC (amended) | REITS and Finance | Great Neck | NY | $36,668,130 | $36,668,130 | 132 | Jan 10 | sec.gov |
| High End Holdings LLC | Other | Fort Lauderdale | FL | $31,421,903 | Indefinite | 114 | Jan 10 | sec.gov |
| 2165NP, LP | Residential | Irmo | SC | $27,229,990 | $27,400,000 | 254 | Jan 10 | sec.gov |
| 719LWD, LP | Residential | Irmo | SC | $23,818,500 | $37,700,000 | 194 | Jan 10 | sec.gov |
| Sandpiper Lodging OP, L.P. | REITS and Finance | Richmond | VA | $19,767,931 | $19,767,931 | 61 | Jan 10 | sec.gov |
| Smarter Capital Investments, LLC (amended) | REITS and Finance | Del Mar | CA | $19,000,000 | Indefinite | 32 | Jan 10 | sec.gov |
| PIC CAR WASH 4, LLC | Residential | Irmo | SC | $12,609,000 | $13,000,000 | 115 | Jan 10 | sec.gov |
| Beth Asher L.P. | Residential | Berkeley | CA | $12,602,459 | $12,602,459 | 1 | Jan 10 | sec.gov |
| Arcturus Studios Holdings, Inc. | Other | Beverly Hills | CA | $12,582,035 | $20,000,398 | 16 | Jan 10 | sec.gov |
| ImmuneBridge Inc. | Biotechnology | San Francisco | CA | $10,150,000 | $14,150,000 | 15 | Jan 10 | sec.gov |
| Post Sandstone Partners, LLC | Investing | Los Angeles | CA | $9,923,125 | $9,923,125 | 113 | Jan 10 | sec.gov |
| PIC STORAGE 2, LLC | Commercial | Irmo | SC | $9,828,750 | $17,500,000 | 105 | Jan 10 | sec.gov |
| Pilot Holdings, LLC (amended) | Other | New York | NY | $9,685,915 | Indefinite | 11 | Jan 10 | sec.gov |
| Teamraderie, Inc. | Other Technology | Los Altos | CA | $9,243,145 | $12,200,023 | 14 | Jan 10 | sec.gov |
| Jewett Automation HoldCo, LLC | Other Technology | Richmond | VA | $5,079,700 | $6,400,000 | 15 | Jan 10 | sec.gov |
| Howdy.com, Inc. | Other Technology | Austin | TX | $4,999,995 | $4,999,995 | 2 | Jan 10 | sec.gov |
| PIC CAR WASH 5, LLC | Commercial | Irmo | SC | $4,754,000 | $25,000,000 | 48 | Jan 10 | sec.gov |
| Foodie Card, Inc. | Restaurants | Syosset | NY | $4,708,219 | $8,708,200 | 47 | Jan 10 | sec.gov |
| 943LC, LP | Residential | Irmo | SC | $4,182,000 | $8,100,000 | 42 | Jan 10 | sec.gov |
| AALP Holdings, LLC | Other | Norwalk | CT | $4,000,000 | $4,000,000 | 1 | Jan 10 | sec.gov |
| EL MONTERREY DEVELOPMENT | Residential | Eastlake | CO | $3,265,000 | $9,000,000 | 43 | Jan 10 | sec.gov |
| CROP GUARD, INC. | Insurance | San Francisco | CA | $2,999,999 | $2,999,999 | 6 | Jan 10 | sec.gov |
| PIC DEVELOPMENT 1, LLC | Residential | Irmo | SC | $2,821,300 | $9,125,000 | 21 | Jan 10 | sec.gov |
| Vitra Labs, Inc. | Other | San Francisco | CA | $2,624,999 | $4,200,000 | 5 | Jan 10 | sec.gov |
| Enduring Ventures, Inc. | Investing | Las Vegas | NV | $2,554,700 | $15,000,000 | 20 | Jan 10 | sec.gov |
| Hidrate, Inc. | Other Technology | Minneapolis | MN | $2,499,989 | $2,499,989 | 1 | Jan 10 | sec.gov |
| Commune Fund IV, LLC | REITS and Finance | Westlake Village | CA | $2,331,627 | $100,000,000 | 21 | Jan 10 | sec.gov |
| LineHaul Station, LLC | Commercial | Prior Lake | MN | $2,100,000 | $10,000,000 | 2 | Jan 10 | sec.gov |
| IMMvention Therapeutix, Inc. | Biotechnology | Durham | NC | $1,999,999 | $3,999,999 | 4 | Jan 10 | sec.gov |
| Sequoia Equities - Pacific Grove, A California Limited Partnership (amended) | Other | Walnut Creek | CA | $1,981,359 | $58,300,000 | 5 | Jan 10 | sec.gov |
| Trails Holdings, LLC | Residential | Potomac | MD | $1,925,000 | $22,000,000 | 8 | Jan 10 | sec.gov |
| PURE CAPITAL SOLUTIONS, INC. (amended) | Other | Minneapolis | MN | $1,755,000 | $3,000,000 | 21 | Jan 10 | sec.gov |
| D2 Pharma Consulting LLC | Other Health Care | Chesterfield | MO | $1,600,000 | $3,000,000 | 4 | Jan 10 | sec.gov |
| Real Estate Business Analytics, Inc. | Other Technology | Littleton | CO | $1,550,000 | $6,000,000 | 9 | Jan 10 | sec.gov |
| Neat Capital Inc. | Other Banking and Financial Services | Boulder | CO | $1,500,000 | $2,000,000 | 4 | Jan 10 | sec.gov |
| NOMO International, Inc. | Other | Eden Prairie | MN | $1,400,000 | Indefinite | 7 | Jan 10 | sec.gov |
| TapRoot Interventions & Solutions, Inc. (amended) | Other Technology | Phoenix | AZ | $1,342,070 | $1,920,000 | 16 | Jan 10 | sec.gov |
| Artes Capital Fund I Manager, LP (amended) | REITS and Finance | Westlake Village | CA | $1,260,000 | Indefinite | 7 | Jan 10 | sec.gov |
| Prometheum, Inc. | Other Banking and Financial Services | New York | NY | $1,190,000 | $7,500,000 | 1 | Jan 10 | sec.gov |
| MP Investment Club XP SPV1 LP | Other Technology | Upper Saddle River | NJ | $1,022,500 | Indefinite | 23 | Jan 10 | sec.gov |
| Galaxy REIT LLC (amended) | REITS and Finance | Boca Raton | FL | $984,000 | $984,000 | 123 | Jan 10 | sec.gov |
| IBC Advanced Alloys Corp. | Manufacturing | Franklin | IN | $898,626 | $898,626 | 17 | Jan 10 | sec.gov |
| Blue Copper Resources Corp. | Other | Golden | CO | $767,500 | Indefinite | 10 | Jan 10 | sec.gov |
| VareCo 3120 Douglas, LLC | Other Real Estate | Denver | CO | $750,000 | $750,000 | 13 | Jan 10 | sec.gov |
| GUANAJUATO SILVER CO LTD (amended) | Other | Vancouver | $718,811 | $718,811 | 10 | Jan 10 | sec.gov | |
| PowerTech Water, Inc. | Other Technology | Lexington | KY | $677,337 | $1,500,000 | 5 | Jan 10 | sec.gov |
| nVoq Inc | Other Technology | Boulder | CO | $550,000 | $10,997,125 | 1 | Jan 10 | sec.gov |
| Formula, Inc. | Other Technology | Dallas | TX | $521,254 | $10,000,000 | 8 | Jan 10 | sec.gov |
| Cartier Silver Corp | Other | Toronto | $520,692 | $976,297 | 2 | Jan 10 | sec.gov | |
| 13TwentyThree, LLC | Business Services | Prairie Village | KS | $500,000 | $500,000 | 1 | Jan 10 | sec.gov |
| Sandpiper Lodging Trust | REITS and Finance | Richmond | VA | $403,427 | $403,427 | 61 | Jan 10 | sec.gov |
| FloraWorks Holdings Inc. | Other | Portland | OR | $250,000 | $2,500,000 | 1 | Jan 10 | sec.gov |
| ENERGY FINDERS INC (amended) | Other | Washington | DC | $150,000 | $2,250,000 | 2 | Jan 10 | sec.gov |
| SPECIAL FRUITS ARRANGEMENTS DC, LLC | Retailing | Doral | FL | $145,000 | $145,000 | 1 | Jan 10 | sec.gov |
| Dante Virgil, Inc. | Other | Philadelphia | PA | $143,000 | $260,000 | 12 | Jan 10 | sec.gov |
| Island Recovery Fund IV TIER Holdings LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 10 | sec.gov |
| Broad Street US Real Estate Partners (G) - Woburn REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 10 | sec.gov |
| Broad Street US Real Estate Partners (G) - Newport Beach REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 10 | sec.gov |
| Broad Street US Real Estate Partners (G) - Master REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 10 | sec.gov |
| Broad Street US Real Estate Partners (G) - Florham Park REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 10 | sec.gov |
| Broad Street US Real Estate Partners (G) - Dallas REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 10 | sec.gov |
| Broad Street US Real Estate Partners (G) - Beaverton REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 10 | sec.gov |
| Broad Street US Real Estate Partners (G) - Austin REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 10 | sec.gov |
| Leo & Lucille Ltd Liability Co | Other | New York | NY | $90,000 | $7,000,000 | 4 | Jan 10 | sec.gov |
| Torev Corp | Other Technology | Arlington | VA | $75,000 | $75,000 | 3 | Jan 10 | sec.gov |
| Crow Holdings Realty Partners X, Inc. | REITS and Finance | Dallas | TX | $38,000 | $125,000 | 38 | Jan 10 | sec.gov |
| Bell Fund VII South Shore District Holdings, LLC | REITS and Finance | Greensboro | NC | $34,000 | $125,000 | 34 | Jan 10 | sec.gov |
| RXR Aspire PII Co-Investor REIT LLC | REITS and Finance | Uniondale | NY | $31,000 | $125,000 | 31 | Jan 10 | sec.gov |
| RXR Mercer Co-Investor REIT LLC | REITS and Finance | Uniondale | NY | $31,000 | $125,000 | 31 | Jan 10 | sec.gov |
| RXR Aspire Co-Investor REIT LLC | REITS and Finance | Uniondale | NY | $31,000 | $125,000 | 31 | Jan 10 | sec.gov |
| Cove Communities REIT - Venture IV, LLC | REITS and Finance | Phoenix | AZ | $31,000 | $125,000 | 31 | Jan 10 | sec.gov |
| Blue Vista City Select Fund REIT, LLC | REITS and Finance | Chicago | IL | $31,000 | $125,000 | 31 | Jan 10 | sec.gov |
| Woodview Way REIT LLC | REITS and Finance | Boston | MA | $29,000 | $125,000 | 29 | Jan 10 | sec.gov |
| Chronotale, Inc. | Other Technology | New York | NY | $25,000 | $1,000,000 | 1 | Jan 10 | sec.gov |
| Brickhouse Ventures Corp. | Other Technology | Vancouver | $24,291 | $24,291 | 7 | Jan 10 | sec.gov | |
| Boston Common International Sustainable Climate Fund, LLC | Investing | Boston | MA | $10,000 | $80,000,000 | 1 | Jan 10 | sec.gov |
| LCD-HHC Seattle II, LLC | REITS and Finance | Athens | GA | $2,000 | $125,000 | 2 | Jan 10 | sec.gov |
| LCD-HHC Berkeley III REIT, LLC | REITS and Finance | Athens | GA | $2,000 | $125,000 | 2 | Jan 10 | sec.gov |
| LCD-HHC Eugene, LLC | REITS and Finance | Athens | GA | $2,000 | $125,000 | 2 | Jan 10 | sec.gov |
| LCD-HHC Los Angeles, LLC | REITS and Finance | Athens | GA | $2,000 | $125,000 | 2 | Jan 10 | sec.gov |
| LCD-HHC VA REIT, LLC | REITS and Finance | Athens | GA | $2,000 | $125,000 | 2 | Jan 10 | sec.gov |
| MAPS US Logistics Three LLC | REITS and Finance | Seoul | $1,000 | $125,000 | 1 | Jan 10 | sec.gov | |
| Plurilock Security Inc. | Other | Vancouver | $516 | $516 | 1 | Jan 10 | sec.gov | |
| Realbid Token Holdings, LLC Series 5733 Enfield | Residential | San Francisco | CA | $121 | $4,442 | 3 | Jan 10 | sec.gov |
| Realbid Token Holdings, LLC Series 14671 Beach | Residential | San Francisco | CA | $110 | $5,500 | 2 | Jan 10 | sec.gov |
| Suncoast Growth Fund LLC | Commercial | Fort Myers | FL | $0 | $100,000,000 | 0 | Jan 10 | sec.gov |
| Viking Mineral Partners V, LP | Oil and Gas | Oklahoma City | OK | $0 | $40,000,000 | 0 | Jan 10 | sec.gov |
| HDD Technology, LLC | Manufacturing | Wayne | OK | $0 | $1,800,000 | 0 | Jan 10 | sec.gov |
| BDC Properties LLC | Residential | Washington | DC | $0 | Indefinite | 0 | Jan 10 | sec.gov |
| Rainier UNP Investors, LP | Other Real Estate | Dallas | TX | $0 | $4,400,000 | 0 | Jan 10 | sec.gov |
| 307 Stockton Fee, DST | Commercial | New York | NY | $0 | $18,949,297 | 0 | Jan 10 | sec.gov |
| Personality Chicago Ltd Liability Co | Other | New York | NY | $0 | $5,100,000 | 0 | Jan 10 | sec.gov |
| LGB INVESTMENT GROUP LLC | Residential | Beachwood | OH | $0 | $675,000 | 0 | Jan 10 | sec.gov |
| CrowdFunz 618 LLC | Other Real Estate | New York | NY | $0 | $1,200,000 | 0 | Jan 10 | sec.gov |
| CROWDFUNZ 828 LLC | Other Real Estate | Long Island City | NY | $0 | $2,000,000 | 0 | Jan 10 | sec.gov |
| CROWDFUNZ 829 LLC | Other Real Estate | New York | NY | $0 | $5,000,000 | 0 | Jan 10 | sec.gov |
| HSREP VIII Holding REIT 2 LLC | REITS and Finance | Chicago | IL | $0 | $125,000 | 0 | Jan 10 | sec.gov |
| HSRE REIT VIIIF Trust | REITS and Finance | Chicago | IL | $0 | $125,000 | 0 | Jan 10 | sec.gov |
| HSRE REIT VIIIE Trust | REITS and Finance | Chicago | IL | $0 | $125,000 | 0 | Jan 10 | sec.gov |
| HSRE REIT VIIID Trust | REITS and Finance | Chicago | IL | $0 | $125,000 | 0 | Jan 10 | sec.gov |
| HSRE REIT VIIIC Trust | REITS and Finance | Chicago | IL | $0 | $125,000 | 0 | Jan 10 | sec.gov |
| HSRE REIT IX Trust | REITS and Finance | Chicago | IL | $0 | $125,000 | 0 | Jan 10 | sec.gov |
| HSRE Feeder REIT IX Trust | REITS and Finance | Chicago | IL | $0 | $125,000 | 0 | Jan 10 | sec.gov |
| Redwood West Jefferson West Broad Street OH P1 LLC | Residential | Independence | OH | $0 | $10,700,000 | 0 | Jan 10 | sec.gov |
| GOSC FUND II, LLLP | Other Banking and Financial Services | Albuquerque | NM | $0 | $1,000,000 | 0 | Jan 10 | sec.gov |
| Fundrise Opportunistic Credit Fund, LLC | Other Real Estate | Washington | DC | $0 | Indefinite | 0 | Jan 10 | sec.gov |
| Wander Atlas REIT, Inc. | REITS and Finance | Austin | TX | $0 | $125,000 | 125 | Jan 10 | sec.gov |
| Hampden Agencies Ltd | Other | London | $0 | Indefinite | 32 | Jan 10 | sec.gov |
January 11, 2023 · January 9, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.