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Data / Form D filings / Jan 5

Form D filings, January 5, 2023: 119 companies raised $1.03 billion

119 operating companies filed a Form D on January 5, 2023, reporting $1.03 billion sold. Largest: Silicon Ranch Corp ($375 million), Ohio Equity Fund for Housing Limited Partnership 32B ($92 million), ExchangeRight Net Leased Portfolio 43 Parent DST ($58.7 million). The median filing is $759,571, and 99 pooled investment funds also filed that day.

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

  • 119Form D filings
  • $1.03 billionreported sold
  • $759,571median amount sold
  • NYmost filings (20)

Most filings by state: NY 20, CA 18, MA 8, OH 7, TX 7. By industry: Other 24, REITS and Finance 21, Other Technology 21, Other Health Care 8.

Every company that filed, largest first

CompanyIndustryCityStateAmount soldOfferingInvestorsFiledFiling
Silicon Ranch CorpOther EnergyNashvilleTN$375,000,004$600,000,00022Jan 5sec.gov
Ohio Equity Fund for Housing Limited Partnership 32BResidentialColumbusOH$92,000,000$185,000,0004Jan 5sec.gov
ExchangeRight Net Leased Portfolio 43 Parent DST (amended)CommercialPasadenaCA$58,710,000$58,710,000142Jan 5sec.gov
ExchangeRight Net Leased Portfolio 41 DST (amended)CommercialPasadenaCA$55,070,000$55,070,000129Jan 5sec.gov
BG 22 - Southline LLCResidentialHoustonTX$44,625,000$44,625,000133Jan 5sec.gov
ExchangeRight Net Leased Portfolio 42 DST (amended)CommercialPasadenaCA$36,500,000$36,500,00088Jan 5sec.gov
Cosmos Health Inc. (amended)PharmaceuticalsChicagoIL$32,525,680$32,525,6800Jan 5sec.gov
VA Pro 7 SNF Operations Holdings LLCOther Health CareWoodmereNY$32,000,000$32,000,00018Jan 5sec.gov
SALUCRO HEALTHCARE SOLUTIONS, LLCOther TechnologyPhoenixAZ$25,065,824$36,999,9912Jan 5sec.gov
Intrinsic Technologies, Inc.Other TechnologyBeavertonOR$18,200,020$20,000,0005Jan 5sec.gov
Forj Software, Inc.OtherWaukeshaWI$18,050,000$18,050,00010Jan 5sec.gov
Prisms of Reality Inc.Other TechnologySan FranciscoCA$17,844,994$18,345,00036Jan 5sec.gov
FORGE NANO, INC.Other TechnologyThorntonCO$15,000,000$70,000,0001Jan 5sec.gov
Altesa BioSciences, Inc.PharmaceuticalsCollege ParkGA$14,864,973$30,000,00016Jan 5sec.gov
Pavilions Holdings, LPCommercialNorfolkVA$14,660,000$16,508,75093Jan 5sec.gov
RW Fund I, L.P. (amended)CommercialPlymouth MeetingPA$14,607,500$50,000,00022Jan 5sec.gov
DC-001, Inc.Other TechnologyLos AlamitosCA$12,333,396$30,000,00014Jan 5sec.gov
B&J Studios Inc.Other TechnologyChicagoIL$10,202,691$10,702,43924Jan 5sec.gov
Mercer Solar Investments LLCOther Real EstateBradentonFL$9,845,000$10,000,00070Jan 5sec.gov
SMYL 2022 Opportunity Zone Fund LLCResidentialBroadview HeightsOH$9,500,000$9,500,0009Jan 5sec.gov
BLDG Pioneer LLCResidentialBeverly HillsCA$6,523,000$6,523,00059Jan 5sec.gov
Her M.D., Inc.Other Health CareCincinnatiOH$6,520,000$15,000,0003Jan 5sec.gov
SCO Holdings Investors, LLCOther Real EstateIndianapolisIN$6,237,164$6,237,16454Jan 5sec.gov
Soil Connect Services, Inc.OtherPlainviewNY$5,578,364$6,198,36432Jan 5sec.gov
CX Station at Clift Farm, DST (amended)Other Real EstateTampaFL$5,429,062$69,424,16613Jan 5sec.gov
Dogcentric Ventures, Inc.RestaurantsSeverna ParkMD$5,302,000$7,802,00052Jan 5sec.gov
18401 Elgin Investors LP (amended)Other Real EstateSugar LandTX$5,118,546$6,000,00044Jan 5sec.gov
LevelTen Energy, Inc.Other TechnologySeattleWA$5,000,000$20,000,0001Jan 5sec.gov
Prospyr Medical, Inc.Other TechnologyAustinTX$4,999,999$4,999,9994Jan 5sec.gov
Replai, Inc.OtherPorto$4,628,913$4,628,91315Jan 5sec.gov
Monitaur, Inc.Other TechnologyDuxburyMA$4,600,000$4,600,00025Jan 5sec.gov
Fieldpoint Private Holdings, Inc.Commercial BankingGreenwichCT$4,365,648$26,960,0008Jan 5sec.gov
Tespo Health Holdings, LLCOtherPlymouthMI$4,183,899$4,900,00043Jan 5sec.gov
Funga PBCOther TechnologyAustinTX$4,038,267$4,038,2676Jan 5sec.gov
Grounded Technologies, Inc. (amended)OtherNew YorkNY$3,465,500$5,500,0007Jan 5sec.gov
Artyc PBCOther TechnologySan MateoCA$3,405,004$3,405,00411Jan 5sec.gov
Mondrian Labs Inc.Other TechnologyNew YorkNY$3,384,991$3,634,99114Jan 5sec.gov
18 Taunton Owner LLCOther Real EstateBostonMA$2,559,400$2,559,40010Jan 5sec.gov
Urica Therapeutics, Inc.BiotechnologyBay Harbor IslandsFL$2,533,350$5,000,00026Jan 5sec.gov
BBI 1899, LLC (amended)RestaurantsColumbusOH$2,520,000$2,520,00020Jan 5sec.gov
BBI 1899, LLCRestaurantsColumbusOH$2,520,000$2,520,00020Jan 5sec.gov
Elements Drinks Co. (amended)RetailingWilmingtonDE$2,189,500$4,500,00024Jan 5sec.gov
LFC EQUITY PLUS TAIL PROTECTION FUND, LLC (amended)OtherDallasTX$1,891,800$100,000,00015Jan 5sec.gov
Grid Therapeutics LLCBiotechnologyDurhamNC$1,740,000$1,740,00011Jan 5sec.gov
GOOD GRIEF FILM LLCOtherAnaheimCA$1,700,000$1,700,0004Jan 5sec.gov
Cambium Investments, LLCOtherBirminghamMI$1,590,000$1,590,00027Jan 5sec.gov
Xeno Biosciences Inc.BiotechnologyCambridgeMA$1,500,000$1,500,00064Jan 5sec.gov
ExoTech Ltd (amended)ComputersHamilton$1,424,778$2,100,00051Jan 5sec.gov
Artet Group Investors II, LLC (amended)OtherBrooklynNY$1,232,500$2,000,0006Jan 5sec.gov
ChatOwl Inc.Other Health CareSan FranciscoCA$1,057,625$1,057,6251Jan 5sec.gov
4L Data Intelligence, Inc.Other TechnologySan RamonCA$1,000,000Indefinite1Jan 5sec.gov
Arkitoken, Inc.Other TechnologyHighlands RanchCO$1,000,000$1,000,0001Jan 5sec.gov
Worth the Journeying LLCOtherNew YorkNY$879,560$3,500,0006Jan 5sec.gov
Sequoia Equities - Pacific Grove, A California Limited PartnershipOtherWalnut CreekCA$759,571$58,300,0003Jan 5sec.gov
CIBA HEALTH, INC.Other Health CareNew YorkNY$755,000$755,00010Jan 5sec.gov
Pure Technology Inc.OtherMontclairNJ$734,684$1,500,00087Jan 5sec.gov
La Rosa Holdings Corp.ResidentialCelebrationFL$616,000$616,00023Jan 5sec.gov
VentureMed Group, Inc.Other Health CarePlymouthMN$587,500$5,359,2402Jan 5sec.gov
Avvay, Inc. (amended)Other TechnologyFranklinTN$520,540$750,00011Jan 5sec.gov
R.C. Temme Corp.REITS and FinanceWoodland HillsCA$510,000$660,00011Jan 5sec.gov
Auxano - Bandon Marina Inn LLCLodging and ConventionsBandonOR$425,000$425,0004Jan 5sec.gov
Interpose Ag LLCAgricultureCameronIL$412,500$1,500,0002Jan 5sec.gov
CIBA HEALTH, INC.Other Health CareNew YorkNY$400,000$400,0002Jan 5sec.gov
N5 Sensors, Inc.OtherRockvilleMD$391,022$2,693,3974Jan 5sec.gov
MBV R2G REIT LLCREITS and FinanceNew YorkNY$375,000$375,000125Jan 5sec.gov
Gigzilla, LLCOther TechnologyRockinghamVA$365,223Indefinite5Jan 5sec.gov
Next Generation Resources Inc.OtherVancouver$362,536$1,268,8776Jan 5sec.gov
Delos Living LLCOtherNew YorkNY$350,000$35,000,0002Jan 5sec.gov
spokenote, Inc. (amended)Other TechnologyFishersIN$321,338$4,000,0008Jan 5sec.gov
10000, Inc. (amended)OtherSan FranciscoCA$300,000$1,500,0001Jan 5sec.gov
Union Regional Water, Recreational & Economic Development Authority LLCOther Real EstateEnglewoodOH$250,000$8,000,0005Jan 5sec.gov
La Rosa Holdings Corp.ResidentialCelebrationFL$250,000$250,0001Jan 5sec.gov
Disaster Technologies IncOther TechnologyAlexandriaVA$250,000$250,0001Jan 5sec.gov
Lucid News, Inc.OtherBrooklynNY$225,000$900,0003Jan 5sec.gov
BIG Fund MA REIT LLCREITS and FinanceCharlotteNC$125,000$125,000125Jan 5sec.gov
IEC V REIT LLCREITS and FinanceLos AltosCA$125,000$125,000125Jan 5sec.gov
MIRELF VIII AMH, LLCREITS and FinanceNew YorkNY$125,000$125,000125Jan 5sec.gov
Apopka 200 REIT, LLCREITS and FinanceNew YorkNY$125,000$125,000125Jan 5sec.gov
Apopka 300 REIT, LLCREITS and FinanceNew YorkNY$125,000$125,000125Jan 5sec.gov
Apopka 400 REIT, LLCREITS and FinanceNew YorkNY$125,000$125,000125Jan 5sec.gov
Mountain View REIT, LLCREITS and FinanceNew YorkNY$125,000$125,000125Jan 5sec.gov
Golden Bridge REIT LLCREITS and FinanceJamaicaNY$125,000$125,000125Jan 5sec.gov
NewCold USA III, LLCREITS and FinanceChicagoIL$125,000$125,000125Jan 5sec.gov
Bon View REIT, LLCREITS and FinanceMinneapolisMN$125,000$125,000125Jan 5sec.gov
NewCold Indianapolis Investment, LLCREITS and FinanceChicagoIL$125,000$125,000125Jan 5sec.gov
Delco Logistics REIT, LLCREITS and FinanceMinneapolisMN$125,000$125,000125Jan 5sec.gov
4651 State Street REIT, LLCREITS and FinanceMinneapolisMN$125,000$125,000125Jan 5sec.gov
NB Partners Fund IV REIT, LLCREITS and FinanceWakefieldMA$125,000$125,000125Jan 5sec.gov
LVA5 Austin 1010 Springdale REIT, LLCREITS and FinanceHoustonTX$125,000$125,000125Jan 5sec.gov
LSMD Fund REIT LLCREITS and FinanceNewtonMA$125,000$125,000125Jan 5sec.gov
Mountain Industrial REIT LLCREITS and FinanceNewtonMA$125,000$125,000125Jan 5sec.gov
Green Leaf Fund V REIT, LLCREITS and FinancePleasantonCA$125,000$125,000125Jan 5sec.gov
Coller GS Equity Pooling L.P.Other Banking and Financial ServicesSaint Peter Port$94,380Indefinite5Jan 5sec.gov
ECC Technologies, Inc.Other TechnologyPenfieldNY$66,000$66,0000Jan 5sec.gov
Amphitrite Digital IncOther TravelSt. Thomas$65,000$1,000,0006Jan 5sec.gov
Sagehall I RT LLCREITS and FinanceNew YorkNY$62,500$62,500125Jan 5sec.gov
Cloudcall U.S. Group, Inc.Other TechnologyBostonMA$50,000$1,000,0001Jan 5sec.gov
WILSON RESOURCES INCOil and GasGranvilleOH$41,486Indefinite7Jan 5sec.gov
Innovative Therapeutix, Inc.OtherLouisvilleKY$40,000$40,0001Jan 5sec.gov
Human.Quest, IncOtherParsippanyNJ$15,000$2,000,0002Jan 5sec.gov
Navier, Inc.OtherChicagoIL$10,056Indefinite16Jan 5sec.gov
Homster IncOther TechnologyCovinaCA$10,000Indefinite1Jan 5sec.gov
Experienced Abstract LLCInsuranceBlue BellPA$2,000$100,0001Jan 5sec.gov
Feeder HMC - US Partners (CIP IX), L.P.Other Banking and Financial ServicesSaint Peter Port$500Indefinite5Jan 5sec.gov
Feeder HMC - US Partners (CCO I), L.P.Other Banking and Financial ServicesSaint Peter Port$500Indefinite5Jan 5sec.gov
Master PHC (CCO I), L.P.Other Banking and Financial ServicesSaint Peter Port$193Indefinite5Jan 5sec.gov
Master PHC (CIP IX), L.P.Other Banking and Financial ServicesSaint Peter Port$125Indefinite5Jan 5sec.gov
Bidwell Capital Oil Fund III, LPOtherNew YorkNY$0$1,000,0000Jan 5sec.gov
Krohn Consortium VI, LLCCommercialOremUT$0$10,000,0000Jan 5sec.gov
Leveredge Michigan Holding LLCOtherMaldenMA$0$1,500,0000Jan 5sec.gov
Madison Palm Coast Investors, LLCResidentialCharlotteNC$0$17,846,5430Jan 5sec.gov
1733 Capital Partners, LLCInvestingSavannahGA$0Indefinite0Jan 5sec.gov
TN MHC LLCCommercialAshevilleNC$0$2,000,00027Jan 5sec.gov
Acquire Timber II, LLC (amended)OtherAtglenPA$0$7,000,0000Jan 5sec.gov
U Calming CoOtherSheridanWY$0$1,000,0000Jan 5sec.gov
SweetBio, Inc.Other Health CareMemphisTN$0$1,000,0000Jan 5sec.gov
VP Operating Inc (amended)Oil and GasDentonTX$0$1,550,0000Jan 5sec.gov
ChatOwl Inc.Other Health CareSan FranciscoCA$0Indefinite11Jan 5sec.gov
Alorica Global Inc.Business ServicesIrvineCA$0Indefinite11Jan 5sec.gov

January 6, 2023 · January 4, 2023 · The whole week · All Form D filings

Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.