Data / Form D filings / Jan 5
Form D filings, January 5, 2023: 119 companies raised $1.03 billion
119 operating companies filed a Form D on January 5, 2023, reporting $1.03 billion sold. Largest: Silicon Ranch Corp ($375 million), Ohio Equity Fund for Housing Limited Partnership 32B ($92 million), ExchangeRight Net Leased Portfolio 43 Parent DST ($58.7 million). The median filing is $759,571, and 99 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 119Form D filings
- $1.03 billionreported sold
- $759,571median amount sold
- NYmost filings (20)
Most filings by state: NY 20, CA 18, MA 8, OH 7, TX 7. By industry: Other 24, REITS and Finance 21, Other Technology 21, Other Health Care 8.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Silicon Ranch Corp | Other Energy | Nashville | TN | $375,000,004 | $600,000,000 | 22 | Jan 5 | sec.gov |
| Ohio Equity Fund for Housing Limited Partnership 32B | Residential | Columbus | OH | $92,000,000 | $185,000,000 | 4 | Jan 5 | sec.gov |
| ExchangeRight Net Leased Portfolio 43 Parent DST (amended) | Commercial | Pasadena | CA | $58,710,000 | $58,710,000 | 142 | Jan 5 | sec.gov |
| ExchangeRight Net Leased Portfolio 41 DST (amended) | Commercial | Pasadena | CA | $55,070,000 | $55,070,000 | 129 | Jan 5 | sec.gov |
| BG 22 - Southline LLC | Residential | Houston | TX | $44,625,000 | $44,625,000 | 133 | Jan 5 | sec.gov |
| ExchangeRight Net Leased Portfolio 42 DST (amended) | Commercial | Pasadena | CA | $36,500,000 | $36,500,000 | 88 | Jan 5 | sec.gov |
| Cosmos Health Inc. (amended) | Pharmaceuticals | Chicago | IL | $32,525,680 | $32,525,680 | 0 | Jan 5 | sec.gov |
| VA Pro 7 SNF Operations Holdings LLC | Other Health Care | Woodmere | NY | $32,000,000 | $32,000,000 | 18 | Jan 5 | sec.gov |
| SALUCRO HEALTHCARE SOLUTIONS, LLC | Other Technology | Phoenix | AZ | $25,065,824 | $36,999,991 | 2 | Jan 5 | sec.gov |
| Intrinsic Technologies, Inc. | Other Technology | Beaverton | OR | $18,200,020 | $20,000,000 | 5 | Jan 5 | sec.gov |
| Forj Software, Inc. | Other | Waukesha | WI | $18,050,000 | $18,050,000 | 10 | Jan 5 | sec.gov |
| Prisms of Reality Inc. | Other Technology | San Francisco | CA | $17,844,994 | $18,345,000 | 36 | Jan 5 | sec.gov |
| FORGE NANO, INC. | Other Technology | Thornton | CO | $15,000,000 | $70,000,000 | 1 | Jan 5 | sec.gov |
| Altesa BioSciences, Inc. | Pharmaceuticals | College Park | GA | $14,864,973 | $30,000,000 | 16 | Jan 5 | sec.gov |
| Pavilions Holdings, LP | Commercial | Norfolk | VA | $14,660,000 | $16,508,750 | 93 | Jan 5 | sec.gov |
| RW Fund I, L.P. (amended) | Commercial | Plymouth Meeting | PA | $14,607,500 | $50,000,000 | 22 | Jan 5 | sec.gov |
| DC-001, Inc. | Other Technology | Los Alamitos | CA | $12,333,396 | $30,000,000 | 14 | Jan 5 | sec.gov |
| B&J Studios Inc. | Other Technology | Chicago | IL | $10,202,691 | $10,702,439 | 24 | Jan 5 | sec.gov |
| Mercer Solar Investments LLC | Other Real Estate | Bradenton | FL | $9,845,000 | $10,000,000 | 70 | Jan 5 | sec.gov |
| SMYL 2022 Opportunity Zone Fund LLC | Residential | Broadview Heights | OH | $9,500,000 | $9,500,000 | 9 | Jan 5 | sec.gov |
| BLDG Pioneer LLC | Residential | Beverly Hills | CA | $6,523,000 | $6,523,000 | 59 | Jan 5 | sec.gov |
| Her M.D., Inc. | Other Health Care | Cincinnati | OH | $6,520,000 | $15,000,000 | 3 | Jan 5 | sec.gov |
| SCO Holdings Investors, LLC | Other Real Estate | Indianapolis | IN | $6,237,164 | $6,237,164 | 54 | Jan 5 | sec.gov |
| Soil Connect Services, Inc. | Other | Plainview | NY | $5,578,364 | $6,198,364 | 32 | Jan 5 | sec.gov |
| CX Station at Clift Farm, DST (amended) | Other Real Estate | Tampa | FL | $5,429,062 | $69,424,166 | 13 | Jan 5 | sec.gov |
| Dogcentric Ventures, Inc. | Restaurants | Severna Park | MD | $5,302,000 | $7,802,000 | 52 | Jan 5 | sec.gov |
| 18401 Elgin Investors LP (amended) | Other Real Estate | Sugar Land | TX | $5,118,546 | $6,000,000 | 44 | Jan 5 | sec.gov |
| LevelTen Energy, Inc. | Other Technology | Seattle | WA | $5,000,000 | $20,000,000 | 1 | Jan 5 | sec.gov |
| Prospyr Medical, Inc. | Other Technology | Austin | TX | $4,999,999 | $4,999,999 | 4 | Jan 5 | sec.gov |
| Replai, Inc. | Other | Porto | $4,628,913 | $4,628,913 | 15 | Jan 5 | sec.gov | |
| Monitaur, Inc. | Other Technology | Duxbury | MA | $4,600,000 | $4,600,000 | 25 | Jan 5 | sec.gov |
| Fieldpoint Private Holdings, Inc. | Commercial Banking | Greenwich | CT | $4,365,648 | $26,960,000 | 8 | Jan 5 | sec.gov |
| Tespo Health Holdings, LLC | Other | Plymouth | MI | $4,183,899 | $4,900,000 | 43 | Jan 5 | sec.gov |
| Funga PBC | Other Technology | Austin | TX | $4,038,267 | $4,038,267 | 6 | Jan 5 | sec.gov |
| Grounded Technologies, Inc. (amended) | Other | New York | NY | $3,465,500 | $5,500,000 | 7 | Jan 5 | sec.gov |
| Artyc PBC | Other Technology | San Mateo | CA | $3,405,004 | $3,405,004 | 11 | Jan 5 | sec.gov |
| Mondrian Labs Inc. | Other Technology | New York | NY | $3,384,991 | $3,634,991 | 14 | Jan 5 | sec.gov |
| 18 Taunton Owner LLC | Other Real Estate | Boston | MA | $2,559,400 | $2,559,400 | 10 | Jan 5 | sec.gov |
| Urica Therapeutics, Inc. | Biotechnology | Bay Harbor Islands | FL | $2,533,350 | $5,000,000 | 26 | Jan 5 | sec.gov |
| BBI 1899, LLC (amended) | Restaurants | Columbus | OH | $2,520,000 | $2,520,000 | 20 | Jan 5 | sec.gov |
| BBI 1899, LLC | Restaurants | Columbus | OH | $2,520,000 | $2,520,000 | 20 | Jan 5 | sec.gov |
| Elements Drinks Co. (amended) | Retailing | Wilmington | DE | $2,189,500 | $4,500,000 | 24 | Jan 5 | sec.gov |
| LFC EQUITY PLUS TAIL PROTECTION FUND, LLC (amended) | Other | Dallas | TX | $1,891,800 | $100,000,000 | 15 | Jan 5 | sec.gov |
| Grid Therapeutics LLC | Biotechnology | Durham | NC | $1,740,000 | $1,740,000 | 11 | Jan 5 | sec.gov |
| GOOD GRIEF FILM LLC | Other | Anaheim | CA | $1,700,000 | $1,700,000 | 4 | Jan 5 | sec.gov |
| Cambium Investments, LLC | Other | Birmingham | MI | $1,590,000 | $1,590,000 | 27 | Jan 5 | sec.gov |
| Xeno Biosciences Inc. | Biotechnology | Cambridge | MA | $1,500,000 | $1,500,000 | 64 | Jan 5 | sec.gov |
| ExoTech Ltd (amended) | Computers | Hamilton | $1,424,778 | $2,100,000 | 51 | Jan 5 | sec.gov | |
| Artet Group Investors II, LLC (amended) | Other | Brooklyn | NY | $1,232,500 | $2,000,000 | 6 | Jan 5 | sec.gov |
| ChatOwl Inc. | Other Health Care | San Francisco | CA | $1,057,625 | $1,057,625 | 1 | Jan 5 | sec.gov |
| 4L Data Intelligence, Inc. | Other Technology | San Ramon | CA | $1,000,000 | Indefinite | 1 | Jan 5 | sec.gov |
| Arkitoken, Inc. | Other Technology | Highlands Ranch | CO | $1,000,000 | $1,000,000 | 1 | Jan 5 | sec.gov |
| Worth the Journeying LLC | Other | New York | NY | $879,560 | $3,500,000 | 6 | Jan 5 | sec.gov |
| Sequoia Equities - Pacific Grove, A California Limited Partnership | Other | Walnut Creek | CA | $759,571 | $58,300,000 | 3 | Jan 5 | sec.gov |
| CIBA HEALTH, INC. | Other Health Care | New York | NY | $755,000 | $755,000 | 10 | Jan 5 | sec.gov |
| Pure Technology Inc. | Other | Montclair | NJ | $734,684 | $1,500,000 | 87 | Jan 5 | sec.gov |
| La Rosa Holdings Corp. | Residential | Celebration | FL | $616,000 | $616,000 | 23 | Jan 5 | sec.gov |
| VentureMed Group, Inc. | Other Health Care | Plymouth | MN | $587,500 | $5,359,240 | 2 | Jan 5 | sec.gov |
| Avvay, Inc. (amended) | Other Technology | Franklin | TN | $520,540 | $750,000 | 11 | Jan 5 | sec.gov |
| R.C. Temme Corp. | REITS and Finance | Woodland Hills | CA | $510,000 | $660,000 | 11 | Jan 5 | sec.gov |
| Auxano - Bandon Marina Inn LLC | Lodging and Conventions | Bandon | OR | $425,000 | $425,000 | 4 | Jan 5 | sec.gov |
| Interpose Ag LLC | Agriculture | Cameron | IL | $412,500 | $1,500,000 | 2 | Jan 5 | sec.gov |
| CIBA HEALTH, INC. | Other Health Care | New York | NY | $400,000 | $400,000 | 2 | Jan 5 | sec.gov |
| N5 Sensors, Inc. | Other | Rockville | MD | $391,022 | $2,693,397 | 4 | Jan 5 | sec.gov |
| MBV R2G REIT LLC | REITS and Finance | New York | NY | $375,000 | $375,000 | 125 | Jan 5 | sec.gov |
| Gigzilla, LLC | Other Technology | Rockingham | VA | $365,223 | Indefinite | 5 | Jan 5 | sec.gov |
| Next Generation Resources Inc. | Other | Vancouver | $362,536 | $1,268,877 | 6 | Jan 5 | sec.gov | |
| Delos Living LLC | Other | New York | NY | $350,000 | $35,000,000 | 2 | Jan 5 | sec.gov |
| spokenote, Inc. (amended) | Other Technology | Fishers | IN | $321,338 | $4,000,000 | 8 | Jan 5 | sec.gov |
| 10000, Inc. (amended) | Other | San Francisco | CA | $300,000 | $1,500,000 | 1 | Jan 5 | sec.gov |
| Union Regional Water, Recreational & Economic Development Authority LLC | Other Real Estate | Englewood | OH | $250,000 | $8,000,000 | 5 | Jan 5 | sec.gov |
| La Rosa Holdings Corp. | Residential | Celebration | FL | $250,000 | $250,000 | 1 | Jan 5 | sec.gov |
| Disaster Technologies Inc | Other Technology | Alexandria | VA | $250,000 | $250,000 | 1 | Jan 5 | sec.gov |
| Lucid News, Inc. | Other | Brooklyn | NY | $225,000 | $900,000 | 3 | Jan 5 | sec.gov |
| BIG Fund MA REIT LLC | REITS and Finance | Charlotte | NC | $125,000 | $125,000 | 125 | Jan 5 | sec.gov |
| IEC V REIT LLC | REITS and Finance | Los Altos | CA | $125,000 | $125,000 | 125 | Jan 5 | sec.gov |
| MIRELF VIII AMH, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 5 | sec.gov |
| Apopka 200 REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 5 | sec.gov |
| Apopka 300 REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 5 | sec.gov |
| Apopka 400 REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 5 | sec.gov |
| Mountain View REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 5 | sec.gov |
| Golden Bridge REIT LLC | REITS and Finance | Jamaica | NY | $125,000 | $125,000 | 125 | Jan 5 | sec.gov |
| NewCold USA III, LLC | REITS and Finance | Chicago | IL | $125,000 | $125,000 | 125 | Jan 5 | sec.gov |
| Bon View REIT, LLC | REITS and Finance | Minneapolis | MN | $125,000 | $125,000 | 125 | Jan 5 | sec.gov |
| NewCold Indianapolis Investment, LLC | REITS and Finance | Chicago | IL | $125,000 | $125,000 | 125 | Jan 5 | sec.gov |
| Delco Logistics REIT, LLC | REITS and Finance | Minneapolis | MN | $125,000 | $125,000 | 125 | Jan 5 | sec.gov |
| 4651 State Street REIT, LLC | REITS and Finance | Minneapolis | MN | $125,000 | $125,000 | 125 | Jan 5 | sec.gov |
| NB Partners Fund IV REIT, LLC | REITS and Finance | Wakefield | MA | $125,000 | $125,000 | 125 | Jan 5 | sec.gov |
| LVA5 Austin 1010 Springdale REIT, LLC | REITS and Finance | Houston | TX | $125,000 | $125,000 | 125 | Jan 5 | sec.gov |
| LSMD Fund REIT LLC | REITS and Finance | Newton | MA | $125,000 | $125,000 | 125 | Jan 5 | sec.gov |
| Mountain Industrial REIT LLC | REITS and Finance | Newton | MA | $125,000 | $125,000 | 125 | Jan 5 | sec.gov |
| Green Leaf Fund V REIT, LLC | REITS and Finance | Pleasanton | CA | $125,000 | $125,000 | 125 | Jan 5 | sec.gov |
| Coller GS Equity Pooling L.P. | Other Banking and Financial Services | Saint Peter Port | $94,380 | Indefinite | 5 | Jan 5 | sec.gov | |
| ECC Technologies, Inc. | Other Technology | Penfield | NY | $66,000 | $66,000 | 0 | Jan 5 | sec.gov |
| Amphitrite Digital Inc | Other Travel | St. Thomas | $65,000 | $1,000,000 | 6 | Jan 5 | sec.gov | |
| Sagehall I RT LLC | REITS and Finance | New York | NY | $62,500 | $62,500 | 125 | Jan 5 | sec.gov |
| Cloudcall U.S. Group, Inc. | Other Technology | Boston | MA | $50,000 | $1,000,000 | 1 | Jan 5 | sec.gov |
| WILSON RESOURCES INC | Oil and Gas | Granville | OH | $41,486 | Indefinite | 7 | Jan 5 | sec.gov |
| Innovative Therapeutix, Inc. | Other | Louisville | KY | $40,000 | $40,000 | 1 | Jan 5 | sec.gov |
| Human.Quest, Inc | Other | Parsippany | NJ | $15,000 | $2,000,000 | 2 | Jan 5 | sec.gov |
| Navier, Inc. | Other | Chicago | IL | $10,056 | Indefinite | 16 | Jan 5 | sec.gov |
| Homster Inc | Other Technology | Covina | CA | $10,000 | Indefinite | 1 | Jan 5 | sec.gov |
| Experienced Abstract LLC | Insurance | Blue Bell | PA | $2,000 | $100,000 | 1 | Jan 5 | sec.gov |
| Feeder HMC - US Partners (CIP IX), L.P. | Other Banking and Financial Services | Saint Peter Port | $500 | Indefinite | 5 | Jan 5 | sec.gov | |
| Feeder HMC - US Partners (CCO I), L.P. | Other Banking and Financial Services | Saint Peter Port | $500 | Indefinite | 5 | Jan 5 | sec.gov | |
| Master PHC (CCO I), L.P. | Other Banking and Financial Services | Saint Peter Port | $193 | Indefinite | 5 | Jan 5 | sec.gov | |
| Master PHC (CIP IX), L.P. | Other Banking and Financial Services | Saint Peter Port | $125 | Indefinite | 5 | Jan 5 | sec.gov | |
| Bidwell Capital Oil Fund III, LP | Other | New York | NY | $0 | $1,000,000 | 0 | Jan 5 | sec.gov |
| Krohn Consortium VI, LLC | Commercial | Orem | UT | $0 | $10,000,000 | 0 | Jan 5 | sec.gov |
| Leveredge Michigan Holding LLC | Other | Malden | MA | $0 | $1,500,000 | 0 | Jan 5 | sec.gov |
| Madison Palm Coast Investors, LLC | Residential | Charlotte | NC | $0 | $17,846,543 | 0 | Jan 5 | sec.gov |
| 1733 Capital Partners, LLC | Investing | Savannah | GA | $0 | Indefinite | 0 | Jan 5 | sec.gov |
| TN MHC LLC | Commercial | Asheville | NC | $0 | $2,000,000 | 27 | Jan 5 | sec.gov |
| Acquire Timber II, LLC (amended) | Other | Atglen | PA | $0 | $7,000,000 | 0 | Jan 5 | sec.gov |
| U Calming Co | Other | Sheridan | WY | $0 | $1,000,000 | 0 | Jan 5 | sec.gov |
| SweetBio, Inc. | Other Health Care | Memphis | TN | $0 | $1,000,000 | 0 | Jan 5 | sec.gov |
| VP Operating Inc (amended) | Oil and Gas | Denton | TX | $0 | $1,550,000 | 0 | Jan 5 | sec.gov |
| ChatOwl Inc. | Other Health Care | San Francisco | CA | $0 | Indefinite | 11 | Jan 5 | sec.gov |
| Alorica Global Inc. | Business Services | Irvine | CA | $0 | Indefinite | 11 | Jan 5 | sec.gov |
January 6, 2023 · January 4, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.