Data / Form D filings / Jan 3
Form D filings, January 3, 2023: 152 companies raised $2.97 billion
152 operating companies filed a Form D on January 3, 2023, reporting $2.97 billion sold. Largest: Neumora Therapeutics, Inc. ($474.4 million), FCP Realty Fund VI-C, L.P. ($373.3 million), FCP Realty Fund VI-B, L.P. ($373.3 million). The median filing is $1 million, and 125 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 152Form D filings
- $2.97 billionreported sold
- $1 millionmedian amount sold
- NYmost filings (32)
Most filings by state: NY 32, FL 22, CA 11, MA 9, GA 7. By industry: REITS and Finance 39, Other 29, Other Technology 23, Other Real Estate 13.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Neumora Therapeutics, Inc. | Biotechnology | Watertown | MA | $474,356,988 | $474,356,988 | 124 | Jan 3 | sec.gov |
| FCP Realty Fund VI-C, L.P. (amended) | Other Real Estate | Chevy Chase | MD | $373,336,638 | $1,650,000,000 | 17 | Jan 3 | sec.gov |
| FCP Realty Fund VI-B, L.P. (amended) | Other Real Estate | Chevy Chase | MD | $373,336,638 | $1,650,000,000 | 17 | Jan 3 | sec.gov |
| FCP Realty Fund VI-A, L.P. (amended) | Other Real Estate | Chevy Chase | MD | $373,336,638 | $1,650,000,000 | 17 | Jan 3 | sec.gov |
| FCP Fund VI-C Feeder, L.P. (amended) | Other Real Estate | Chevy Chase | MD | $373,336,638 | $1,650,000,000 | 17 | Jan 3 | sec.gov |
| Bilt Technologies, Inc. | Other | New York | NY | $148,101,706 | $160,000,007 | 50 | Jan 3 | sec.gov |
| Xariable, Inc. (amended) | Other Technology | Columbus | OH | $114,561,824 | $124,999,947 | 37 | Jan 3 | sec.gov |
| BentallGreenOak Asia Core Plus Joint Venture, LP (amended) | Other Real Estate | New York | NY | $108,323,746 | Indefinite | 2 | Jan 3 | sec.gov |
| BentallGreenOak Asia Core Plus Partnership, LP (amended) | Other Real Estate | New York | NY | $93,000,000 | Indefinite | 7 | Jan 3 | sec.gov |
| Bilt Technologies, Inc. | Other | New York | NY | $48,749,959 | $48,749,959 | 63 | Jan 3 | sec.gov |
| Rialtic, Inc. | Other Technology | Atlanta | GA | $28,100,000 | $28,100,000 | 7 | Jan 3 | sec.gov |
| ExchangeRight Net Leased Portfolio 38 DST (amended) | Commercial | Pasadena | CA | $24,910,000 | $24,910,000 | 69 | Jan 3 | sec.gov |
| Authenticx, Inc. | Other Technology | Indianapolis | IN | $21,513,950 | $21,513,950 | 14 | Jan 3 | sec.gov |
| Worlds Enterprises Inc. | Other Technology | Dallas | TX | $21,225,194 | $21,225,194 | 23 | Jan 3 | sec.gov |
| Trinity Lincoln Crossing Investors LLC | Other Real Estate | Southlake | TX | $20,960,000 | $25,000,000 | 187 | Jan 3 | sec.gov |
| ChartHop, Inc. | Other Technology | Port Washington | NY | $20,099,981 | $29,999,975 | 4 | Jan 3 | sec.gov |
| BF Cinnamon Tree, LLC | Residential | Cottonwood Heights | UT | $18,975,465 | $18,975,465 | 61 | Jan 3 | sec.gov |
| ExchangeRight Net Leased Portfolio 37 DST (amended) | Commercial | Pasadena | CA | $18,730,000 | $18,730,000 | 37 | Jan 3 | sec.gov |
| Amalgam Rx, Inc. | Other Health Care | Wilmington | DE | $17,365,000 | $45,000,000 | 62 | Jan 3 | sec.gov |
| Morrison Road Investments, L.P. | Other Real Estate | Rome | GA | $16,424,000 | $20,119,400 | 133 | Jan 3 | sec.gov |
| Synapse Health, Inc. | Other Health Care | Evanston | IL | $15,000,000 | $15,000,000 | 14 | Jan 3 | sec.gov |
| Kindred Concepts, Inc. | Other | San Francisco | CA | $14,999,974 | $15,000,000 | 16 | Jan 3 | sec.gov |
| MultiSensor Scientific, Inc. (amended) | Other Technology | Cambridge | MA | $14,876,613 | $17,376,611 | 52 | Jan 3 | sec.gov |
| Micron Pure, LLC (amended) | Other Technology | Fenton | MO | $14,000,000 | $14,000,000 | 28 | Jan 3 | sec.gov |
| Reprise Biomedical, Inc. | Biotechnology | Plymouth | MN | $13,042,306 | $14,800,673 | 55 | Jan 3 | sec.gov |
| Meadows Seniors LP | Residential | Tustin | CA | $12,635,130 | $12,635,130 | 1 | Jan 3 | sec.gov |
| BC Townhomes, LLC | Residential | Englewood Cliffs | NJ | $12,025,000 | $13,200,000 | 114 | Jan 3 | sec.gov |
| GT Topco LLC | Other | Chicago | IL | $12,000,000 | $12,000,000 | 5 | Jan 3 | sec.gov |
| Rye Ridge Resources Fund II, LP | Oil and Gas | Denver | CO | $11,550,000 | $15,000,000 | 25 | Jan 3 | sec.gov |
| Palermo Solar Investors, LLC | Other Real Estate | Alpharetta | GA | $11,000,000 | $11,000,000 | 44 | Jan 3 | sec.gov |
| Icelandic Provisions, Inc. (amended) | Other | New York | NY | $10,988,800 | $11,500,000 | 17 | Jan 3 | sec.gov |
| Ryse Health, Inc. | Other Health Care | Arlington | VA | $9,793,484 | $11,880,000 | 27 | Jan 3 | sec.gov |
| HELI DESTINATIONS 1, LLC | Other Travel | Aspen | CO | $8,950,000 | $15,000,000 | 8 | Jan 3 | sec.gov |
| Zengines, Inc. | Other Technology | Bedford | MA | $8,844,995 | $9,699,962 | 34 | Jan 3 | sec.gov |
| Red Angus Solar Investors, LLC | Other Real Estate | Alpharetta | GA | $8,236,505 | $8,377,000 | 96 | Jan 3 | sec.gov |
| Wahlburgers Holding Co LLC | Restaurants | Hingham | MA | $7,500,000 | $7,500,000 | 1 | Jan 3 | sec.gov |
| DMF Holdings, Inc. | Other Technology | Indianapolis | IN | $7,407,672 | $7,407,672 | 6 | Jan 3 | sec.gov |
| Wunderite, Inc. | Other Technology | Bourne | MA | $7,205,193 | $7,999,986 | 41 | Jan 3 | sec.gov |
| Givinga, Inc. (amended) | Other Technology | Boston | MA | $4,999,999 | $4,999,999 | 11 | Jan 3 | sec.gov |
| Fireside Chat Inc. | Other Technology | Milpitas | CA | $4,865,497 | $4,865,497 | 8 | Jan 3 | sec.gov |
| BF Dayton, LLC | Other Real Estate | Cottonwood Heights | UT | $4,175,000 | $4,175,000 | 14 | Jan 3 | sec.gov |
| Nexus Ventures VIII Moxy Charlotte LLC | Construction | Matthews | NC | $3,700,000 | $3,700,000 | 28 | Jan 3 | sec.gov |
| Stateline Quarry Investments LLC | Investing | Sandy Springs | GA | $3,567,900 | $10,500,000 | 25 | Jan 3 | sec.gov |
| ACCELERATED CONSUMER HOLDINGS, LLC | Other | Highlands Ranch | CO | $3,175,000 | $5,000,000 | 13 | Jan 3 | sec.gov |
| University of Illinois Community Credit Union | Other Banking and Financial Services | Champaign | IL | $3,000,000 | $6,000,000 | 1 | Jan 3 | sec.gov |
| OnLume Inc. | Other Health Care | Madison | WI | $2,783,957 | $6,000,000 | 14 | Jan 3 | sec.gov |
| Aclaimant, Inc. | Other Technology | Bloomfield | MI | $2,474,995 | $5,000,000 | 20 | Jan 3 | sec.gov |
| Aktivate, Inc. | Other Technology | New York | NY | $2,319,472 | $2,999,989 | 32 | Jan 3 | sec.gov |
| Casselberry Investors LLC (amended) | Residential | Winter Park | FL | $2,300,000 | $2,750,000 | 24 | Jan 3 | sec.gov |
| VESTECK, INC. | Other Health Care | West Chester | PA | $2,260,120 | $4,000,000 | 30 | Jan 3 | sec.gov |
| AMEX Holding I Corp. | Other | New York | NY | $2,000,000 | $2,000,000 | 4 | Jan 3 | sec.gov |
| NXBEAM INC. | Telecommunications | Los Alamitos | CA | $2,000,000 | $2,000,000 | 1 | Jan 3 | sec.gov |
| BION ENVIRONMENTAL TECHNOLOGIES INC (amended) | Environmental Services | Old Bethpage | NY | $2,000,000 | $2,000,000 | 1 | Jan 3 | sec.gov |
| Austin Eastciders Holdings, Inc. | Other | Austin | TX | $1,817,486 | $2,500,000 | 3 | Jan 3 | sec.gov |
| ForMotiv Inc. | Other Technology | Bryn Mawr | PA | $1,700,438 | $2,000,001 | 12 | Jan 3 | sec.gov |
| AE VV STATESMAN MF LP | Commercial | Fort Worth | TX | $1,612,000 | $1,612,000 | 18 | Jan 3 | sec.gov |
| ePOP AI Inc. | Other Technology | New York | NY | $1,605,186 | $1,605,186 | 14 | Jan 3 | sec.gov |
| Flow Carbon Inc. | Other | New York | NY | $1,573,001 | $1,573,001 | 2 | Jan 3 | sec.gov |
| HGI Multifamily Credit EE, LP (amended) | Other Real Estate | Norfolk | VA | $1,505,000 | Indefinite | 12 | Jan 3 | sec.gov |
| SOCAP Global, PBC | Other | Princeton | NJ | $1,500,000 | $1,500,000 | 11 | Jan 3 | sec.gov |
| Activate Partners, Inc. | Other Technology | Holmdel | NJ | $1,500,000 | $1,500,000 | 1 | Jan 3 | sec.gov |
| DH11 Accra LLC | Commercial | Austin | TX | $1,431,347 | $3,000,000 | 22 | Jan 3 | sec.gov |
| EV Life, Inc. | Other Technology | Sacramento | CA | $1,300,000 | Indefinite | 16 | Jan 3 | sec.gov |
| COWBOY CLEAN FUELS, LLC | Other Energy | Greenwood Village | CO | $1,250,000 | $1,250,000 | 2 | Jan 3 | sec.gov |
| Ucore Rare Metals Inc. | Other | Bedford | $1,202,458 | $4,132,277 | 6 | Jan 3 | sec.gov | |
| Roger's Fish Co. Holdings, Inc. | Restaurants | Salem | NH | $1,200,000 | $2,500,000 | 5 | Jan 3 | sec.gov |
| Koha Health, LLC | Other Health Care | Merrimack | NH | $1,000,000 | $1,000,000 | 12 | Jan 3 | sec.gov |
| DAG Holdings Ltd | Business Services | Hong Kong | $1,000,000 | $1,000,000 | 1 | Jan 3 | sec.gov | |
| Gyaan AI, Inc. (amended) | Other Technology | Henderson | NV | $950,000 | $1,450,000 | 10 | Jan 3 | sec.gov |
| Breckenridge Associates LLC | Residential | Bath | ME | $903,500 | $950,000 | 22 | Jan 3 | sec.gov |
| NXBEAM INC. | Telecommunications | Los Alamitos | CA | $800,000 | $800,000 | 8 | Jan 3 | sec.gov |
| Pyrochem Catalyst Co. | Other Energy | Louisville | KY | $647,000 | $647,000 | 9 | Jan 3 | sec.gov |
| Nexus Ventures XI Droit Series B LLC | Investing | Matthews | NC | $615,000 | $787,500 | 11 | Jan 3 | sec.gov |
| Evie Magazine, Inc. | Other | Miami | FL | $600,559 | Indefinite | 2 | Jan 3 | sec.gov |
| Prestige Fund D BTM I, LLC | Other | Lancaster | PA | $600,000 | $72,000,000 | 5 | Jan 3 | sec.gov |
| VILLAS AT BONITA FARMS PHASE 1, LLC | Residential | Medina | OH | $525,000 | $6,850,000 | 5 | Jan 3 | sec.gov |
| SurgeonCheck LLC | Other Technology | Bethlehem | PA | $500,000 | $1,500,000 | 13 | Jan 3 | sec.gov |
| Harvest Invest - 050 LLC (A series of Harvest Invest LLC) | Investing | Fort Worth | TX | $470,000 | $700,000 | 25 | Jan 3 | sec.gov |
| CHICAGO STANDARD HOLDING COMPANY, LTD. (amended) | Insurance | Hamilton | $455,000 | Indefinite | 58 | Jan 3 | sec.gov | |
| Regency Silver Corp. | Other | Vancouver | $419,787 | $419,787 | 3 | Jan 3 | sec.gov | |
| Industrial Intelligence,Inc (amended) | Other Technology | Williamsburg | VA | $319,000 | $1,000,000 | 9 | Jan 3 | sec.gov |
| OSP Lakeside Management Aggregator, LLC | Other | New York | NY | $296,332 | $1,493,762 | 1 | Jan 3 | sec.gov |
| OSP Lakeside Holdings, LLC | Other | New York | NY | $296,332 | $1,493,762 | 1 | Jan 3 | sec.gov |
| Hilltop Biosciences Inc. | Biotechnology | Mansfield | MA | $294,920 | $1,000,000 | 31 | Jan 3 | sec.gov |
| Vistim Labs Inc. | Biotechnology | Salt Lake City | UT | $280,000 | $700,000 | 2 | Jan 3 | sec.gov |
| RIC I B REIT, LLC | REITS and Finance | Seattle | WA | $250,000 | $250,000 | 125 | Jan 3 | sec.gov |
| Double Double D, LLC | Other | Burlington | KY | $200,000 | $200,000 | 2 | Jan 3 | sec.gov |
| BION ENVIRONMENTAL TECHNOLOGIES INC | Environmental Services | Old Bethpage | NY | $200,000 | $2,000,000 | 1 | Jan 3 | sec.gov |
| GLENDALE HOLDINGS LTD (amended) | Insurance | Hamilton | $185,000 | Indefinite | 75 | Jan 3 | sec.gov | |
| Phantom Space Corp | Other Technology | Tucson | AZ | $150,000 | $10,000,000 | 1 | Jan 3 | sec.gov |
| OPP INCOME CRE FINANCE LLC | REITS and Finance | Tampa | FL | $125,000 | $125,000 | 125 | Jan 3 | sec.gov |
| OLI Holdings (DE) LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 3 | sec.gov |
| BSREP IV-A Ruby REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 3 | sec.gov |
| BSREP IV-B Ruby REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 3 | sec.gov |
| BSREP IV-BF Ruby REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 3 | sec.gov |
| BSREP IV-C Ruby REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 3 | sec.gov |
| Spessartite Artemas JV Member LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 3 | sec.gov |
| BSREP IV Titanite REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 3 | sec.gov |
| BSREP IV Spessartite REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 3 | sec.gov |
| BSREP IV Rhodonite REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 3 | sec.gov |
| BSREP IV Rhodochrosite REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 3 | sec.gov |
| BSREP IV Moonstone REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 3 | sec.gov |
| BSREP IV Malachite REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 3 | sec.gov |
| BSREP IV Lavender REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 3 | sec.gov |
| BSREP IV Lapis REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 3 | sec.gov |
| BSREP IV Hessonite REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 3 | sec.gov |
| BSREP II CM II REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 3 | sec.gov |
| ALF IV REIT Asher AL LLC | REITS and Finance | Tampa | FL | $125,000 | $125,000 | 125 | Jan 3 | sec.gov |
| ALF IV REIT Allure LLC | REITS and Finance | Tampa | FL | $125,000 | $125,000 | 125 | Jan 3 | sec.gov |
| ALF IV REIT Access AL LLC | REITS and Finance | Tampa | FL | $125,000 | $125,000 | 125 | Jan 3 | sec.gov |
| ALF IV REIT 2050 Morningside LLC | REITS and Finance | Tampa | FL | $125,000 | $125,000 | 125 | Jan 3 | sec.gov |
| ALF IV Master REIT LLC | REITS and Finance | Tampa | FL | $125,000 | $125,000 | 125 | Jan 3 | sec.gov |
| ALEMIF IV A REIT LLC | REITS and Finance | Tampa | FL | $125,000 | $125,000 | 125 | Jan 3 | sec.gov |
| ALF IV REIT Mosaic at Miramar LLC | REITS and Finance | Tampa | FL | $125,000 | $125,000 | 125 | Jan 3 | sec.gov |
| ALF IV REIT Bellamy LLC | REITS and Finance | Tampa | FL | $125,000 | $125,000 | 125 | Jan 3 | sec.gov |
| ALF IV REIT Broadway Chapter LLC | REITS and Finance | Tampa | FL | $125,000 | $125,000 | 125 | Jan 3 | sec.gov |
| ALF IV REIT Clear Springs LLC | REITS and Finance | Tampa | FL | $125,000 | $125,000 | 125 | Jan 3 | sec.gov |
| ALF IV REIT Element at Stonebridge LLC | REITS and Finance | Tampa | FL | $125,000 | $125,000 | 125 | Jan 3 | sec.gov |
| ALF IV REIT Ember LLC | REITS and Finance | Tampa | FL | $125,000 | $125,000 | 125 | Jan 3 | sec.gov |
| ALF IV REIT Kendall AL LLC | REITS and Finance | Tampa | FL | $125,000 | $125,000 | 125 | Jan 3 | sec.gov |
| ALF IV REIT Kenzie Park LLC | REITS and Finance | Tampa | FL | $125,000 | $125,000 | 125 | Jan 3 | sec.gov |
| ALF IV REIT Legend LLC | REITS and Finance | Tampa | FL | $125,000 | $125,000 | 125 | Jan 3 | sec.gov |
| ALF IV REIT Lotus AL LLC | REITS and Finance | Tampa | FL | $125,000 | $125,000 | 125 | Jan 3 | sec.gov |
| ALF IV REIT Lynx AL LLC | REITS and Finance | Tampa | FL | $125,000 | $125,000 | 125 | Jan 3 | sec.gov |
| Burlington Capital Multifamily Income Trust, Inc. | REITS and Finance | Omaha | NE | $125,000 | $125,000 | 125 | Jan 3 | sec.gov |
| SUNBELT LOGISTICS REIT LLC | REITS and Finance | Atlanta | GA | $125,000 | $125,000 | 125 | Jan 3 | sec.gov |
| Integrated Hydro Solutions, Inc. | Other Technology | Kelseyville | CA | $70,000 | $1,075,000 | 2 | Jan 3 | sec.gov |
| BLUE SKY URANIUM CORP. (amended) | Other | Vancouver | $68,277 | $2,734,895 | 4 | Jan 3 | sec.gov | |
| LS AS MUR REIT, LLC | REITS and Finance | Louisville | KY | $62,500 | $62,500 | 125 | Jan 3 | sec.gov |
| LS AS LLL-East REIT, LLC | REITS and Finance | Louisville | KY | $62,500 | $62,500 | 125 | Jan 3 | sec.gov |
| Wentworth Inc | Other | Hinckley | OH | $50,000 | $50,000 | 1 | Jan 3 | sec.gov |
| SWAPONZ, INC. | Other | Natick | MA | $50,000 | $1,000,000 | 1 | Jan 3 | sec.gov |
| Seaflight Technologies Inc. | Other | Carson | CA | $40,057 | Indefinite | 1 | Jan 3 | sec.gov |
| Omineca Mining & Metals Ltd. | Other | Saskatoon | $24,042 | $60,104 | 1 | Jan 3 | sec.gov | |
| Henson Clinch Property Group, LLC | Commercial | Knoxville | TN | $0 | $550,000 | 0 | Jan 3 | sec.gov |
| Tecumseh & McKeough Lofts, LLC | Other | Santa Rosa Beach | FL | $0 | $525,000 | 0 | Jan 3 | sec.gov |
| Lofts on Quay, LLC | Other | Santa Rosa Beach | FL | $0 | $400,000 | 0 | Jan 3 | sec.gov |
| VRI-Villas on Rodeo LLC | Other | Chandler | AZ | $0 | $13,000,000 | 2 | Jan 3 | sec.gov |
| Griggs, LLC | Other Real Estate | Minot | ND | $0 | $3,000,000 | 0 | Jan 3 | sec.gov |
| CleopatraRX Development, LLC | Other Health Care | The Woodlands | TX | $0 | $1,000,000 | 0 | Jan 3 | sec.gov |
| Zambezi Investments LLC | Commercial | Chattanooga | TN | $0 | $10,000,000 | 0 | Jan 3 | sec.gov |
| Mentor Park Investor Group LLC | Commercial | Mentor | OH | $0 | $1,700,000 | 0 | Jan 3 | sec.gov |
| Robertson Holdings LLC | Commercial | Sheridan | WY | $0 | $400,000 | 0 | Jan 3 | sec.gov |
| Covaris Aggregator, LLC | Other | Woburn | MA | $0 | Indefinite | 0 | Jan 3 | sec.gov |
| Sweat Ventures, LLC | Other | Asheville | NC | $0 | $2,000,000 | 0 | Jan 3 | sec.gov |
| MissionHawk LLC | Commercial | Kansas City | MO | $0 | $3,199,000 | 0 | Jan 3 | sec.gov |
| Natural Living Developments, PBC | Construction | Nevada City | CA | $0 | $370,000 | 0 | Jan 3 | sec.gov |
| CINSociety LLC | Commercial | Annapolis | MD | $0 | $15,000,000 | 0 | Jan 3 | sec.gov |
| RCG Real Estate Fund 2 LLC | Commercial | Sheridan | WY | $0 | $1,000,000 | 0 | Jan 3 | sec.gov |
| AQ Sunshine Parent, LLC | Other | New York | NY | $0 | Indefinite | 0 | Jan 3 | sec.gov |
| AQ Sunshine Parent, LLC | Other | New York | NY | $0 | Indefinite | 0 | Jan 3 | sec.gov |
| APCO Super Holdco LP | Insurance | Norcross | GA | $0 | $12,210,000 | 0 | Jan 3 | sec.gov |
January 4, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.