Data / Form D filings / Surface Water Holdings, LLC
Surface Water Holdings, LLC: Form D filings
Surface Water Holdings, LLC, a financial services company in Raleigh, NC, filed 2 Form D notices with the SEC in 2023. The latest, on March 14, 2023, reports $5.9 million sold of a $5.9 million offering to 8 investors.
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Company details from the filing
- Address
- 4242 SIX FORKS ROAD, SUITE 950, Raleigh, NC, 27609
- Phone
- (919) 256-6340
- Industry
- Other Banking and Financial Services
- Entity type
- Limited Liability Company
- Incorporated in
- Delaware
- Year incorporated
- 2022
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1961747
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Mar 14, 2023 | New notice | $5,850,000 | $5,850,000 | 8 | Feb 28, 2023 | sec.gov | |
| Jan 12, 2023 | New notice | $10,500,000 | $10,500,000 | 6 | Dec 28, 2022 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Dave Pullins | Director | |
| Alex Bean | Executive Officer, Director, Promoter | |
| Ian Wooley | Director | |
| Bob Miller | Director | |
| Barrett Biringer | Executive Officer, Director, Promoter |
Other financial services companies in North Carolina that filed recently
- Green Guys Holdings, LLC $551,303 · Oct 26, 2026
- Impact Card Corp $575,000 · Aug 28, 2026
Every Form D from the week of Mar 13, 2023 · All recent filings in North Carolina · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what Surface Water Holdings, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.