Data / Form D filings / Week of Mar 13
Form D filings, week of March 13, 2023: 461 companies raised $13.66 billion
461 operating companies filed a Form D in the week of March 13, 2023, reporting $13.66 billion sold. Largest: NEW YORK LIFE INSURANCE CO ($2.06 billion), NEW YORK LIFE INSURANCE & ANNUITY CORP ($1.90 billion), NEW YORK LIFE INSURANCE & ANNUITY CORP ($1.81 billion). The median filing is $1.8 million, and 781 pooled investment funds also filed that week.
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- 461Form D filings
- $13.66 billionreported sold
- $1.8 millionmedian amount sold
- CAmost filings (78)
Most filings by state: CA 78, NY 53, TX 37, FL 30, MA 23. By industry: Other 109, Other Technology 92, Other Real Estate 36, Commercial 32.
By day: Mar 13 (97), Mar 14 (100), Mar 15 (95), Mar 16 (84), Mar 17 (85).
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NEW YORK LIFE INSURANCE CO (amended) | Insurance | New York | NY | $2,064,179,530 | Indefinite | 1 | Mar 13 | sec.gov |
| NEW YORK LIFE INSURANCE & ANNUITY CORP (amended) | Insurance | New York | NY | $1,904,839,459 | Indefinite | 129 | Mar 13 | sec.gov |
| NEW YORK LIFE INSURANCE & ANNUITY CORP (amended) | Insurance | New York | NY | $1,813,207,388 | Indefinite | 99 | Mar 13 | sec.gov |
| Martello Re LP (amended) | Insurance | Charlotte | NC | $1,639,625,000 | Indefinite | 39 | Mar 15 | sec.gov |
| NEW YORK LIFE INSURANCE & ANNUITY CORP (amended) | Insurance | New York | NY | $1,049,647,424 | Indefinite | 27 | Mar 13 | sec.gov |
| NEW YORK LIFE INSURANCE & ANNUITY CORP (amended) | Insurance | New York | NY | $545,593,981 | Indefinite | 2 | Mar 13 | sec.gov |
| NEW YORK LIFE INSURANCE & ANNUITY CORP (amended) | Insurance | New York | NY | $505,129,837 | Indefinite | 151 | Mar 13 | sec.gov |
| Merritt Community Capital Fund 23, L.P. | Investing | Oakland | CA | $178,605,000 | $178,605,000 | 13 | Mar 16 | sec.gov |
| Makena Club LLC (amended) | Other Real Estate | Scottsdale | AZ | $164,558,309 | Indefinite | 168 | Mar 13 | sec.gov |
| Cohen & Steers Income Opportunities REIT, Inc. | REITS and Finance | New York | NY | $163,050,000 | Indefinite | 35 | Mar 15 | sec.gov |
| TN HoldCo, Inc. (amended) | Hospitals and Physicians | Knoxville | TN | $158,975,253 | Indefinite | 160 | Mar 14 | sec.gov |
| Diversified Residential Portfolio III DST (amended) | Other Real Estate | Oak Brook | IL | $155,885,870 | $209,327,056 | 258 | Mar 15 | sec.gov |
| NEW YORK LIFE INSURANCE & ANNUITY CORP (amended) | Insurance | New York | NY | $129,951,729 | Indefinite | 105 | Mar 13 | sec.gov |
| Enstructure Holdco LLC | Other | Wellesley | MA | $120,000,000 | $120,000,000 | 27 | Mar 15 | sec.gov |
| Ecoark Holdings, Inc. | Other | San Antonio | TX | $100,000,000 | $100,000,000 | 50 | Mar 16 | sec.gov |
| RhumbLine Short Term Treasury Index Fund LLC | Investing | Boston | MA | $95,000,000 | Indefinite | 1 | Mar 15 | sec.gov |
| JLLX West Phoenix Distribution Center DST (amended) | Other Real Estate | Chicago | IL | $86,919,993 | $146,515,397 | 42 | Mar 13 | sec.gov |
| Ara Divert HoldCo, Inc. | Other | Concord | MA | $80,000,000 | $80,000,000 | 1 | Mar 14 | sec.gov |
| Ara Divert HoldCo, Inc. | Other | Concord | MA | $80,000,000 | $80,000,000 | 1 | Mar 14 | sec.gov |
| LEAP THERAPEUTICS, INC. | Pharmaceuticals | Cambridge | MA | $77,219,193 | $77,219,193 | 121 | Mar 13 | sec.gov |
| FPA Investor HoldCo VIII, LLC (amended) | Commercial | Irvine | CA | $75,800,000 | Indefinite | 17 | Mar 17 | sec.gov |
| Third Lake RE PH Development Fund IV, LP | Other Real Estate | Tampa | FL | $74,250,000 | Indefinite | 3 | Mar 14 | sec.gov |
| GMT Exploration Co LLC | Oil and Gas | Denver | CO | $73,097,480 | $75,000,000 | 133 | Mar 17 | sec.gov |
| Habyt GmbH (amended) | Other | Berlin | $67,152,175 | $67,152,175 | 1 | Mar 13 | sec.gov | |
| Habyt GmbH | Other | Berlin | $67,152,175 | $67,152,175 | 1 | Mar 13 | sec.gov | |
| Volastra Therapeutics, Inc. | Biotechnology | New York | NY | $60,174,997 | $60,174,997 | 13 | Mar 13 | sec.gov |
| Receivables Funding II, LLC (amended) | Other Banking and Financial Services | New York | NY | $60,150,000 | Indefinite | 42 | Mar 14 | sec.gov |
| QurAlis Corp | Pharmaceuticals | Cambridge | MA | $59,982,508 | $88,019,211 | 27 | Mar 13 | sec.gov |
| CL Cosmos Holdco, LLC | Other | New York | NY | $56,872,301 | $67,152,176 | 38 | Mar 13 | sec.gov |
| SunOpta Inc. | Agriculture | Eden Prairie | MN | $52,307,354 | $52,307,354 | 3 | Mar 17 | sec.gov |
| Legacy NW Fund, LLC (amended) | Other Real Estate | Bellevue | WA | $50,486,171 | $75,000,000 | 186 | Mar 15 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $50,408,590 | Indefinite | 21 | Mar 14 | sec.gov |
| Madison Capital Group LLC (amended) | Commercial | Charlotte | NC | $47,968,280 | $70,000,000 | 180 | Mar 13 | sec.gov |
| MM Miami Fund LLC (amended) | Other Real Estate | New York | NY | $47,500,000 | $50,000,000 | 11 | Mar 17 | sec.gov |
| Lakewood Ranch SFR II DST (amended) | Other Real Estate | Oak Brook | IL | $47,045,496 | $62,589,462 | 118 | Mar 15 | sec.gov |
| Janus Health Technologies, Inc. | Other | Naples | FL | $45,099,969 | $55,100,000 | 4 | Mar 15 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $44,697,390 | Indefinite | 13 | Mar 14 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $39,488,202 | Indefinite | 41 | Mar 14 | sec.gov |
| Apkudo, Inc. | Other Technology | Baltimore | MD | $37,510,003 | $37,510,003 | 12 | Mar 15 | sec.gov |
| Karlov Street Global RE 1, LLC | Investing | Boca Raton | FL | $36,000,000 | $36,000,000 | 95 | Mar 17 | sec.gov |
| 1010 CHURCH EQUITY FUND, LLC (amended) | Residential | Nashville | TN | $30,940,000 | $47,600,000 | 34 | Mar 17 | sec.gov |
| Unicycive Therapeutics, Inc. | Biotechnology | Los Altos | CA | $30,190,000 | $30,190,000 | 20 | Mar 13 | sec.gov |
| WTA Ventures, LLC | Other | St. Petersburg | FL | $30,000,000 | $150,000,000 | 1 | Mar 14 | sec.gov |
| Kayak Capital, LLC (amended) | Other Real Estate | West Des Moines | IA | $28,450,000 | $30,000,000 | 34 | Mar 15 | sec.gov |
| Zus Health, Inc. | Other Health Care | Boston | MA | $28,271,743 | $39,999,892 | 22 | Mar 16 | sec.gov |
| UNIVERSITY BANCORP INC /DE/ (amended) | Commercial Banking | Ann Arbor | MI | $28,000,000 | $30,000,000 | 15 | Mar 16 | sec.gov |
| MG Tribeca North Investments L.P. (amended) | Residential | San Diego | CA | $27,838,000 | $27,838,000 | 280 | Mar 14 | sec.gov |
| ConnectDER, Inc. | Other Energy | Falls Church | VA | $26,853,973 | $26,853,973 | 35 | Mar 17 | sec.gov |
| Blank Street Inc. | Other | Brooklyn | NY | $26,824,340 | $36,824,340 | 38 | Mar 16 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $26,014,544 | Indefinite | 13 | Mar 14 | sec.gov |
| Dakotaland Group, LLC | Manufacturing | Minneapolis | MN | $25,123,059 | $25,123,059 | 3 | Mar 15 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $24,160,000 | Indefinite | 3 | Mar 14 | sec.gov |
| Paragonix Technologies, Inc. | Other Technology | Cambridge | MA | $23,678,459 | $23,678,459 | 11 | Mar 14 | sec.gov |
| Karlov Street Diversified 2, LLC | Investing | Boca Raton | FL | $21,715,000 | $21,715,000 | 99 | Mar 17 | sec.gov |
| CF NET LEASE PORTFOLIO IV DST (amended) | Commercial | New York | NY | $21,620,000 | $21,620,000 | 52 | Mar 16 | sec.gov |
| VELOCITY PORTFOLIO GROUP INC | Investing | Wall Township | NJ | $20,200,000 | $20,200,000 | 5 | Mar 16 | sec.gov |
| Derby at Steeplechase, LLC (amended) | Residential | Houston | TX | $19,784,450 | $26,000,000 | 111 | Mar 15 | sec.gov |
| PAIGE.AI, Inc. | Other Health Care | New York | NY | $19,499,894 | $38,999,891 | 3 | Mar 17 | sec.gov |
| Avelo, Inc. (amended) | Airlines and Airports | Houston | TX | $18,310,919 | $28,000,000 | 20 | Mar 14 | sec.gov |
| REVELSTOKE SECURITY, INC. | Other Technology | Campbell | CA | $17,350,000 | $20,000,000 | 7 | Mar 13 | sec.gov |
| VMD INDUSTRIAL FR LLC | Commercial | North Andover | MA | $17,180,000 | $17,180,000 | 39 | Mar 15 | sec.gov |
| RAVEN RESOURCES CORP/TX | Construction | Dallas | TX | $17,150,000 | $18,244,396 | 0 | Mar 13 | sec.gov |
| Micro Medical Solutions, Inc. | Other | Wilmington | MA | $16,585,574 | $40,000,000 | 87 | Mar 16 | sec.gov |
| Rankmi Holdings Ltd | Other | Providencia | $16,386,876 | $22,386,876 | 1 | Mar 16 | sec.gov | |
| Pietra Inc. | Retailing | New York | NY | $16,099,992 | $16,099,992 | 8 | Mar 13 | sec.gov |
| FREETHINK MEDIA, INC. (amended) | Other | Washington | DC | $15,999,997 | $19,999,998 | 5 | Mar 13 | sec.gov |
| Discord Inc. | Other Technology | San Francisco | CA | $15,749,250 | $15,749,250 | 3 | Mar 15 | sec.gov |
| dope.security inc. | Other Technology | Mountain View | CA | $15,700,000 | $16,099,959 | 11 | Mar 15 | sec.gov |
| TF Lake Castleton Holdings LLC (amended) | Other Real Estate | Winter Park | FL | $15,330,000 | $21,500,000 | 40 | Mar 14 | sec.gov |
| Graft, Inc. | Other Technology | San Francisco | CA | $14,499,998 | $14,499,998 | 17 | Mar 14 | sec.gov |
| Ovation Hopkins LLC | Other Real Estate | West Fargo | ND | $14,125,000 | $14,125,000 | 5 | Mar 13 | sec.gov |
| Creisoft, Inc. | Other | Chicago | IL | $13,632,003 | $13,632,003 | 36 | Mar 15 | sec.gov |
| Starfish Space Inc. | Other | Kent | WA | $13,412,563 | $14,999,999 | 6 | Mar 16 | sec.gov |
| River Place Flats Holdings, LLC | Other Real Estate | Carmel | IN | $12,250,000 | $12,250,000 | 117 | Mar 15 | sec.gov |
| RF Ultimate Parent, Inc. (amended) | Other Technology | Somerville | MA | $11,325,964 | Indefinite | 129 | Mar 17 | sec.gov |
| Engrain Technology Inc. | Computers | Greenwood Village | CO | $10,981,689 | $11,331,687 | 8 | Mar 15 | sec.gov |
| Onewall Co-Investment Fund I LP (amended) | Other Real Estate | Stamford | CT | $10,938,500 | $10,938,500 | 63 | Mar 15 | sec.gov |
| Stonehenge Capital Fund Oklahoma I, LLC | Investing | Baton Rouge | LA | $10,638,040 | $10,638,040 | 9 | Mar 17 | sec.gov |
| 1700 California Street, LLC | Commercial | Greenwood Village | CO | $10,000,000 | $10,000,000 | 1 | Mar 13 | sec.gov |
| Beaconcure Inc. | Other Technology | Boston | MA | $9,890,000 | $14,000,000 | 3 | Mar 14 | sec.gov |
| Orion Biotechnology Canada Ltd. (amended) | Biotechnology | Ottawa, Ontario | $9,889,371 | $15,000,000 | 114 | Mar 15 | sec.gov | |
| Newport Verona, LLC | Residential | Cumming | GA | $9,800,000 | $9,800,000 | 78 | Mar 16 | sec.gov |
| forTRA Health, Inc. (amended) | Other | Redwood City | CA | $9,689,268 | $16,788,000 | 32 | Mar 16 | sec.gov |
| HIP MOBILITY, INC. | Other Technology | New York | NY | $9,432,908 | $9,999,995 | 30 | Mar 15 | sec.gov |
| BioLoomics, Inc. | Other Technology | Boulder | CO | $9,349,939 | $9,999,936 | 23 | Mar 13 | sec.gov |
| Meadowhawk Biolabs, Inc. | Biotechnology | Marlborough | MA | $9,250,000 | $9,250,000 | 8 | Mar 17 | sec.gov |
| Speakeasy Commerce Inc. | Other Technology | San Diego | CA | $8,982,137 | $12,282,123 | 30 | Mar 13 | sec.gov |
| AT CROYDON WAY, LP | Commercial | Spokane Valley | WA | $8,950,000 | $10,000,000 | 20 | Mar 16 | sec.gov |
| GAUGE AUTOMOTIVE INC. | Other Technology | Salt Lake City | UT | $8,868,573 | $8,914,458 | 31 | Mar 14 | sec.gov |
| Bardavon Health Innovations, Inc. | Other Technology | Overland Park | KS | $8,707,669 | $10,000,000 | 20 | Mar 15 | sec.gov |
| K2 Space Corp | Other Technology | West Hollywood | CA | $8,528,471 | $8,528,471 | 48 | Mar 15 | sec.gov |
| West Hill Global, Inc. | Other Technology | Atlanta | GA | $8,499,990 | $8,499,990 | 13 | Mar 16 | sec.gov |
| PayByWallet, Inc. | Other Banking and Financial Services | Queretaro | $8,484,109 | $8,484,109 | 22 | Mar 16 | sec.gov | |
| TiiCKER, Inc. | Other Technology | Detroit | MI | $8,346,483 | $10,726,557 | 29 | Mar 15 | sec.gov |
| Nighthawk Ballantyne, LLC | Residential | Sanford | NC | $8,288,500 | $19,000,000 | 73 | Mar 13 | sec.gov |
| New Urban Development Fund I, LLC | Commercial | Peachtree Corners | GA | $7,542,377 | $8,000,000 | 12 | Mar 16 | sec.gov |
| Abilita Bio, Inc. | Biotechnology | San Diego | CA | $7,500,000 | $7,500,000 | 1 | Mar 17 | sec.gov |
| Frontier Aerospace Corp | Other Technology | Simi Valley | CA | $7,499,933 | $9,999,952 | 2 | Mar 15 | sec.gov |
| Karlov Street Three Bears, LLC | Investing | Boca Raton | FL | $7,405,000 | $7,405,000 | 68 | Mar 17 | sec.gov |
| Shennon Biotechnologies Inc. | Biotechnology | San Francisco | CA | $7,299,925 | $7,299,925 | 9 | Mar 16 | sec.gov |
| Cura Financial Inc. | Other Health Care | Fountain Valley | CA | $7,250,814 | $7,679,489 | 31 | Mar 16 | sec.gov |
| OP Quarry Road, LLC | Commercial | Truckee | CA | $7,250,000 | $7,300,000 | 53 | Mar 16 | sec.gov |
| Best Response Strategies LLC (amended) | Other Technology | Richmond | VA | $7,085,101 | $7,665,000 | 16 | Mar 17 | sec.gov |
| Cerebelly Inc. | Other | Denver | CO | $7,062,944 | Indefinite | 32 | Mar 13 | sec.gov |
| Mindee Inc (amended) | Other Technology | San Francisco | CA | $7,000,000 | Indefinite | 4 | Mar 16 | sec.gov |
| Cranium Al, Inc. | Other Technology | Short Hills | NJ | $7,000,000 | $7,000,000 | 3 | Mar 15 | sec.gov |
| Mindee Inc | Other Technology | San Francisco | CA | $7,000,000 | Indefinite | 4 | Mar 15 | sec.gov |
| LCG Entertainment, Inc. | Other | West Hollywood | CA | $6,799,998 | $12,799,998 | 14 | Mar 17 | sec.gov |
| CVG Lofts at Fort Union LLC | Residential | Scottsdale | AZ | $6,700,000 | $6,700,000 | 58 | Mar 16 | sec.gov |
| Gambit Defense, Inc. | Other Technology | Valley Village | CA | $6,499,999 | $6,499,999 | 2 | Mar 14 | sec.gov |
| Private Wealth Asset Management, LLC | Other Banking and Financial Services | Cedar Rapids | IA | $6,400,000 | $6,400,370 | 16 | Mar 17 | sec.gov |
| Unify AI Business Corp | Other Technology | San Francisco | CA | $6,250,000 | $6,650,000 | 5 | Mar 13 | sec.gov |
| GROOPIT, INC. | Other Technology | Mill Creek | WA | $6,246,670 | $6,746,670 | 45 | Mar 13 | sec.gov |
| Cynch Inc. | Other Technology | San Francisco | CA | $6,228,000 | $6,268,000 | 6 | Mar 14 | sec.gov |
| Adze Biotechnology Inc | Biotechnology | Coral Gables | FL | $6,149,998 | $15,000,000 | 21 | Mar 14 | sec.gov |
| NANOSPECTRA BIOSCIENCES INC | Other Health Care | Houston | TX | $6,066,104 | $10,066,119 | 51 | Mar 15 | sec.gov |
| M FINANCIAL HOLDINGS INC | Insurance | Portland | OR | $6,049,850 | $6,049,850 | 135 | Mar 15 | sec.gov |
| Meadowhawk Biolabs, Inc. | Biotechnology | Marlborough | MA | $6,000,000 | $6,000,000 | 9 | Mar 17 | sec.gov |
| ChopShop Holdings, LLC | Restaurants | Plano | TX | $5,995,179 | $5,995,179 | 2 | Mar 15 | sec.gov |
| Surface Water Holdings, LLC | Other Banking and Financial Services | Raleigh | NC | $5,850,000 | $5,850,000 | 8 | Mar 14 | sec.gov |
| EVERGREEN RENEWABLES INC. | Other Technology | Seattle | WA | $5,712,965 | $6,155,819 | 6 | Mar 17 | sec.gov |
| LSC Candlelight, LP | Residential | New York | NY | $5,655,000 | $5,655,000 | 81 | Mar 17 | sec.gov |
| Ovation Hopkins Enclave LLC | Other Real Estate | West Fargo | ND | $5,650,000 | $5,650,000 | 15 | Mar 13 | sec.gov |
| Ladera FW LP | Commercial | Dallas | TX | $5,535,000 | $6,435,000 | 28 | Mar 16 | sec.gov |
| Notre Dame Federal Credit Union | Other Banking and Financial Services | Notre Dame | IN | $5,500,000 | $5,500,000 | 2 | Mar 15 | sec.gov |
| Mage Technologies, Inc. | Other Technology | Santa Clara | CA | $5,487,999 | $5,582,999 | 25 | Mar 17 | sec.gov |
| SOTER TECHNOLOGIES INC. | Other Technology | Ronkonkoma | NY | $5,310,000 | $5,310,000 | 2 | Mar 17 | sec.gov |
| ARROWS SOFTWARE INC. | Other | West Hollywood | CA | $5,293,483 | $6,288,487 | 30 | Mar 17 | sec.gov |
| JONES FINANCIAL COMPANIES LLLP | Other Banking and Financial Services | Des Peres | MO | $5,250,000 | $5,250,000 | 1 | Mar 13 | sec.gov |
| Hawaiian Bros Inc. | Restaurants | Kansas City | MO | $5,182,795 | $9,000,000 | 19 | Mar 16 | sec.gov |
| ConneX BioMedical, Inc. (amended) | Other Health Care | Boulder | CO | $5,155,935 | $5,500,000 | 2 | Mar 17 | sec.gov |
| KittyCAD, Inc. | Other Technology | Malibu | CA | $5,124,329 | $6,259,337 | 21 | Mar 13 | sec.gov |
| West Hill Global, Inc. | Other Technology | Atlanta | GA | $5,001,706 | $5,001,706 | 14 | Mar 16 | sec.gov |
| ONL Therapeutics, Inc. | Biotechnology | Ann Arbor | MI | $4,999,956 | $15,000,000 | 30 | Mar 15 | sec.gov |
| CONTROLLED THERMAL RESOURCES HOLDINGS INC. | Other Energy | Imperial | CA | $4,928,062 | $10,000,000 | 5 | Mar 15 | sec.gov |
| Laundris Corp | Other Technology | Austin | TX | $4,708,747 | $5,393,749 | 45 | Mar 15 | sec.gov |
| Alexander Capital Ventures LLC | Other Banking and Financial Services | Delray Beach | FL | $4,500,719 | $4,500,719 | 89 | Mar 15 | sec.gov |
| UpHealth, Inc. | Other Health Care | Delray Beach | FL | $4,500,000 | $4,500,000 | 1 | Mar 16 | sec.gov |
| Cureatr Inc. | Other Health Care | New York | NY | $4,336,655 | $9,000,000 | 1 | Mar 17 | sec.gov |
| Alexander Capital Ventures LLC | Other Banking and Financial Services | Delray Beach | FL | $4,199,587 | $4,199,587 | 80 | Mar 15 | sec.gov |
| TRDwind Mustang Ltd Investors, LLC | Residential | Houston | TX | $4,100,000 | $4,100,000 | 37 | Mar 16 | sec.gov |
| StoryMD Inc. (amended) | Other | Brooklyn | NY | $4,000,108 | $6,500,000 | 27 | Mar 13 | sec.gov |
| Olyra Foods Inc. | Other | Wilmington | DE | $4,000,002 | $4,000,002 | 11 | Mar 13 | sec.gov |
| Eumentis Therapeutics, Inc. | Pharmaceuticals | Newton | MA | $4,000,000 | $20,000,000 | 1 | Mar 17 | sec.gov |
| Virax Biolabs Group Ltd | Biotechnology | London | $4,000,000 | $4,000,000 | 1 | Mar 15 | sec.gov | |
| UserFirst Software, Inc. | Other Technology | Boise | ID | $4,000,000 | $4,000,000 | 2 | Mar 14 | sec.gov |
| PWR Lab, Inc. | Other | Flagstaff | AZ | $3,994,997 | $5,455,000 | 35 | Mar 15 | sec.gov |
| Tern Software Inc | Other Technology | Dover | DE | $3,819,997 | $3,999,999 | 8 | Mar 17 | sec.gov |
| Dolores Park Labs Inc | Other Technology | San Francisco | CA | $3,780,000 | $4,000,000 | 10 | Mar 15 | sec.gov |
| COWBOY CLEAN FUELS, LLC (amended) | Other Energy | Greenwood Village | CO | $3,750,000 | $3,750,000 | 2 | Mar 13 | sec.gov |
| ZapBatt, Inc. | Other Technology | Carlsbad | CA | $3,580,254 | $7,162,000 | 30 | Mar 17 | sec.gov |
| TA Fintech Inc. | Other | New York | NY | $3,547,000 | $10,000,000 | 32 | Mar 14 | sec.gov |
| Galen Data, Inc. | Other Technology | Houston | TX | $3,500,845 | $3,500,845 | 58 | Mar 15 | sec.gov |
| Classic.com, Inc. (amended) | Other | Miami | FL | $3,500,000 | $8,500,000 | 13 | Mar 16 | sec.gov |
| Mainland West End Circle, LLC | Commercial | Nashville | TN | $3,455,000 | $3,455,000 | 22 | Mar 15 | sec.gov |
| Cerebro Capital, Inc. (amended) | Other Technology | Baltimore | MD | $3,451,100 | $6,000,134 | 17 | Mar 15 | sec.gov |
| CollX Inc. | Other Technology | Haddonfield | NJ | $3,424,998 | $3,499,998 | 7 | Mar 13 | sec.gov |
| ReflexAI, Inc. | Other Technology | New York | NY | $3,305,001 | $3,305,001 | 7 | Mar 14 | sec.gov |
| Coven, Inc. | Other | St. Paul | MN | $3,283,986 | $4,498,986 | 21 | Mar 15 | sec.gov |
| Jensen Ranch, LLC | Agriculture | Delano | CA | $3,200,000 | $3,200,000 | 98 | Mar 16 | sec.gov |
| Hexameter Opportunities SPV 1, LLC | Investing | New York | NY | $3,175,000 | $3,175,000 | 21 | Mar 14 | sec.gov |
| zizzl llc (amended) | Other Health Care | Hartland | WI | $3,162,250 | $3,162,250 | 15 | Mar 14 | sec.gov |
| Markaaz, Inc. | Other Technology | Austin | TX | $3,149,987 | $12,000,000 | 8 | Mar 17 | sec.gov |
| iotaMotion, Inc. (amended) | Other Health Care | Iowa City | IA | $3,110,733 | $3,110,733 | 47 | Mar 15 | sec.gov |
| Sol-REIT, LLC | REITS and Finance | Baltimore | MD | $3,050,000 | $1,000,000,000 | 8 | Mar 15 | sec.gov |
| Building Swell, Inc. | Other | San Francisco | CA | $3,030,998 | $3,030,998 | 11 | Mar 15 | sec.gov |
| Pontoro Inc. | Other Technology | Mountain View | CA | $3,000,000 | $3,900,000 | 2 | Mar 15 | sec.gov |
| SmartSoda Holdings, Inc. (amended) | Other | Mayfield Heights | OH | $3,000,000 | $3,000,000 | 1 | Mar 14 | sec.gov |
| Habyt GmbH | Other | Berlin | $3,000,000 | $3,000,000 | 7 | Mar 13 | sec.gov | |
| GridRival, Inc. | Other | Portland | OR | $3,000,000 | $3,000,000 | 3 | Mar 13 | sec.gov |
| AdPipe, Inc. | Business Services | Athens | GA | $2,999,998 | $2,999,998 | 2 | Mar 13 | sec.gov |
| AION Healthspan, Inc. | Pharmaceuticals | Miami | FL | $2,912,827 | $6,931,673 | 10 | Mar 17 | sec.gov |
| Good Dye Young, Inc. | Retailing | Nashville | TN | $2,874,417 | $3,000,000 | 11 | Mar 14 | sec.gov |
| Alexander Capital Ventures LLC | Other Banking and Financial Services | Delray Beach | FL | $2,662,750 | $2,662,750 | 51 | Mar 15 | sec.gov |
| Kismet Technologies LLC | Other Technology | Orlando | FL | $2,625,000 | $6,125,000 | 9 | Mar 16 | sec.gov |
| CX Residences at Congressional Village, DST (amended) | Other Real Estate | Tampa | FL | $2,622,841 | $81,157,487 | 10 | Mar 13 | sec.gov |
| Switchyards Inc. | Other | Atlanta | GA | $2,594,991 | $2,999,989 | 17 | Mar 14 | sec.gov |
| Dragon Capital Group LLC | Other | Los Altos | CA | $2,500,000 | $2,500,000 | 16 | Mar 17 | sec.gov |
| Community Bank Delaware | Commercial Banking | Lewes | DE | $2,500,000 | $2,500,000 | 28 | Mar 14 | sec.gov |
| Disaster Technologies Inc. (amended) | Other Technology | Alexandria | DC | $2,432,562 | $3,000,000 | 11 | Mar 14 | sec.gov |
| Gateway at Prospect Apartments, LLC (amended) | Residential | Colorado Springs | CO | $2,350,000 | $2,400,000 | 16 | Mar 16 | sec.gov |
| Subquery Pte. Ltd | Other Banking and Financial Services | Singapore | $2,336,209 | $5,500,000 | 3 | Mar 14 | sec.gov | |
| Cotogna Sports Group, LLC (amended) | Other | Wilmington | DE | $2,325,000 | $2,325,000 | 32 | Mar 16 | sec.gov |
| ZeroCarb Inc. | Other | Evansville | IN | $2,249,993 | $3,076,210 | 6 | Mar 17 | sec.gov |
| Eniware LLC (amended) | Other Health Care | Chevy Chase | MD | $2,190,000 | $5,000,000 | 4 | Mar 16 | sec.gov |
| Osprey NFT Fund LP (amended) | Other | Fairfield | CT | $2,128,000 | Indefinite | 37 | Mar 16 | sec.gov |
| H2 Clipper, Inc. | Other | Santa Barbara | CA | $2,125,000 | $2,125,000 | 4 | Mar 15 | sec.gov |
| MP Cloud Technologies, Inc. | Other Technology | Spartanburg | SC | $2,107,992 | $2,107,992 | 16 | Mar 13 | sec.gov |
| Inventure, LLC | Pharmaceuticals | Southbury | CT | $2,100,000 | $2,100,000 | 5 | Mar 15 | sec.gov |
| PCIH Series 9 a series of Piedmont Capital Investment Holdings, LLC | Investing | Raleigh | NC | $2,000,002 | $2,000,002 | 10 | Mar 14 | sec.gov |
| JOLIE SKIN COMPANY, INC. | Other | Accord | NY | $2,000,000 | $2,000,000 | 1 | Mar 15 | sec.gov |
| IQRecruit, Inc. | Other Technology | Nashville | TN | $1,950,000 | $1,950,000 | 3 | Mar 15 | sec.gov |
| Honor Bancorp, Inc. (amended) | Commercial Banking | Honor | MI | $1,918,576 | Indefinite | 317 | Mar 16 | sec.gov |
| CP Management Investors, LLC | Construction | Glendale Heights | IL | $1,901,654 | $1,901,654 | 25 | Mar 14 | sec.gov |
| Mountainbound Development, LLC | Commercial | Lake Forest | CA | $1,786,000 | $1,786,000 | 22 | Mar 14 | sec.gov |
| AHA Partners LLC | Other | Calistoga | CA | $1,750,000 | $2,000,000 | 6 | Mar 16 | sec.gov |
| DedCool, Inc. | Other | Los Angeles | CA | $1,749,999 | $1,750,000 | 3 | Mar 16 | sec.gov |
| 2141 Belcourt Ave Investor, LLC | Commercial | Franklin | TN | $1,700,000 | $1,700,000 | 26 | Mar 14 | sec.gov |
| Casa Group Holdings, Inc. | Other Technology | Durham | ME | $1,650,000 | $2,000,000 | 25 | Mar 15 | sec.gov |
| 4985 Holdings, LLC | Other | Denver | CO | $1,650,000 | $1,650,000 | 1 | Mar 13 | sec.gov |
| Thayer Properties, Inc. (amended) | Residential | Newport Beach | CA | $1,575,000 | Indefinite | 15 | Mar 15 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $1,569,500 | Indefinite | 3 | Mar 14 | sec.gov |
| SPICEOLOGY, INC. (amended) | Other | Spokane | WA | $1,551,236 | $3,500,000 | 15 | Mar 16 | sec.gov |
| Meta Street, LP | Other Real Estate | Sacramento | CA | $1,550,000 | $1,550,000 | 18 | Mar 17 | sec.gov |
| De Luxe MHP, LP | Other Real Estate | Sacramento | CA | $1,525,000 | $1,525,000 | 14 | Mar 14 | sec.gov |
| THINK MULTIFAMILY EQUITY FUND 2 LLC | Residential | Prosper | TX | $1,500,000 | $1,500,000 | 4 | Mar 17 | sec.gov |
| Triopsy Medical, Inc. | Other Technology | Aurora | CO | $1,500,000 | $3,000,000 | 1 | Mar 16 | sec.gov |
| Wildcat Exploration, LLC | Oil and Gas | Glasgow | KY | $1,500,000 | $1,500,000 | 6 | Mar 15 | sec.gov |
| Mountainbound Development QOF, LLC | Commercial | Lake Forest | CA | $1,472,500 | $1,472,500 | 11 | Mar 14 | sec.gov |
| Pyran, Inc. | Manufacturing | Madison | WI | $1,460,501 | $1,460,501 | 8 | Mar 13 | sec.gov |
| BWAY SPV 2, LLC | Investing | New York City | NY | $1,455,000 | $2,000,000 | 43 | Mar 16 | sec.gov |
| NFANT Labs, LLC (amended) | Other Health Care | Marietta | GA | $1,421,000 | $2,000,000 | 17 | Mar 15 | sec.gov |
| Trete Inc. | Other Real Estate | Prosper | TX | $1,420,000 | $1,420,000 | 11 | Mar 15 | sec.gov |
| Larky, Inc. | Other | Ann Arbor | MI | $1,417,000 | $3,000,000 | 6 | Mar 14 | sec.gov |
| BWAY SPV 1 LLC | Investing | New York City | NY | $1,411,000 | $2,000,000 | 30 | Mar 16 | sec.gov |
| THINK MULTIFAMILY EQUITY FUND 3 LLC | Residential | Prosper | TX | $1,400,000 | $1,400,000 | 4 | Mar 17 | sec.gov |
| Eye Care International LLC | Other Technology | Garden City | NY | $1,400,000 | $2,500,000 | 3 | Mar 17 | sec.gov |
| IPC Nashville Hospitality DST | Other Real Estate | Oak Brook | IL | $1,387,438 | $15,600,052 | 4 | Mar 17 | sec.gov |
| 2A Biosciences, Inc. | Pharmaceuticals | Santa Monica | CA | $1,337,500 | $4,500,000 | 12 | Mar 14 | sec.gov |
| leafplanner, Inc. | Business Services | Salt Lake City | UT | $1,325,000 | $1,325,000 | 18 | Mar 14 | sec.gov |
| LION COPPER & GOLD CORP. | Other | Vancouver | $1,295,000 | $2,576,218 | 7 | Mar 17 | sec.gov | |
| Musaffa, Inc. | Other Technology | Dover | DE | $1,291,000 | Indefinite | 6 | Mar 13 | sec.gov |
| Sanii Holding | Other Health Care | Sao Paulo/Sp | $1,285,998 | $1,285,998 | 24 | Mar 14 | sec.gov | |
| Texas Strategic Growth Fund, L.P. (amended) | Other Real Estate | Dallas | TX | $1,285,000 | $100,000,000 | 6 | Mar 15 | sec.gov |
| Karrier One Inc. | Telecommunications | Miami | FL | $1,284,000 | $4,000,000 | 16 | Mar 14 | sec.gov |
| DST 150 LLC | Other Real Estate | Bend | OR | $1,279,841 | $22,500,000 | 1 | Mar 16 | sec.gov |
| AVA 200 LLC | Other Real Estate | Bend | OR | $1,279,841 | $22,500,000 | 1 | Mar 16 | sec.gov |
| Cribsee Inc. | Other Technology | San Diego | CA | $1,272,825 | $1,411,800 | 19 | Mar 16 | sec.gov |
| Verses Technologies Inc. | Other Technology | Culver City | CA | $1,241,000 | $1,241,000 | 5 | Mar 14 | sec.gov |
| Condor Global Forestry Products Inc | Agriculture | Denver | CO | $1,229,372 | $1,720,000 | 10 | Mar 15 | sec.gov |
| THINK MULTIFAMILY EQUITY LLC | Residential | Prosper | TX | $1,200,000 | $1,500,000 | 3 | Mar 17 | sec.gov |
| Bird's Eye Robotics, Inc. | Agriculture | Herman | NE | $1,165,000 | $1,165,000 | 8 | Mar 13 | sec.gov |
| Byte Foods, Inc. | Other | Petaluma | CA | $1,164,999 | $1,500,000 | 6 | Mar 17 | sec.gov |
| Ramsay Innovations, Inc. (amended) | Business Services | Deerfield | IL | $1,159,990 | $1,500,000 | 14 | Mar 14 | sec.gov |
| Halsey Dr Land Austin LLC | Construction | Allen | TX | $1,135,000 | $9,000,000 | 4 | Mar 16 | sec.gov |
| REVE LABS INC. (amended) | Other Technology | Brooklyn | NY | $1,050,000 | Indefinite | 3 | Mar 13 | sec.gov |
| Barvecue, Inc. | Other | Cornelius | NC | $1,049,989 | $2,000,000 | 6 | Mar 14 | sec.gov |
| THINK MULTIFAMILY EQUITY FUND 5 LLC | Residential | Prosper | TX | $1,025,000 | $1,500,000 | 8 | Mar 17 | sec.gov |
| REVE LABS INC. | Other Technology | Brooklyn | NY | $1,000,000 | Indefinite | 1 | Mar 16 | sec.gov |
| Entegrata, Inc. | Other Technology | Carmel | IN | $1,000,000 | $1,000,000 | 1 | Mar 15 | sec.gov |
| Not Wood, Inc. | Other | Mesa | AZ | $1,000,000 | $4,000,000 | 1 | Mar 14 | sec.gov |
| Grand View MHP, LP | Other Real Estate | Sacramento | CA | $1,000,000 | $1,000,000 | 13 | Mar 14 | sec.gov |
| Canyonbound Development, LLC | Commercial | Lake Forest | CA | $950,000 | $950,000 | 8 | Mar 14 | sec.gov |
| Paradigm Management Aggregator, LLC | Other | Dallas | TX | $927,174 | Indefinite | 1 | Mar 17 | sec.gov |
| BinStar Inc. | Retailing | Boston | MA | $918,000 | $918,000 | 32 | Mar 14 | sec.gov |
| Cipresso International, Inc. | Agriculture | San Jose | CA | $905,000 | $1,805,000 | 1 | Mar 13 | sec.gov |
| Theia Venture Fund I-B1, LP | Investing | Lake Forest | IL | $850,001 | $850,001 | 9 | Mar 16 | sec.gov |
| Jutiso, Inc. | Other Health Care | Washington | DC | $840,000 | $1,000,000 | 3 | Mar 14 | sec.gov |
| Ricovr Healthcare Inc. | Other Health Care | Princeton | NJ | $832,500 | $1,500,000 | 10 | Mar 15 | sec.gov |
| Fieldcraft, Inc. | Other Technology | Austin | TX | $827,226 | $827,246 | 5 | Mar 13 | sec.gov |
| MITCHELL STARK ENTERPRISES, INC. | Other | Dorchester | MA | $820,000 | $1,100,000 | 13 | Mar 14 | sec.gov |
| Cutten Investors LLC | Commercial | Boise | ID | $765,000 | $4,000,000 | 11 | Mar 13 | sec.gov |
| Veg House Holdings Inc. | Retailing | Miami Beach | FL | $750,000 | $3,000,000 | 2 | Mar 17 | sec.gov |
| ALTITUDE OPYA SPV-2, LLC | Other Technology | Nashville | TN | $750,000 | $3,500,000 | 1 | Mar 17 | sec.gov |
| Elevai Labs Inc. | Other | Newport Beach | CA | $750,000 | $1,500,000 | 1 | Mar 17 | sec.gov |
| Wellway SWFL LLC | Other Health Care | Plymouth | MN | $750,000 | $1,500,000 | 3 | Mar 16 | sec.gov |
| Rho Impact, Inc. (amended) | Other Technology | Charlottesville | VA | $750,000 | $1,250,000 | 2 | Mar 16 | sec.gov |
| Bird's Eye Robotics, Inc. | Agriculture | Herman | NE | $750,000 | $1,500,000 | 3 | Mar 13 | sec.gov |
| AMOpportunities, Inc. | Other | Chicago | IL | $749,999 | $1,978,275 | 3 | Mar 17 | sec.gov |
| REPLICEL LIFE SCIENCES INC. | Other Technology | Vancouver Bc | $740,778 | $740,778 | 5 | Mar 16 | sec.gov | |
| Poly Group, LLC | Other | New Albany | IN | $738,800 | $738,800 | 1 | Mar 13 | sec.gov |
| TorchPro, Inc. (amended) | Other Technology | Manchester | NH | $735,000 | $2,000,000 | 10 | Mar 13 | sec.gov |
| Halla, Inc. (amended) | Other Technology | Burbank | CA | $702,625 | $1,300,000 | 20 | Mar 15 | sec.gov |
| THINK MULTIFAMILY EQUITY FUND 4 LLC | Residential | Prosper | TX | $700,000 | $1,400,000 | 2 | Mar 17 | sec.gov |
| Condor Global Forestry Products Inc | Agriculture | Denver | CO | $680,493 | $950,000 | 11 | Mar 15 | sec.gov |
| Falkbuilt Ltd. | Other | Calgary | $675,637 | $675,637 | 12 | Mar 13 | sec.gov | |
| Bam Multifamily Growth & Income Fund IV LLC | Other Real Estate | Carmel | IN | $650,000 | $150,000,000 | 3 | Mar 17 | sec.gov |
| H2 Clipper, Inc. (amended) | Other | Santa Barbara | CA | $600,000 | $2,000,000 | 7 | Mar 15 | sec.gov |
| Califia Pharma, Inc. | Pharmaceuticals | San Diego | CA | $599,999 | $1,199,999 | 2 | Mar 17 | sec.gov |
| Orion Haus Homes & Hotels Inc. | Other Technology | Fort Lauderdale | FL | $550,000 | $9,999,999 | 7 | Mar 17 | sec.gov |
| APR Finance, LLC | Other Real Estate | Austin | TX | $550,000 | $1,600,000 | 5 | Mar 13 | sec.gov |
| Virginia Physician Holding Company, LLC | Other Health Care | Alexandria | VA | $540,000 | $1,980,000 | 9 | Mar 15 | sec.gov |
| CredHub, Inc. | Other | Des Moines | WA | $524,999 | $3,000,000 | 4 | Mar 17 | sec.gov |
| Gaingels SV Pacific Ventures ByHeart LLC (amended) | Other | Burlington | VT | $508,000 | $508,000 | 1 | Mar 16 | sec.gov |
| Chilean Cobalt Corp. | Business Services | Berwyn | PA | $500,000 | $500,000 | 15 | Mar 16 | sec.gov |
| Hoptown Heights, LLC | Other | Jackson | WY | $500,000 | $1,600,000 | 5 | Mar 15 | sec.gov |
| Birchwood Healthcare Partners, LLC | Other Health Care | Chicago | IL | $500,000 | $2,000,000 | 4 | Mar 15 | sec.gov |
| Slot Check, Inc. | Other Technology | Madison | WI | $499,996 | $499,996 | 1 | Mar 15 | sec.gov |
| Westridge Place Little Rock AR L.P. | Residential | New York | NY | $485,000 | $3,525,000 | 6 | Mar 13 | sec.gov |
| Artin Bioscience Inc. | Pharmaceuticals | Denver | CO | $482,500 | $482,500 | 0 | Mar 13 | sec.gov |
| ProFound Network Inc. | Other Technology | Devon | PA | $470,995 | $650,000 | 9 | Mar 13 | sec.gov |
| HerdDogg, Inc. | Other | Laramie | WY | $460,000 | $4,000,000 | 2 | Mar 13 | sec.gov |
| Virtuix Holdings Inc. | Computers | Austin | TX | $411,174 | $3,000,000 | 7 | Mar 14 | sec.gov |
| JFC One LLC | Construction | Miami | FL | $410,000 | $600,000 | 4 | Mar 14 | sec.gov |
| Eavor Technologies Inc. | Other Technology | Calgary | $405,000 | $405,000 | 1 | Mar 15 | sec.gov | |
| Chalk Talk Solutions, Inc. | Other | New York | NY | $400,000 | $1,400,000 | 1 | Mar 17 | sec.gov |
| Peak Alabama Fund, LLC | Residential | Hurst | TX | $400,000 | $1,500,000 | 3 | Mar 16 | sec.gov |
| TOMBOY EXCHANGE, INC. | Other | Seattle | WA | $400,000 | $750,000 | 1 | Mar 14 | sec.gov |
| YouAreShiloh Holdings, LLC | Other | Peoria | IL | $400,000 | $3,260,000 | 7 | Mar 13 | sec.gov |
| Kramerica Properties LLC | Other Real Estate | West Fargo | ND | $398,000 | $398,000 | 3 | Mar 13 | sec.gov |
| SAFIO Solutions, LLC | Other Technology | Brookfield | WI | $385,000 | $385,000 | 7 | Mar 17 | sec.gov |
| Doce Mezcal, Inc. (amended) | Other | New York | NY | $385,000 | $500,000 | 20 | Mar 16 | sec.gov |
| College Guidance Network, Inc. (amended) | Other | Lexington | MA | $375,000 | $875,000 | 8 | Mar 16 | sec.gov |
| ATLANTA GROCERY PORTFOLIO REALTY FUND LLC | Other Real Estate | Red Bank | NJ | $375,000 | $24,263,605 | 8 | Mar 15 | sec.gov |
| Proteas Bioanalytics Inc. | Other Technology | Torrance | CA | $365,000 | $3,000,000 | 5 | Mar 13 | sec.gov |
| Mindless Inc. | Other | San Francisco | CA | $360,000 | Indefinite | 1 | Mar 13 | sec.gov |
| Levanta Inc. /WA (amended) | Other Technology | Seattle | WA | $356,463 | $356,463 | 7 | Mar 14 | sec.gov |
| Soma SetWorks, LLC | Other | Newberg | OR | $350,000 | $1,000,000 | 1 | Mar 13 | sec.gov |
| Vivid Machines Inc. | Other Technology | Toronto | $346,249 | $346,249 | 3 | Mar 14 | sec.gov | |
| AEA Stonebridge LLC | Other | Windermere | TX | $325,000 | $650,000 | 1 | Mar 17 | sec.gov |
| Dealer Management Group, Inc. (amended) | Insurance | Townshend | VT | $325,000 | $390,000 | 5 | Mar 17 | sec.gov |
| Axiomed, LLC (amended) | Other Health Care | Malden | MA | $320,000 | $30,000,000 | 6 | Mar 16 | sec.gov |
| USEDC Mineral Exchange I LLC (amended) | Oil and Gas | Arlington | TX | $313,213 | $100,000,000 | 0 | Mar 14 | sec.gov |
| REVE LABS INC. | Other Technology | Brooklyn | NY | $311,147 | Indefinite | 1 | Mar 15 | sec.gov |
| RY Fund One, LLC | Other Real Estate | Dublin | CA | $305,000 | $25,000,000 | 5 | Mar 16 | sec.gov |
| Generations Capital I LLC (amended) | Commercial | New Orleans | LA | $300,000 | $500,000 | 4 | Mar 17 | sec.gov |
| Bamboo Ecologic Corp | Manufacturing | Sarasota | FL | $300,000 | $1,000,000 | 1 | Mar 17 | sec.gov |
| Zorro-Flow, Inc. | Other Health Care | Birmingham | AL | $300,000 | $312,500 | 5 | Mar 16 | sec.gov |
| GREEN MATTERS TECHNOLOGIES INC. | Manufacturing | Langley | $300,000 | $300,000 | 1 | Mar 15 | sec.gov | |
| Lifeverse Holdings Inc | Other Technology | Sheridan | WY | $300,000 | $500,000 | 1 | Mar 14 | sec.gov |
| Golden Independence Mining Corp. | Other | Vancouver | $293,859 | $2,893,166 | 1 | Mar 16 | sec.gov | |
| Hometeam Technologies, Inc. | Other Health Care | New York | NY | $291,690 | $291,690 | 5 | Mar 16 | sec.gov |
| DermaSoak, LLC | Retailing | Lexington | KY | $280,000 | $1,000,000 | 5 | Mar 13 | sec.gov |
| USEDC Mineral Exchange I LLC (amended) | Oil and Gas | Arlington | TX | $276,000 | $100,000,000 | 0 | Mar 14 | sec.gov |
| KeyStar Corp. | Other Technology | Miami | FL | $275,000 | $6,000,000 | 4 | Mar 13 | sec.gov |
| ARC Solutions Inc. | Other Technology | Edmond | OK | $270,000 | $7,500,000 | 2 | Mar 16 | sec.gov |
| Statesman Project Foghorn, LLC | Manufacturing | Houston | TX | $270,000 | $270,000 | 9 | Mar 15 | sec.gov |
| EagleHawk One, Inc. | Other Technology | Buffalo | NY | $255,000 | $500,000 | 7 | Mar 17 | sec.gov |
| Gerosynth Laboratories, Inc. | Other | Bloomington | MN | $255,000 | $400,000 | 5 | Mar 13 | sec.gov |
| REVE LABS INC. | Other Technology | Brooklyn | NY | $250,000 | Indefinite | 1 | Mar 17 | sec.gov |
| Cardinal Avenue, LLC | Residential | Wilmington | DE | $246,800 | $246,800 | 38 | Mar 16 | sec.gov |
| Gaingels Proper LLC | Other | Burlington | VT | $213,828 | $213,828 | 16 | Mar 16 | sec.gov |
| Women's Equity Lab - Silicon Valley, LLC | Other | San Carlos | CA | $212,630 | $499,999 | 14 | Mar 13 | sec.gov |
| Open Education Technologies LLC (amended) | Other Technology | Malvern | PA | $210,000 | $350,000 | 4 | Mar 14 | sec.gov |
| JStar LLC | Other | Meridian | ID | $200,000 | $750,000 | 5 | Mar 16 | sec.gov |
| INCISIVE DENTAL PURCHASING, INC. | Other | Concord | MA | $200,000 | $1,990,900 | 5 | Mar 16 | sec.gov |
| BoomSTR Helium Hotspot 7, LLC | Investing | Scottsdale | AZ | $200,000 | $200,000 | 1 | Mar 13 | sec.gov |
| Gaingels K2 Space LLC | Other | Burlington | VT | $199,998 | $199,998 | 20 | Mar 15 | sec.gov |
| Q2 Metals Corp. | Other | Vancouver | $199,277 | $4,789,100 | 5 | Mar 13 | sec.gov | |
| Hey Freya Co | Other | Portland | ME | $180,000 | $500,000 | 7 | Mar 13 | sec.gov |
| Flywheel Conference 2023 Fund LLC | Other | Wenatchee | WA | $168,000 | $330,000 | 19 | Mar 13 | sec.gov |
| Paleo Leon Inc. | Investing | Plainsboro | NJ | $160,000 | $800,000 | 1 | Mar 14 | sec.gov |
| Heritage Title, LLC | Insurance | Wake Forest | NC | $158,019 | $158,019 | 1 | Mar 14 | sec.gov |
| Altitude, Inc. | Other Technology | San Francisco | CA | $150,000 | $300,000 | 8 | Mar 13 | sec.gov |
| Mimikai, Inc. | Other | Danville | CA | $130,658 | $600,000 | 9 | Mar 16 | sec.gov |
| Flowers' Holdings, Inc. (amended) | Other | Springfield Garden | NY | $130,000 | $500,000 | 7 | Mar 14 | sec.gov |
| BIOXYTRAN, INC | Biotechnology | Needham | MA | $130,000 | $6,000,000 | 3 | Mar 13 | sec.gov |
| S2A Modular Corp | Manufacturing | Macclenny | FL | $125,000 | $450,000,000 | 2 | Mar 13 | sec.gov |
| S2A Modular Corp | Manufacturing | Macclenny | FL | $125,000 | $450,000,000 | 2 | Mar 13 | sec.gov |
| LSI Homebuyers LLC | Residential | Tacoma | WA | $116,000 | $200,000 | 12 | Mar 17 | sec.gov |
| FC 1275 NJ Member LLC | REITS and Finance | Cleveland | OH | $114,000 | $125,000 | 114 | Mar 13 | sec.gov |
| Presa Solutions Inc | Pharmaceuticals | Las Colinas | TX | $110,000 | Indefinite | 3 | Mar 14 | sec.gov |
| Eleva Members LLC | Commercial | Vancouver | WA | $107,568 | $40,000,000 | 1 | Mar 15 | sec.gov |
| Bioverge Funds, Modulo I, LLC | Investing | Boise | ID | $107,500 | $125,000 | 10 | Mar 17 | sec.gov |
| PLATINEX INC. | Other Energy | Newmarket | $100,000 | $100,000 | 1 | Mar 17 | sec.gov | |
| Reactive Streaming Inc. | Other Technology | Brooklyn | NY | $100,000 | $100,000 | 1 | Mar 16 | sec.gov |
| Cloud Dentistry, Inc. | Other Health Care | Wellesley | MA | $100,000 | $2,250,000 | 2 | Mar 16 | sec.gov |
| ByUS Media LLC | Other | Madison | WI | $100,000 | $600,000 | 1 | Mar 15 | sec.gov |
| Drop Another LLC | Retailing | Ridgefield | CT | $100,000 | $1,500,000 | 1 | Mar 14 | sec.gov |
| Sondr, Inc. | Other Technology | New York | NY | $100,000 | $500,000 | 1 | Mar 14 | sec.gov |
| immersionED Inc. | Other Technology | Chicago | IL | $100,000 | $100,000 | 1 | Mar 13 | sec.gov |
| CENTR Brands Corp. | Retailing | Vancouver | $98,176 | $98,176 | 1 | Mar 17 | sec.gov | |
| Burgh R1, LLC | Residential | Highland Villiage | TX | $95,000 | $100,000 | 11 | Mar 14 | sec.gov |
| LENSLOGIX, Inc. | Other Technology | Jacksonville | FL | $90,000 | Indefinite | 2 | Mar 17 | sec.gov |
| BOOMSTR HELIUM HOTSPOT 5, LLC | Investing | Scottsdale | AZ | $80,000 | $80,000 | 1 | Mar 13 | sec.gov |
| immersionED Inc. | Other | Chicago | IL | $77,500 | Indefinite | 4 | Mar 13 | sec.gov |
| Smart Seawall Technologies, Inc. | Other | Hollywood | FL | $75,000 | $5,000,000 | 2 | Mar 16 | sec.gov |
| Koga Engineering & Construction, Inc. | Construction | Honolulu | HI | $61,532 | $61,532 | 4 | Mar 17 | sec.gov |
| INSTRUMENTUM, LLC | Other | Grand Rapids | MI | $60,000 | $600,000 | 1 | Mar 16 | sec.gov |
| Shop & Shout Ltd. | Other | Vancouver | $50,000 | $50,000 | 1 | Mar 17 | sec.gov | |
| Enspira Inc. | Other | Studio City | CA | $50,000 | $50,000 | 1 | Mar 17 | sec.gov |
| WavedIn Inc. | Other | Massapequa | NY | $50,000 | $1,000,000 | 2 | Mar 15 | sec.gov |
| REVE LABS INC. (amended) | Other Technology | Brooklyn | NY | $50,000 | Indefinite | 1 | Mar 15 | sec.gov |
| Cellular Logistics, Inc. | Biotechnology | Madison | WI | $50,000 | $350,000 | 2 | Mar 14 | sec.gov |
| BOOMSTR HELIUM HOTSPOT 9, LLC | Investing | Scottsdale | AZ | $50,000 | $50,000 | 1 | Mar 13 | sec.gov |
| BOOMSTR HELIUM HOTSPOT 8, LLC | Investing | Scottsdale | AZ | $50,000 | $50,000 | 1 | Mar 13 | sec.gov |
| REVE LABS INC. (amended) | Other Technology | Brooklyn | NY | $50,000 | Indefinite | 1 | Mar 13 | sec.gov |
| Seismic Capital Co (amended) | Other | Beverly Hills | CA | $50,000 | $50,000,000 | 1 | Mar 13 | sec.gov |
| American Housing Impact Fund I LLC | Other Real Estate | Indiannapolis | IN | $40,000 | $10,000,000 | 1 | Mar 15 | sec.gov |
| Vision Quest 10X Fund LLC | Other | San Diego | CA | $40,000 | $400,000 | 1 | Mar 13 | sec.gov |
| VERB AI Inc. | Other Technology | Pelham | NY | $39,875 | $1,000,000 | 4 | Mar 14 | sec.gov |
| VALT Enterprizes, Inc. | Manufacturing | Presque Isle | ME | $31,000 | $6,000,000 | 3 | Mar 16 | sec.gov |
| Early Detection Inc. | Biotechnology | Newport News | VA | $25,000 | $2,000,000 | 1 | Mar 17 | sec.gov |
| USEDC Opportunity Zone Fund II LP (amended) | Oil and Gas | Arlington | TX | $25,000 | $150,000,000 | 0 | Mar 14 | sec.gov |
| Interra Copper Corp. | Other | Vancouver | $24,474 | $24,474 | 1 | Mar 17 | sec.gov | |
| Rheaply, Inc. | Other Technology | Chicago | IL | $15,234 | $15,234 | 1 | Mar 15 | sec.gov |
| Angold Resources Ltd. | Other | Vancouver | $14,696 | $14,696 | 1 | Mar 14 | sec.gov | |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $10,010 | Indefinite | 1 | Mar 14 | sec.gov |
| Use Context, Inc | Other Technology | Bozeman | MT | $10,000 | $500,000 | 1 | Mar 15 | sec.gov |
| M FINANCIAL HOLDINGS INC | Insurance | Portland | OR | $10,000 | $10,000 | 1 | Mar 15 | sec.gov |
| VERIHIRE, INC. | Other Technology | Aspen | CO | $10,000 | Indefinite | 1 | Mar 13 | sec.gov |
| National Diversified Fund 6-SB, LLC | Commercial | Denver | CO | $10,000 | $20,000,000 | 1 | Mar 13 | sec.gov |
| REVE LABS INC. (amended) | Other Technology | Brooklyn | NY | $5,000 | Indefinite | 1 | Mar 13 | sec.gov |
| Echo Ltd. | Other | Calgary | $4,534 | $4,534 | 12 | Mar 13 | sec.gov | |
| EV Minerals Corp | Other | Toronto | $4,355 | $4,355 | 1 | Mar 17 | sec.gov | |
| Chilean Cobalt Corp. | Business Services | Berwyn | PA | $2,120 | $2,120 | 13 | Mar 16 | sec.gov |
| Chilean Cobalt Corp. | Business Services | Berwyn | PA | $1,166 | $1,166 | 1 | Mar 16 | sec.gov |
| Gaingels SV Pacific Ventures ByHeart LLC | Other | Burlington | VT | $508 | $508 | 1 | Mar 16 | sec.gov |
| ADIRA CAPITAL LLC | Commercial | St Augustine | FL | $0 | $10,000,000 | 0 | Mar 17 | sec.gov |
| Hyprov Las Vegas LP | Other | New York | NY | $0 | $1,500,000 | 0 | Mar 17 | sec.gov |
| Innova Ag Innovation Fund VI, LP | Investing | Memphis | TN | $0 | $75,000,000 | 0 | Mar 17 | sec.gov |
| F4 Caliber Minerals LP | Oil and Gas | Austin | TX | $0 | $15,000,000 | 0 | Mar 17 | sec.gov |
| 266 Independence LLC | Residential | Broken Arrow | OK | $0 | $2,600,000 | 0 | Mar 17 | sec.gov |
| Catalina Houston LLC | Commercial | Sugar Land | TX | $0 | $5,000,000 | 0 | Mar 17 | sec.gov |
| MyWay Productions Ltd Liability Co | Other | New York | NY | $0 | $2,100,000 | 0 | Mar 17 | sec.gov |
| DOWAR Musical Ltd Liability Co | Other | New York | NY | $0 | $2,000,000 | 0 | Mar 17 | sec.gov |
| BENZINI BROS Ltd LIABILITY Co | Other | New York | NY | $0 | $8,000,000 | 0 | Mar 17 | sec.gov |
| PTI Management Holdings II, LLC (amended) | Telecommunications | Boca Raton | FL | $0 | Indefinite | 54 | Mar 17 | sec.gov |
| Skinz Inc | Other | Casper | WY | $0 | $5,000,000 | 0 | Mar 17 | sec.gov |
| Advantage Health Properties, L.L.C. | Commercial | Grand Rapids | MI | $0 | $5,000,000 | 0 | Mar 17 | sec.gov |
| Hexa Cube Green Energy Aggregator, LLC (amended) | Other | Grand Cayman | $0 | Indefinite | 1 | Mar 17 | sec.gov | |
| Cube Cold Europe Holdings, LLC | Other | Grand Cayman | $0 | Indefinite | 1 | Mar 17 | sec.gov | |
| Hexa Cube Green Energy Aggregator, LLC | Other | Grand Cayman | $0 | Indefinite | 1 | Mar 17 | sec.gov | |
| Carwisely LLC | Other Technology | Sheridan | WY | $0 | Indefinite | 0 | Mar 16 | sec.gov |
| Generations Capital I LLC | Commercial | New Orleans | LA | $0 | $500,000 | 0 | Mar 16 | sec.gov |
| Madison Distressed Credit Fund, LLC | Commercial | Charlotte | NC | $0 | $100,000,000 | 0 | Mar 16 | sec.gov |
| Go Store It Hampton DST | Commercial | Charlotte | NC | $0 | $15,000,000 | 0 | Mar 16 | sec.gov |
| TCM Limited Partnership | REITS and Finance | El Monte | CA | $0 | $79,200,000 | 0 | Mar 16 | sec.gov |
| GV 2023 GP, L.P. | Investing | Mountain View | CA | $0 | Indefinite | 88 | Mar 16 | sec.gov |
| Glassview Glacier LLC | Other | Kalispell | MT | $0 | $2,645,000 | 0 | Mar 16 | sec.gov |
| Commercium Financial, Inc. | Other Banking and Financial Services | Cheyenne | WY | $0 | $3,755,000 | 0 | Mar 16 | sec.gov |
| Eye To Eye Telehealth, Inc. | Other Health Care | Cheyenne | WY | $0 | $1,000,000 | 0 | Mar 16 | sec.gov |
| Profitic, Inc. | Other Technology | Orem | UT | $0 | $1,000,000 | 0 | Mar 16 | sec.gov |
| Activz Global, LLC | Other | West Jordan | UT | $0 | $2,083,479 | 0 | Mar 16 | sec.gov |
| TEM Capital Encore, LLC | Other | Anaheim | CA | $0 | $5,000,000 | 0 | Mar 15 | sec.gov |
| 212 Obsidian Holdings, LLC | Commercial | Kingwood | TX | $0 | $9,000,000 | 0 | Mar 15 | sec.gov |
| humbug LLC | Restaurants | Charlotte | NC | $0 | $375,000 | 0 | Mar 15 | sec.gov |
| Four Core REI TPOH, LLC | Commercial | Allen | TX | $0 | $2,750,000 | 0 | Mar 15 | sec.gov |
| Interopay Inc. | Other Technology | Portland | OR | $0 | $2,000,000 | 0 | Mar 15 | sec.gov |
| JBlack Luxury Investments, LLC | Other Real Estate | East Point | GA | $0 | Indefinite | 0 | Mar 15 | sec.gov |
| Battery Storage Feeder Ltd | Other Energy | St. Helier | $0 | Indefinite | 0 | Mar 15 | sec.gov | |
| SIX FOUR RIVER ROAD, LLC (amended) | Residential | Jacksonville | FL | $0 | $3,750,000 | 0 | Mar 15 | sec.gov |
| FREEDOM GROVE, LLC | Residential | San Juan | PR | $0 | $2,500,000 | 0 | Mar 15 | sec.gov |
| Blockchain Capital Solutions DeFi, LLC (amended) | Other | Miami | FL | $0 | Indefinite | 0 | Mar 15 | sec.gov |
| Crate, Inc. | Other Technology | Beaverton | OR | $0 | $3,000,000 | 0 | Mar 15 | sec.gov |
| CapWest Income LLC | Other Real Estate | La Jolla | CA | $0 | $10,000,000 | 0 | Mar 15 | sec.gov |
| Cutten Investors LLC | Commercial | Boise | ID | $0 | $3,235,000 | 0 | Mar 15 | sec.gov |
| Marcella Golf Club LLC | Other | Lehi | UT | $0 | Indefinite | 10 | Mar 14 | sec.gov |
| Park Valley Equity Partners LLC | Commercial | Decatur | GA | $0 | $12,000,000 | 0 | Mar 14 | sec.gov |
| Monumental Minerals Corp. | Other | Vancouver | $0 | $20,423 | 0 | Mar 14 | sec.gov | |
| TC FARM INC | Other Technology | Minnetonka | MN | $0 | $1,500,000 | 0 | Mar 14 | sec.gov |
| POLARIS AT AUBURN PARTNERS LLC | Commercial | Marietta | GA | $0 | $3,500,000 | 0 | Mar 14 | sec.gov |
| ExchangeRight Net-Leased Portfolio 62 DST | Commercial | Pasadena | CA | $0 | $61,625,000 | 0 | Mar 14 | sec.gov |
| Larstones Fund I, LP (amended) | Commercial | Albany | NY | $0 | $15,000,000 | 0 | Mar 14 | sec.gov |
| Radify Fund 2023, LP | Lodging and Conventions | North Bend | WA | $0 | Indefinite | 0 | Mar 14 | sec.gov |
| Greenleaf Investment Partners L104, LLC | Commercial | Norcross | GA | $0 | $1,300,000 | 25 | Mar 14 | sec.gov |
| HoneyBricks 002 LLC (amended) | Other Real Estate | South San Francisco | CA | $0 | $500,000 | 0 | Mar 14 | sec.gov |
| HONEYBRICKS 004 LLC | Other Real Estate | South San Francisco | CA | $0 | $100,000 | 0 | Mar 14 | sec.gov |
| Genflat, Inc. | Other | Tooele | UT | $0 | $10,000,000 | 0 | Mar 14 | sec.gov |
| Fibo Town 005 LLC | Residential | New York | NY | $0 | $112,500 | 0 | Mar 14 | sec.gov |
| Fibo Town 004 LLC | Residential | New York | NY | $0 | $96,000 | 0 | Mar 14 | sec.gov |
| Longline Westside Holdings, LLC | Other Real Estate | Atlanta | GA | $0 | $10,300,000 | 0 | Mar 14 | sec.gov |
| Conduit Blockchain Technologies, Inc. | Other Banking and Financial Services | Ashland | MA | $0 | Indefinite | 0 | Mar 14 | sec.gov |
| GRUBB REAL ESTATE INVESTMENT CO LLC | Other Real Estate | Charlotte | NC | $0 | $16,974,580 | 0 | Mar 14 | sec.gov |
| Shopoff Fund VII, LP (amended) | Other Real Estate | Irvine | CA | $0 | $50,000,000 | 0 | Mar 14 | sec.gov |
| Delta Parent Holdings, Inc. | Other | New York | NY | $0 | Indefinite | 0 | Mar 14 | sec.gov |
| Mobile Medical Doctors Holding Company, Inc. | Other Health Care | Lewes | DE | $0 | $1,000,000 | 0 | Mar 14 | sec.gov |
| Mobile Medical Doctors Holding Company, Inc. | Other Health Care | Lewes | DE | $0 | $500,000 | 0 | Mar 14 | sec.gov |
| Mobile Medical Doctors Holding Company, Inc. | Other Health Care | Lewes | DE | $0 | $300,000 | 0 | Mar 14 | sec.gov |
| Mobile Medical Doctors Holding Company, Inc. | Other Health Care | Lewes | DE | $0 | $803,658 | 0 | Mar 14 | sec.gov |
| Cerebro Holdings, LLC | Other Health Care | Newtown Square | PA | $0 | Indefinite | 0 | Mar 14 | sec.gov |
| BIRMINGHAM OUTPATIENT SURGERY CENTER, LTD. | Other Health Care | Birmingham | AL | $0 | $59,694 | 0 | Mar 14 | sec.gov |
| ILE Homes Single Family Rental Fund III, LP | Residential | Dallas | TX | $0 | $75,000,000 | 0 | Mar 13 | sec.gov |
| Nebraska Farmers Network, LLC | Other Real Estate | Lincoln | NE | $0 | $5,000,000 | 0 | Mar 13 | sec.gov |
| SSCP Growth Fund, LLC | Other | Lehi | UT | $0 | $10,000,000 | 0 | Mar 13 | sec.gov |
| Metro Business, Inc. | Retailing | Mendham | NJ | $0 | $1,000,000 | 0 | Mar 13 | sec.gov |
| BTA 22300 Arbor II Private Placement Program Co | Oil and Gas | Midland | TX | $0 | $350,000,000 | 0 | Mar 13 | sec.gov |
| Redwood Tiffany Springs North Ambassador Drive MO P1 LLC | Residential | Independence | OH | $0 | $1,912,932 | 0 | Mar 13 | sec.gov |
| Proof Management Holdings LLC | Other | Menlo Park | CA | $0 | Indefinite | 0 | Mar 13 | sec.gov |
| Thrive ManagementCo, LLC | Other Health Care | Menlo Park | CA | $0 | Indefinite | 0 | Mar 13 | sec.gov |
| Proof Topco LLC | Other | Menlo Park | CA | $0 | Indefinite | 0 | Mar 13 | sec.gov |
Week of Mar 20 · Week of Mar 6 · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.