Data / Form D filings / Mar 15
Form D filings, March 15, 2023: 95 companies raised $2.70 billion
95 operating companies filed a Form D on March 15, 2023, reporting $2.70 billion sold. Largest: Martello Re LP ($1.64 billion), Cohen & Steers Income Opportunities REIT, Inc. ($163.1 million), Diversified Residential Portfolio III DST ($155.9 million). The median filing is $3.5 million, and 204 pooled investment funds also filed that day.
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- 95Form D filings
- $2.70 billionreported sold
- $3.5 millionmedian amount sold
- CAmost filings (15)
Most filings by state: CA 15, TX 10, FL 6, NY 6, IL 5. By industry: Other Technology 27, Other 15, Other Real Estate 12, Commercial 6.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Martello Re LP (amended) | Insurance | Charlotte | NC | $1,639,625,000 | Indefinite | 39 | Mar 15 | sec.gov |
| Cohen & Steers Income Opportunities REIT, Inc. | REITS and Finance | New York | NY | $163,050,000 | Indefinite | 35 | Mar 15 | sec.gov |
| Diversified Residential Portfolio III DST (amended) | Other Real Estate | Oak Brook | IL | $155,885,870 | $209,327,056 | 258 | Mar 15 | sec.gov |
| Enstructure Holdco LLC | Other | Wellesley | MA | $120,000,000 | $120,000,000 | 27 | Mar 15 | sec.gov |
| RhumbLine Short Term Treasury Index Fund LLC | Investing | Boston | MA | $95,000,000 | Indefinite | 1 | Mar 15 | sec.gov |
| Legacy NW Fund, LLC (amended) | Other Real Estate | Bellevue | WA | $50,486,171 | $75,000,000 | 186 | Mar 15 | sec.gov |
| Lakewood Ranch SFR II DST (amended) | Other Real Estate | Oak Brook | IL | $47,045,496 | $62,589,462 | 118 | Mar 15 | sec.gov |
| Janus Health Technologies, Inc. | Other | Naples | FL | $45,099,969 | $55,100,000 | 4 | Mar 15 | sec.gov |
| Apkudo, Inc. | Other Technology | Baltimore | MD | $37,510,003 | $37,510,003 | 12 | Mar 15 | sec.gov |
| Kayak Capital, LLC (amended) | Other Real Estate | West Des Moines | IA | $28,450,000 | $30,000,000 | 34 | Mar 15 | sec.gov |
| Dakotaland Group, LLC | Manufacturing | Minneapolis | MN | $25,123,059 | $25,123,059 | 3 | Mar 15 | sec.gov |
| Derby at Steeplechase, LLC (amended) | Residential | Houston | TX | $19,784,450 | $26,000,000 | 111 | Mar 15 | sec.gov |
| VMD INDUSTRIAL FR LLC | Commercial | North Andover | MA | $17,180,000 | $17,180,000 | 39 | Mar 15 | sec.gov |
| Discord Inc. | Other Technology | San Francisco | CA | $15,749,250 | $15,749,250 | 3 | Mar 15 | sec.gov |
| dope.security inc. | Other Technology | Mountain View | CA | $15,700,000 | $16,099,959 | 11 | Mar 15 | sec.gov |
| Creisoft, Inc. | Other | Chicago | IL | $13,632,003 | $13,632,003 | 36 | Mar 15 | sec.gov |
| River Place Flats Holdings, LLC | Other Real Estate | Carmel | IN | $12,250,000 | $12,250,000 | 117 | Mar 15 | sec.gov |
| Engrain Technology Inc. | Computers | Greenwood Village | CO | $10,981,689 | $11,331,687 | 8 | Mar 15 | sec.gov |
| Onewall Co-Investment Fund I LP (amended) | Other Real Estate | Stamford | CT | $10,938,500 | $10,938,500 | 63 | Mar 15 | sec.gov |
| Orion Biotechnology Canada Ltd. (amended) | Biotechnology | Ottawa, Ontario | $9,889,371 | $15,000,000 | 114 | Mar 15 | sec.gov | |
| HIP MOBILITY, INC. | Other Technology | New York | NY | $9,432,908 | $9,999,995 | 30 | Mar 15 | sec.gov |
| Bardavon Health Innovations, Inc. | Other Technology | Overland Park | KS | $8,707,669 | $10,000,000 | 20 | Mar 15 | sec.gov |
| K2 Space Corp | Other Technology | West Hollywood | CA | $8,528,471 | $8,528,471 | 48 | Mar 15 | sec.gov |
| TiiCKER, Inc. | Other Technology | Detroit | MI | $8,346,483 | $10,726,557 | 29 | Mar 15 | sec.gov |
| Frontier Aerospace Corp | Other Technology | Simi Valley | CA | $7,499,933 | $9,999,952 | 2 | Mar 15 | sec.gov |
| Cranium Al, Inc. | Other Technology | Short Hills | NJ | $7,000,000 | $7,000,000 | 3 | Mar 15 | sec.gov |
| Mindee Inc | Other Technology | San Francisco | CA | $7,000,000 | Indefinite | 4 | Mar 15 | sec.gov |
| NANOSPECTRA BIOSCIENCES INC | Other Health Care | Houston | TX | $6,066,104 | $10,066,119 | 51 | Mar 15 | sec.gov |
| M FINANCIAL HOLDINGS INC | Insurance | Portland | OR | $6,049,850 | $6,049,850 | 135 | Mar 15 | sec.gov |
| ChopShop Holdings, LLC | Restaurants | Plano | TX | $5,995,179 | $5,995,179 | 2 | Mar 15 | sec.gov |
| Notre Dame Federal Credit Union | Other Banking and Financial Services | Notre Dame | IN | $5,500,000 | $5,500,000 | 2 | Mar 15 | sec.gov |
| ONL Therapeutics, Inc. | Biotechnology | Ann Arbor | MI | $4,999,956 | $15,000,000 | 30 | Mar 15 | sec.gov |
| CONTROLLED THERMAL RESOURCES HOLDINGS INC. | Other Energy | Imperial | CA | $4,928,062 | $10,000,000 | 5 | Mar 15 | sec.gov |
| Laundris Corp | Other Technology | Austin | TX | $4,708,747 | $5,393,749 | 45 | Mar 15 | sec.gov |
| Alexander Capital Ventures LLC | Other Banking and Financial Services | Delray Beach | FL | $4,500,719 | $4,500,719 | 89 | Mar 15 | sec.gov |
| Alexander Capital Ventures LLC | Other Banking and Financial Services | Delray Beach | FL | $4,199,587 | $4,199,587 | 80 | Mar 15 | sec.gov |
| Virax Biolabs Group Ltd | Biotechnology | London | $4,000,000 | $4,000,000 | 1 | Mar 15 | sec.gov | |
| PWR Lab, Inc. | Other | Flagstaff | AZ | $3,994,997 | $5,455,000 | 35 | Mar 15 | sec.gov |
| Dolores Park Labs Inc | Other Technology | San Francisco | CA | $3,780,000 | $4,000,000 | 10 | Mar 15 | sec.gov |
| Galen Data, Inc. | Other Technology | Houston | TX | $3,500,845 | $3,500,845 | 58 | Mar 15 | sec.gov |
| Mainland West End Circle, LLC | Commercial | Nashville | TN | $3,455,000 | $3,455,000 | 22 | Mar 15 | sec.gov |
| Cerebro Capital, Inc. (amended) | Other Technology | Baltimore | MD | $3,451,100 | $6,000,134 | 17 | Mar 15 | sec.gov |
| Coven, Inc. | Other | St. Paul | MN | $3,283,986 | $4,498,986 | 21 | Mar 15 | sec.gov |
| iotaMotion, Inc. (amended) | Other Health Care | Iowa City | IA | $3,110,733 | $3,110,733 | 47 | Mar 15 | sec.gov |
| Sol-REIT, LLC | REITS and Finance | Baltimore | MD | $3,050,000 | $1,000,000,000 | 8 | Mar 15 | sec.gov |
| Building Swell, Inc. | Other | San Francisco | CA | $3,030,998 | $3,030,998 | 11 | Mar 15 | sec.gov |
| Pontoro Inc. | Other Technology | Mountain View | CA | $3,000,000 | $3,900,000 | 2 | Mar 15 | sec.gov |
| Alexander Capital Ventures LLC | Other Banking and Financial Services | Delray Beach | FL | $2,662,750 | $2,662,750 | 51 | Mar 15 | sec.gov |
| H2 Clipper, Inc. | Other | Santa Barbara | CA | $2,125,000 | $2,125,000 | 4 | Mar 15 | sec.gov |
| Inventure, LLC | Pharmaceuticals | Southbury | CT | $2,100,000 | $2,100,000 | 5 | Mar 15 | sec.gov |
| JOLIE SKIN COMPANY, INC. | Other | Accord | NY | $2,000,000 | $2,000,000 | 1 | Mar 15 | sec.gov |
| IQRecruit, Inc. | Other Technology | Nashville | TN | $1,950,000 | $1,950,000 | 3 | Mar 15 | sec.gov |
| Casa Group Holdings, Inc. | Other Technology | Durham | ME | $1,650,000 | $2,000,000 | 25 | Mar 15 | sec.gov |
| Thayer Properties, Inc. (amended) | Residential | Newport Beach | CA | $1,575,000 | Indefinite | 15 | Mar 15 | sec.gov |
| Wildcat Exploration, LLC | Oil and Gas | Glasgow | KY | $1,500,000 | $1,500,000 | 6 | Mar 15 | sec.gov |
| NFANT Labs, LLC (amended) | Other Health Care | Marietta | GA | $1,421,000 | $2,000,000 | 17 | Mar 15 | sec.gov |
| Trete Inc. | Other Real Estate | Prosper | TX | $1,420,000 | $1,420,000 | 11 | Mar 15 | sec.gov |
| Texas Strategic Growth Fund, L.P. (amended) | Other Real Estate | Dallas | TX | $1,285,000 | $100,000,000 | 6 | Mar 15 | sec.gov |
| Condor Global Forestry Products Inc | Agriculture | Denver | CO | $1,229,372 | $1,720,000 | 10 | Mar 15 | sec.gov |
| Entegrata, Inc. | Other Technology | Carmel | IN | $1,000,000 | $1,000,000 | 1 | Mar 15 | sec.gov |
| Ricovr Healthcare Inc. | Other Health Care | Princeton | NJ | $832,500 | $1,500,000 | 10 | Mar 15 | sec.gov |
| Halla, Inc. (amended) | Other Technology | Burbank | CA | $702,625 | $1,300,000 | 20 | Mar 15 | sec.gov |
| Condor Global Forestry Products Inc | Agriculture | Denver | CO | $680,493 | $950,000 | 11 | Mar 15 | sec.gov |
| H2 Clipper, Inc. (amended) | Other | Santa Barbara | CA | $600,000 | $2,000,000 | 7 | Mar 15 | sec.gov |
| Virginia Physician Holding Company, LLC | Other Health Care | Alexandria | VA | $540,000 | $1,980,000 | 9 | Mar 15 | sec.gov |
| Hoptown Heights, LLC | Other | Jackson | WY | $500,000 | $1,600,000 | 5 | Mar 15 | sec.gov |
| Birchwood Healthcare Partners, LLC | Other Health Care | Chicago | IL | $500,000 | $2,000,000 | 4 | Mar 15 | sec.gov |
| Slot Check, Inc. | Other Technology | Madison | WI | $499,996 | $499,996 | 1 | Mar 15 | sec.gov |
| Eavor Technologies Inc. | Other Technology | Calgary | $405,000 | $405,000 | 1 | Mar 15 | sec.gov | |
| ATLANTA GROCERY PORTFOLIO REALTY FUND LLC | Other Real Estate | Red Bank | NJ | $375,000 | $24,263,605 | 8 | Mar 15 | sec.gov |
| REVE LABS INC. | Other Technology | Brooklyn | NY | $311,147 | Indefinite | 1 | Mar 15 | sec.gov |
| GREEN MATTERS TECHNOLOGIES INC. | Manufacturing | Langley | $300,000 | $300,000 | 1 | Mar 15 | sec.gov | |
| Statesman Project Foghorn, LLC | Manufacturing | Houston | TX | $270,000 | $270,000 | 9 | Mar 15 | sec.gov |
| Gaingels K2 Space LLC | Other | Burlington | VT | $199,998 | $199,998 | 20 | Mar 15 | sec.gov |
| Eleva Members LLC | Commercial | Vancouver | WA | $107,568 | $40,000,000 | 1 | Mar 15 | sec.gov |
| ByUS Media LLC | Other | Madison | WI | $100,000 | $600,000 | 1 | Mar 15 | sec.gov |
| WavedIn Inc. | Other | Massapequa | NY | $50,000 | $1,000,000 | 2 | Mar 15 | sec.gov |
| REVE LABS INC. (amended) | Other Technology | Brooklyn | NY | $50,000 | Indefinite | 1 | Mar 15 | sec.gov |
| American Housing Impact Fund I LLC | Other Real Estate | Indiannapolis | IN | $40,000 | $10,000,000 | 1 | Mar 15 | sec.gov |
| Rheaply, Inc. | Other Technology | Chicago | IL | $15,234 | $15,234 | 1 | Mar 15 | sec.gov |
| Use Context, Inc | Other Technology | Bozeman | MT | $10,000 | $500,000 | 1 | Mar 15 | sec.gov |
| M FINANCIAL HOLDINGS INC | Insurance | Portland | OR | $10,000 | $10,000 | 1 | Mar 15 | sec.gov |
| TEM Capital Encore, LLC | Other | Anaheim | CA | $0 | $5,000,000 | 0 | Mar 15 | sec.gov |
| 212 Obsidian Holdings, LLC | Commercial | Kingwood | TX | $0 | $9,000,000 | 0 | Mar 15 | sec.gov |
| humbug LLC | Restaurants | Charlotte | NC | $0 | $375,000 | 0 | Mar 15 | sec.gov |
| Four Core REI TPOH, LLC | Commercial | Allen | TX | $0 | $2,750,000 | 0 | Mar 15 | sec.gov |
| Interopay Inc. | Other Technology | Portland | OR | $0 | $2,000,000 | 0 | Mar 15 | sec.gov |
| JBlack Luxury Investments, LLC | Other Real Estate | East Point | GA | $0 | Indefinite | 0 | Mar 15 | sec.gov |
| Battery Storage Feeder Ltd | Other Energy | St. Helier | $0 | Indefinite | 0 | Mar 15 | sec.gov | |
| SIX FOUR RIVER ROAD, LLC (amended) | Residential | Jacksonville | FL | $0 | $3,750,000 | 0 | Mar 15 | sec.gov |
| FREEDOM GROVE, LLC | Residential | San Juan | PR | $0 | $2,500,000 | 0 | Mar 15 | sec.gov |
| Blockchain Capital Solutions DeFi, LLC (amended) | Other | Miami | FL | $0 | Indefinite | 0 | Mar 15 | sec.gov |
| Crate, Inc. | Other Technology | Beaverton | OR | $0 | $3,000,000 | 0 | Mar 15 | sec.gov |
| CapWest Income LLC | Other Real Estate | La Jolla | CA | $0 | $10,000,000 | 0 | Mar 15 | sec.gov |
| Cutten Investors LLC | Commercial | Boise | ID | $0 | $3,235,000 | 0 | Mar 15 | sec.gov |
March 16, 2023 · March 14, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.