Data / Form D filings / Mar 16
Form D filings, March 16, 2023: 84 companies raised $606.7 million
84 operating companies filed a Form D on March 16, 2023, reporting $606.7 million sold. Largest: Merritt Community Capital Fund 23, L.P. ($178.6 million), Ecoark Holdings, Inc. ($100 million), Zus Health, Inc. ($28.3 million). The median filing is $1.6 million, and 150 pooled investment funds also filed that day.
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- 84Form D filings
- $606.7 millionreported sold
- $1.6 millionmedian amount sold
- CAmost filings (14)
Most filings by state: CA 14, NY 8, MA 6, TX 5, GA 4. By industry: Other 25, Other Technology 13, Other Health Care 10, Commercial 8.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Merritt Community Capital Fund 23, L.P. | Investing | Oakland | CA | $178,605,000 | $178,605,000 | 13 | Mar 16 | sec.gov |
| Ecoark Holdings, Inc. | Other | San Antonio | TX | $100,000,000 | $100,000,000 | 50 | Mar 16 | sec.gov |
| Zus Health, Inc. | Other Health Care | Boston | MA | $28,271,743 | $39,999,892 | 22 | Mar 16 | sec.gov |
| UNIVERSITY BANCORP INC /DE/ (amended) | Commercial Banking | Ann Arbor | MI | $28,000,000 | $30,000,000 | 15 | Mar 16 | sec.gov |
| Blank Street Inc. | Other | Brooklyn | NY | $26,824,340 | $36,824,340 | 38 | Mar 16 | sec.gov |
| CF NET LEASE PORTFOLIO IV DST (amended) | Commercial | New York | NY | $21,620,000 | $21,620,000 | 52 | Mar 16 | sec.gov |
| VELOCITY PORTFOLIO GROUP INC | Investing | Wall Township | NJ | $20,200,000 | $20,200,000 | 5 | Mar 16 | sec.gov |
| Micro Medical Solutions, Inc. | Other | Wilmington | MA | $16,585,574 | $40,000,000 | 87 | Mar 16 | sec.gov |
| Rankmi Holdings Ltd | Other | Providencia | $16,386,876 | $22,386,876 | 1 | Mar 16 | sec.gov | |
| Starfish Space Inc. | Other | Kent | WA | $13,412,563 | $14,999,999 | 6 | Mar 16 | sec.gov |
| Newport Verona, LLC | Residential | Cumming | GA | $9,800,000 | $9,800,000 | 78 | Mar 16 | sec.gov |
| forTRA Health, Inc. (amended) | Other | Redwood City | CA | $9,689,268 | $16,788,000 | 32 | Mar 16 | sec.gov |
| AT CROYDON WAY, LP | Commercial | Spokane Valley | WA | $8,950,000 | $10,000,000 | 20 | Mar 16 | sec.gov |
| West Hill Global, Inc. | Other Technology | Atlanta | GA | $8,499,990 | $8,499,990 | 13 | Mar 16 | sec.gov |
| PayByWallet, Inc. | Other Banking and Financial Services | Queretaro | $8,484,109 | $8,484,109 | 22 | Mar 16 | sec.gov | |
| New Urban Development Fund I, LLC | Commercial | Peachtree Corners | GA | $7,542,377 | $8,000,000 | 12 | Mar 16 | sec.gov |
| Shennon Biotechnologies Inc. | Biotechnology | San Francisco | CA | $7,299,925 | $7,299,925 | 9 | Mar 16 | sec.gov |
| Cura Financial Inc. | Other Health Care | Fountain Valley | CA | $7,250,814 | $7,679,489 | 31 | Mar 16 | sec.gov |
| OP Quarry Road, LLC | Commercial | Truckee | CA | $7,250,000 | $7,300,000 | 53 | Mar 16 | sec.gov |
| Mindee Inc (amended) | Other Technology | San Francisco | CA | $7,000,000 | Indefinite | 4 | Mar 16 | sec.gov |
| CVG Lofts at Fort Union LLC | Residential | Scottsdale | AZ | $6,700,000 | $6,700,000 | 58 | Mar 16 | sec.gov |
| Ladera FW LP | Commercial | Dallas | TX | $5,535,000 | $6,435,000 | 28 | Mar 16 | sec.gov |
| Hawaiian Bros Inc. | Restaurants | Kansas City | MO | $5,182,795 | $9,000,000 | 19 | Mar 16 | sec.gov |
| West Hill Global, Inc. | Other Technology | Atlanta | GA | $5,001,706 | $5,001,706 | 14 | Mar 16 | sec.gov |
| UpHealth, Inc. | Other Health Care | Delray Beach | FL | $4,500,000 | $4,500,000 | 1 | Mar 16 | sec.gov |
| TRDwind Mustang Ltd Investors, LLC | Residential | Houston | TX | $4,100,000 | $4,100,000 | 37 | Mar 16 | sec.gov |
| Classic.com, Inc. (amended) | Other | Miami | FL | $3,500,000 | $8,500,000 | 13 | Mar 16 | sec.gov |
| Jensen Ranch, LLC | Agriculture | Delano | CA | $3,200,000 | $3,200,000 | 98 | Mar 16 | sec.gov |
| Kismet Technologies LLC | Other Technology | Orlando | FL | $2,625,000 | $6,125,000 | 9 | Mar 16 | sec.gov |
| Gateway at Prospect Apartments, LLC (amended) | Residential | Colorado Springs | CO | $2,350,000 | $2,400,000 | 16 | Mar 16 | sec.gov |
| Cotogna Sports Group, LLC (amended) | Other | Wilmington | DE | $2,325,000 | $2,325,000 | 32 | Mar 16 | sec.gov |
| Eniware LLC (amended) | Other Health Care | Chevy Chase | MD | $2,190,000 | $5,000,000 | 4 | Mar 16 | sec.gov |
| Osprey NFT Fund LP (amended) | Other | Fairfield | CT | $2,128,000 | Indefinite | 37 | Mar 16 | sec.gov |
| Honor Bancorp, Inc. (amended) | Commercial Banking | Honor | MI | $1,918,576 | Indefinite | 317 | Mar 16 | sec.gov |
| AHA Partners LLC | Other | Calistoga | CA | $1,750,000 | $2,000,000 | 6 | Mar 16 | sec.gov |
| DedCool, Inc. | Other | Los Angeles | CA | $1,749,999 | $1,750,000 | 3 | Mar 16 | sec.gov |
| SPICEOLOGY, INC. (amended) | Other | Spokane | WA | $1,551,236 | $3,500,000 | 15 | Mar 16 | sec.gov |
| Triopsy Medical, Inc. | Other Technology | Aurora | CO | $1,500,000 | $3,000,000 | 1 | Mar 16 | sec.gov |
| BWAY SPV 2, LLC | Investing | New York City | NY | $1,455,000 | $2,000,000 | 43 | Mar 16 | sec.gov |
| BWAY SPV 1 LLC | Investing | New York City | NY | $1,411,000 | $2,000,000 | 30 | Mar 16 | sec.gov |
| DST 150 LLC | Other Real Estate | Bend | OR | $1,279,841 | $22,500,000 | 1 | Mar 16 | sec.gov |
| AVA 200 LLC | Other Real Estate | Bend | OR | $1,279,841 | $22,500,000 | 1 | Mar 16 | sec.gov |
| Cribsee Inc. | Other Technology | San Diego | CA | $1,272,825 | $1,411,800 | 19 | Mar 16 | sec.gov |
| Halsey Dr Land Austin LLC | Construction | Allen | TX | $1,135,000 | $9,000,000 | 4 | Mar 16 | sec.gov |
| REVE LABS INC. | Other Technology | Brooklyn | NY | $1,000,000 | Indefinite | 1 | Mar 16 | sec.gov |
| Theia Venture Fund I-B1, LP | Investing | Lake Forest | IL | $850,001 | $850,001 | 9 | Mar 16 | sec.gov |
| Wellway SWFL LLC | Other Health Care | Plymouth | MN | $750,000 | $1,500,000 | 3 | Mar 16 | sec.gov |
| Rho Impact, Inc. (amended) | Other Technology | Charlottesville | VA | $750,000 | $1,250,000 | 2 | Mar 16 | sec.gov |
| REPLICEL LIFE SCIENCES INC. | Other Technology | Vancouver Bc | $740,778 | $740,778 | 5 | Mar 16 | sec.gov | |
| Gaingels SV Pacific Ventures ByHeart LLC (amended) | Other | Burlington | VT | $508,000 | $508,000 | 1 | Mar 16 | sec.gov |
| Chilean Cobalt Corp. | Business Services | Berwyn | PA | $500,000 | $500,000 | 15 | Mar 16 | sec.gov |
| Peak Alabama Fund, LLC | Residential | Hurst | TX | $400,000 | $1,500,000 | 3 | Mar 16 | sec.gov |
| Doce Mezcal, Inc. (amended) | Other | New York | NY | $385,000 | $500,000 | 20 | Mar 16 | sec.gov |
| College Guidance Network, Inc. (amended) | Other | Lexington | MA | $375,000 | $875,000 | 8 | Mar 16 | sec.gov |
| Axiomed, LLC (amended) | Other Health Care | Malden | MA | $320,000 | $30,000,000 | 6 | Mar 16 | sec.gov |
| RY Fund One, LLC | Other Real Estate | Dublin | CA | $305,000 | $25,000,000 | 5 | Mar 16 | sec.gov |
| Zorro-Flow, Inc. | Other Health Care | Birmingham | AL | $300,000 | $312,500 | 5 | Mar 16 | sec.gov |
| Golden Independence Mining Corp. | Other | Vancouver | $293,859 | $2,893,166 | 1 | Mar 16 | sec.gov | |
| Hometeam Technologies, Inc. | Other Health Care | New York | NY | $291,690 | $291,690 | 5 | Mar 16 | sec.gov |
| ARC Solutions Inc. | Other Technology | Edmond | OK | $270,000 | $7,500,000 | 2 | Mar 16 | sec.gov |
| Cardinal Avenue, LLC | Residential | Wilmington | DE | $246,800 | $246,800 | 38 | Mar 16 | sec.gov |
| Gaingels Proper LLC | Other | Burlington | VT | $213,828 | $213,828 | 16 | Mar 16 | sec.gov |
| JStar LLC | Other | Meridian | ID | $200,000 | $750,000 | 5 | Mar 16 | sec.gov |
| INCISIVE DENTAL PURCHASING, INC. | Other | Concord | MA | $200,000 | $1,990,900 | 5 | Mar 16 | sec.gov |
| Mimikai, Inc. | Other | Danville | CA | $130,658 | $600,000 | 9 | Mar 16 | sec.gov |
| Reactive Streaming Inc. | Other Technology | Brooklyn | NY | $100,000 | $100,000 | 1 | Mar 16 | sec.gov |
| Cloud Dentistry, Inc. | Other Health Care | Wellesley | MA | $100,000 | $2,250,000 | 2 | Mar 16 | sec.gov |
| Smart Seawall Technologies, Inc. | Other | Hollywood | FL | $75,000 | $5,000,000 | 2 | Mar 16 | sec.gov |
| INSTRUMENTUM, LLC | Other | Grand Rapids | MI | $60,000 | $600,000 | 1 | Mar 16 | sec.gov |
| VALT Enterprizes, Inc. | Manufacturing | Presque Isle | ME | $31,000 | $6,000,000 | 3 | Mar 16 | sec.gov |
| Chilean Cobalt Corp. | Business Services | Berwyn | PA | $2,120 | $2,120 | 13 | Mar 16 | sec.gov |
| Chilean Cobalt Corp. | Business Services | Berwyn | PA | $1,166 | $1,166 | 1 | Mar 16 | sec.gov |
| Gaingels SV Pacific Ventures ByHeart LLC | Other | Burlington | VT | $508 | $508 | 1 | Mar 16 | sec.gov |
| Carwisely LLC | Other Technology | Sheridan | WY | $0 | Indefinite | 0 | Mar 16 | sec.gov |
| Generations Capital I LLC | Commercial | New Orleans | LA | $0 | $500,000 | 0 | Mar 16 | sec.gov |
| Madison Distressed Credit Fund, LLC | Commercial | Charlotte | NC | $0 | $100,000,000 | 0 | Mar 16 | sec.gov |
| Go Store It Hampton DST | Commercial | Charlotte | NC | $0 | $15,000,000 | 0 | Mar 16 | sec.gov |
| TCM Limited Partnership | REITS and Finance | El Monte | CA | $0 | $79,200,000 | 0 | Mar 16 | sec.gov |
| GV 2023 GP, L.P. | Investing | Mountain View | CA | $0 | Indefinite | 88 | Mar 16 | sec.gov |
| Glassview Glacier LLC | Other | Kalispell | MT | $0 | $2,645,000 | 0 | Mar 16 | sec.gov |
| Commercium Financial, Inc. | Other Banking and Financial Services | Cheyenne | WY | $0 | $3,755,000 | 0 | Mar 16 | sec.gov |
| Eye To Eye Telehealth, Inc. | Other Health Care | Cheyenne | WY | $0 | $1,000,000 | 0 | Mar 16 | sec.gov |
| Profitic, Inc. | Other Technology | Orem | UT | $0 | $1,000,000 | 0 | Mar 16 | sec.gov |
| Activz Global, LLC | Other | West Jordan | UT | $0 | $2,083,479 | 0 | Mar 16 | sec.gov |
March 17, 2023 · March 15, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.