Data / Form D filings / Mar 17
Form D filings, March 17, 2023: 85 companies raised $537.4 million
85 operating companies filed a Form D on March 17, 2023, reporting $537.4 million sold. Largest: FPA Investor HoldCo VIII, LLC ($75.8 million), GMT Exploration Co LLC ($73.1 million), SunOpta Inc. ($52.3 million). The median filing is $1.4 million, and 131 pooled investment funds also filed that day.
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- 85Form D filings
- $537.4 millionreported sold
- $1.4 millionmedian amount sold
- NYmost filings (13)
Most filings by state: NY 13, CA 12, FL 10, TX 10, MA 4. By industry: Other 24, Other Technology 15, Residential 9, Investing 6.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| FPA Investor HoldCo VIII, LLC (amended) | Commercial | Irvine | CA | $75,800,000 | Indefinite | 17 | Mar 17 | sec.gov |
| GMT Exploration Co LLC | Oil and Gas | Denver | CO | $73,097,480 | $75,000,000 | 133 | Mar 17 | sec.gov |
| SunOpta Inc. | Agriculture | Eden Prairie | MN | $52,307,354 | $52,307,354 | 3 | Mar 17 | sec.gov |
| MM Miami Fund LLC (amended) | Other Real Estate | New York | NY | $47,500,000 | $50,000,000 | 11 | Mar 17 | sec.gov |
| Karlov Street Global RE 1, LLC | Investing | Boca Raton | FL | $36,000,000 | $36,000,000 | 95 | Mar 17 | sec.gov |
| 1010 CHURCH EQUITY FUND, LLC (amended) | Residential | Nashville | TN | $30,940,000 | $47,600,000 | 34 | Mar 17 | sec.gov |
| ConnectDER, Inc. | Other Energy | Falls Church | VA | $26,853,973 | $26,853,973 | 35 | Mar 17 | sec.gov |
| Karlov Street Diversified 2, LLC | Investing | Boca Raton | FL | $21,715,000 | $21,715,000 | 99 | Mar 17 | sec.gov |
| PAIGE.AI, Inc. | Other Health Care | New York | NY | $19,499,894 | $38,999,891 | 3 | Mar 17 | sec.gov |
| RF Ultimate Parent, Inc. (amended) | Other Technology | Somerville | MA | $11,325,964 | Indefinite | 129 | Mar 17 | sec.gov |
| Stonehenge Capital Fund Oklahoma I, LLC | Investing | Baton Rouge | LA | $10,638,040 | $10,638,040 | 9 | Mar 17 | sec.gov |
| Meadowhawk Biolabs, Inc. | Biotechnology | Marlborough | MA | $9,250,000 | $9,250,000 | 8 | Mar 17 | sec.gov |
| Abilita Bio, Inc. | Biotechnology | San Diego | CA | $7,500,000 | $7,500,000 | 1 | Mar 17 | sec.gov |
| Karlov Street Three Bears, LLC | Investing | Boca Raton | FL | $7,405,000 | $7,405,000 | 68 | Mar 17 | sec.gov |
| Best Response Strategies LLC (amended) | Other Technology | Richmond | VA | $7,085,101 | $7,665,000 | 16 | Mar 17 | sec.gov |
| LCG Entertainment, Inc. | Other | West Hollywood | CA | $6,799,998 | $12,799,998 | 14 | Mar 17 | sec.gov |
| Private Wealth Asset Management, LLC | Other Banking and Financial Services | Cedar Rapids | IA | $6,400,000 | $6,400,370 | 16 | Mar 17 | sec.gov |
| Meadowhawk Biolabs, Inc. | Biotechnology | Marlborough | MA | $6,000,000 | $6,000,000 | 9 | Mar 17 | sec.gov |
| EVERGREEN RENEWABLES INC. | Other Technology | Seattle | WA | $5,712,965 | $6,155,819 | 6 | Mar 17 | sec.gov |
| LSC Candlelight, LP | Residential | New York | NY | $5,655,000 | $5,655,000 | 81 | Mar 17 | sec.gov |
| Mage Technologies, Inc. | Other Technology | Santa Clara | CA | $5,487,999 | $5,582,999 | 25 | Mar 17 | sec.gov |
| SOTER TECHNOLOGIES INC. | Other Technology | Ronkonkoma | NY | $5,310,000 | $5,310,000 | 2 | Mar 17 | sec.gov |
| ARROWS SOFTWARE INC. | Other | West Hollywood | CA | $5,293,483 | $6,288,487 | 30 | Mar 17 | sec.gov |
| ConneX BioMedical, Inc. (amended) | Other Health Care | Boulder | CO | $5,155,935 | $5,500,000 | 2 | Mar 17 | sec.gov |
| Cureatr Inc. | Other Health Care | New York | NY | $4,336,655 | $9,000,000 | 1 | Mar 17 | sec.gov |
| Eumentis Therapeutics, Inc. | Pharmaceuticals | Newton | MA | $4,000,000 | $20,000,000 | 1 | Mar 17 | sec.gov |
| Tern Software Inc | Other Technology | Dover | DE | $3,819,997 | $3,999,999 | 8 | Mar 17 | sec.gov |
| ZapBatt, Inc. | Other Technology | Carlsbad | CA | $3,580,254 | $7,162,000 | 30 | Mar 17 | sec.gov |
| Markaaz, Inc. | Other Technology | Austin | TX | $3,149,987 | $12,000,000 | 8 | Mar 17 | sec.gov |
| AION Healthspan, Inc. | Pharmaceuticals | Miami | FL | $2,912,827 | $6,931,673 | 10 | Mar 17 | sec.gov |
| Dragon Capital Group LLC | Other | Los Altos | CA | $2,500,000 | $2,500,000 | 16 | Mar 17 | sec.gov |
| ZeroCarb Inc. | Other | Evansville | IN | $2,249,993 | $3,076,210 | 6 | Mar 17 | sec.gov |
| Meta Street, LP | Other Real Estate | Sacramento | CA | $1,550,000 | $1,550,000 | 18 | Mar 17 | sec.gov |
| THINK MULTIFAMILY EQUITY FUND 2 LLC | Residential | Prosper | TX | $1,500,000 | $1,500,000 | 4 | Mar 17 | sec.gov |
| THINK MULTIFAMILY EQUITY FUND 3 LLC | Residential | Prosper | TX | $1,400,000 | $1,400,000 | 4 | Mar 17 | sec.gov |
| Eye Care International LLC | Other Technology | Garden City | NY | $1,400,000 | $2,500,000 | 3 | Mar 17 | sec.gov |
| IPC Nashville Hospitality DST | Other Real Estate | Oak Brook | IL | $1,387,438 | $15,600,052 | 4 | Mar 17 | sec.gov |
| LION COPPER & GOLD CORP. | Other | Vancouver | $1,295,000 | $2,576,218 | 7 | Mar 17 | sec.gov | |
| THINK MULTIFAMILY EQUITY LLC | Residential | Prosper | TX | $1,200,000 | $1,500,000 | 3 | Mar 17 | sec.gov |
| Byte Foods, Inc. | Other | Petaluma | CA | $1,164,999 | $1,500,000 | 6 | Mar 17 | sec.gov |
| THINK MULTIFAMILY EQUITY FUND 5 LLC | Residential | Prosper | TX | $1,025,000 | $1,500,000 | 8 | Mar 17 | sec.gov |
| Paradigm Management Aggregator, LLC | Other | Dallas | TX | $927,174 | Indefinite | 1 | Mar 17 | sec.gov |
| Veg House Holdings Inc. | Retailing | Miami Beach | FL | $750,000 | $3,000,000 | 2 | Mar 17 | sec.gov |
| ALTITUDE OPYA SPV-2, LLC | Other Technology | Nashville | TN | $750,000 | $3,500,000 | 1 | Mar 17 | sec.gov |
| Elevai Labs Inc. | Other | Newport Beach | CA | $750,000 | $1,500,000 | 1 | Mar 17 | sec.gov |
| AMOpportunities, Inc. | Other | Chicago | IL | $749,999 | $1,978,275 | 3 | Mar 17 | sec.gov |
| THINK MULTIFAMILY EQUITY FUND 4 LLC | Residential | Prosper | TX | $700,000 | $1,400,000 | 2 | Mar 17 | sec.gov |
| Bam Multifamily Growth & Income Fund IV LLC | Other Real Estate | Carmel | IN | $650,000 | $150,000,000 | 3 | Mar 17 | sec.gov |
| Califia Pharma, Inc. | Pharmaceuticals | San Diego | CA | $599,999 | $1,199,999 | 2 | Mar 17 | sec.gov |
| Orion Haus Homes & Hotels Inc. | Other Technology | Fort Lauderdale | FL | $550,000 | $9,999,999 | 7 | Mar 17 | sec.gov |
| CredHub, Inc. | Other | Des Moines | WA | $524,999 | $3,000,000 | 4 | Mar 17 | sec.gov |
| Chalk Talk Solutions, Inc. | Other | New York | NY | $400,000 | $1,400,000 | 1 | Mar 17 | sec.gov |
| SAFIO Solutions, LLC | Other Technology | Brookfield | WI | $385,000 | $385,000 | 7 | Mar 17 | sec.gov |
| AEA Stonebridge LLC | Other | Windermere | TX | $325,000 | $650,000 | 1 | Mar 17 | sec.gov |
| Dealer Management Group, Inc. (amended) | Insurance | Townshend | VT | $325,000 | $390,000 | 5 | Mar 17 | sec.gov |
| Generations Capital I LLC (amended) | Commercial | New Orleans | LA | $300,000 | $500,000 | 4 | Mar 17 | sec.gov |
| Bamboo Ecologic Corp | Manufacturing | Sarasota | FL | $300,000 | $1,000,000 | 1 | Mar 17 | sec.gov |
| EagleHawk One, Inc. | Other Technology | Buffalo | NY | $255,000 | $500,000 | 7 | Mar 17 | sec.gov |
| REVE LABS INC. | Other Technology | Brooklyn | NY | $250,000 | Indefinite | 1 | Mar 17 | sec.gov |
| LSI Homebuyers LLC | Residential | Tacoma | WA | $116,000 | $200,000 | 12 | Mar 17 | sec.gov |
| Bioverge Funds, Modulo I, LLC | Investing | Boise | ID | $107,500 | $125,000 | 10 | Mar 17 | sec.gov |
| PLATINEX INC. | Other Energy | Newmarket | $100,000 | $100,000 | 1 | Mar 17 | sec.gov | |
| CENTR Brands Corp. | Retailing | Vancouver | $98,176 | $98,176 | 1 | Mar 17 | sec.gov | |
| LENSLOGIX, Inc. | Other Technology | Jacksonville | FL | $90,000 | Indefinite | 2 | Mar 17 | sec.gov |
| Koga Engineering & Construction, Inc. | Construction | Honolulu | HI | $61,532 | $61,532 | 4 | Mar 17 | sec.gov |
| Shop & Shout Ltd. | Other | Vancouver | $50,000 | $50,000 | 1 | Mar 17 | sec.gov | |
| Enspira Inc. | Other | Studio City | CA | $50,000 | $50,000 | 1 | Mar 17 | sec.gov |
| Early Detection Inc. | Biotechnology | Newport News | VA | $25,000 | $2,000,000 | 1 | Mar 17 | sec.gov |
| Interra Copper Corp. | Other | Vancouver | $24,474 | $24,474 | 1 | Mar 17 | sec.gov | |
| EV Minerals Corp | Other | Toronto | $4,355 | $4,355 | 1 | Mar 17 | sec.gov | |
| ADIRA CAPITAL LLC | Commercial | St Augustine | FL | $0 | $10,000,000 | 0 | Mar 17 | sec.gov |
| Hyprov Las Vegas LP | Other | New York | NY | $0 | $1,500,000 | 0 | Mar 17 | sec.gov |
| Innova Ag Innovation Fund VI, LP | Investing | Memphis | TN | $0 | $75,000,000 | 0 | Mar 17 | sec.gov |
| F4 Caliber Minerals LP | Oil and Gas | Austin | TX | $0 | $15,000,000 | 0 | Mar 17 | sec.gov |
| 266 Independence LLC | Residential | Broken Arrow | OK | $0 | $2,600,000 | 0 | Mar 17 | sec.gov |
| Catalina Houston LLC | Commercial | Sugar Land | TX | $0 | $5,000,000 | 0 | Mar 17 | sec.gov |
| MyWay Productions Ltd Liability Co | Other | New York | NY | $0 | $2,100,000 | 0 | Mar 17 | sec.gov |
| DOWAR Musical Ltd Liability Co | Other | New York | NY | $0 | $2,000,000 | 0 | Mar 17 | sec.gov |
| BENZINI BROS Ltd LIABILITY Co | Other | New York | NY | $0 | $8,000,000 | 0 | Mar 17 | sec.gov |
| PTI Management Holdings II, LLC (amended) | Telecommunications | Boca Raton | FL | $0 | Indefinite | 54 | Mar 17 | sec.gov |
| Skinz Inc | Other | Casper | WY | $0 | $5,000,000 | 0 | Mar 17 | sec.gov |
| Advantage Health Properties, L.L.C. | Commercial | Grand Rapids | MI | $0 | $5,000,000 | 0 | Mar 17 | sec.gov |
| Hexa Cube Green Energy Aggregator, LLC (amended) | Other | Grand Cayman | $0 | Indefinite | 1 | Mar 17 | sec.gov | |
| Cube Cold Europe Holdings, LLC | Other | Grand Cayman | $0 | Indefinite | 1 | Mar 17 | sec.gov | |
| Hexa Cube Green Energy Aggregator, LLC | Other | Grand Cayman | $0 | Indefinite | 1 | Mar 17 | sec.gov |
March 20, 2023 · March 16, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.