Data / Form D filings / Mar 20
Form D filings, March 20, 2023: 95 companies raised $17.54 billion
95 operating companies filed a Form D on March 20, 2023, reporting $17.54 billion sold. Largest: NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT ($9.62 billion), Nationwide PPVUL Separate Account - 6 ($4.95 billion), Nationwide PPVUL Separate Account - 4 ($2.00 billion). The median filing is $2.1 million, and 129 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 95Form D filings
- $17.54 billionreported sold
- $2.1 millionmedian amount sold
- CAmost filings (18)
Most filings by state: CA 18, OH 10, FL 7, NY 6, CO 5. By industry: Other 16, Other Real Estate 15, Other Technology 14, Commercial 9.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT (amended) | Insurance | Columbus | OH | $9,623,726,465 | Indefinite | 449 | Mar 20 | sec.gov |
| Nationwide PPVUL Separate Account - 6 (amended) | Insurance | Columbus | OH | $4,951,134,807 | Indefinite | 25 | Mar 20 | sec.gov |
| Nationwide PPVUL Separate Account - 4 (amended) | Insurance | Columbus | OH | $1,996,000,000 | Indefinite | 6 | Mar 20 | sec.gov |
| Nationwide PPVUL Separate Account - 3 (amended) | Insurance | Columbus | OH | $360,924,715 | Indefinite | 76 | Mar 20 | sec.gov |
| Nationwide Private Placement Variable Account - E (amended) | Insurance | Columbus | OH | $133,364,197 | Indefinite | 4 | Mar 20 | sec.gov |
| Fabric8Labs, Inc. | Other Technology | San Diego | CA | $52,759,718 | $52,774,715 | 10 | Mar 20 | sec.gov |
| Nationwide PPVUL Separate Account 7 (amended) | Insurance | Columbus | OH | $44,146,476 | Indefinite | 2 | Mar 20 | sec.gov |
| Atento S.A. | Telecommunications | Luxembourg | $39,600,000 | $39,600,000 | 11 | Mar 20 | sec.gov | |
| Sonata Financial Holdings, Inc. (amended) | Commercial Banking | Sebree | KY | $26,101,050 | $40,000,000 | 106 | Mar 20 | sec.gov |
| IC-SB San Antonio Park WH, L.P. | Residential | Dallas | TX | $25,343,000 | $29,993,000 | 17 | Mar 20 | sec.gov |
| Circ, INC. | Manufacturing | Danville | VA | $24,999,961 | $24,999,961 | 8 | Mar 20 | sec.gov |
| EMPASSION HEALTH HOLDINGS, LLC | Other | New York | NY | $19,999,986 | $24,999,984 | 12 | Mar 20 | sec.gov |
| Nationwide PPVUL Separate Account - AC1 (amended) | Insurance | Columbus | OH | $19,398,949 | Indefinite | 8 | Mar 20 | sec.gov |
| CaliberCos Inc. | Other Real Estate | Scottsdale | AZ | $19,329,000 | $25,000,000 | 82 | Mar 20 | sec.gov |
| InterWell Topco L.P. | Other Health Care | Boston | MA | $18,333,201 | $18,333,201 | 27 | Mar 20 | sec.gov |
| Redbrix III LLC (amended) | Commercial | Allen | TX | $17,053,000 | $50,000,000 | 137 | Mar 20 | sec.gov |
| NE1 BTR Villages, DST (amended) | Residential | Atlanta | GA | $16,335,632 | $16,335,632 | 53 | Mar 20 | sec.gov |
| VANU, INC. | Telecommunications | Lexington | MA | $15,059,576 | $20,559,576 | 6 | Mar 20 | sec.gov |
| Alexander Capital Ventures LLC | Other Banking and Financial Services | Delray Beach | FL | $11,263,400 | $11,263,400 | 76 | Mar 20 | sec.gov |
| CaliberCos Inc. | Other Real Estate | Scottsdale | AZ | $10,490,000 | $15,000,000 | 56 | Mar 20 | sec.gov |
| Bridle Gap Investments, LLC (amended) | Other Real Estate | Marietta | GA | $9,948,348 | $9,980,000 | 99 | Mar 20 | sec.gov |
| INSAMO INC. | Biotechnology | Berkeley | CA | $9,524,998 | $10,000,000 | 4 | Mar 20 | sec.gov |
| Nationwide PPVUL Separate Account - 5 (amended) | Insurance | Columbus | OH | $9,192,134 | Indefinite | 6 | Mar 20 | sec.gov |
| FLUIDX MEDICAL TECHNOLOGY, INC. | Other Health Care | Salt Lake City | UT | $7,557,654 | $7,557,654 | 26 | Mar 20 | sec.gov |
| IDSS Holdings, Inc. | Other Technology | Boxboro | MA | $6,800,000 | $6,800,000 | 1 | Mar 20 | sec.gov |
| Schutt Real Estate Value Holdings II LLC (amended) | Other Real Estate | Richmond | VA | $5,715,100 | $10,000,000 | 34 | Mar 20 | sec.gov |
| CENTRAL FLORIDA INCOME FUND, LLC (amended) | Residential | Lakeland | FL | $5,364,000 | Indefinite | 11 | Mar 20 | sec.gov |
| Loyal Foundry Holdings, Inc. | Other Technology | Cardiff-By-The-Sea | CA | $4,075,792 | $4,500,000 | 27 | Mar 20 | sec.gov |
| Serotiny, Inc. | Biotechnology | San Francisco | CA | $4,000,000 | $4,500,000 | 2 | Mar 20 | sec.gov |
| Alexander Capital Ventures LLC | Other Banking and Financial Services | Delray Beach | FL | $3,916,000 | $3,916,000 | 41 | Mar 20 | sec.gov |
| FLUIDX MEDICAL TECHNOLOGY, INC. | Other Health Care | Salt Lake City | UT | $3,150,482 | $3,150,482 | 13 | Mar 20 | sec.gov |
| Guided Clinical Solutions Inc. | Other Health Care | Brookline | MA | $3,015,000 | $3,015,000 | 2 | Mar 20 | sec.gov |
| GigFlex LLC (amended) | Other Technology | Plano | TX | $2,650,000 | $2,650,000 | 3 | Mar 20 | sec.gov |
| BioSig Technologies, Inc. | Other Health Care | Westport | CT | $2,531,520 | $2,531,520 | 17 | Mar 20 | sec.gov |
| Mimio Health, Inc | Biotechnology | San Francisco | CA | $2,500,000 | $2,500,000 | 9 | Mar 20 | sec.gov |
| Kaamel Technology Inc | Other Technology | Los Gatos | CA | $2,500,000 | $6,000,000 | 1 | Mar 20 | sec.gov |
| FLUIDX MEDICAL TECHNOLOGY, INC. | Other Health Care | Salt Lake City | UT | $2,355,002 | $2,355,002 | 6 | Mar 20 | sec.gov |
| Our PlanetX, LLC | Other Technology | San Francisco | CA | $2,195,000 | $39,000,000 | 1 | Mar 20 | sec.gov |
| Mainland Lucedale MS, LLC | Commercial | Nashville | TN | $2,150,000 | $2,150,000 | 25 | Mar 20 | sec.gov |
| Gagnon-Kennedy Vineyards, LLC (amended) | Other | Napa | CA | $2,100,000 | $2,500,000 | 4 | Mar 20 | sec.gov |
| With Belay Corp (amended) | Other Technology | Wynnewood | PA | $2,081,874 | $2,178,994 | 13 | Mar 20 | sec.gov |
| ALT Sports Data, Inc. | Other Technology | Oceanside | CA | $2,020,000 | $2,020,000 | 8 | Mar 20 | sec.gov |
| Ringmaster Technologies, Inc. | Other Technology | Boca Raton | FL | $1,900,000 | $3,000,000 | 3 | Mar 20 | sec.gov |
| BXHCP ES III, LLC | Other | Hillsdale | NY | $1,609,035 | Indefinite | 22 | Mar 20 | sec.gov |
| Dvele Inc. | Other Real Estate | La Jolla | CA | $1,500,000 | $5,000,000 | 1 | Mar 20 | sec.gov |
| SPC Desert Cove Fund LLC | Residential | Lake Elmo | MN | $1,375,000 | $1,375,000 | 21 | Mar 20 | sec.gov |
| Mingle Healthcare Solutions, Inc. | Other Technology | Sandy | UT | $1,370,000 | $1,500,000 | 13 | Mar 20 | sec.gov |
| Spartan Storage Growth Fund, LLC | Commercial | Golden | CO | $1,250,000 | $150,000,000 | 16 | Mar 20 | sec.gov |
| Macro Labs, Inc. | Other Technology | New York | NY | $1,200,000 | $1,200,000 | 8 | Mar 20 | sec.gov |
| GPMS International, Inc. | Other Technology | Waterbury | VT | $1,150,000 | $1,500,000 | 5 | Mar 20 | sec.gov |
| Codepoint Technologies, Inc. | Other Technology | Kirkland | WA | $1,003,923 | $1,003,923 | 5 | Mar 20 | sec.gov |
| Peoples Choice Storage La Grange, LLC | Commercial | Altamonte Springs | FL | $962,000 | $9,150,000 | 8 | Mar 20 | sec.gov |
| DCP KEN CARYL DEBT B102, LLC (amended) | Other Real Estate | Colorado Springs | CO | $777,750 | $777,750 | 10 | Mar 20 | sec.gov |
| DCP KEN CARYL DEBT B102, LLC | Other Real Estate | Colorado Springs | CO | $777,750 | $777,750 | 10 | Mar 20 | sec.gov |
| Placemakr 321 H GP, LLC | Commercial | Washington | DC | $700,000 | $700,000 | 13 | Mar 20 | sec.gov |
| Autonomix Medical, Inc. | Other Health Care | The Woodlands | TX | $675,000 | $675,000 | 5 | Mar 20 | sec.gov |
| Boldt Runners Corp | Other | Arcata | CA | $600,000 | $1,000,000 | 4 | Mar 20 | sec.gov |
| PetroSun, Inc | Other Energy | Phoenix | $572,000 | $1,000,000 | 12 | Mar 20 | sec.gov | |
| Spartan Storage Debt Fund, LLC | Commercial | Golden | CO | $549,985 | $150,000,000 | 8 | Mar 20 | sec.gov |
| WEALTHUNION X A SERIES OF WEALTHUNION VENTURES LLC | Investing | Dover | DE | $466,416 | $466,416 | 7 | Mar 20 | sec.gov |
| Reviv3 Procare Co (amended) | Other | Alhambra | CA | $447,851 | $447,851 | 17 | Mar 20 | sec.gov |
| Growgenics LLC | Manufacturing | East Greenwich | RI | $420,000 | $2,000,220 | 11 | Mar 20 | sec.gov |
| Kingsmen Resources Ltd. | Other | Vancouver | $318,181 | $318,181 | 8 | Mar 20 | sec.gov | |
| GameDriver, Inc. | Other | Martinez | CA | $300,000 | $300,000 | 2 | Mar 20 | sec.gov |
| Chinah USA LLC | Restaurants | East Brunswick | NJ | $250,000 | $500,000 | 8 | Mar 20 | sec.gov |
| Synlico Inc. | Other | Burlingame | CA | $240,000 | $1,000,000 | 1 | Mar 20 | sec.gov |
| Quantum Studios LLC | Other | Los Angeles | CA | $200,000 | $200,000 | 2 | Mar 20 | sec.gov |
| Fair Price Vehicles, LLC | Retailing | Davie | FL | $200,000 | $200,000 | 1 | Mar 20 | sec.gov |
| MiMedia Holdings Inc. | Other | New York | NY | $200,000 | $330,000 | 2 | Mar 20 | sec.gov |
| Eight Six Investments, LLC | Commercial | Centerville | OH | $125,000 | $4,200,000 | 3 | Mar 20 | sec.gov |
| Cast21, Inc. | Other Health Care | Chicago | IL | $115,000 | $1,000,000 | 2 | Mar 20 | sec.gov |
| NuevoPoly LLC | Manufacturing | Indianapolis | IN | $100,000 | $2,000,000 | 2 | Mar 20 | sec.gov |
| One Title LLC | Other Real Estate | Chicago | IL | $72,000 | $125,000 | 23 | Mar 20 | sec.gov |
| KYTE DYNAMICS, INC. | Other Technology | South El Monte | CA | $70,000 | $70,000 | 1 | Mar 20 | sec.gov |
| KNOWITALLS INNOVATIONS INC. | Other | Squamish | $49,476 | $49,476 | 1 | Mar 20 | sec.gov | |
| Jolt Title LLC | Other Real Estate | Libertyville | IL | $30,000 | $125,000 | 12 | Mar 20 | sec.gov |
| Placemakr 321 H GP Manager, LLC | Commercial | Washington | DC | $21,449 | $21,449 | 7 | Mar 20 | sec.gov |
| Zimtu Capital Corp. | Other | Vancouver | $16,832 | $16,832 | 1 | Mar 20 | sec.gov | |
| Blue Moon Metals Inc. | Other | Vancouver | $14,696 | $14,696 | 1 | Mar 20 | sec.gov | |
| Nirvana Fund NM LP | Investing | Tulsa | OK | $0 | $99,000,000 | 0 | Mar 20 | sec.gov |
| ADREX Diversified 3 DST | Other Real Estate | Denver | CO | $0 | $223,800,000 | 0 | Mar 20 | sec.gov |
| EV Tractor III Series I, LLC | Other | Demarest | NJ | $0 | $730,000 | 18 | Mar 20 | sec.gov |
| Series Fund B, a series of UM Pre-IPO Portfolio Fund II LLC | Other | New York | NY | $0 | Indefinite | 0 | Mar 20 | sec.gov |
| SOCS Endeavors LLC | Other Real Estate | Westerville | OH | $0 | $27,000,000 | 0 | Mar 20 | sec.gov |
| DLP Wrightsville Lender LP | Other Real Estate | Coral Gables | FL | $0 | $5,090,000 | 0 | Mar 20 | sec.gov |
| Lugonia EB-5 Fund, LP | REITS and Finance | San Marino | CA | $0 | $48,000,000 | 0 | Mar 20 | sec.gov |
| JLLX Ardenwood I, DST | Other Real Estate | Chicago | IL | $0 | $32,754,881 | 0 | Mar 20 | sec.gov |
| JLLX Ardenwood II, DST | Other Real Estate | Chicago | IL | $0 | $56,724,512 | 0 | Mar 20 | sec.gov |
| DWC Fund I LLC | Other Real Estate | Burlington | MA | $0 | $20,000,000 | 0 | Mar 20 | sec.gov |
| Whitebook Fund I LP | Commercial | Brooklyn | NY | $0 | Indefinite | 0 | Mar 20 | sec.gov |
| Azure Printed Homes, Inc. | Construction | Culver City | CA | $0 | $2,000,000 | 0 | Mar 20 | sec.gov |
| Burrite, Inc. | Oil and Gas | Bowling Green | KY | $0 | $15,000,000 | 0 | Mar 20 | sec.gov |
| Pacific Merchants Alliance Inc. (amended) | Other | Herndon | VA | $0 | $2,000,000 | 0 | Mar 20 | sec.gov |
| mTradeCo. | Other Banking and Financial Services | Oxford | MS | $0 | $10,000,000 | 0 | Mar 20 | sec.gov |
| LEXINGTON SURGERY CENTER, LTD. | Other Health Care | Lexington | KY | $0 | $192,000 | 0 | Mar 20 | sec.gov |
March 21, 2023 · March 17, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.