Data / Form D filings / Mar 21
Form D filings, March 21, 2023: 80 companies raised $497.7 million
80 operating companies filed a Form D on March 21, 2023, reporting $497.7 million sold. Largest: New Insight Holdings, Inc. ($88.8 million), Nettwerk Music Group Inc. ($75 million), CodaMetrix Inc. ($57.4 million). The median filing is $1.3 million, and 128 pooled investment funds also filed that day.
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- 80Form D filings
- $497.7 millionreported sold
- $1.3 millionmedian amount sold
- CAmost filings (12)
Most filings by state: CA 12, FL 10, NY 6, UT 5, IL 4. By industry: Other 17, Other Technology 15, Commercial 7, Other Real Estate 6.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| New Insight Holdings, Inc. (amended) | Other | Plano | TX | $88,778,318 | Indefinite | 54 | Mar 21 | sec.gov |
| Nettwerk Music Group Inc. | Other | Vancouver | $74,984,843 | $74,984,843 | 23 | Mar 21 | sec.gov | |
| CodaMetrix Inc. | Other Health Care | Boston | MA | $57,394,508 | $57,394,508 | 12 | Mar 21 | sec.gov |
| ExchangeRight Net-Leased Portfolio 50 DST (amended) | Commercial | Pasadena | CA | $57,220,000 | $57,220,000 | 103 | Mar 21 | sec.gov |
| Cellanome, Inc. (amended) | Biotechnology | Palo Alto | CA | $40,664,711 | $40,664,711 | 11 | Mar 21 | sec.gov |
| GroundTruth Ag, Inc. | Other Technology | Arlington | VA | $34,347,310 | $34,347,310 | 19 | Mar 21 | sec.gov |
| Momo Orchard Holdings, Inc. | Other Technology | New York | NY | $17,603,647 | $17,603,647 | 5 | Mar 21 | sec.gov |
| Liteboxer Technologies, Inc. | Other Technology | Hampton | NH | $11,405,959 | $16,406,234 | 11 | Mar 21 | sec.gov |
| Viirtue, Inc | Other Technology | St. Petersburg | FL | $10,800,000 | $10,800,000 | 1 | Mar 21 | sec.gov |
| Stratyfy, Inc. | Other Technology | New York | NY | $10,155,752 | $10,155,752 | 41 | Mar 21 | sec.gov |
| Mingle Healthcare Solutions, Inc. | Other Technology | Sandy | UT | $7,281,500 | $7,281,500 | 11 | Mar 21 | sec.gov |
| AptDeco, Inc. | Other Technology | New York | NY | $6,150,000 | $7,000,000 | 4 | Mar 21 | sec.gov |
| ASP Isotopes Inc. | Other | Boca Raton | FL | $5,000,000 | $5,000,000 | 1 | Mar 21 | sec.gov |
| Xenocor, Inc. | Other Health Care | Salt Lake City | UT | $4,957,167 | $10,000,000 | 89 | Mar 21 | sec.gov |
| Solara, Inc. | Other Technology | Walnut | CA | $4,885,000 | $4,885,000 | 9 | Mar 21 | sec.gov |
| SITEZEUS HOLDINGS, LLC | Other Technology | Tampa | FL | $4,757,000 | $4,757,000 | 8 | Mar 21 | sec.gov |
| Phase Genomics, Inc. | Biotechnology | Seattle | WA | $4,754,364 | $6,579,358 | 13 | Mar 21 | sec.gov |
| DermBiont, Inc. | Biotechnology | Boston | MA | $4,693,564 | $4,693,564 | 69 | Mar 21 | sec.gov |
| SFA 14 Old Sea Isle Blvd LLC | Commercial | Moorestown | NJ | $4,625,000 | $4,625,000 | 28 | Mar 21 | sec.gov |
| Chiefy, Inc. | Other Health Care | New York | NY | $4,200,000 | $4,200,000 | 3 | Mar 21 | sec.gov |
| Ursa Space Systems Inc. | Other Technology | Ithaca | NY | $4,046,884 | $4,046,884 | 21 | Mar 21 | sec.gov |
| Foro Holdings, Inc. | Other Technology | Charlotte | NC | $3,999,999 | $4,000,000 | 6 | Mar 21 | sec.gov |
| Blue Planet Training Inc (amended) | Other | Montclair | NJ | $3,970,735 | $6,463,421 | 67 | Mar 21 | sec.gov |
| PACIFIC LIFE INSURANCE CO | Insurance | Newport Beach | CA | $3,146,197 | $3,146,197 | 1 | Mar 21 | sec.gov |
| Spark GHC Phoenix, L.P. | Commercial | Solon | OH | $3,000,000 | $3,000,000 | 36 | Mar 21 | sec.gov |
| GroundTruth Ag, Inc. | Other Technology | Arlington | VA | $3,000,000 | $3,000,000 | 1 | Mar 21 | sec.gov |
| Pure Barrel Partners III, LLC | Other | Nashville | TN | $2,675,000 | $2,675,000 | 33 | Mar 21 | sec.gov |
| Crown Affair, Inc. | Retailing | Miami | FL | $2,000,000 | $2,000,000 | 4 | Mar 21 | sec.gov |
| First Capitol Place LLC | Residential | Denver | CO | $1,650,000 | $3,000,000 | 13 | Mar 21 | sec.gov |
| Creator Networks, Inc. | Business Services | Wilmette | IL | $1,500,000 | $1,500,000 | 4 | Mar 21 | sec.gov |
| ARC Clean Energy, Inc. | Other Energy | Washington | DC | $1,400,000 | $13,500,000 | 10 | Mar 21 | sec.gov |
| Marich Confectionery Associates, L.P. | Manufacturing | Hollister | CA | $1,240,000 | $1,240,000 | 14 | Mar 21 | sec.gov |
| LNPR GROUP INC. | Other | Salt Lake City | UT | $1,150,000 | $1,150,000 | 2 | Mar 21 | sec.gov |
| TFSC Inc | Retailing | Mill Valley | CA | $1,052,817 | $1,250,000 | 18 | Mar 21 | sec.gov |
| K7 Multifamily Fund I LP | Residential | Austin | TX | $1,050,000 | $30,000,000 | 2 | Mar 21 | sec.gov |
| WB Desert Cove LLC | Residential | Scottsdale | AZ | $970,000 | $1,000,000 | 16 | Mar 21 | sec.gov |
| Theia Venture Fund I-B, LP | Investing | Lake Forest | IL | $782,120 | $782,120 | 9 | Mar 21 | sec.gov |
| GH Leisure Lane Cedar Creek LLC (amended) | Residential | Austin | TX | $661,000 | $719,000 | 11 | Mar 21 | sec.gov |
| Spartan Storage Income Fund, LLC | Commercial | Golden | CO | $604,985 | $150,000,000 | 11 | Mar 21 | sec.gov |
| Vistim Labs Inc. (amended) | Biotechnology | Salt Lake City | UT | $550,000 | $800,000 | 3 | Mar 21 | sec.gov |
| Reyna Silver Corp. / BC | Other | Vancouver | $534,726 | $1,247,694 | 6 | Mar 21 | sec.gov | |
| Vint Rare Whisky I, LLC | Other | Richmond | VA | $510,000 | $510,000 | 20 | Mar 21 | sec.gov |
| XS MATRIX GLOBAL CO. | Other Technology | Miami | FL | $500,000 | $650,000 | 10 | Mar 21 | sec.gov |
| TFSC Inc | Retailing | Mill Valley | CA | $480,000 | $2,765,000 | 12 | Mar 21 | sec.gov |
| PC Rise Desert Cove LLC | Residential | Pleasanton | CA | $420,000 | $750,000 | 5 | Mar 21 | sec.gov |
| Rebase Biotech, Inc | Biotechnology | Duluth | MN | $400,000 | $1,000,000 | 5 | Mar 21 | sec.gov |
| TFSC Inc | Retailing | Mill Valley | CA | $354,500 | Indefinite | 18 | Mar 21 | sec.gov |
| Plus None, Inc. | Other | Truckee | CA | $250,000 | $500,000 | 1 | Mar 21 | sec.gov |
| Latent Knowledge Solutions Inc. | Other | New York | NY | $194,262 | $194,262 | 11 | Mar 21 | sec.gov |
| SITQ E.U. US Inc. | REITS and Finance | Montreal | $125,000 | $125,000 | 125 | Mar 21 | sec.gov | |
| Legacy Angel Network SPV 1 Sailfish | Other | Melbourne | FL | $123,500 | Indefinite | 8 | Mar 21 | sec.gov |
| United Lithium Corp. | Other | Vancouver | $102,830 | $286,455 | 1 | Mar 21 | sec.gov | |
| Green Solutions Group LLC | Other | Salisbury | NC | $100,000 | $100,000 | 1 | Mar 21 | sec.gov |
| HCDL Inc | Insurance | Alhambra | CA | $95,000 | $500,000 | 3 | Mar 21 | sec.gov |
| MDWerks, Inc. | Other Technology | Green Cove Springs | FL | $82,708 | $2,000,000 | 5 | Mar 21 | sec.gov |
| Asignio, Inc. | Other Technology | Sedro Woolley | WA | $75,000 | $2,000,000 | 1 | Mar 21 | sec.gov |
| 1396483 B.C. Ltd | Other | Vancouver | $55,058 | $99,104 | 2 | Mar 21 | sec.gov | |
| Rival Holdings LLC / PA | Restaurants | Philadelphia | PA | $50,000 | $2,000,000 | 1 | Mar 21 | sec.gov |
| Kicks Industries, Inc. | Retailing | Denver | CO | $50,000 | $650,000 | 1 | Mar 21 | sec.gov |
| Corumat, Inc. | Other | Yakima | WA | $30,264 | $3,500,000 | 1 | Mar 21 | sec.gov |
| Reyna Silver Corp. / BC | Other | Vancouver | $24,433 | $41,401 | 3 | Mar 21 | sec.gov | |
| BH Capital Fund I LP | Investing | Indianapolis | IN | $20,000 | $10,000,000 | 2 | Mar 21 | sec.gov |
| Ephraim Utah Hotel, LLC | Lodging and Conventions | Ephraim | UT | $0 | $9,800,000 | 0 | Mar 21 | sec.gov |
| JID INVESTMENTS MKP KING STREET CHARLESTON LLC | Other Real Estate | Hilton Head Island | SC | $0 | $6,000,000 | 0 | Mar 21 | sec.gov |
| Multnomah Group, Inc. | Investing | Portland | OR | $0 | $389,400 | 0 | Mar 21 | sec.gov |
| G-Can of Oregon Holdings, Inc. | Agriculture | Oregon City | OR | $0 | Indefinite | 0 | Mar 21 | sec.gov |
| SP Acadia, LLC | Residential | Duluth | MN | $0 | $3,600,000 | 0 | Mar 21 | sec.gov |
| LANDROCK REAL ESTATE PARTNERS VIII-TE, L.P. | Commercial | Chicago | IL | $0 | $300,000,000 | 0 | Mar 21 | sec.gov |
| LANDROCK REAL ESTATE PARTNERS VIII, L.P. | Commercial | Chicago | IL | $0 | $300,000,000 | 0 | Mar 21 | sec.gov |
| Prosper Opportunity Fund LLC | Other Real Estate | Newport Beach | CA | $0 | $100,000,000 | 0 | Mar 21 | sec.gov |
| PG Kennesaw DST | Other Real Estate | Atlanta | GA | $0 | $25,658,769 | 0 | Mar 21 | sec.gov |
| DLP Wrightsville Lender LP (amended) | Other Real Estate | Coral Gables | FL | $0 | $5,090,000 | 0 | Mar 21 | sec.gov |
| DAP McCormick Hotel Holdings, LP (amended) | Other Real Estate | Coral Gables | FL | $0 | $58,194,900 | 0 | Mar 21 | sec.gov |
| DAP McCormick Hotel Holdings, LP | Other Real Estate | Coral Gables | FL | $0 | $58,194,900 | 0 | Mar 21 | sec.gov |
| ThisCar, LLC (amended) | Other | Tomball | TX | $0 | $14,000,000 | 0 | Mar 21 | sec.gov |
| FirstChoice Capital, Inc. | Business Services | Conyers | GA | $0 | $1,000,000 | 0 | Mar 21 | sec.gov |
| FirstChoice Capital, Inc. | Business Services | Atlanta | GA | $0 | $500,000 | 0 | Mar 21 | sec.gov |
| FirstChoice Capital, Inc. | Business Services | Atlanta | GA | $0 | $1,500,000 | 0 | Mar 21 | sec.gov |
| mTradeCo. (amended) | Other Banking and Financial Services | Oxford | MS | $0 | $10,000,000 | 0 | Mar 21 | sec.gov |
| HPI Real Estate Fund XII LLC | Commercial | Old Lyme | CT | $0 | $150,000,000 | 0 | Mar 21 | sec.gov |
March 22, 2023 · March 20, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.