Data / Form D filings / Mar 22
Form D filings, March 22, 2023: 95 companies raised $1.44 billion
95 operating companies filed a Form D on March 22, 2023, reporting $1.44 billion sold. Largest: Siprocal, Inc ($380 million), Sundance Bay Income & Growth OP, LP ($282 million), Sundance Bay Income & Growth Fund, LP ($167.4 million). The median filing is $2.9 million, and 142 pooled investment funds also filed that day.
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- 95Form D filings
- $1.44 billionreported sold
- $2.9 millionmedian amount sold
- CAmost filings (16)
Most filings by state: CA 16, NY 9, TX 7, FL 6, MD 6. By industry: Other 26, Other Technology 19, Commercial 13, Other Real Estate 9.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Siprocal, Inc | Other Technology | Dallas | TX | $380,000,000 | $380,000,000 | 97 | Mar 22 | sec.gov |
| Sundance Bay Income & Growth OP, LP (amended) | REITS and Finance | Salt Lake City | UT | $281,992,101 | Indefinite | 146 | Mar 22 | sec.gov |
| Sundance Bay Income & Growth Fund, LP (amended) | REITS and Finance | Salt Lake City | UT | $167,385,938 | Indefinite | 505 | Mar 22 | sec.gov |
| Receivables Funding II, LLC (amended) | Other Banking and Financial Services | New York | NY | $66,027,134 | Indefinite | 51 | Mar 22 | sec.gov |
| Tinuiti Group Holdings, L.P. (amended) | Business Services | New York | NY | $65,007,000 | Indefinite | 51 | Mar 22 | sec.gov |
| Aperia Technologies, Inc. | Other Technology | Burlingame | CA | $45,155,458 | $48,155,459 | 8 | Mar 22 | sec.gov |
| Adenia Capital (V) LP (amended) | Other | Saint-Pierre | $40,000,000 | Indefinite | 1 | Mar 22 | sec.gov | |
| PureSpectrum Inc. | Other | Westlake Village | CA | $36,099,943 | $36,099,943 | 4 | Mar 22 | sec.gov |
| BRP FUSION 1 LLC | Other Real Estate | Boca Raton | FL | $31,000,000 | $31,000,000 | 9 | Mar 22 | sec.gov |
| Open Industrial Fund I Parallel LP (amended) | Commercial | Bethesda | MD | $29,566,132 | $125,000,000 | 84 | Mar 22 | sec.gov |
| Magic AI, Inc. | Other | San Francisco | CA | $28,074,881 | $28,075,000 | 23 | Mar 22 | sec.gov |
| Open Industrial Fund I LP (amended) | Commercial | Bethesda | MD | $27,601,666 | $125,000,000 | 60 | Mar 22 | sec.gov |
| UDC HOLDCO, LLC | Other Health Care | Miami | FL | $23,920,000 | $23,920,000 | 28 | Mar 22 | sec.gov |
| Aperia Technologies, Inc. | Other Technology | Burlingame | CA | $19,743,770 | $19,743,770 | 43 | Mar 22 | sec.gov |
| Miso Robotics, Inc. | Other Technology | Pasadena | CA | $15,015,000 | $54,998,147 | 1 | Mar 22 | sec.gov |
| Lucid Diagnostics Inc. | Biotechnology | New York | NY | $13,625,000 | $20,000,000 | 4 | Mar 22 | sec.gov |
| FitLab Inc. | Other | Newport Beach | CA | $10,000,000 | $50,000,000 | 1 | Mar 22 | sec.gov |
| RCS - AMZ MEXICO LP, LLC | Other Real Estate | Louisville | CO | $8,109,990 | $8,109,990 | 16 | Mar 22 | sec.gov |
| Gold Express Mines, Inc. | Other | Wallace | ID | $7,211,504 | $15,000,000 | 68 | Mar 22 | sec.gov |
| 6425OL, LLC | Residential | Irmo | SC | $6,940,000 | $8,400,000 | 83 | Mar 22 | sec.gov |
| Mt Pleasant 51, LLC | Commercial | Mt Pleasant | SC | $6,840,000 | $6,840,000 | 40 | Mar 22 | sec.gov |
| Savannah 162 LLC | Commercial | Mt Pleasant | SC | $6,820,000 | $6,820,000 | 40 | Mar 22 | sec.gov |
| Elemeno Health, Inc. | Other Technology | Oakland | CA | $6,025,692 | $6,025,692 | 35 | Mar 22 | sec.gov |
| ALTO Apartments Investors, LLC | Other Real Estate | Carmel | IN | $6,020,000 | $6,020,000 | 9 | Mar 22 | sec.gov |
| Vero Technologies, Inc. / DE | Other Technology | New York | NY | $5,999,999 | $9,000,000 | 5 | Mar 22 | sec.gov |
| Wave Life, Inc. | Other | Menlo Park | CA | $5,947,141 | $5,947,141 | 7 | Mar 22 | sec.gov |
| PINE MEADOWS ASSOCIATES LLC | Commercial | Redwood City | CA | $5,505,000 | $9,300,000 | 57 | Mar 22 | sec.gov |
| SRC Grants Mill Land, LLC | Other Real Estate | Birmingham | AL | $5,000,000 | $5,000,000 | 8 | Mar 22 | sec.gov |
| C16 Biosciences, Inc. | Biotechnology | New York | NY | $4,984,415 | $10,244,013 | 17 | Mar 22 | sec.gov |
| HUB 380 P II, LP | Other Real Estate | Frisco | TX | $4,974,500 | $10,600,000 | 42 | Mar 22 | sec.gov |
| NHVPI LLC | Other | Las Vegas | NV | $4,877,800 | $4,877,800 | 26 | Mar 22 | sec.gov |
| EyeRate Inc. | Other Technology | Elk Grove | CA | $4,599,919 | $5,749,919 | 7 | Mar 22 | sec.gov |
| RPAI Akin Fund, LLC | Construction | Denver | CO | $4,301,950 | $12,000,000 | 30 | Mar 22 | sec.gov |
| Minute Molecular Diagnostics, Inc. | Other Health Care | Evanston | IL | $4,223,815 | $4,223,815 | 11 | Mar 22 | sec.gov |
| Stout Equity Fund ii, LLC | Commercial | Staten Island | NY | $4,200,000 | $4,200,000 | 30 | Mar 22 | sec.gov |
| Spectra7 Microsystems Inc. | Other Technology | Toronto | $4,006,416 | $8,733,987 | 16 | Mar 22 | sec.gov | |
| Lumea Private Credit Fund LP | Other Banking and Financial Services | Lewes | DE | $4,000,000 | $8,000,000 | 1 | Mar 22 | sec.gov |
| West Ashley 40, LLC | Commercial | Mt Pleasant | SC | $3,110,000 | $3,110,000 | 40 | Mar 22 | sec.gov |
| AgEagle Aerial Systems Inc. | Manufacturing | Wichita | KS | $3,000,000 | $3,000,000 | 1 | Mar 22 | sec.gov |
| Heliostar Metals Ltd. | Other | Vancouver | $2,825,336 | $2,825,336 | 10 | Mar 22 | sec.gov | |
| Resource Royalty XIX, LLC | Other Energy | Dallas | TX | $2,549,065 | $9,352,941 | 2 | Mar 22 | sec.gov |
| Wavegate Corp | Other Health Care | Lake Charles | LA | $2,392,500 | $10,000,000 | 38 | Mar 22 | sec.gov |
| WEST COMMONS, LLC | Residential | Muncie | IN | $2,000,000 | $2,900,000 | 11 | Mar 22 | sec.gov |
| Makeswift, Inc. | Other Technology | Atlanta | GA | $1,856,250 | $1,856,250 | 12 | Mar 22 | sec.gov |
| Open Industrial Fund I Parallel Feeder LP | Commercial | Bethesda | MD | $1,780,000 | $1,780,000 | 23 | Mar 22 | sec.gov |
| Liquid Mining Fund III, LLC | Other Technology | New York | NY | $1,779,900 | $100,000,000 | 15 | Mar 22 | sec.gov |
| LHL Strategies, Inc. | Insurance | Conshohocken | PA | $1,700,000 | $50,000,000 | 1 | Mar 22 | sec.gov |
| WellSense, Inc. | Other Health Care | Birmingham | MI | $1,700,000 | $3,000,000 | 13 | Mar 22 | sec.gov |
| Flamingo Electric Inc. | Manufacturing | Grafton | WI | $1,600,000 | $2,400,000 | 15 | Mar 22 | sec.gov |
| Tourial, Inc. | Other | Atlanta | GA | $1,550,000 | $2,000,000 | 4 | Mar 22 | sec.gov |
| PARQ, INC. | Other Technology | Los Angeles | CA | $1,507,758 | $3,000,000 | 6 | Mar 22 | sec.gov |
| Quorus Inc. | Other Technology | Fairfield | CT | $1,499,998 | $1,499,998 | 6 | Mar 22 | sec.gov |
| USRC Brownsville, LLC | Other Health Care | Plano | TX | $1,419,620 | $1,419,620 | 2 | Mar 22 | sec.gov |
| 10000, Inc. (amended) | Other | Santa Monica | CA | $1,397,991 | $2,000,000 | 15 | Mar 22 | sec.gov |
| InfraSight Software Corp (amended) | Other Technology | Huntersville | NC | $1,395,000 | $1,500,000 | 14 | Mar 22 | sec.gov |
| Roll Out the Barrel X LLC | Other | Indianapolis | IN | $1,125,000 | $1,400,000 | 10 | Mar 22 | sec.gov |
| Pantheon Desert Cove Fund LLC | Residential | Sarasota | FL | $1,050,000 | $1,050,000 | 14 | Mar 22 | sec.gov |
| GUARD DOG SOLUTIONS, INC. | Computers | Salt Lake City | UT | $1,000,000 | $5,000,000 | 4 | Mar 22 | sec.gov |
| SAXON CAPITAL GROUP INC | Other | Scottsdale | AZ | $1,000,000 | $1,000,000 | 1 | Mar 22 | sec.gov |
| Osigu Inc. | Other Technology | Miami | FL | $900,000 | $2,499,997 | 3 | Mar 22 | sec.gov |
| CS Cabin 0223, LLC | Residential | Norcross | GA | $585,000 | $1,750,000 | 5 | Mar 22 | sec.gov |
| Vengreso, Inc. | Other Technology | Walnut Creek | CA | $400,000 | $3,000,000 | 1 | Mar 22 | sec.gov |
| Givhero, Inc. | Other | Gaithersburg | MD | $400,000 | $500,000 | 2 | Mar 22 | sec.gov |
| BRUNSWICK EXPLORATION INC. | Other | Montreal | $391,407 | Indefinite | 1 | Mar 22 | sec.gov | |
| Gladiator Metals Corp. | Other | Vancouver | $358,288 | $639,800 | 6 | Mar 22 | sec.gov | |
| Try Once, Inc. | Other | Covina | CA | $310,000 | $2,000,000 | 1 | Mar 22 | sec.gov |
| Cold Plunge Studios Holdings LLC (amended) | Other | Indianapolis | IN | $305,000 | $480,000 | 6 | Mar 22 | sec.gov |
| Jump Clear, Inc. | Other | Denver | CO | $300,000 | $500,000 | 1 | Mar 22 | sec.gov |
| Build Republic, Inc. (amended) | Other | Coeur D Alene | ID | $288,500 | Indefinite | 14 | Mar 22 | sec.gov |
| Hana Kuma LLC | Other | Los Angeles | CA | $250,000 | $5,000,000 | 1 | Mar 22 | sec.gov |
| Sanitary Green Inc (amended) | Other Technology | Bend | OR | $250,000 | $250,000 | 1 | Mar 22 | sec.gov |
| Kall Morris Inc | Other Technology | Marquette | MI | $215,000 | $2,400,000 | 3 | Mar 22 | sec.gov |
| VidaFuel, Inc. | Other | Nashville | TN | $183,334 | $600,000 | 4 | Mar 22 | sec.gov |
| RS BioTherapeutics Inc. | Pharmaceuticals | Cumberland | MD | $100,000 | $10,000,000 | 1 | Mar 22 | sec.gov |
| Avicenna Biosciences, Inc. (amended) | Biotechnology | Durham | NC | $27,450 | $41,318 | 1 | Mar 22 | sec.gov |
| BBTV Holdings Inc. | Other Technology | Vancouver | $10,706 | $10,706 | 1 | Mar 22 | sec.gov | |
| Deck V, LLC | Other Health Care | Largo | FL | $10,000 | $10,000 | 1 | Mar 22 | sec.gov |
| Reesa Morala Licensed Marriage & Family Therapist Inc | Other | Murrieta | CA | $250 | $250 | 1 | Mar 22 | sec.gov |
| Breckenridge Group Tempe Arizona, LLC | REITS and Finance | Chicago | IL | $0 | $125,000 | 0 | Mar 22 | sec.gov |
| RENEST CAPITAL LLC | Commercial | Miami | FL | $0 | $10,000,000 | 0 | Mar 22 | sec.gov |
| Delta Kite Venture Fund LP | REITS and Finance | Grand Junction | CO | $0 | $200,000 | 0 | Mar 22 | sec.gov |
| At Home Studio Living Smyrna TN Fund I, LLC | Other Real Estate | Plano | TX | $0 | $6,400,000 | 0 | Mar 22 | sec.gov |
| Integrity Capital REI TR, LLC | Commercial | Prosper | TX | $0 | $1,850,000 | 0 | Mar 22 | sec.gov |
| Terra Azul Sustainability Fund, I, LP | Other Real Estate | Austin | TX | $0 | Indefinite | 0 | Mar 22 | sec.gov |
| SF Windy Member LLC | Other Real Estate | Baltimore | MD | $0 | Indefinite | 0 | Mar 22 | sec.gov |
| Real Established Inc. | Other | Wilmington | DE | $0 | $3,000,000 | 0 | Mar 22 | sec.gov |
| HOOKSETT CAPITAL MANAGEMENT LLC | Commercial | Wakefield | MA | $0 | $7,500,000 | 0 | Mar 22 | sec.gov |
| HAG Holding Ltd | Other Technology | Singapore | $0 | $50,000,000 | 0 | Mar 22 | sec.gov | |
| MANHATTAN HC HOLDINGS LLC | Commercial | Burien | WA | $0 | $4,500,000 | 0 | Mar 22 | sec.gov |
| All Learners Network, Inc. (amended) | Other | Burlington | VT | $0 | $1,000,000 | 0 | Mar 22 | sec.gov |
| Wildwood Rehab, LP | Other Real Estate | Providence | RI | $0 | $7,500,000 | 0 | Mar 22 | sec.gov |
| Doctors Pharmacy SPV 01 LLC (amended) | Investing | Kennewick | WA | $0 | $1,500,000 | 0 | Mar 22 | sec.gov |
| OSP Lakeside Holdings, LLC (amended) | Other | New York | NY | $0 | $938,896 | 0 | Mar 22 | sec.gov |
| OSP Lakeside Management Aggregator, LLC (amended) | Other | New York | NY | $0 | $938,896 | 0 | Mar 22 | sec.gov |
| Excelsior Lost Mountain CIV LLC | Commercial | Nashville | TN | $0 | $2,630,000 | 0 | Mar 22 | sec.gov |
March 23, 2023 · March 21, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.