Data / Form D filings / Mar 23
Form D filings, March 23, 2023: 73 companies raised $984.5 million
73 operating companies filed a Form D on March 23, 2023, reporting $984.5 million sold. Largest: Griffin Capital Qualified Opportunity Zone Fund III, L.P. ($319.2 million), Benefit Street Partners Multifamily Trust, Inc. ($148.8 million), Forefront Physicians Holdings, LLC ($114.1 million). The median filing is $2.6 million, and 129 pooled investment funds also filed that day.
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- 73Form D filings
- $984.5 millionreported sold
- $2.6 millionmedian amount sold
- CAmost filings (12)
Most filings by state: CA 12, TX 6, GA 5, FL 5, NY 5. By industry: Other Technology 12, Other 11, Other Real Estate 10, Commercial 7.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Griffin Capital Qualified Opportunity Zone Fund III, L.P. (amended) | Other Real Estate | El Segundo | CA | $319,209,267 | $500,000,000 | 560 | Mar 23 | sec.gov |
| Benefit Street Partners Multifamily Trust, Inc. (amended) | REITS and Finance | New York | NY | $148,764,709 | Indefinite | 479 | Mar 23 | sec.gov |
| Forefront Physicians Holdings, LLC | Hospitals and Physicians | Broomfield | CO | $114,105,219 | $114,105,219 | 117 | Mar 23 | sec.gov |
| SAMBAZON INC (amended) | Manufacturing | San Clemente | CA | $65,083,091 | Indefinite | 20 | Mar 23 | sec.gov |
| Empirico Inc. | Biotechnology | San Diego | CA | $45,222,197 | $55,222,199 | 4 | Mar 23 | sec.gov |
| Charter School Capital, Inc. (amended) | Other Banking and Financial Services | Portland | OR | $44,600,000 | $50,000,000 | 3 | Mar 23 | sec.gov |
| Fairmatic Services, Inc. | Insurance | Reno | NV | $34,563,999 | $40,000,000 | 7 | Mar 23 | sec.gov |
| Orchard Therapeutics plc | Biotechnology | London | $34,000,140 | Indefinite | 7 | Mar 23 | sec.gov | |
| TriBridge Co-Invest 64, LLC | Commercial | Atlanta | GA | $33,850,000 | $33,850,000 | 73 | Mar 23 | sec.gov |
| Griffin Capital Development Partners Fund II, L.P. (amended) | Other Real Estate | El Segundo | CA | $17,256,517 | $145,000,000 | 98 | Mar 23 | sec.gov |
| Nest Healthcare, Inc. | Other Health Care | New Orleans | LA | $14,624,872 | $14,635,371 | 11 | Mar 23 | sec.gov |
| GOVERNORS HILL APARTMENTS LLC | Other Real Estate | Cincinnati | OH | $14,300,000 | $14,300,000 | 28 | Mar 23 | sec.gov |
| LSC-Vancouver WA, DST (amended) | Residential | Radnor | PA | $10,522,919 | $29,520,000 | 24 | Mar 23 | sec.gov |
| Anchor 3724, LLC | Other | Atlanta | GA | $10,000,000 | $10,000,000 | 23 | Mar 23 | sec.gov |
| KetteQ Holdings, Inc. | Other Technology | Atlanta | GA | $8,747,450 | $8,967,450 | 44 | Mar 23 | sec.gov |
| Forefront Management Aggregator, LLC | Hospitals and Physicians | Broomfield | CO | $6,793,600 | Indefinite | 4 | Mar 23 | sec.gov |
| Approximate Labs Inc. | Other Technology | Boulder | CO | $5,350,000 | $5,350,000 | 6 | Mar 23 | sec.gov |
| Infinant Inc. | Other Technology | Charlotte | NC | $5,000,000 | $5,000,000 | 4 | Mar 23 | sec.gov |
| Saturn Oil & Gas Inc. | Oil and Gas | Calgary | $4,806,335 | $4,806,335 | 5 | Mar 23 | sec.gov | |
| Strategic Equity Energy LLC | Other | Lake Mary | FL | $4,744,000 | $5,000,000 | 33 | Mar 23 | sec.gov |
| DYX WP Holdings LLC | Investing | White Plains | NY | $4,390,000 | Indefinite | 15 | Mar 23 | sec.gov |
| First Wave BioPharma, Inc. | Biotechnology | Boca Raton | FL | $4,000,001 | $4,000,001 | 1 | Mar 23 | sec.gov |
| Nectar Gila 2023, LLC | Commercial | Denver | CO | $3,607,000 | $4,000,000 | 24 | Mar 23 | sec.gov |
| NEMO Arms, Inc. | Other | Nampa | ID | $3,500,000 | $3,500,000 | 7 | Mar 23 | sec.gov |
| Infield, Inc. | Other Technology | Ridgefield | CT | $2,935,998 | $2,935,998 | 22 | Mar 23 | sec.gov |
| Boston Fire Protection Holdings, LLC | Other | Charlestown | MA | $2,647,645 | $4,354,350 | 23 | Mar 23 | sec.gov |
| Strategic Equity Technology LLC | Other | Lake Mary | FL | $2,490,952 | $5,000,000 | 37 | Mar 23 | sec.gov |
| Visionvestments, LLC | Investing | Dublin | OH | $2,430,000 | $2,430,000 | 17 | Mar 23 | sec.gov |
| QUAINT OAK BANCORP INC | Other Banking and Financial Services | Southampton | PA | $2,000,000 | $2,000,000 | 2 | Mar 23 | sec.gov |
| Reliant Freedom Fund, LLC | Other Real Estate | Berwyn | PA | $1,620,000 | $150,000,000 | 8 | Mar 23 | sec.gov |
| Cove Essential Net Lease 58 DST | Commercial | Torrance | CA | $1,619,640 | $11,074,616 | 6 | Mar 23 | sec.gov |
| Evolve Headwaters, LLC | Commercial | Greensboro | NC | $1,502,900 | $4,740,000 | 7 | Mar 23 | sec.gov |
| Nutrivert Inc. | Pharmaceuticals | Atlanta | GA | $1,500,274 | $2,000,000 | 1 | Mar 23 | sec.gov |
| Transparent Health Marketplace, Inc. (amended) | Other Health Care | West Chester | PA | $1,321,326 | $15,000,000 | 11 | Mar 23 | sec.gov |
| Transparent Health Marketplace, Inc. | Other Health Care | Wayne | PA | $1,321,326 | $15,000,000 | 0 | Mar 23 | sec.gov |
| Coin & Card Auctions, Inc | Business Services | Des Moines | IL | $1,123,519 | $5,000,000 | 1003 | Mar 23 | sec.gov |
| Intelliplay, Inc. | Other Technology | Lewisville | TX | $850,000 | $2,450,000 | 3 | Mar 23 | sec.gov |
| MERCHADISE, INC. | Other | Portland | OR | $850,000 | $1,000,000 | 4 | Mar 23 | sec.gov |
| La Rosa Holdings Corp. (amended) | Residential | Celebration | FL | $575,000 | $11,000,000 | 42 | Mar 23 | sec.gov |
| Seriously Clean LTD. (amended) | Other Health Care | Nixa | MO | $500,000 | $1,800,000 | 4 | Mar 23 | sec.gov |
| TRACKtech, LLC | Other Technology | Greenwood Village | CO | $500,000 | $1,000,000 | 2 | Mar 23 | sec.gov |
| Influxer Holdings, LLC | Other | Dallas | TX | $385,000 | $1,000,000 | 8 | Mar 23 | sec.gov |
| Trustless Privacy, Inc. (amended) | Other Technology | Oakland | CA | $282,000 | $3,500,000 | 5 | Mar 23 | sec.gov |
| PINEAPPLE EXPRESS CANNABIS Co | Other | Los Angeles | CA | $250,000 | $2,000,000 | 5 | Mar 23 | sec.gov |
| CWS Investments Inc (amended) | Investing | Springfield | VA | $200,000 | $75,000,000 | 2 | Mar 23 | sec.gov |
| SEG GROWTH FUND 1 LLC | Residential | The Colony | TX | $191,000 | $3,000,000 | 6 | Mar 23 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $115,161 | Indefinite | 9 | Mar 23 | sec.gov |
| Klabbz Media, Inc. | Other Technology | Seattle | WA | $100,000 | $200,000 | 1 | Mar 23 | sec.gov |
| HITCHPIN, INC. | Other Technology | Manhattan | KS | $100,000 | $2,850,000 | 1 | Mar 23 | sec.gov |
| BROWNS SHOE FIT CO GENERAL OFFICE INC | Business Services | Shenandoah | IA | $35,860 | $35,860 | 14 | Mar 23 | sec.gov |
| MINU, Inc. | Other | Palos Verdes Estates | CA | $22,750 | $22,750 | 1 | Mar 23 | sec.gov |
| Hometap HEI Fund IV, L.P. | Residential | Boston | MA | $0 | Indefinite | 0 | Mar 23 | sec.gov |
| BE New Bridge Oil & Gas Fund LLC | Oil and Gas | Sheridan | WY | $0 | $15,000,000 | 0 | Mar 23 | sec.gov |
| Monarch MSS GA 2023 ICF 2, LLC | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Mar 23 | sec.gov |
| INTEGRIS SECURED CREDIT FUND III | Other Real Estate | Irvine | CA | $0 | $10,000,000 | 0 | Mar 23 | sec.gov |
| U.S. Builder Land Finance Fund II, LLC | Residential | Scottsdale | AZ | $0 | $50,000,000 | 0 | Mar 23 | sec.gov |
| SRE Venture 1122 LLC | Other Real Estate | San Diego | CA | $0 | $2,000,000 | 0 | Mar 23 | sec.gov |
| Backed By Dentists I LLC | Other | Long Beach | NY | $0 | Indefinite | 0 | Mar 23 | sec.gov |
| INTELLISYNCH, LLC | Other Technology | Potomac | MD | $0 | $1,000,000 | 0 | Mar 23 | sec.gov |
| Wolfe Fund Liberty Grove LLC | Commercial | Plano | TX | $0 | $21,000,000 | 0 | Mar 23 | sec.gov |
| Falcon QOF 2022, LLC | Other Real Estate | Charlotte | NC | $0 | $64,000,000 | 0 | Mar 23 | sec.gov |
| G-Can of Oregon Holdings, Inc. (amended) | Agriculture | Oregon City | OR | $0 | Indefinite | 0 | Mar 23 | sec.gov |
| Victorious Ventures LLC | Commercial | Dover | DE | $0 | $50,000,000 | 0 | Mar 23 | sec.gov |
| Ogden Midrise Investors LLC | Residential | New York | NY | $0 | $2,225,000 | 0 | Mar 23 | sec.gov |
| MCI-DST 1 | Other Real Estate | Dallas | TX | $0 | $27,500,000 | 0 | Mar 23 | sec.gov |
| MARTIN MCELROY INC. | Other Real Estate | Temecula | CA | $0 | $7,050,000 | 0 | Mar 23 | sec.gov |
| NSCG Diversified Opportunities Fund I, LLC | Commercial | Lake Forest | IL | $0 | $5,000,000 | 0 | Mar 23 | sec.gov |
| Alpine Management Aggregator, LP | Hospitals and Physicians | New York | NY | $0 | Indefinite | 0 | Mar 23 | sec.gov |
| Arrival | Manufacturing | Luxembourg | $0 | $303,000,000 | 1 | Mar 23 | sec.gov | |
| Nuclein, LLC | Biotechnology | Austin | TX | $0 | Indefinite | 0 | Mar 23 | sec.gov |
| QuantumXchange, Inc. | Other Technology | Bethesda | MD | $0 | $6,000,000 | 0 | Mar 23 | sec.gov |
| Electronic Caregiver, Inc. | Other Technology | Las Cruces | NM | $0 | $10,000,000 | 0 | Mar 23 | sec.gov |
| Film Funding Group, LLC | Other | Celebration | FL | $0 | $1,000,000 | 0 | Mar 23 | sec.gov |
March 24, 2023 · March 22, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.