Data / Form D filings / Mar 24
Form D filings, March 24, 2023: 79 companies raised $302.3 million
79 operating companies filed a Form D on March 24, 2023, reporting $302.3 million sold. Largest: THREE NATIONAL LOGISTICS PROPERTIES INVESTORS DST ($45.7 million), GT MEDICAL TECHNOLOGIES, INC. ($37.4 million), Throtle, Inc. ($36.4 million). The median filing is $1.3 million, and 146 pooled investment funds also filed that day.
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- 79Form D filings
- $302.3 millionreported sold
- $1.3 millionmedian amount sold
- CAmost filings (12)
Most filings by state: CA 12, TX 7, NY 5, AZ 4, IL 4. By industry: Other Technology 21, Other 14, Other Real Estate 10, Other Health Care 6.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| THREE NATIONAL LOGISTICS PROPERTIES INVESTORS DST (amended) | Other Real Estate | Nashua | NH | $45,654,327 | $812,108,972 | 25 | Mar 24 | sec.gov |
| GT MEDICAL TECHNOLOGIES, INC. | Other Health Care | Tempe | AZ | $37,420,783 | $45,137,701 | 33 | Mar 24 | sec.gov |
| Throtle, Inc. | Other Technology | Red Bank | NJ | $36,350,000 | $36,350,000 | 2 | Mar 24 | sec.gov |
| X3 Higher Moment Offshore Fund LP (amended) | Investing | Minneapolis | MN | $34,000,000 | $34,000,000 | 1 | Mar 24 | sec.gov |
| Droplette Inc. (amended) | Other | Boston | MA | $21,049,703 | $29,999,704 | 18 | Mar 24 | sec.gov |
| JWCM Heights West, DST (amended) | Other Real Estate | New York | NY | $14,882,588 | $14,882,588 | 42 | Mar 24 | sec.gov |
| sanas.ai Inc. | Other Technology | Palo Alto | CA | $14,719,678 | $25,000,000 | 11 | Mar 24 | sec.gov |
| White Cap Parent, LLC (amended) | Construction | Norcross | GA | $11,566,077 | Indefinite | 56 | Mar 24 | sec.gov |
| THEORIS SOFTWARE, INC. (amended) | Other Technology | St. Petersburg | FL | $9,374,515 | $9,374,515 | 9 | Mar 24 | sec.gov |
| Salon Interactive, Inc. (amended) | Other Technology | Chicago | IL | $6,774,872 | $7,793,491 | 25 | Mar 24 | sec.gov |
| Sift Medical Data, Inc. (amended) | Other Technology | Milwaukee | WI | $6,750,000 | $6,750,000 | 13 | Mar 24 | sec.gov |
| Right-Hand Cyber Security, Inc. | Other Technology | Scottsdale | AZ | $5,900,000 | $5,900,000 | 15 | Mar 24 | sec.gov |
| CND Life Sciences, Inc. (amended) | Biotechnology | Scottsdale | AZ | $4,500,000 | $4,500,000 | 26 | Mar 24 | sec.gov |
| Trinity Farmers Market Investors LLC | Other Real Estate | Southlake | TX | $4,175,000 | $8,000,000 | 34 | Mar 24 | sec.gov |
| First Avenue Private Partners, LLC | Other | Birmingham | AL | $3,550,000 | $3,550,000 | 12 | Mar 24 | sec.gov |
| USRC Electric City, LLC | Other Health Care | Plano | TX | $3,201,298 | $3,201,298 | 2 | Mar 24 | sec.gov |
| BEAN BOX, INC. | Retailing | Seattle | WA | $3,146,912 | $6,076,150 | 8 | Mar 24 | sec.gov |
| Myosin Therapeutics Inc. (amended) | Pharmaceuticals | Jupiter | FL | $2,999,986 | $2,999,986 | 4 | Mar 24 | sec.gov |
| SMK Dallas AH Fund LLC | Commercial | Bend | OR | $2,912,399 | $5,000,000 | 28 | Mar 24 | sec.gov |
| Pictory, Corp. | Other Technology | Bothell | WA | $2,616,218 | $3,096,967 | 7 | Mar 24 | sec.gov |
| Westwood Velocis Secondary Partners III, LLC | Investing | Dallas | TX | $2,350,000 | Indefinite | 8 | Mar 24 | sec.gov |
| PSQ Holdings, Inc. | Other Technology | Encinitas | CA | $2,300,000 | $15,000,000 | 6 | Mar 24 | sec.gov |
| Firestorm Labs, Inc. | Other Technology | San Diego | CA | $2,140,000 | $7,000,000 | 5 | Mar 24 | sec.gov |
| Grass Capital Partners, LP (amended) | Investing | Cypress | TX | $2,074,058 | Indefinite | 17 | Mar 24 | sec.gov |
| Martin/Martin, Inc. (amended) | Other | Lakewood | CO | $2,073,525 | $4,395,025 | 95 | Mar 24 | sec.gov |
| ODDSworks, Inc. | Other | Downers Grove | IL | $2,000,039 | $2,000,039 | 20 | Mar 24 | sec.gov |
| Circle Seafoods Inc. (amended) | Other | Sitka | AK | $1,907,500 | $10,000,000 | 11 | Mar 24 | sec.gov |
| TPEG BULL CREEK INVESTORS LLC (amended) | Other Real Estate | Southlake | TX | $1,880,000 | $6,000,000 | 57 | Mar 24 | sec.gov |
| TPEG BULL CREEK INVESTORS LLC | Other Real Estate | Southlake | TX | $1,880,000 | $6,000,000 | 57 | Mar 24 | sec.gov |
| Wild Things Snacks, Inc. | Other | Seattle | WA | $1,874,984 | $11,949,997 | 7 | Mar 24 | sec.gov |
| MC Oaks Village LLC (amended) | Investing | Leesburg | VA | $1,505,000 | $2,125,000 | 9 | Mar 24 | sec.gov |
| ALDERWOOD LABS, INC. | Telecommunications | Reno | NV | $1,096,037 | $1,341,032 | 27 | Mar 24 | sec.gov |
| Sports Acquisition, LLC | Other Technology | Grand Rapids | MI | $1,000,000 | $1,000,000 | 6 | Mar 24 | sec.gov |
| ESTAT Actuation, Inc. | Other Technology | Pittsburgh | PA | $866,000 | $1,100,000 | 8 | Mar 24 | sec.gov |
| OPTIONS CLEARING CORP | Other | Chicago | IL | $740,000 | Indefinite | 2 | Mar 24 | sec.gov |
| NEXGEN FORENSIC SCIENCES, INC. | Biotechnology | Columbia | MD | $450,319 | $750,000 | 9 | Mar 24 | sec.gov |
| Verne Forward, Inc. | Other Technology | Cleveland | OH | $450,000 | $1,000,000 | 3 | Mar 24 | sec.gov |
| Hamilton Zanze Real Estate Fund XII, LLC | Residential | San Francisco | CA | $450,000 | $15,250,000 | 4 | Mar 24 | sec.gov |
| PathwaysGI, Inc. | Other Health Care | Ann Arbor | MI | $350,000 | $500,000 | 2 | Mar 24 | sec.gov |
| Intersect Agriculture, Inc. | Other Technology | Cincinnati | OH | $350,000 | $1,500,000 | 4 | Mar 24 | sec.gov |
| TAILWIND IMAGERY, INC. | Other Technology | Centennial | CO | $350,000 | $600,000 | 3 | Mar 24 | sec.gov |
| Simplifyance Inc. | Other Technology | Scottsdale | AZ | $330,000 | $750,000 | 4 | Mar 24 | sec.gov |
| TFSC Inc (amended) | Retailing | Mill Valley | CA | $255,000 | $2,765,000 | 12 | Mar 24 | sec.gov |
| Arneo Residential Investments, LLC | Other Real Estate | Fort Wayne | IN | $251,025 | $8,200,150 | 1 | Mar 24 | sec.gov |
| HUBBELL REALTY Co | Commercial | West Des Moines | IA | $250,000 | Indefinite | 1 | Mar 24 | sec.gov |
| Braxia Scientific Corp. | Other Health Care | Toronto | $249,024 | $730,060 | 3 | Mar 24 | sec.gov | |
| DCP KEN CARYL DEBT A100, LLC | Other Real Estate | Colorado Springs | CO | $200,000 | $200,000 | 4 | Mar 24 | sec.gov |
| ELECTRUN CORP | Other Energy | Sacramento | CA | $200,000 | $5,000,000 | 1 | Mar 24 | sec.gov |
| Arthron Investments, LLC | Other Health Care | Grapevine | TX | $152,000 | Indefinite | 1 | Mar 24 | sec.gov |
| Cafe Metronome, LLC (amended) | Restaurants | New York | NY | $150,000 | $15,000,000 | 3 | Mar 24 | sec.gov |
| One Tribe, Inc. | Other Technology | Miami | FL | $125,000 | $1,000,000 | 2 | Mar 24 | sec.gov |
| TiCoat, Inc. | Other Technology | North Windham | CT | $100,000 | $3,500,000 | 1 | Mar 24 | sec.gov |
| Santiste Medical Inc. | Biotechnology | Princeton | NJ | $89,000 | Indefinite | 8 | Mar 24 | sec.gov |
| Dutchess Roots LLC | Other | Poughkeepsie | NY | $70,000 | $100,000 | 7 | Mar 24 | sec.gov |
| Title Fusion LLC | Other Real Estate | Apple Valley | MN | $65,250 | $125,000 | 17 | Mar 24 | sec.gov |
| MegaPlants LLC | Retailing | Brooklyn | NY | $50,000 | $220,000 | 2 | Mar 24 | sec.gov |
| First Tellurium Corp. | Other | Delta | $35,704 | $1,099,766 | 3 | Mar 24 | sec.gov | |
| Basin Uranium Corp. | Other | Vancouver | $32,500 | $2,047,500 | 1 | Mar 24 | sec.gov | |
| PROSUM INC | Other Technology | El Segundo | CA | $10,500 | $10,500 | 1 | Mar 24 | sec.gov |
| First Responder Technologies Inc. | Other Technology | Vancouver | $6,215 | $14,258 | 1 | Mar 24 | sec.gov | |
| FENDX TECHNOLOGIES INC. | Other Technology | Oakville | $5,469 | $5,469 | 1 | Mar 24 | sec.gov | |
| FENDX TECHNOLOGIES INC. | Other Technology | Oakville | $5,469 | $5,469 | 1 | Mar 24 | sec.gov | |
| Iscreamuscream LLC | Business Services | Woodland Hills | CA | $0 | $234,000 | 20 | Mar 24 | sec.gov |
| Blissterinthesun LLC | Business Services | Woodland Hills | CA | $0 | $219,000 | 20 | Mar 24 | sec.gov |
| Eight Clap LRF LLC | Business Services | Woodland Hills | CA | $0 | $300,000 | 20 | Mar 24 | sec.gov |
| Dockside T1 LLC | Other | Rancho Cucamonga | CA | $0 | $140,000 | 0 | Mar 24 | sec.gov |
| Ritz Group Holdings, LLC | Investment Banking | Albany | GA | $0 | Indefinite | 0 | Mar 24 | sec.gov |
| WORKBALANCE II, A SERIES OF WORKLYFEBALANCE LLC | Other | Sandy | UT | $0 | $1,000,000 | 0 | Mar 24 | sec.gov |
| Hampshire San Antonio I, LLC | Residential | Portsmouth | NH | $0 | $10,000,000 | 0 | Mar 24 | sec.gov |
| Foot & Ankle International USA INC. | Other Health Care | Broken Arrow | OK | $0 | Indefinite | 0 | Mar 24 | sec.gov |
| THURMOND EDWAN SHANDO | Investment Banking | Henderson | NV | $0 | $47,000,000,000 | 0 | Mar 24 | sec.gov |
| IVP Milwaukee Multifamily, LLC | Other Real Estate | Oak Brook | IL | $0 | $27,870,000 | 0 | Mar 24 | sec.gov |
| Herndon EV Topco, LP | Other | New York | NY | $0 | Indefinite | 0 | Mar 24 | sec.gov |
| 178 Five Points LLC | Commercial | Memphis | TN | $0 | $1,300,000 | 0 | Mar 24 | sec.gov |
| Summit Pork V, LLP | Agriculture | Alden | IA | $0 | $75,000,000 | 0 | Mar 24 | sec.gov |
| NGGS II, LP | Other Real Estate | San Diego | CA | $0 | $10,000,000 | 5 | Mar 24 | sec.gov |
| San Antonio 102 LLC (amended) | Commercial | Sheridan | WY | $0 | $15,500,000 | 0 | Mar 24 | sec.gov |
| CLEANA, INC. (amended) | Other | Wyckoff | MA | $0 | $465,000 | 0 | Mar 24 | sec.gov |
| WaCap - O Real Estate Income Fund Feeder LLC (amended) | Investing | Seattle | WA | $0 | $100,000,000 | 0 | Mar 24 | sec.gov |
March 27, 2023 · March 23, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.