Data / Form D filings / Week of Mar 20
Form D filings, week of March 20, 2023: 422 companies raised $20.76 billion
422 operating companies filed a Form D in the week of March 20, 2023, reporting $20.76 billion sold. Largest: NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT ($9.62 billion), Nationwide PPVUL Separate Account - 6 ($4.95 billion), Nationwide PPVUL Separate Account - 4 ($2.00 billion). The median filing is $2 million, and 674 pooled investment funds also filed that week.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 422Form D filings
- $20.76 billionreported sold
- $2 millionmedian amount sold
- CAmost filings (70)
Most filings by state: CA 70, NY 31, FL 31, TX 28, CO 20. By industry: Other 84, Other Technology 81, Other Real Estate 50, Commercial 40.
By day: Mar 20 (95), Mar 21 (80), Mar 22 (95), Mar 23 (73), Mar 24 (79).
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT (amended) | Insurance | Columbus | OH | $9,623,726,465 | Indefinite | 449 | Mar 20 | sec.gov |
| Nationwide PPVUL Separate Account - 6 (amended) | Insurance | Columbus | OH | $4,951,134,807 | Indefinite | 25 | Mar 20 | sec.gov |
| Nationwide PPVUL Separate Account - 4 (amended) | Insurance | Columbus | OH | $1,996,000,000 | Indefinite | 6 | Mar 20 | sec.gov |
| Siprocal, Inc | Other Technology | Dallas | TX | $380,000,000 | $380,000,000 | 97 | Mar 22 | sec.gov |
| Nationwide PPVUL Separate Account - 3 (amended) | Insurance | Columbus | OH | $360,924,715 | Indefinite | 76 | Mar 20 | sec.gov |
| Griffin Capital Qualified Opportunity Zone Fund III, L.P. (amended) | Other Real Estate | El Segundo | CA | $319,209,267 | $500,000,000 | 560 | Mar 23 | sec.gov |
| Sundance Bay Income & Growth OP, LP (amended) | REITS and Finance | Salt Lake City | UT | $281,992,101 | Indefinite | 146 | Mar 22 | sec.gov |
| Sundance Bay Income & Growth Fund, LP (amended) | REITS and Finance | Salt Lake City | UT | $167,385,938 | Indefinite | 505 | Mar 22 | sec.gov |
| Benefit Street Partners Multifamily Trust, Inc. (amended) | REITS and Finance | New York | NY | $148,764,709 | Indefinite | 479 | Mar 23 | sec.gov |
| Nationwide Private Placement Variable Account - E (amended) | Insurance | Columbus | OH | $133,364,197 | Indefinite | 4 | Mar 20 | sec.gov |
| Forefront Physicians Holdings, LLC | Hospitals and Physicians | Broomfield | CO | $114,105,219 | $114,105,219 | 117 | Mar 23 | sec.gov |
| New Insight Holdings, Inc. (amended) | Other | Plano | TX | $88,778,318 | Indefinite | 54 | Mar 21 | sec.gov |
| Nettwerk Music Group Inc. | Other | Vancouver | $74,984,843 | $74,984,843 | 23 | Mar 21 | sec.gov | |
| Receivables Funding II, LLC (amended) | Other Banking and Financial Services | New York | NY | $66,027,134 | Indefinite | 51 | Mar 22 | sec.gov |
| SAMBAZON INC (amended) | Manufacturing | San Clemente | CA | $65,083,091 | Indefinite | 20 | Mar 23 | sec.gov |
| Tinuiti Group Holdings, L.P. (amended) | Business Services | New York | NY | $65,007,000 | Indefinite | 51 | Mar 22 | sec.gov |
| CodaMetrix Inc. | Other Health Care | Boston | MA | $57,394,508 | $57,394,508 | 12 | Mar 21 | sec.gov |
| ExchangeRight Net-Leased Portfolio 50 DST (amended) | Commercial | Pasadena | CA | $57,220,000 | $57,220,000 | 103 | Mar 21 | sec.gov |
| Fabric8Labs, Inc. | Other Technology | San Diego | CA | $52,759,718 | $52,774,715 | 10 | Mar 20 | sec.gov |
| THREE NATIONAL LOGISTICS PROPERTIES INVESTORS DST (amended) | Other Real Estate | Nashua | NH | $45,654,327 | $812,108,972 | 25 | Mar 24 | sec.gov |
| Empirico Inc. | Biotechnology | San Diego | CA | $45,222,197 | $55,222,199 | 4 | Mar 23 | sec.gov |
| Aperia Technologies, Inc. | Other Technology | Burlingame | CA | $45,155,458 | $48,155,459 | 8 | Mar 22 | sec.gov |
| Charter School Capital, Inc. (amended) | Other Banking and Financial Services | Portland | OR | $44,600,000 | $50,000,000 | 3 | Mar 23 | sec.gov |
| Nationwide PPVUL Separate Account 7 (amended) | Insurance | Columbus | OH | $44,146,476 | Indefinite | 2 | Mar 20 | sec.gov |
| Cellanome, Inc. (amended) | Biotechnology | Palo Alto | CA | $40,664,711 | $40,664,711 | 11 | Mar 21 | sec.gov |
| Adenia Capital (V) LP (amended) | Other | Saint-Pierre | $40,000,000 | Indefinite | 1 | Mar 22 | sec.gov | |
| Atento S.A. | Telecommunications | Luxembourg | $39,600,000 | $39,600,000 | 11 | Mar 20 | sec.gov | |
| GT MEDICAL TECHNOLOGIES, INC. | Other Health Care | Tempe | AZ | $37,420,783 | $45,137,701 | 33 | Mar 24 | sec.gov |
| Throtle, Inc. | Other Technology | Red Bank | NJ | $36,350,000 | $36,350,000 | 2 | Mar 24 | sec.gov |
| PureSpectrum Inc. | Other | Westlake Village | CA | $36,099,943 | $36,099,943 | 4 | Mar 22 | sec.gov |
| Fairmatic Services, Inc. | Insurance | Reno | NV | $34,563,999 | $40,000,000 | 7 | Mar 23 | sec.gov |
| GroundTruth Ag, Inc. | Other Technology | Arlington | VA | $34,347,310 | $34,347,310 | 19 | Mar 21 | sec.gov |
| Orchard Therapeutics plc | Biotechnology | London | $34,000,140 | Indefinite | 7 | Mar 23 | sec.gov | |
| X3 Higher Moment Offshore Fund LP (amended) | Investing | Minneapolis | MN | $34,000,000 | $34,000,000 | 1 | Mar 24 | sec.gov |
| TriBridge Co-Invest 64, LLC | Commercial | Atlanta | GA | $33,850,000 | $33,850,000 | 73 | Mar 23 | sec.gov |
| BRP FUSION 1 LLC | Other Real Estate | Boca Raton | FL | $31,000,000 | $31,000,000 | 9 | Mar 22 | sec.gov |
| Open Industrial Fund I Parallel LP (amended) | Commercial | Bethesda | MD | $29,566,132 | $125,000,000 | 84 | Mar 22 | sec.gov |
| Magic AI, Inc. | Other | San Francisco | CA | $28,074,881 | $28,075,000 | 23 | Mar 22 | sec.gov |
| Open Industrial Fund I LP (amended) | Commercial | Bethesda | MD | $27,601,666 | $125,000,000 | 60 | Mar 22 | sec.gov |
| Sonata Financial Holdings, Inc. (amended) | Commercial Banking | Sebree | KY | $26,101,050 | $40,000,000 | 106 | Mar 20 | sec.gov |
| IC-SB San Antonio Park WH, L.P. | Residential | Dallas | TX | $25,343,000 | $29,993,000 | 17 | Mar 20 | sec.gov |
| Circ, INC. | Manufacturing | Danville | VA | $24,999,961 | $24,999,961 | 8 | Mar 20 | sec.gov |
| UDC HOLDCO, LLC | Other Health Care | Miami | FL | $23,920,000 | $23,920,000 | 28 | Mar 22 | sec.gov |
| Droplette Inc. (amended) | Other | Boston | MA | $21,049,703 | $29,999,704 | 18 | Mar 24 | sec.gov |
| EMPASSION HEALTH HOLDINGS, LLC | Other | New York | NY | $19,999,986 | $24,999,984 | 12 | Mar 20 | sec.gov |
| Aperia Technologies, Inc. | Other Technology | Burlingame | CA | $19,743,770 | $19,743,770 | 43 | Mar 22 | sec.gov |
| Nationwide PPVUL Separate Account - AC1 (amended) | Insurance | Columbus | OH | $19,398,949 | Indefinite | 8 | Mar 20 | sec.gov |
| CaliberCos Inc. | Other Real Estate | Scottsdale | AZ | $19,329,000 | $25,000,000 | 82 | Mar 20 | sec.gov |
| InterWell Topco L.P. | Other Health Care | Boston | MA | $18,333,201 | $18,333,201 | 27 | Mar 20 | sec.gov |
| Momo Orchard Holdings, Inc. | Other Technology | New York | NY | $17,603,647 | $17,603,647 | 5 | Mar 21 | sec.gov |
| Griffin Capital Development Partners Fund II, L.P. (amended) | Other Real Estate | El Segundo | CA | $17,256,517 | $145,000,000 | 98 | Mar 23 | sec.gov |
| Redbrix III LLC (amended) | Commercial | Allen | TX | $17,053,000 | $50,000,000 | 137 | Mar 20 | sec.gov |
| NE1 BTR Villages, DST (amended) | Residential | Atlanta | GA | $16,335,632 | $16,335,632 | 53 | Mar 20 | sec.gov |
| VANU, INC. | Telecommunications | Lexington | MA | $15,059,576 | $20,559,576 | 6 | Mar 20 | sec.gov |
| Miso Robotics, Inc. | Other Technology | Pasadena | CA | $15,015,000 | $54,998,147 | 1 | Mar 22 | sec.gov |
| JWCM Heights West, DST (amended) | Other Real Estate | New York | NY | $14,882,588 | $14,882,588 | 42 | Mar 24 | sec.gov |
| sanas.ai Inc. | Other Technology | Palo Alto | CA | $14,719,678 | $25,000,000 | 11 | Mar 24 | sec.gov |
| Nest Healthcare, Inc. | Other Health Care | New Orleans | LA | $14,624,872 | $14,635,371 | 11 | Mar 23 | sec.gov |
| GOVERNORS HILL APARTMENTS LLC | Other Real Estate | Cincinnati | OH | $14,300,000 | $14,300,000 | 28 | Mar 23 | sec.gov |
| Lucid Diagnostics Inc. | Biotechnology | New York | NY | $13,625,000 | $20,000,000 | 4 | Mar 22 | sec.gov |
| White Cap Parent, LLC (amended) | Construction | Norcross | GA | $11,566,077 | Indefinite | 56 | Mar 24 | sec.gov |
| Liteboxer Technologies, Inc. | Other Technology | Hampton | NH | $11,405,959 | $16,406,234 | 11 | Mar 21 | sec.gov |
| Alexander Capital Ventures LLC | Other Banking and Financial Services | Delray Beach | FL | $11,263,400 | $11,263,400 | 76 | Mar 20 | sec.gov |
| Viirtue, Inc | Other Technology | St. Petersburg | FL | $10,800,000 | $10,800,000 | 1 | Mar 21 | sec.gov |
| LSC-Vancouver WA, DST (amended) | Residential | Radnor | PA | $10,522,919 | $29,520,000 | 24 | Mar 23 | sec.gov |
| CaliberCos Inc. | Other Real Estate | Scottsdale | AZ | $10,490,000 | $15,000,000 | 56 | Mar 20 | sec.gov |
| Stratyfy, Inc. | Other Technology | New York | NY | $10,155,752 | $10,155,752 | 41 | Mar 21 | sec.gov |
| Anchor 3724, LLC | Other | Atlanta | GA | $10,000,000 | $10,000,000 | 23 | Mar 23 | sec.gov |
| FitLab Inc. | Other | Newport Beach | CA | $10,000,000 | $50,000,000 | 1 | Mar 22 | sec.gov |
| Bridle Gap Investments, LLC (amended) | Other Real Estate | Marietta | GA | $9,948,348 | $9,980,000 | 99 | Mar 20 | sec.gov |
| INSAMO INC. | Biotechnology | Berkeley | CA | $9,524,998 | $10,000,000 | 4 | Mar 20 | sec.gov |
| THEORIS SOFTWARE, INC. (amended) | Other Technology | St. Petersburg | FL | $9,374,515 | $9,374,515 | 9 | Mar 24 | sec.gov |
| Nationwide PPVUL Separate Account - 5 (amended) | Insurance | Columbus | OH | $9,192,134 | Indefinite | 6 | Mar 20 | sec.gov |
| KetteQ Holdings, Inc. | Other Technology | Atlanta | GA | $8,747,450 | $8,967,450 | 44 | Mar 23 | sec.gov |
| RCS - AMZ MEXICO LP, LLC | Other Real Estate | Louisville | CO | $8,109,990 | $8,109,990 | 16 | Mar 22 | sec.gov |
| FLUIDX MEDICAL TECHNOLOGY, INC. | Other Health Care | Salt Lake City | UT | $7,557,654 | $7,557,654 | 26 | Mar 20 | sec.gov |
| Mingle Healthcare Solutions, Inc. | Other Technology | Sandy | UT | $7,281,500 | $7,281,500 | 11 | Mar 21 | sec.gov |
| Gold Express Mines, Inc. | Other | Wallace | ID | $7,211,504 | $15,000,000 | 68 | Mar 22 | sec.gov |
| 6425OL, LLC | Residential | Irmo | SC | $6,940,000 | $8,400,000 | 83 | Mar 22 | sec.gov |
| Mt Pleasant 51, LLC | Commercial | Mt Pleasant | SC | $6,840,000 | $6,840,000 | 40 | Mar 22 | sec.gov |
| Savannah 162 LLC | Commercial | Mt Pleasant | SC | $6,820,000 | $6,820,000 | 40 | Mar 22 | sec.gov |
| IDSS Holdings, Inc. | Other Technology | Boxboro | MA | $6,800,000 | $6,800,000 | 1 | Mar 20 | sec.gov |
| Forefront Management Aggregator, LLC | Hospitals and Physicians | Broomfield | CO | $6,793,600 | Indefinite | 4 | Mar 23 | sec.gov |
| Salon Interactive, Inc. (amended) | Other Technology | Chicago | IL | $6,774,872 | $7,793,491 | 25 | Mar 24 | sec.gov |
| Sift Medical Data, Inc. (amended) | Other Technology | Milwaukee | WI | $6,750,000 | $6,750,000 | 13 | Mar 24 | sec.gov |
| AptDeco, Inc. | Other Technology | New York | NY | $6,150,000 | $7,000,000 | 4 | Mar 21 | sec.gov |
| Elemeno Health, Inc. | Other Technology | Oakland | CA | $6,025,692 | $6,025,692 | 35 | Mar 22 | sec.gov |
| ALTO Apartments Investors, LLC | Other Real Estate | Carmel | IN | $6,020,000 | $6,020,000 | 9 | Mar 22 | sec.gov |
| Vero Technologies, Inc. / DE | Other Technology | New York | NY | $5,999,999 | $9,000,000 | 5 | Mar 22 | sec.gov |
| Wave Life, Inc. | Other | Menlo Park | CA | $5,947,141 | $5,947,141 | 7 | Mar 22 | sec.gov |
| Right-Hand Cyber Security, Inc. | Other Technology | Scottsdale | AZ | $5,900,000 | $5,900,000 | 15 | Mar 24 | sec.gov |
| Schutt Real Estate Value Holdings II LLC (amended) | Other Real Estate | Richmond | VA | $5,715,100 | $10,000,000 | 34 | Mar 20 | sec.gov |
| PINE MEADOWS ASSOCIATES LLC | Commercial | Redwood City | CA | $5,505,000 | $9,300,000 | 57 | Mar 22 | sec.gov |
| CENTRAL FLORIDA INCOME FUND, LLC (amended) | Residential | Lakeland | FL | $5,364,000 | Indefinite | 11 | Mar 20 | sec.gov |
| Approximate Labs Inc. | Other Technology | Boulder | CO | $5,350,000 | $5,350,000 | 6 | Mar 23 | sec.gov |
| Infinant Inc. | Other Technology | Charlotte | NC | $5,000,000 | $5,000,000 | 4 | Mar 23 | sec.gov |
| SRC Grants Mill Land, LLC | Other Real Estate | Birmingham | AL | $5,000,000 | $5,000,000 | 8 | Mar 22 | sec.gov |
| ASP Isotopes Inc. | Other | Boca Raton | FL | $5,000,000 | $5,000,000 | 1 | Mar 21 | sec.gov |
| C16 Biosciences, Inc. | Biotechnology | New York | NY | $4,984,415 | $10,244,013 | 17 | Mar 22 | sec.gov |
| HUB 380 P II, LP | Other Real Estate | Frisco | TX | $4,974,500 | $10,600,000 | 42 | Mar 22 | sec.gov |
| Xenocor, Inc. | Other Health Care | Salt Lake City | UT | $4,957,167 | $10,000,000 | 89 | Mar 21 | sec.gov |
| Solara, Inc. | Other Technology | Walnut | CA | $4,885,000 | $4,885,000 | 9 | Mar 21 | sec.gov |
| NHVPI LLC | Other | Las Vegas | NV | $4,877,800 | $4,877,800 | 26 | Mar 22 | sec.gov |
| Saturn Oil & Gas Inc. | Oil and Gas | Calgary | $4,806,335 | $4,806,335 | 5 | Mar 23 | sec.gov | |
| SITEZEUS HOLDINGS, LLC | Other Technology | Tampa | FL | $4,757,000 | $4,757,000 | 8 | Mar 21 | sec.gov |
| Phase Genomics, Inc. | Biotechnology | Seattle | WA | $4,754,364 | $6,579,358 | 13 | Mar 21 | sec.gov |
| Strategic Equity Energy LLC | Other | Lake Mary | FL | $4,744,000 | $5,000,000 | 33 | Mar 23 | sec.gov |
| DermBiont, Inc. | Biotechnology | Boston | MA | $4,693,564 | $4,693,564 | 69 | Mar 21 | sec.gov |
| SFA 14 Old Sea Isle Blvd LLC | Commercial | Moorestown | NJ | $4,625,000 | $4,625,000 | 28 | Mar 21 | sec.gov |
| EyeRate Inc. | Other Technology | Elk Grove | CA | $4,599,919 | $5,749,919 | 7 | Mar 22 | sec.gov |
| CND Life Sciences, Inc. (amended) | Biotechnology | Scottsdale | AZ | $4,500,000 | $4,500,000 | 26 | Mar 24 | sec.gov |
| DYX WP Holdings LLC | Investing | White Plains | NY | $4,390,000 | Indefinite | 15 | Mar 23 | sec.gov |
| RPAI Akin Fund, LLC | Construction | Denver | CO | $4,301,950 | $12,000,000 | 30 | Mar 22 | sec.gov |
| Minute Molecular Diagnostics, Inc. | Other Health Care | Evanston | IL | $4,223,815 | $4,223,815 | 11 | Mar 22 | sec.gov |
| Stout Equity Fund ii, LLC | Commercial | Staten Island | NY | $4,200,000 | $4,200,000 | 30 | Mar 22 | sec.gov |
| Chiefy, Inc. | Other Health Care | New York | NY | $4,200,000 | $4,200,000 | 3 | Mar 21 | sec.gov |
| Trinity Farmers Market Investors LLC | Other Real Estate | Southlake | TX | $4,175,000 | $8,000,000 | 34 | Mar 24 | sec.gov |
| Loyal Foundry Holdings, Inc. | Other Technology | Cardiff-By-The-Sea | CA | $4,075,792 | $4,500,000 | 27 | Mar 20 | sec.gov |
| Ursa Space Systems Inc. | Other Technology | Ithaca | NY | $4,046,884 | $4,046,884 | 21 | Mar 21 | sec.gov |
| Spectra7 Microsystems Inc. | Other Technology | Toronto | $4,006,416 | $8,733,987 | 16 | Mar 22 | sec.gov | |
| First Wave BioPharma, Inc. | Biotechnology | Boca Raton | FL | $4,000,001 | $4,000,001 | 1 | Mar 23 | sec.gov |
| Lumea Private Credit Fund LP | Other Banking and Financial Services | Lewes | DE | $4,000,000 | $8,000,000 | 1 | Mar 22 | sec.gov |
| Serotiny, Inc. | Biotechnology | San Francisco | CA | $4,000,000 | $4,500,000 | 2 | Mar 20 | sec.gov |
| Foro Holdings, Inc. | Other Technology | Charlotte | NC | $3,999,999 | $4,000,000 | 6 | Mar 21 | sec.gov |
| Blue Planet Training Inc (amended) | Other | Montclair | NJ | $3,970,735 | $6,463,421 | 67 | Mar 21 | sec.gov |
| Alexander Capital Ventures LLC | Other Banking and Financial Services | Delray Beach | FL | $3,916,000 | $3,916,000 | 41 | Mar 20 | sec.gov |
| Nectar Gila 2023, LLC | Commercial | Denver | CO | $3,607,000 | $4,000,000 | 24 | Mar 23 | sec.gov |
| First Avenue Private Partners, LLC | Other | Birmingham | AL | $3,550,000 | $3,550,000 | 12 | Mar 24 | sec.gov |
| NEMO Arms, Inc. | Other | Nampa | ID | $3,500,000 | $3,500,000 | 7 | Mar 23 | sec.gov |
| USRC Electric City, LLC | Other Health Care | Plano | TX | $3,201,298 | $3,201,298 | 2 | Mar 24 | sec.gov |
| FLUIDX MEDICAL TECHNOLOGY, INC. | Other Health Care | Salt Lake City | UT | $3,150,482 | $3,150,482 | 13 | Mar 20 | sec.gov |
| BEAN BOX, INC. | Retailing | Seattle | WA | $3,146,912 | $6,076,150 | 8 | Mar 24 | sec.gov |
| PACIFIC LIFE INSURANCE CO | Insurance | Newport Beach | CA | $3,146,197 | $3,146,197 | 1 | Mar 21 | sec.gov |
| West Ashley 40, LLC | Commercial | Mt Pleasant | SC | $3,110,000 | $3,110,000 | 40 | Mar 22 | sec.gov |
| Guided Clinical Solutions Inc. | Other Health Care | Brookline | MA | $3,015,000 | $3,015,000 | 2 | Mar 20 | sec.gov |
| AgEagle Aerial Systems Inc. | Manufacturing | Wichita | KS | $3,000,000 | $3,000,000 | 1 | Mar 22 | sec.gov |
| Spark GHC Phoenix, L.P. | Commercial | Solon | OH | $3,000,000 | $3,000,000 | 36 | Mar 21 | sec.gov |
| GroundTruth Ag, Inc. | Other Technology | Arlington | VA | $3,000,000 | $3,000,000 | 1 | Mar 21 | sec.gov |
| Myosin Therapeutics Inc. (amended) | Pharmaceuticals | Jupiter | FL | $2,999,986 | $2,999,986 | 4 | Mar 24 | sec.gov |
| Infield, Inc. | Other Technology | Ridgefield | CT | $2,935,998 | $2,935,998 | 22 | Mar 23 | sec.gov |
| SMK Dallas AH Fund LLC | Commercial | Bend | OR | $2,912,399 | $5,000,000 | 28 | Mar 24 | sec.gov |
| Heliostar Metals Ltd. | Other | Vancouver | $2,825,336 | $2,825,336 | 10 | Mar 22 | sec.gov | |
| Pure Barrel Partners III, LLC | Other | Nashville | TN | $2,675,000 | $2,675,000 | 33 | Mar 21 | sec.gov |
| GigFlex LLC (amended) | Other Technology | Plano | TX | $2,650,000 | $2,650,000 | 3 | Mar 20 | sec.gov |
| Boston Fire Protection Holdings, LLC | Other | Charlestown | MA | $2,647,645 | $4,354,350 | 23 | Mar 23 | sec.gov |
| Pictory, Corp. | Other Technology | Bothell | WA | $2,616,218 | $3,096,967 | 7 | Mar 24 | sec.gov |
| Resource Royalty XIX, LLC | Other Energy | Dallas | TX | $2,549,065 | $9,352,941 | 2 | Mar 22 | sec.gov |
| BioSig Technologies, Inc. | Other Health Care | Westport | CT | $2,531,520 | $2,531,520 | 17 | Mar 20 | sec.gov |
| Mimio Health, Inc | Biotechnology | San Francisco | CA | $2,500,000 | $2,500,000 | 9 | Mar 20 | sec.gov |
| Kaamel Technology Inc | Other Technology | Los Gatos | CA | $2,500,000 | $6,000,000 | 1 | Mar 20 | sec.gov |
| Strategic Equity Technology LLC | Other | Lake Mary | FL | $2,490,952 | $5,000,000 | 37 | Mar 23 | sec.gov |
| Visionvestments, LLC | Investing | Dublin | OH | $2,430,000 | $2,430,000 | 17 | Mar 23 | sec.gov |
| Wavegate Corp | Other Health Care | Lake Charles | LA | $2,392,500 | $10,000,000 | 38 | Mar 22 | sec.gov |
| FLUIDX MEDICAL TECHNOLOGY, INC. | Other Health Care | Salt Lake City | UT | $2,355,002 | $2,355,002 | 6 | Mar 20 | sec.gov |
| Westwood Velocis Secondary Partners III, LLC | Investing | Dallas | TX | $2,350,000 | Indefinite | 8 | Mar 24 | sec.gov |
| PSQ Holdings, Inc. | Other Technology | Encinitas | CA | $2,300,000 | $15,000,000 | 6 | Mar 24 | sec.gov |
| Our PlanetX, LLC | Other Technology | San Francisco | CA | $2,195,000 | $39,000,000 | 1 | Mar 20 | sec.gov |
| Mainland Lucedale MS, LLC | Commercial | Nashville | TN | $2,150,000 | $2,150,000 | 25 | Mar 20 | sec.gov |
| Firestorm Labs, Inc. | Other Technology | San Diego | CA | $2,140,000 | $7,000,000 | 5 | Mar 24 | sec.gov |
| Gagnon-Kennedy Vineyards, LLC (amended) | Other | Napa | CA | $2,100,000 | $2,500,000 | 4 | Mar 20 | sec.gov |
| With Belay Corp (amended) | Other Technology | Wynnewood | PA | $2,081,874 | $2,178,994 | 13 | Mar 20 | sec.gov |
| Grass Capital Partners, LP (amended) | Investing | Cypress | TX | $2,074,058 | Indefinite | 17 | Mar 24 | sec.gov |
| Martin/Martin, Inc. (amended) | Other | Lakewood | CO | $2,073,525 | $4,395,025 | 95 | Mar 24 | sec.gov |
| ALT Sports Data, Inc. | Other Technology | Oceanside | CA | $2,020,000 | $2,020,000 | 8 | Mar 20 | sec.gov |
| ODDSworks, Inc. | Other | Downers Grove | IL | $2,000,039 | $2,000,039 | 20 | Mar 24 | sec.gov |
| QUAINT OAK BANCORP INC | Other Banking and Financial Services | Southampton | PA | $2,000,000 | $2,000,000 | 2 | Mar 23 | sec.gov |
| WEST COMMONS, LLC | Residential | Muncie | IN | $2,000,000 | $2,900,000 | 11 | Mar 22 | sec.gov |
| Crown Affair, Inc. | Retailing | Miami | FL | $2,000,000 | $2,000,000 | 4 | Mar 21 | sec.gov |
| Circle Seafoods Inc. (amended) | Other | Sitka | AK | $1,907,500 | $10,000,000 | 11 | Mar 24 | sec.gov |
| Ringmaster Technologies, Inc. | Other Technology | Boca Raton | FL | $1,900,000 | $3,000,000 | 3 | Mar 20 | sec.gov |
| TPEG BULL CREEK INVESTORS LLC (amended) | Other Real Estate | Southlake | TX | $1,880,000 | $6,000,000 | 57 | Mar 24 | sec.gov |
| TPEG BULL CREEK INVESTORS LLC | Other Real Estate | Southlake | TX | $1,880,000 | $6,000,000 | 57 | Mar 24 | sec.gov |
| Wild Things Snacks, Inc. | Other | Seattle | WA | $1,874,984 | $11,949,997 | 7 | Mar 24 | sec.gov |
| Makeswift, Inc. | Other Technology | Atlanta | GA | $1,856,250 | $1,856,250 | 12 | Mar 22 | sec.gov |
| Open Industrial Fund I Parallel Feeder LP | Commercial | Bethesda | MD | $1,780,000 | $1,780,000 | 23 | Mar 22 | sec.gov |
| Liquid Mining Fund III, LLC | Other Technology | New York | NY | $1,779,900 | $100,000,000 | 15 | Mar 22 | sec.gov |
| LHL Strategies, Inc. | Insurance | Conshohocken | PA | $1,700,000 | $50,000,000 | 1 | Mar 22 | sec.gov |
| WellSense, Inc. | Other Health Care | Birmingham | MI | $1,700,000 | $3,000,000 | 13 | Mar 22 | sec.gov |
| First Capitol Place LLC | Residential | Denver | CO | $1,650,000 | $3,000,000 | 13 | Mar 21 | sec.gov |
| Reliant Freedom Fund, LLC | Other Real Estate | Berwyn | PA | $1,620,000 | $150,000,000 | 8 | Mar 23 | sec.gov |
| Cove Essential Net Lease 58 DST | Commercial | Torrance | CA | $1,619,640 | $11,074,616 | 6 | Mar 23 | sec.gov |
| BXHCP ES III, LLC | Other | Hillsdale | NY | $1,609,035 | Indefinite | 22 | Mar 20 | sec.gov |
| Flamingo Electric Inc. | Manufacturing | Grafton | WI | $1,600,000 | $2,400,000 | 15 | Mar 22 | sec.gov |
| Tourial, Inc. | Other | Atlanta | GA | $1,550,000 | $2,000,000 | 4 | Mar 22 | sec.gov |
| PARQ, INC. | Other Technology | Los Angeles | CA | $1,507,758 | $3,000,000 | 6 | Mar 22 | sec.gov |
| MC Oaks Village LLC (amended) | Investing | Leesburg | VA | $1,505,000 | $2,125,000 | 9 | Mar 24 | sec.gov |
| Evolve Headwaters, LLC | Commercial | Greensboro | NC | $1,502,900 | $4,740,000 | 7 | Mar 23 | sec.gov |
| Nutrivert Inc. | Pharmaceuticals | Atlanta | GA | $1,500,274 | $2,000,000 | 1 | Mar 23 | sec.gov |
| Creator Networks, Inc. | Business Services | Wilmette | IL | $1,500,000 | $1,500,000 | 4 | Mar 21 | sec.gov |
| Dvele Inc. | Other Real Estate | La Jolla | CA | $1,500,000 | $5,000,000 | 1 | Mar 20 | sec.gov |
| Quorus Inc. | Other Technology | Fairfield | CT | $1,499,998 | $1,499,998 | 6 | Mar 22 | sec.gov |
| USRC Brownsville, LLC | Other Health Care | Plano | TX | $1,419,620 | $1,419,620 | 2 | Mar 22 | sec.gov |
| ARC Clean Energy, Inc. | Other Energy | Washington | DC | $1,400,000 | $13,500,000 | 10 | Mar 21 | sec.gov |
| 10000, Inc. (amended) | Other | Santa Monica | CA | $1,397,991 | $2,000,000 | 15 | Mar 22 | sec.gov |
| InfraSight Software Corp (amended) | Other Technology | Huntersville | NC | $1,395,000 | $1,500,000 | 14 | Mar 22 | sec.gov |
| SPC Desert Cove Fund LLC | Residential | Lake Elmo | MN | $1,375,000 | $1,375,000 | 21 | Mar 20 | sec.gov |
| Mingle Healthcare Solutions, Inc. | Other Technology | Sandy | UT | $1,370,000 | $1,500,000 | 13 | Mar 20 | sec.gov |
| Transparent Health Marketplace, Inc. (amended) | Other Health Care | West Chester | PA | $1,321,326 | $15,000,000 | 11 | Mar 23 | sec.gov |
| Transparent Health Marketplace, Inc. | Other Health Care | Wayne | PA | $1,321,326 | $15,000,000 | 0 | Mar 23 | sec.gov |
| Spartan Storage Growth Fund, LLC | Commercial | Golden | CO | $1,250,000 | $150,000,000 | 16 | Mar 20 | sec.gov |
| Marich Confectionery Associates, L.P. | Manufacturing | Hollister | CA | $1,240,000 | $1,240,000 | 14 | Mar 21 | sec.gov |
| Macro Labs, Inc. | Other Technology | New York | NY | $1,200,000 | $1,200,000 | 8 | Mar 20 | sec.gov |
| LNPR GROUP INC. | Other | Salt Lake City | UT | $1,150,000 | $1,150,000 | 2 | Mar 21 | sec.gov |
| GPMS International, Inc. | Other Technology | Waterbury | VT | $1,150,000 | $1,500,000 | 5 | Mar 20 | sec.gov |
| Roll Out the Barrel X LLC | Other | Indianapolis | IN | $1,125,000 | $1,400,000 | 10 | Mar 22 | sec.gov |
| Coin & Card Auctions, Inc | Business Services | Des Moines | IL | $1,123,519 | $5,000,000 | 1003 | Mar 23 | sec.gov |
| ALDERWOOD LABS, INC. | Telecommunications | Reno | NV | $1,096,037 | $1,341,032 | 27 | Mar 24 | sec.gov |
| TFSC Inc | Retailing | Mill Valley | CA | $1,052,817 | $1,250,000 | 18 | Mar 21 | sec.gov |
| Pantheon Desert Cove Fund LLC | Residential | Sarasota | FL | $1,050,000 | $1,050,000 | 14 | Mar 22 | sec.gov |
| K7 Multifamily Fund I LP | Residential | Austin | TX | $1,050,000 | $30,000,000 | 2 | Mar 21 | sec.gov |
| Codepoint Technologies, Inc. | Other Technology | Kirkland | WA | $1,003,923 | $1,003,923 | 5 | Mar 20 | sec.gov |
| Sports Acquisition, LLC | Other Technology | Grand Rapids | MI | $1,000,000 | $1,000,000 | 6 | Mar 24 | sec.gov |
| GUARD DOG SOLUTIONS, INC. | Computers | Salt Lake City | UT | $1,000,000 | $5,000,000 | 4 | Mar 22 | sec.gov |
| SAXON CAPITAL GROUP INC | Other | Scottsdale | AZ | $1,000,000 | $1,000,000 | 1 | Mar 22 | sec.gov |
| WB Desert Cove LLC | Residential | Scottsdale | AZ | $970,000 | $1,000,000 | 16 | Mar 21 | sec.gov |
| Peoples Choice Storage La Grange, LLC | Commercial | Altamonte Springs | FL | $962,000 | $9,150,000 | 8 | Mar 20 | sec.gov |
| Osigu Inc. | Other Technology | Miami | FL | $900,000 | $2,499,997 | 3 | Mar 22 | sec.gov |
| ESTAT Actuation, Inc. | Other Technology | Pittsburgh | PA | $866,000 | $1,100,000 | 8 | Mar 24 | sec.gov |
| Intelliplay, Inc. | Other Technology | Lewisville | TX | $850,000 | $2,450,000 | 3 | Mar 23 | sec.gov |
| MERCHADISE, INC. | Other | Portland | OR | $850,000 | $1,000,000 | 4 | Mar 23 | sec.gov |
| Theia Venture Fund I-B, LP | Investing | Lake Forest | IL | $782,120 | $782,120 | 9 | Mar 21 | sec.gov |
| DCP KEN CARYL DEBT B102, LLC (amended) | Other Real Estate | Colorado Springs | CO | $777,750 | $777,750 | 10 | Mar 20 | sec.gov |
| DCP KEN CARYL DEBT B102, LLC | Other Real Estate | Colorado Springs | CO | $777,750 | $777,750 | 10 | Mar 20 | sec.gov |
| OPTIONS CLEARING CORP | Other | Chicago | IL | $740,000 | Indefinite | 2 | Mar 24 | sec.gov |
| Placemakr 321 H GP, LLC | Commercial | Washington | DC | $700,000 | $700,000 | 13 | Mar 20 | sec.gov |
| Autonomix Medical, Inc. | Other Health Care | The Woodlands | TX | $675,000 | $675,000 | 5 | Mar 20 | sec.gov |
| GH Leisure Lane Cedar Creek LLC (amended) | Residential | Austin | TX | $661,000 | $719,000 | 11 | Mar 21 | sec.gov |
| Spartan Storage Income Fund, LLC | Commercial | Golden | CO | $604,985 | $150,000,000 | 11 | Mar 21 | sec.gov |
| Boldt Runners Corp | Other | Arcata | CA | $600,000 | $1,000,000 | 4 | Mar 20 | sec.gov |
| CS Cabin 0223, LLC | Residential | Norcross | GA | $585,000 | $1,750,000 | 5 | Mar 22 | sec.gov |
| La Rosa Holdings Corp. (amended) | Residential | Celebration | FL | $575,000 | $11,000,000 | 42 | Mar 23 | sec.gov |
| PetroSun, Inc | Other Energy | Phoenix | $572,000 | $1,000,000 | 12 | Mar 20 | sec.gov | |
| Vistim Labs Inc. (amended) | Biotechnology | Salt Lake City | UT | $550,000 | $800,000 | 3 | Mar 21 | sec.gov |
| Spartan Storage Debt Fund, LLC | Commercial | Golden | CO | $549,985 | $150,000,000 | 8 | Mar 20 | sec.gov |
| Reyna Silver Corp. / BC | Other | Vancouver | $534,726 | $1,247,694 | 6 | Mar 21 | sec.gov | |
| Vint Rare Whisky I, LLC | Other | Richmond | VA | $510,000 | $510,000 | 20 | Mar 21 | sec.gov |
| Seriously Clean LTD. (amended) | Other Health Care | Nixa | MO | $500,000 | $1,800,000 | 4 | Mar 23 | sec.gov |
| TRACKtech, LLC | Other Technology | Greenwood Village | CO | $500,000 | $1,000,000 | 2 | Mar 23 | sec.gov |
| XS MATRIX GLOBAL CO. | Other Technology | Miami | FL | $500,000 | $650,000 | 10 | Mar 21 | sec.gov |
| TFSC Inc | Retailing | Mill Valley | CA | $480,000 | $2,765,000 | 12 | Mar 21 | sec.gov |
| WEALTHUNION X A SERIES OF WEALTHUNION VENTURES LLC | Investing | Dover | DE | $466,416 | $466,416 | 7 | Mar 20 | sec.gov |
| NEXGEN FORENSIC SCIENCES, INC. | Biotechnology | Columbia | MD | $450,319 | $750,000 | 9 | Mar 24 | sec.gov |
| Verne Forward, Inc. | Other Technology | Cleveland | OH | $450,000 | $1,000,000 | 3 | Mar 24 | sec.gov |
| Hamilton Zanze Real Estate Fund XII, LLC | Residential | San Francisco | CA | $450,000 | $15,250,000 | 4 | Mar 24 | sec.gov |
| Reviv3 Procare Co (amended) | Other | Alhambra | CA | $447,851 | $447,851 | 17 | Mar 20 | sec.gov |
| PC Rise Desert Cove LLC | Residential | Pleasanton | CA | $420,000 | $750,000 | 5 | Mar 21 | sec.gov |
| Growgenics LLC | Manufacturing | East Greenwich | RI | $420,000 | $2,000,220 | 11 | Mar 20 | sec.gov |
| Vengreso, Inc. | Other Technology | Walnut Creek | CA | $400,000 | $3,000,000 | 1 | Mar 22 | sec.gov |
| Givhero, Inc. | Other | Gaithersburg | MD | $400,000 | $500,000 | 2 | Mar 22 | sec.gov |
| Rebase Biotech, Inc | Biotechnology | Duluth | MN | $400,000 | $1,000,000 | 5 | Mar 21 | sec.gov |
| BRUNSWICK EXPLORATION INC. | Other | Montreal | $391,407 | Indefinite | 1 | Mar 22 | sec.gov | |
| Influxer Holdings, LLC | Other | Dallas | TX | $385,000 | $1,000,000 | 8 | Mar 23 | sec.gov |
| Gladiator Metals Corp. | Other | Vancouver | $358,288 | $639,800 | 6 | Mar 22 | sec.gov | |
| TFSC Inc | Retailing | Mill Valley | CA | $354,500 | Indefinite | 18 | Mar 21 | sec.gov |
| PathwaysGI, Inc. | Other Health Care | Ann Arbor | MI | $350,000 | $500,000 | 2 | Mar 24 | sec.gov |
| Intersect Agriculture, Inc. | Other Technology | Cincinnati | OH | $350,000 | $1,500,000 | 4 | Mar 24 | sec.gov |
| TAILWIND IMAGERY, INC. | Other Technology | Centennial | CO | $350,000 | $600,000 | 3 | Mar 24 | sec.gov |
| Simplifyance Inc. | Other Technology | Scottsdale | AZ | $330,000 | $750,000 | 4 | Mar 24 | sec.gov |
| Kingsmen Resources Ltd. | Other | Vancouver | $318,181 | $318,181 | 8 | Mar 20 | sec.gov | |
| Try Once, Inc. | Other | Covina | CA | $310,000 | $2,000,000 | 1 | Mar 22 | sec.gov |
| Cold Plunge Studios Holdings LLC (amended) | Other | Indianapolis | IN | $305,000 | $480,000 | 6 | Mar 22 | sec.gov |
| Jump Clear, Inc. | Other | Denver | CO | $300,000 | $500,000 | 1 | Mar 22 | sec.gov |
| GameDriver, Inc. | Other | Martinez | CA | $300,000 | $300,000 | 2 | Mar 20 | sec.gov |
| Build Republic, Inc. (amended) | Other | Coeur D Alene | ID | $288,500 | Indefinite | 14 | Mar 22 | sec.gov |
| Trustless Privacy, Inc. (amended) | Other Technology | Oakland | CA | $282,000 | $3,500,000 | 5 | Mar 23 | sec.gov |
| TFSC Inc (amended) | Retailing | Mill Valley | CA | $255,000 | $2,765,000 | 12 | Mar 24 | sec.gov |
| Arneo Residential Investments, LLC | Other Real Estate | Fort Wayne | IN | $251,025 | $8,200,150 | 1 | Mar 24 | sec.gov |
| HUBBELL REALTY Co | Commercial | West Des Moines | IA | $250,000 | Indefinite | 1 | Mar 24 | sec.gov |
| PINEAPPLE EXPRESS CANNABIS Co | Other | Los Angeles | CA | $250,000 | $2,000,000 | 5 | Mar 23 | sec.gov |
| Hana Kuma LLC | Other | Los Angeles | CA | $250,000 | $5,000,000 | 1 | Mar 22 | sec.gov |
| Sanitary Green Inc (amended) | Other Technology | Bend | OR | $250,000 | $250,000 | 1 | Mar 22 | sec.gov |
| Plus None, Inc. | Other | Truckee | CA | $250,000 | $500,000 | 1 | Mar 21 | sec.gov |
| Chinah USA LLC | Restaurants | East Brunswick | NJ | $250,000 | $500,000 | 8 | Mar 20 | sec.gov |
| Braxia Scientific Corp. | Other Health Care | Toronto | $249,024 | $730,060 | 3 | Mar 24 | sec.gov | |
| Synlico Inc. | Other | Burlingame | CA | $240,000 | $1,000,000 | 1 | Mar 20 | sec.gov |
| Kall Morris Inc | Other Technology | Marquette | MI | $215,000 | $2,400,000 | 3 | Mar 22 | sec.gov |
| DCP KEN CARYL DEBT A100, LLC | Other Real Estate | Colorado Springs | CO | $200,000 | $200,000 | 4 | Mar 24 | sec.gov |
| ELECTRUN CORP | Other Energy | Sacramento | CA | $200,000 | $5,000,000 | 1 | Mar 24 | sec.gov |
| CWS Investments Inc (amended) | Investing | Springfield | VA | $200,000 | $75,000,000 | 2 | Mar 23 | sec.gov |
| Quantum Studios LLC | Other | Los Angeles | CA | $200,000 | $200,000 | 2 | Mar 20 | sec.gov |
| Fair Price Vehicles, LLC | Retailing | Davie | FL | $200,000 | $200,000 | 1 | Mar 20 | sec.gov |
| MiMedia Holdings Inc. | Other | New York | NY | $200,000 | $330,000 | 2 | Mar 20 | sec.gov |
| Latent Knowledge Solutions Inc. | Other | New York | NY | $194,262 | $194,262 | 11 | Mar 21 | sec.gov |
| SEG GROWTH FUND 1 LLC | Residential | The Colony | TX | $191,000 | $3,000,000 | 6 | Mar 23 | sec.gov |
| VidaFuel, Inc. | Other | Nashville | TN | $183,334 | $600,000 | 4 | Mar 22 | sec.gov |
| Arthron Investments, LLC | Other Health Care | Grapevine | TX | $152,000 | Indefinite | 1 | Mar 24 | sec.gov |
| Cafe Metronome, LLC (amended) | Restaurants | New York | NY | $150,000 | $15,000,000 | 3 | Mar 24 | sec.gov |
| One Tribe, Inc. | Other Technology | Miami | FL | $125,000 | $1,000,000 | 2 | Mar 24 | sec.gov |
| SITQ E.U. US Inc. | REITS and Finance | Montreal | $125,000 | $125,000 | 125 | Mar 21 | sec.gov | |
| Eight Six Investments, LLC | Commercial | Centerville | OH | $125,000 | $4,200,000 | 3 | Mar 20 | sec.gov |
| Legacy Angel Network SPV 1 Sailfish | Other | Melbourne | FL | $123,500 | Indefinite | 8 | Mar 21 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $115,161 | Indefinite | 9 | Mar 23 | sec.gov |
| Cast21, Inc. | Other Health Care | Chicago | IL | $115,000 | $1,000,000 | 2 | Mar 20 | sec.gov |
| United Lithium Corp. | Other | Vancouver | $102,830 | $286,455 | 1 | Mar 21 | sec.gov | |
| TiCoat, Inc. | Other Technology | North Windham | CT | $100,000 | $3,500,000 | 1 | Mar 24 | sec.gov |
| Klabbz Media, Inc. | Other Technology | Seattle | WA | $100,000 | $200,000 | 1 | Mar 23 | sec.gov |
| HITCHPIN, INC. | Other Technology | Manhattan | KS | $100,000 | $2,850,000 | 1 | Mar 23 | sec.gov |
| RS BioTherapeutics Inc. | Pharmaceuticals | Cumberland | MD | $100,000 | $10,000,000 | 1 | Mar 22 | sec.gov |
| Green Solutions Group LLC | Other | Salisbury | NC | $100,000 | $100,000 | 1 | Mar 21 | sec.gov |
| NuevoPoly LLC | Manufacturing | Indianapolis | IN | $100,000 | $2,000,000 | 2 | Mar 20 | sec.gov |
| HCDL Inc | Insurance | Alhambra | CA | $95,000 | $500,000 | 3 | Mar 21 | sec.gov |
| Santiste Medical Inc. | Biotechnology | Princeton | NJ | $89,000 | Indefinite | 8 | Mar 24 | sec.gov |
| MDWerks, Inc. | Other Technology | Green Cove Springs | FL | $82,708 | $2,000,000 | 5 | Mar 21 | sec.gov |
| Asignio, Inc. | Other Technology | Sedro Woolley | WA | $75,000 | $2,000,000 | 1 | Mar 21 | sec.gov |
| One Title LLC | Other Real Estate | Chicago | IL | $72,000 | $125,000 | 23 | Mar 20 | sec.gov |
| Dutchess Roots LLC | Other | Poughkeepsie | NY | $70,000 | $100,000 | 7 | Mar 24 | sec.gov |
| KYTE DYNAMICS, INC. | Other Technology | South El Monte | CA | $70,000 | $70,000 | 1 | Mar 20 | sec.gov |
| Title Fusion LLC | Other Real Estate | Apple Valley | MN | $65,250 | $125,000 | 17 | Mar 24 | sec.gov |
| 1396483 B.C. Ltd | Other | Vancouver | $55,058 | $99,104 | 2 | Mar 21 | sec.gov | |
| MegaPlants LLC | Retailing | Brooklyn | NY | $50,000 | $220,000 | 2 | Mar 24 | sec.gov |
| Rival Holdings LLC / PA | Restaurants | Philadelphia | PA | $50,000 | $2,000,000 | 1 | Mar 21 | sec.gov |
| Kicks Industries, Inc. | Retailing | Denver | CO | $50,000 | $650,000 | 1 | Mar 21 | sec.gov |
| KNOWITALLS INNOVATIONS INC. | Other | Squamish | $49,476 | $49,476 | 1 | Mar 20 | sec.gov | |
| BROWNS SHOE FIT CO GENERAL OFFICE INC | Business Services | Shenandoah | IA | $35,860 | $35,860 | 14 | Mar 23 | sec.gov |
| First Tellurium Corp. | Other | Delta | $35,704 | $1,099,766 | 3 | Mar 24 | sec.gov | |
| Basin Uranium Corp. | Other | Vancouver | $32,500 | $2,047,500 | 1 | Mar 24 | sec.gov | |
| Corumat, Inc. | Other | Yakima | WA | $30,264 | $3,500,000 | 1 | Mar 21 | sec.gov |
| Jolt Title LLC | Other Real Estate | Libertyville | IL | $30,000 | $125,000 | 12 | Mar 20 | sec.gov |
| Avicenna Biosciences, Inc. (amended) | Biotechnology | Durham | NC | $27,450 | $41,318 | 1 | Mar 22 | sec.gov |
| Reyna Silver Corp. / BC | Other | Vancouver | $24,433 | $41,401 | 3 | Mar 21 | sec.gov | |
| MINU, Inc. | Other | Palos Verdes Estates | CA | $22,750 | $22,750 | 1 | Mar 23 | sec.gov |
| Placemakr 321 H GP Manager, LLC | Commercial | Washington | DC | $21,449 | $21,449 | 7 | Mar 20 | sec.gov |
| BH Capital Fund I LP | Investing | Indianapolis | IN | $20,000 | $10,000,000 | 2 | Mar 21 | sec.gov |
| Zimtu Capital Corp. | Other | Vancouver | $16,832 | $16,832 | 1 | Mar 20 | sec.gov | |
| Blue Moon Metals Inc. | Other | Vancouver | $14,696 | $14,696 | 1 | Mar 20 | sec.gov | |
| BBTV Holdings Inc. | Other Technology | Vancouver | $10,706 | $10,706 | 1 | Mar 22 | sec.gov | |
| PROSUM INC | Other Technology | El Segundo | CA | $10,500 | $10,500 | 1 | Mar 24 | sec.gov |
| Deck V, LLC | Other Health Care | Largo | FL | $10,000 | $10,000 | 1 | Mar 22 | sec.gov |
| First Responder Technologies Inc. | Other Technology | Vancouver | $6,215 | $14,258 | 1 | Mar 24 | sec.gov | |
| FENDX TECHNOLOGIES INC. | Other Technology | Oakville | $5,469 | $5,469 | 1 | Mar 24 | sec.gov | |
| FENDX TECHNOLOGIES INC. | Other Technology | Oakville | $5,469 | $5,469 | 1 | Mar 24 | sec.gov | |
| Reesa Morala Licensed Marriage & Family Therapist Inc | Other | Murrieta | CA | $250 | $250 | 1 | Mar 22 | sec.gov |
| Iscreamuscream LLC | Business Services | Woodland Hills | CA | $0 | $234,000 | 20 | Mar 24 | sec.gov |
| Blissterinthesun LLC | Business Services | Woodland Hills | CA | $0 | $219,000 | 20 | Mar 24 | sec.gov |
| Eight Clap LRF LLC | Business Services | Woodland Hills | CA | $0 | $300,000 | 20 | Mar 24 | sec.gov |
| Dockside T1 LLC | Other | Rancho Cucamonga | CA | $0 | $140,000 | 0 | Mar 24 | sec.gov |
| Ritz Group Holdings, LLC | Investment Banking | Albany | GA | $0 | Indefinite | 0 | Mar 24 | sec.gov |
| WORKBALANCE II, A SERIES OF WORKLYFEBALANCE LLC | Other | Sandy | UT | $0 | $1,000,000 | 0 | Mar 24 | sec.gov |
| Hampshire San Antonio I, LLC | Residential | Portsmouth | NH | $0 | $10,000,000 | 0 | Mar 24 | sec.gov |
| Foot & Ankle International USA INC. | Other Health Care | Broken Arrow | OK | $0 | Indefinite | 0 | Mar 24 | sec.gov |
| THURMOND EDWAN SHANDO | Investment Banking | Henderson | NV | $0 | $47,000,000,000 | 0 | Mar 24 | sec.gov |
| IVP Milwaukee Multifamily, LLC | Other Real Estate | Oak Brook | IL | $0 | $27,870,000 | 0 | Mar 24 | sec.gov |
| Herndon EV Topco, LP | Other | New York | NY | $0 | Indefinite | 0 | Mar 24 | sec.gov |
| 178 Five Points LLC | Commercial | Memphis | TN | $0 | $1,300,000 | 0 | Mar 24 | sec.gov |
| Summit Pork V, LLP | Agriculture | Alden | IA | $0 | $75,000,000 | 0 | Mar 24 | sec.gov |
| NGGS II, LP | Other Real Estate | San Diego | CA | $0 | $10,000,000 | 5 | Mar 24 | sec.gov |
| San Antonio 102 LLC (amended) | Commercial | Sheridan | WY | $0 | $15,500,000 | 0 | Mar 24 | sec.gov |
| CLEANA, INC. (amended) | Other | Wyckoff | MA | $0 | $465,000 | 0 | Mar 24 | sec.gov |
| WaCap - O Real Estate Income Fund Feeder LLC (amended) | Investing | Seattle | WA | $0 | $100,000,000 | 0 | Mar 24 | sec.gov |
| Hometap HEI Fund IV, L.P. | Residential | Boston | MA | $0 | Indefinite | 0 | Mar 23 | sec.gov |
| BE New Bridge Oil & Gas Fund LLC | Oil and Gas | Sheridan | WY | $0 | $15,000,000 | 0 | Mar 23 | sec.gov |
| Monarch MSS GA 2023 ICF 2, LLC | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Mar 23 | sec.gov |
| INTEGRIS SECURED CREDIT FUND III | Other Real Estate | Irvine | CA | $0 | $10,000,000 | 0 | Mar 23 | sec.gov |
| U.S. Builder Land Finance Fund II, LLC | Residential | Scottsdale | AZ | $0 | $50,000,000 | 0 | Mar 23 | sec.gov |
| SRE Venture 1122 LLC | Other Real Estate | San Diego | CA | $0 | $2,000,000 | 0 | Mar 23 | sec.gov |
| Backed By Dentists I LLC | Other | Long Beach | NY | $0 | Indefinite | 0 | Mar 23 | sec.gov |
| INTELLISYNCH, LLC | Other Technology | Potomac | MD | $0 | $1,000,000 | 0 | Mar 23 | sec.gov |
| Wolfe Fund Liberty Grove LLC | Commercial | Plano | TX | $0 | $21,000,000 | 0 | Mar 23 | sec.gov |
| Falcon QOF 2022, LLC | Other Real Estate | Charlotte | NC | $0 | $64,000,000 | 0 | Mar 23 | sec.gov |
| G-Can of Oregon Holdings, Inc. (amended) | Agriculture | Oregon City | OR | $0 | Indefinite | 0 | Mar 23 | sec.gov |
| Victorious Ventures LLC | Commercial | Dover | DE | $0 | $50,000,000 | 0 | Mar 23 | sec.gov |
| Ogden Midrise Investors LLC | Residential | New York | NY | $0 | $2,225,000 | 0 | Mar 23 | sec.gov |
| MCI-DST 1 | Other Real Estate | Dallas | TX | $0 | $27,500,000 | 0 | Mar 23 | sec.gov |
| MARTIN MCELROY INC. | Other Real Estate | Temecula | CA | $0 | $7,050,000 | 0 | Mar 23 | sec.gov |
| NSCG Diversified Opportunities Fund I, LLC | Commercial | Lake Forest | IL | $0 | $5,000,000 | 0 | Mar 23 | sec.gov |
| Alpine Management Aggregator, LP | Hospitals and Physicians | New York | NY | $0 | Indefinite | 0 | Mar 23 | sec.gov |
| Arrival | Manufacturing | Luxembourg | $0 | $303,000,000 | 1 | Mar 23 | sec.gov | |
| Nuclein, LLC | Biotechnology | Austin | TX | $0 | Indefinite | 0 | Mar 23 | sec.gov |
| QuantumXchange, Inc. | Other Technology | Bethesda | MD | $0 | $6,000,000 | 0 | Mar 23 | sec.gov |
| Electronic Caregiver, Inc. | Other Technology | Las Cruces | NM | $0 | $10,000,000 | 0 | Mar 23 | sec.gov |
| Film Funding Group, LLC | Other | Celebration | FL | $0 | $1,000,000 | 0 | Mar 23 | sec.gov |
| Breckenridge Group Tempe Arizona, LLC | REITS and Finance | Chicago | IL | $0 | $125,000 | 0 | Mar 22 | sec.gov |
| RENEST CAPITAL LLC | Commercial | Miami | FL | $0 | $10,000,000 | 0 | Mar 22 | sec.gov |
| Delta Kite Venture Fund LP | REITS and Finance | Grand Junction | CO | $0 | $200,000 | 0 | Mar 22 | sec.gov |
| At Home Studio Living Smyrna TN Fund I, LLC | Other Real Estate | Plano | TX | $0 | $6,400,000 | 0 | Mar 22 | sec.gov |
| Integrity Capital REI TR, LLC | Commercial | Prosper | TX | $0 | $1,850,000 | 0 | Mar 22 | sec.gov |
| Terra Azul Sustainability Fund, I, LP | Other Real Estate | Austin | TX | $0 | Indefinite | 0 | Mar 22 | sec.gov |
| SF Windy Member LLC | Other Real Estate | Baltimore | MD | $0 | Indefinite | 0 | Mar 22 | sec.gov |
| Real Established Inc. | Other | Wilmington | DE | $0 | $3,000,000 | 0 | Mar 22 | sec.gov |
| HOOKSETT CAPITAL MANAGEMENT LLC | Commercial | Wakefield | MA | $0 | $7,500,000 | 0 | Mar 22 | sec.gov |
| HAG Holding Ltd | Other Technology | Singapore | $0 | $50,000,000 | 0 | Mar 22 | sec.gov | |
| MANHATTAN HC HOLDINGS LLC | Commercial | Burien | WA | $0 | $4,500,000 | 0 | Mar 22 | sec.gov |
| All Learners Network, Inc. (amended) | Other | Burlington | VT | $0 | $1,000,000 | 0 | Mar 22 | sec.gov |
| Wildwood Rehab, LP | Other Real Estate | Providence | RI | $0 | $7,500,000 | 0 | Mar 22 | sec.gov |
| Doctors Pharmacy SPV 01 LLC (amended) | Investing | Kennewick | WA | $0 | $1,500,000 | 0 | Mar 22 | sec.gov |
| OSP Lakeside Holdings, LLC (amended) | Other | New York | NY | $0 | $938,896 | 0 | Mar 22 | sec.gov |
| OSP Lakeside Management Aggregator, LLC (amended) | Other | New York | NY | $0 | $938,896 | 0 | Mar 22 | sec.gov |
| Excelsior Lost Mountain CIV LLC | Commercial | Nashville | TN | $0 | $2,630,000 | 0 | Mar 22 | sec.gov |
| Ephraim Utah Hotel, LLC | Lodging and Conventions | Ephraim | UT | $0 | $9,800,000 | 0 | Mar 21 | sec.gov |
| JID INVESTMENTS MKP KING STREET CHARLESTON LLC | Other Real Estate | Hilton Head Island | SC | $0 | $6,000,000 | 0 | Mar 21 | sec.gov |
| Multnomah Group, Inc. | Investing | Portland | OR | $0 | $389,400 | 0 | Mar 21 | sec.gov |
| G-Can of Oregon Holdings, Inc. | Agriculture | Oregon City | OR | $0 | Indefinite | 0 | Mar 21 | sec.gov |
| SP Acadia, LLC | Residential | Duluth | MN | $0 | $3,600,000 | 0 | Mar 21 | sec.gov |
| LANDROCK REAL ESTATE PARTNERS VIII-TE, L.P. | Commercial | Chicago | IL | $0 | $300,000,000 | 0 | Mar 21 | sec.gov |
| LANDROCK REAL ESTATE PARTNERS VIII, L.P. | Commercial | Chicago | IL | $0 | $300,000,000 | 0 | Mar 21 | sec.gov |
| Prosper Opportunity Fund LLC | Other Real Estate | Newport Beach | CA | $0 | $100,000,000 | 0 | Mar 21 | sec.gov |
| PG Kennesaw DST | Other Real Estate | Atlanta | GA | $0 | $25,658,769 | 0 | Mar 21 | sec.gov |
| DLP Wrightsville Lender LP (amended) | Other Real Estate | Coral Gables | FL | $0 | $5,090,000 | 0 | Mar 21 | sec.gov |
| DAP McCormick Hotel Holdings, LP (amended) | Other Real Estate | Coral Gables | FL | $0 | $58,194,900 | 0 | Mar 21 | sec.gov |
| DAP McCormick Hotel Holdings, LP | Other Real Estate | Coral Gables | FL | $0 | $58,194,900 | 0 | Mar 21 | sec.gov |
| ThisCar, LLC (amended) | Other | Tomball | TX | $0 | $14,000,000 | 0 | Mar 21 | sec.gov |
| FirstChoice Capital, Inc. | Business Services | Conyers | GA | $0 | $1,000,000 | 0 | Mar 21 | sec.gov |
| FirstChoice Capital, Inc. | Business Services | Atlanta | GA | $0 | $500,000 | 0 | Mar 21 | sec.gov |
| FirstChoice Capital, Inc. | Business Services | Atlanta | GA | $0 | $1,500,000 | 0 | Mar 21 | sec.gov |
| mTradeCo. (amended) | Other Banking and Financial Services | Oxford | MS | $0 | $10,000,000 | 0 | Mar 21 | sec.gov |
| HPI Real Estate Fund XII LLC | Commercial | Old Lyme | CT | $0 | $150,000,000 | 0 | Mar 21 | sec.gov |
| Nirvana Fund NM LP | Investing | Tulsa | OK | $0 | $99,000,000 | 0 | Mar 20 | sec.gov |
| ADREX Diversified 3 DST | Other Real Estate | Denver | CO | $0 | $223,800,000 | 0 | Mar 20 | sec.gov |
| EV Tractor III Series I, LLC | Other | Demarest | NJ | $0 | $730,000 | 18 | Mar 20 | sec.gov |
| Series Fund B, a series of UM Pre-IPO Portfolio Fund II LLC | Other | New York | NY | $0 | Indefinite | 0 | Mar 20 | sec.gov |
| SOCS Endeavors LLC | Other Real Estate | Westerville | OH | $0 | $27,000,000 | 0 | Mar 20 | sec.gov |
| DLP Wrightsville Lender LP | Other Real Estate | Coral Gables | FL | $0 | $5,090,000 | 0 | Mar 20 | sec.gov |
| Lugonia EB-5 Fund, LP | REITS and Finance | San Marino | CA | $0 | $48,000,000 | 0 | Mar 20 | sec.gov |
| JLLX Ardenwood I, DST | Other Real Estate | Chicago | IL | $0 | $32,754,881 | 0 | Mar 20 | sec.gov |
| JLLX Ardenwood II, DST | Other Real Estate | Chicago | IL | $0 | $56,724,512 | 0 | Mar 20 | sec.gov |
| DWC Fund I LLC | Other Real Estate | Burlington | MA | $0 | $20,000,000 | 0 | Mar 20 | sec.gov |
| Whitebook Fund I LP | Commercial | Brooklyn | NY | $0 | Indefinite | 0 | Mar 20 | sec.gov |
| Azure Printed Homes, Inc. | Construction | Culver City | CA | $0 | $2,000,000 | 0 | Mar 20 | sec.gov |
| Burrite, Inc. | Oil and Gas | Bowling Green | KY | $0 | $15,000,000 | 0 | Mar 20 | sec.gov |
| Pacific Merchants Alliance Inc. (amended) | Other | Herndon | VA | $0 | $2,000,000 | 0 | Mar 20 | sec.gov |
| mTradeCo. | Other Banking and Financial Services | Oxford | MS | $0 | $10,000,000 | 0 | Mar 20 | sec.gov |
| LEXINGTON SURGERY CENTER, LTD. | Other Health Care | Lexington | KY | $0 | $192,000 | 0 | Mar 20 | sec.gov |
Week of Mar 27 · Week of Mar 13 · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.