Data / Form D filings / Sonata Financial Holdings, Inc.
Sonata Financial Holdings, Inc.: Form D filings
Sonata Financial Holdings, Inc., a commercial banking company in Brentwood, TN, filed 4 Form D notices with the SEC between 2021 and 2025. The latest, on May 15, 2025, reports $6.7 million sold of a $10 million offering to 18 investors.
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Company details from the filing
- Address
- 5005 Maryland Way, Suite 100, Brentwood, TN, 37027
- Phone
- (270) 835-6003
- Industry
- Commercial Banking
- Entity type
- Corporation
- Incorporated in
- Kentucky
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 784974
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| May 15, 2025 | New notice | $10,000,000 | $6,700,000 | $3,300,000 | 18 | Apr 30, 2025 | sec.gov |
| May 15, 2025 | New notice | $8,000,000 | $5,000,000 | $3,000,000 | 14 | Apr 30, 2025 | sec.gov |
| Mar 20, 2023 | Amendment | $40,000,000 | $26,101,050 | $13,898,950 | 106 | Dec 1, 2021 | sec.gov |
| Dec 17, 2021 | New notice | $40,000,000 | $50,000 | $39,950,000 | 1 | Dec 1, 2021 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Dave H Brewer | Director | |
| Shabnam H Aminmadani | Director | |
| Aubrey M Harwell, III | Director | |
| Martin M Silverman | Director | |
| James M Kelly | Director | |
| Afshin M Yazdian | Director | |
| Thomas M Cook | Director | |
| Turner M Nashe, Jr. | Director | |
| William H Alexander | Director | |
| Wendell L Bontrager | Executive Officer | |
| Farzin L Ferdowsi | Director | |
| Kenneth M Kline | Director | |
| Keith H Hoogland | Director |
Every Form D from the week of May 12, 2025 · All recent filings in Tennessee · All recent Commercial Banking filings
Read from SEC EDGAR. Amount sold is what Sonata Financial Holdings, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.