Data / Form D filings / Mar 14
Form D filings, March 14, 2023: 100 companies raised $875.8 million
100 operating companies filed a Form D on March 14, 2023, reporting $875.8 million sold. Largest: TN HoldCo, Inc. ($159 million), Ara Divert HoldCo, Inc. ($80 million), Ara Divert HoldCo, Inc. ($80 million). The median filing is $1.6 million, and 170 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 100Form D filings
- $875.8 millionreported sold
- $1.6 millionmedian amount sold
- CAmost filings (22)
Most filings by state: CA 22, NY 11, MA 7, TX 7, FL 6. By industry: Other Technology 17, Other 17, Other Health Care 9, Commercial 9.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| TN HoldCo, Inc. (amended) | Hospitals and Physicians | Knoxville | TN | $158,975,253 | Indefinite | 160 | Mar 14 | sec.gov |
| Ara Divert HoldCo, Inc. | Other | Concord | MA | $80,000,000 | $80,000,000 | 1 | Mar 14 | sec.gov |
| Ara Divert HoldCo, Inc. | Other | Concord | MA | $80,000,000 | $80,000,000 | 1 | Mar 14 | sec.gov |
| Third Lake RE PH Development Fund IV, LP | Other Real Estate | Tampa | FL | $74,250,000 | Indefinite | 3 | Mar 14 | sec.gov |
| Receivables Funding II, LLC (amended) | Other Banking and Financial Services | New York | NY | $60,150,000 | Indefinite | 42 | Mar 14 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $50,408,590 | Indefinite | 21 | Mar 14 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $44,697,390 | Indefinite | 13 | Mar 14 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $39,488,202 | Indefinite | 41 | Mar 14 | sec.gov |
| WTA Ventures, LLC | Other | St. Petersburg | FL | $30,000,000 | $150,000,000 | 1 | Mar 14 | sec.gov |
| MG Tribeca North Investments L.P. (amended) | Residential | San Diego | CA | $27,838,000 | $27,838,000 | 280 | Mar 14 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $26,014,544 | Indefinite | 13 | Mar 14 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $24,160,000 | Indefinite | 3 | Mar 14 | sec.gov |
| Paragonix Technologies, Inc. | Other Technology | Cambridge | MA | $23,678,459 | $23,678,459 | 11 | Mar 14 | sec.gov |
| Avelo, Inc. (amended) | Airlines and Airports | Houston | TX | $18,310,919 | $28,000,000 | 20 | Mar 14 | sec.gov |
| TF Lake Castleton Holdings LLC (amended) | Other Real Estate | Winter Park | FL | $15,330,000 | $21,500,000 | 40 | Mar 14 | sec.gov |
| Graft, Inc. | Other Technology | San Francisco | CA | $14,499,998 | $14,499,998 | 17 | Mar 14 | sec.gov |
| Beaconcure Inc. | Other Technology | Boston | MA | $9,890,000 | $14,000,000 | 3 | Mar 14 | sec.gov |
| GAUGE AUTOMOTIVE INC. | Other Technology | Salt Lake City | UT | $8,868,573 | $8,914,458 | 31 | Mar 14 | sec.gov |
| Gambit Defense, Inc. | Other Technology | Valley Village | CA | $6,499,999 | $6,499,999 | 2 | Mar 14 | sec.gov |
| Cynch Inc. | Other Technology | San Francisco | CA | $6,228,000 | $6,268,000 | 6 | Mar 14 | sec.gov |
| Adze Biotechnology Inc | Biotechnology | Coral Gables | FL | $6,149,998 | $15,000,000 | 21 | Mar 14 | sec.gov |
| Surface Water Holdings, LLC | Other Banking and Financial Services | Raleigh | NC | $5,850,000 | $5,850,000 | 8 | Mar 14 | sec.gov |
| UserFirst Software, Inc. | Other Technology | Boise | ID | $4,000,000 | $4,000,000 | 2 | Mar 14 | sec.gov |
| TA Fintech Inc. | Other | New York | NY | $3,547,000 | $10,000,000 | 32 | Mar 14 | sec.gov |
| ReflexAI, Inc. | Other Technology | New York | NY | $3,305,001 | $3,305,001 | 7 | Mar 14 | sec.gov |
| Hexameter Opportunities SPV 1, LLC | Investing | New York | NY | $3,175,000 | $3,175,000 | 21 | Mar 14 | sec.gov |
| zizzl llc (amended) | Other Health Care | Hartland | WI | $3,162,250 | $3,162,250 | 15 | Mar 14 | sec.gov |
| SmartSoda Holdings, Inc. (amended) | Other | Mayfield Heights | OH | $3,000,000 | $3,000,000 | 1 | Mar 14 | sec.gov |
| Good Dye Young, Inc. | Retailing | Nashville | TN | $2,874,417 | $3,000,000 | 11 | Mar 14 | sec.gov |
| Switchyards Inc. | Other | Atlanta | GA | $2,594,991 | $2,999,989 | 17 | Mar 14 | sec.gov |
| Community Bank Delaware | Commercial Banking | Lewes | DE | $2,500,000 | $2,500,000 | 28 | Mar 14 | sec.gov |
| Disaster Technologies Inc. (amended) | Other Technology | Alexandria | DC | $2,432,562 | $3,000,000 | 11 | Mar 14 | sec.gov |
| Subquery Pte. Ltd | Other Banking and Financial Services | Singapore | $2,336,209 | $5,500,000 | 3 | Mar 14 | sec.gov | |
| PCIH Series 9 a series of Piedmont Capital Investment Holdings, LLC | Investing | Raleigh | NC | $2,000,002 | $2,000,002 | 10 | Mar 14 | sec.gov |
| CP Management Investors, LLC | Construction | Glendale Heights | IL | $1,901,654 | $1,901,654 | 25 | Mar 14 | sec.gov |
| Mountainbound Development, LLC | Commercial | Lake Forest | CA | $1,786,000 | $1,786,000 | 22 | Mar 14 | sec.gov |
| 2141 Belcourt Ave Investor, LLC | Commercial | Franklin | TN | $1,700,000 | $1,700,000 | 26 | Mar 14 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $1,569,500 | Indefinite | 3 | Mar 14 | sec.gov |
| De Luxe MHP, LP | Other Real Estate | Sacramento | CA | $1,525,000 | $1,525,000 | 14 | Mar 14 | sec.gov |
| Mountainbound Development QOF, LLC | Commercial | Lake Forest | CA | $1,472,500 | $1,472,500 | 11 | Mar 14 | sec.gov |
| Larky, Inc. | Other | Ann Arbor | MI | $1,417,000 | $3,000,000 | 6 | Mar 14 | sec.gov |
| 2A Biosciences, Inc. | Pharmaceuticals | Santa Monica | CA | $1,337,500 | $4,500,000 | 12 | Mar 14 | sec.gov |
| leafplanner, Inc. | Business Services | Salt Lake City | UT | $1,325,000 | $1,325,000 | 18 | Mar 14 | sec.gov |
| Sanii Holding | Other Health Care | Sao Paulo/Sp | $1,285,998 | $1,285,998 | 24 | Mar 14 | sec.gov | |
| Karrier One Inc. | Telecommunications | Miami | FL | $1,284,000 | $4,000,000 | 16 | Mar 14 | sec.gov |
| Verses Technologies Inc. | Other Technology | Culver City | CA | $1,241,000 | $1,241,000 | 5 | Mar 14 | sec.gov |
| Ramsay Innovations, Inc. (amended) | Business Services | Deerfield | IL | $1,159,990 | $1,500,000 | 14 | Mar 14 | sec.gov |
| Barvecue, Inc. | Other | Cornelius | NC | $1,049,989 | $2,000,000 | 6 | Mar 14 | sec.gov |
| Not Wood, Inc. | Other | Mesa | AZ | $1,000,000 | $4,000,000 | 1 | Mar 14 | sec.gov |
| Grand View MHP, LP | Other Real Estate | Sacramento | CA | $1,000,000 | $1,000,000 | 13 | Mar 14 | sec.gov |
| Canyonbound Development, LLC | Commercial | Lake Forest | CA | $950,000 | $950,000 | 8 | Mar 14 | sec.gov |
| BinStar Inc. | Retailing | Boston | MA | $918,000 | $918,000 | 32 | Mar 14 | sec.gov |
| Jutiso, Inc. | Other Health Care | Washington | DC | $840,000 | $1,000,000 | 3 | Mar 14 | sec.gov |
| MITCHELL STARK ENTERPRISES, INC. | Other | Dorchester | MA | $820,000 | $1,100,000 | 13 | Mar 14 | sec.gov |
| Virtuix Holdings Inc. | Computers | Austin | TX | $411,174 | $3,000,000 | 7 | Mar 14 | sec.gov |
| JFC One LLC | Construction | Miami | FL | $410,000 | $600,000 | 4 | Mar 14 | sec.gov |
| TOMBOY EXCHANGE, INC. | Other | Seattle | WA | $400,000 | $750,000 | 1 | Mar 14 | sec.gov |
| Levanta Inc. /WA (amended) | Other Technology | Seattle | WA | $356,463 | $356,463 | 7 | Mar 14 | sec.gov |
| Vivid Machines Inc. | Other Technology | Toronto | $346,249 | $346,249 | 3 | Mar 14 | sec.gov | |
| USEDC Mineral Exchange I LLC (amended) | Oil and Gas | Arlington | TX | $313,213 | $100,000,000 | 0 | Mar 14 | sec.gov |
| Lifeverse Holdings Inc | Other Technology | Sheridan | WY | $300,000 | $500,000 | 1 | Mar 14 | sec.gov |
| USEDC Mineral Exchange I LLC (amended) | Oil and Gas | Arlington | TX | $276,000 | $100,000,000 | 0 | Mar 14 | sec.gov |
| Open Education Technologies LLC (amended) | Other Technology | Malvern | PA | $210,000 | $350,000 | 4 | Mar 14 | sec.gov |
| Paleo Leon Inc. | Investing | Plainsboro | NJ | $160,000 | $800,000 | 1 | Mar 14 | sec.gov |
| Heritage Title, LLC | Insurance | Wake Forest | NC | $158,019 | $158,019 | 1 | Mar 14 | sec.gov |
| Flowers' Holdings, Inc. (amended) | Other | Springfield Garden | NY | $130,000 | $500,000 | 7 | Mar 14 | sec.gov |
| Presa Solutions Inc | Pharmaceuticals | Las Colinas | TX | $110,000 | Indefinite | 3 | Mar 14 | sec.gov |
| Drop Another LLC | Retailing | Ridgefield | CT | $100,000 | $1,500,000 | 1 | Mar 14 | sec.gov |
| Sondr, Inc. | Other Technology | New York | NY | $100,000 | $500,000 | 1 | Mar 14 | sec.gov |
| Burgh R1, LLC | Residential | Highland Villiage | TX | $95,000 | $100,000 | 11 | Mar 14 | sec.gov |
| Cellular Logistics, Inc. | Biotechnology | Madison | WI | $50,000 | $350,000 | 2 | Mar 14 | sec.gov |
| VERB AI Inc. | Other Technology | Pelham | NY | $39,875 | $1,000,000 | 4 | Mar 14 | sec.gov |
| USEDC Opportunity Zone Fund II LP (amended) | Oil and Gas | Arlington | TX | $25,000 | $150,000,000 | 0 | Mar 14 | sec.gov |
| Angold Resources Ltd. | Other | Vancouver | $14,696 | $14,696 | 1 | Mar 14 | sec.gov | |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $10,010 | Indefinite | 1 | Mar 14 | sec.gov |
| Marcella Golf Club LLC | Other | Lehi | UT | $0 | Indefinite | 10 | Mar 14 | sec.gov |
| Park Valley Equity Partners LLC | Commercial | Decatur | GA | $0 | $12,000,000 | 0 | Mar 14 | sec.gov |
| Monumental Minerals Corp. | Other | Vancouver | $0 | $20,423 | 0 | Mar 14 | sec.gov | |
| TC FARM INC | Other Technology | Minnetonka | MN | $0 | $1,500,000 | 0 | Mar 14 | sec.gov |
| POLARIS AT AUBURN PARTNERS LLC | Commercial | Marietta | GA | $0 | $3,500,000 | 0 | Mar 14 | sec.gov |
| ExchangeRight Net-Leased Portfolio 62 DST | Commercial | Pasadena | CA | $0 | $61,625,000 | 0 | Mar 14 | sec.gov |
| Larstones Fund I, LP (amended) | Commercial | Albany | NY | $0 | $15,000,000 | 0 | Mar 14 | sec.gov |
| Radify Fund 2023, LP | Lodging and Conventions | North Bend | WA | $0 | Indefinite | 0 | Mar 14 | sec.gov |
| Greenleaf Investment Partners L104, LLC | Commercial | Norcross | GA | $0 | $1,300,000 | 25 | Mar 14 | sec.gov |
| HoneyBricks 002 LLC (amended) | Other Real Estate | South San Francisco | CA | $0 | $500,000 | 0 | Mar 14 | sec.gov |
| HONEYBRICKS 004 LLC | Other Real Estate | South San Francisco | CA | $0 | $100,000 | 0 | Mar 14 | sec.gov |
| Genflat, Inc. | Other | Tooele | UT | $0 | $10,000,000 | 0 | Mar 14 | sec.gov |
| Fibo Town 005 LLC | Residential | New York | NY | $0 | $112,500 | 0 | Mar 14 | sec.gov |
| Fibo Town 004 LLC | Residential | New York | NY | $0 | $96,000 | 0 | Mar 14 | sec.gov |
| Longline Westside Holdings, LLC | Other Real Estate | Atlanta | GA | $0 | $10,300,000 | 0 | Mar 14 | sec.gov |
| Conduit Blockchain Technologies, Inc. | Other Banking and Financial Services | Ashland | MA | $0 | Indefinite | 0 | Mar 14 | sec.gov |
| GRUBB REAL ESTATE INVESTMENT CO LLC | Other Real Estate | Charlotte | NC | $0 | $16,974,580 | 0 | Mar 14 | sec.gov |
| Shopoff Fund VII, LP (amended) | Other Real Estate | Irvine | CA | $0 | $50,000,000 | 0 | Mar 14 | sec.gov |
| Delta Parent Holdings, Inc. | Other | New York | NY | $0 | Indefinite | 0 | Mar 14 | sec.gov |
| Mobile Medical Doctors Holding Company, Inc. | Other Health Care | Lewes | DE | $0 | $1,000,000 | 0 | Mar 14 | sec.gov |
| Mobile Medical Doctors Holding Company, Inc. | Other Health Care | Lewes | DE | $0 | $500,000 | 0 | Mar 14 | sec.gov |
| Mobile Medical Doctors Holding Company, Inc. | Other Health Care | Lewes | DE | $0 | $300,000 | 0 | Mar 14 | sec.gov |
| Mobile Medical Doctors Holding Company, Inc. | Other Health Care | Lewes | DE | $0 | $803,658 | 0 | Mar 14 | sec.gov |
| Cerebro Holdings, LLC | Other Health Care | Newtown Square | PA | $0 | Indefinite | 0 | Mar 14 | sec.gov |
| BIRMINGHAM OUTPATIENT SURGERY CENTER, LTD. | Other Health Care | Birmingham | AL | $0 | $59,694 | 0 | Mar 14 | sec.gov |
March 15, 2023 · March 13, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.