Data / Form D filings / Mar 13
Form D filings, March 13, 2023: 97 companies raised $8.93 billion
97 operating companies filed a Form D on March 13, 2023, reporting $8.93 billion sold. Largest: NEW YORK LIFE INSURANCE CO ($2.06 billion), NEW YORK LIFE INSURANCE & ANNUITY CORP ($1.90 billion), NEW YORK LIFE INSURANCE & ANNUITY CORP ($1.81 billion). The median filing is $1.2 million, and 126 pooled investment funds also filed that day.
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- 97Form D filings
- $8.93 billionreported sold
- $1.2 millionmedian amount sold
- NYmost filings (15)
Most filings by state: NY 15, CA 15, CO 8, TX 5, AZ 5. By industry: Other 28, Other Technology 20, Other Real Estate 8, Insurance 7.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NEW YORK LIFE INSURANCE CO (amended) | Insurance | New York | NY | $2,064,179,530 | Indefinite | 1 | Mar 13 | sec.gov |
| NEW YORK LIFE INSURANCE & ANNUITY CORP (amended) | Insurance | New York | NY | $1,904,839,459 | Indefinite | 129 | Mar 13 | sec.gov |
| NEW YORK LIFE INSURANCE & ANNUITY CORP (amended) | Insurance | New York | NY | $1,813,207,388 | Indefinite | 99 | Mar 13 | sec.gov |
| NEW YORK LIFE INSURANCE & ANNUITY CORP (amended) | Insurance | New York | NY | $1,049,647,424 | Indefinite | 27 | Mar 13 | sec.gov |
| NEW YORK LIFE INSURANCE & ANNUITY CORP (amended) | Insurance | New York | NY | $545,593,981 | Indefinite | 2 | Mar 13 | sec.gov |
| NEW YORK LIFE INSURANCE & ANNUITY CORP (amended) | Insurance | New York | NY | $505,129,837 | Indefinite | 151 | Mar 13 | sec.gov |
| Makena Club LLC (amended) | Other Real Estate | Scottsdale | AZ | $164,558,309 | Indefinite | 168 | Mar 13 | sec.gov |
| NEW YORK LIFE INSURANCE & ANNUITY CORP (amended) | Insurance | New York | NY | $129,951,729 | Indefinite | 105 | Mar 13 | sec.gov |
| JLLX West Phoenix Distribution Center DST (amended) | Other Real Estate | Chicago | IL | $86,919,993 | $146,515,397 | 42 | Mar 13 | sec.gov |
| LEAP THERAPEUTICS, INC. | Pharmaceuticals | Cambridge | MA | $77,219,193 | $77,219,193 | 121 | Mar 13 | sec.gov |
| Habyt GmbH (amended) | Other | Berlin | $67,152,175 | $67,152,175 | 1 | Mar 13 | sec.gov | |
| Habyt GmbH | Other | Berlin | $67,152,175 | $67,152,175 | 1 | Mar 13 | sec.gov | |
| Volastra Therapeutics, Inc. | Biotechnology | New York | NY | $60,174,997 | $60,174,997 | 13 | Mar 13 | sec.gov |
| QurAlis Corp | Pharmaceuticals | Cambridge | MA | $59,982,508 | $88,019,211 | 27 | Mar 13 | sec.gov |
| CL Cosmos Holdco, LLC | Other | New York | NY | $56,872,301 | $67,152,176 | 38 | Mar 13 | sec.gov |
| Madison Capital Group LLC (amended) | Commercial | Charlotte | NC | $47,968,280 | $70,000,000 | 180 | Mar 13 | sec.gov |
| Unicycive Therapeutics, Inc. | Biotechnology | Los Altos | CA | $30,190,000 | $30,190,000 | 20 | Mar 13 | sec.gov |
| REVELSTOKE SECURITY, INC. | Other Technology | Campbell | CA | $17,350,000 | $20,000,000 | 7 | Mar 13 | sec.gov |
| RAVEN RESOURCES CORP/TX | Construction | Dallas | TX | $17,150,000 | $18,244,396 | 0 | Mar 13 | sec.gov |
| Pietra Inc. | Retailing | New York | NY | $16,099,992 | $16,099,992 | 8 | Mar 13 | sec.gov |
| FREETHINK MEDIA, INC. (amended) | Other | Washington | DC | $15,999,997 | $19,999,998 | 5 | Mar 13 | sec.gov |
| Ovation Hopkins LLC | Other Real Estate | West Fargo | ND | $14,125,000 | $14,125,000 | 5 | Mar 13 | sec.gov |
| 1700 California Street, LLC | Commercial | Greenwood Village | CO | $10,000,000 | $10,000,000 | 1 | Mar 13 | sec.gov |
| BioLoomics, Inc. | Other Technology | Boulder | CO | $9,349,939 | $9,999,936 | 23 | Mar 13 | sec.gov |
| Speakeasy Commerce Inc. | Other Technology | San Diego | CA | $8,982,137 | $12,282,123 | 30 | Mar 13 | sec.gov |
| Nighthawk Ballantyne, LLC | Residential | Sanford | NC | $8,288,500 | $19,000,000 | 73 | Mar 13 | sec.gov |
| Cerebelly Inc. | Other | Denver | CO | $7,062,944 | Indefinite | 32 | Mar 13 | sec.gov |
| Unify AI Business Corp | Other Technology | San Francisco | CA | $6,250,000 | $6,650,000 | 5 | Mar 13 | sec.gov |
| GROOPIT, INC. | Other Technology | Mill Creek | WA | $6,246,670 | $6,746,670 | 45 | Mar 13 | sec.gov |
| Ovation Hopkins Enclave LLC | Other Real Estate | West Fargo | ND | $5,650,000 | $5,650,000 | 15 | Mar 13 | sec.gov |
| JONES FINANCIAL COMPANIES LLLP | Other Banking and Financial Services | Des Peres | MO | $5,250,000 | $5,250,000 | 1 | Mar 13 | sec.gov |
| KittyCAD, Inc. | Other Technology | Malibu | CA | $5,124,329 | $6,259,337 | 21 | Mar 13 | sec.gov |
| StoryMD Inc. (amended) | Other | Brooklyn | NY | $4,000,108 | $6,500,000 | 27 | Mar 13 | sec.gov |
| Olyra Foods Inc. | Other | Wilmington | DE | $4,000,002 | $4,000,002 | 11 | Mar 13 | sec.gov |
| COWBOY CLEAN FUELS, LLC (amended) | Other Energy | Greenwood Village | CO | $3,750,000 | $3,750,000 | 2 | Mar 13 | sec.gov |
| CollX Inc. | Other Technology | Haddonfield | NJ | $3,424,998 | $3,499,998 | 7 | Mar 13 | sec.gov |
| Habyt GmbH | Other | Berlin | $3,000,000 | $3,000,000 | 7 | Mar 13 | sec.gov | |
| GridRival, Inc. | Other | Portland | OR | $3,000,000 | $3,000,000 | 3 | Mar 13 | sec.gov |
| AdPipe, Inc. | Business Services | Athens | GA | $2,999,998 | $2,999,998 | 2 | Mar 13 | sec.gov |
| CX Residences at Congressional Village, DST (amended) | Other Real Estate | Tampa | FL | $2,622,841 | $81,157,487 | 10 | Mar 13 | sec.gov |
| MP Cloud Technologies, Inc. | Other Technology | Spartanburg | SC | $2,107,992 | $2,107,992 | 16 | Mar 13 | sec.gov |
| 4985 Holdings, LLC | Other | Denver | CO | $1,650,000 | $1,650,000 | 1 | Mar 13 | sec.gov |
| Pyran, Inc. | Manufacturing | Madison | WI | $1,460,501 | $1,460,501 | 8 | Mar 13 | sec.gov |
| Musaffa, Inc. | Other Technology | Dover | DE | $1,291,000 | Indefinite | 6 | Mar 13 | sec.gov |
| Bird's Eye Robotics, Inc. | Agriculture | Herman | NE | $1,165,000 | $1,165,000 | 8 | Mar 13 | sec.gov |
| REVE LABS INC. (amended) | Other Technology | Brooklyn | NY | $1,050,000 | Indefinite | 3 | Mar 13 | sec.gov |
| Cipresso International, Inc. | Agriculture | San Jose | CA | $905,000 | $1,805,000 | 1 | Mar 13 | sec.gov |
| Fieldcraft, Inc. | Other Technology | Austin | TX | $827,226 | $827,246 | 5 | Mar 13 | sec.gov |
| Cutten Investors LLC | Commercial | Boise | ID | $765,000 | $4,000,000 | 11 | Mar 13 | sec.gov |
| Bird's Eye Robotics, Inc. | Agriculture | Herman | NE | $750,000 | $1,500,000 | 3 | Mar 13 | sec.gov |
| Poly Group, LLC | Other | New Albany | IN | $738,800 | $738,800 | 1 | Mar 13 | sec.gov |
| TorchPro, Inc. (amended) | Other Technology | Manchester | NH | $735,000 | $2,000,000 | 10 | Mar 13 | sec.gov |
| Falkbuilt Ltd. | Other | Calgary | $675,637 | $675,637 | 12 | Mar 13 | sec.gov | |
| APR Finance, LLC | Other Real Estate | Austin | TX | $550,000 | $1,600,000 | 5 | Mar 13 | sec.gov |
| Westridge Place Little Rock AR L.P. | Residential | New York | NY | $485,000 | $3,525,000 | 6 | Mar 13 | sec.gov |
| Artin Bioscience Inc. | Pharmaceuticals | Denver | CO | $482,500 | $482,500 | 0 | Mar 13 | sec.gov |
| ProFound Network Inc. | Other Technology | Devon | PA | $470,995 | $650,000 | 9 | Mar 13 | sec.gov |
| HerdDogg, Inc. | Other | Laramie | WY | $460,000 | $4,000,000 | 2 | Mar 13 | sec.gov |
| YouAreShiloh Holdings, LLC | Other | Peoria | IL | $400,000 | $3,260,000 | 7 | Mar 13 | sec.gov |
| Kramerica Properties LLC | Other Real Estate | West Fargo | ND | $398,000 | $398,000 | 3 | Mar 13 | sec.gov |
| Proteas Bioanalytics Inc. | Other Technology | Torrance | CA | $365,000 | $3,000,000 | 5 | Mar 13 | sec.gov |
| Mindless Inc. | Other | San Francisco | CA | $360,000 | Indefinite | 1 | Mar 13 | sec.gov |
| Soma SetWorks, LLC | Other | Newberg | OR | $350,000 | $1,000,000 | 1 | Mar 13 | sec.gov |
| DermaSoak, LLC | Retailing | Lexington | KY | $280,000 | $1,000,000 | 5 | Mar 13 | sec.gov |
| KeyStar Corp. | Other Technology | Miami | FL | $275,000 | $6,000,000 | 4 | Mar 13 | sec.gov |
| Gerosynth Laboratories, Inc. | Other | Bloomington | MN | $255,000 | $400,000 | 5 | Mar 13 | sec.gov |
| Women's Equity Lab - Silicon Valley, LLC | Other | San Carlos | CA | $212,630 | $499,999 | 14 | Mar 13 | sec.gov |
| BoomSTR Helium Hotspot 7, LLC | Investing | Scottsdale | AZ | $200,000 | $200,000 | 1 | Mar 13 | sec.gov |
| Q2 Metals Corp. | Other | Vancouver | $199,277 | $4,789,100 | 5 | Mar 13 | sec.gov | |
| Hey Freya Co | Other | Portland | ME | $180,000 | $500,000 | 7 | Mar 13 | sec.gov |
| Flywheel Conference 2023 Fund LLC | Other | Wenatchee | WA | $168,000 | $330,000 | 19 | Mar 13 | sec.gov |
| Altitude, Inc. | Other Technology | San Francisco | CA | $150,000 | $300,000 | 8 | Mar 13 | sec.gov |
| BIOXYTRAN, INC | Biotechnology | Needham | MA | $130,000 | $6,000,000 | 3 | Mar 13 | sec.gov |
| S2A Modular Corp | Manufacturing | Macclenny | FL | $125,000 | $450,000,000 | 2 | Mar 13 | sec.gov |
| S2A Modular Corp | Manufacturing | Macclenny | FL | $125,000 | $450,000,000 | 2 | Mar 13 | sec.gov |
| FC 1275 NJ Member LLC | REITS and Finance | Cleveland | OH | $114,000 | $125,000 | 114 | Mar 13 | sec.gov |
| immersionED Inc. | Other Technology | Chicago | IL | $100,000 | $100,000 | 1 | Mar 13 | sec.gov |
| BOOMSTR HELIUM HOTSPOT 5, LLC | Investing | Scottsdale | AZ | $80,000 | $80,000 | 1 | Mar 13 | sec.gov |
| immersionED Inc. | Other | Chicago | IL | $77,500 | Indefinite | 4 | Mar 13 | sec.gov |
| BOOMSTR HELIUM HOTSPOT 9, LLC | Investing | Scottsdale | AZ | $50,000 | $50,000 | 1 | Mar 13 | sec.gov |
| BOOMSTR HELIUM HOTSPOT 8, LLC | Investing | Scottsdale | AZ | $50,000 | $50,000 | 1 | Mar 13 | sec.gov |
| REVE LABS INC. (amended) | Other Technology | Brooklyn | NY | $50,000 | Indefinite | 1 | Mar 13 | sec.gov |
| Seismic Capital Co (amended) | Other | Beverly Hills | CA | $50,000 | $50,000,000 | 1 | Mar 13 | sec.gov |
| Vision Quest 10X Fund LLC | Other | San Diego | CA | $40,000 | $400,000 | 1 | Mar 13 | sec.gov |
| VERIHIRE, INC. | Other Technology | Aspen | CO | $10,000 | Indefinite | 1 | Mar 13 | sec.gov |
| National Diversified Fund 6-SB, LLC | Commercial | Denver | CO | $10,000 | $20,000,000 | 1 | Mar 13 | sec.gov |
| REVE LABS INC. (amended) | Other Technology | Brooklyn | NY | $5,000 | Indefinite | 1 | Mar 13 | sec.gov |
| Echo Ltd. | Other | Calgary | $4,534 | $4,534 | 12 | Mar 13 | sec.gov | |
| ILE Homes Single Family Rental Fund III, LP | Residential | Dallas | TX | $0 | $75,000,000 | 0 | Mar 13 | sec.gov |
| Nebraska Farmers Network, LLC | Other Real Estate | Lincoln | NE | $0 | $5,000,000 | 0 | Mar 13 | sec.gov |
| SSCP Growth Fund, LLC | Other | Lehi | UT | $0 | $10,000,000 | 0 | Mar 13 | sec.gov |
| Metro Business, Inc. | Retailing | Mendham | NJ | $0 | $1,000,000 | 0 | Mar 13 | sec.gov |
| BTA 22300 Arbor II Private Placement Program Co | Oil and Gas | Midland | TX | $0 | $350,000,000 | 0 | Mar 13 | sec.gov |
| Redwood Tiffany Springs North Ambassador Drive MO P1 LLC | Residential | Independence | OH | $0 | $1,912,932 | 0 | Mar 13 | sec.gov |
| Proof Management Holdings LLC | Other | Menlo Park | CA | $0 | Indefinite | 0 | Mar 13 | sec.gov |
| Thrive ManagementCo, LLC | Other Health Care | Menlo Park | CA | $0 | Indefinite | 0 | Mar 13 | sec.gov |
| Proof Topco LLC | Other | Menlo Park | CA | $0 | Indefinite | 0 | Mar 13 | sec.gov |
March 14, 2023 · March 10, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.