Data / Form D filings / Mar 10
Form D filings, March 10, 2023: 104 companies raised $4.72 billion
104 operating companies filed a Form D on March 10, 2023, reporting $4.72 billion sold. Largest: TA Realty Core Property Fund, LP ($3.51 billion), Griffin Capital Qualified Opportunity Zone Fund III, L.P. ($316.5 million), TA Realty Core Property Fund PF-3, LP ($207.3 million). The median filing is $3.5 million, and 174 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 104Form D filings
- $4.72 billionreported sold
- $3.5 millionmedian amount sold
- TXmost filings (17)
Most filings by state: TX 17, CA 16, NY 11, FL 6, NC 5. By industry: Other 22, Other Technology 20, Commercial 13, Other Real Estate 10.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| TA Realty Core Property Fund, LP (amended) | Other Real Estate | Boston | MA | $3,511,801,000 | Indefinite | 301 | Mar 10 | sec.gov |
| Griffin Capital Qualified Opportunity Zone Fund III, L.P. (amended) | Other Real Estate | El Segundo | CA | $316,510,604 | $500,000,000 | 552 | Mar 10 | sec.gov |
| TA Realty Core Property Fund PF-3, LP (amended) | Other Real Estate | Boston | MA | $207,280,000 | Indefinite | 15 | Mar 10 | sec.gov |
| KOCH INDUSTRIES INC | Other | Wichita | KS | $148,321,710 | $148,321,710 | 25 | Mar 10 | sec.gov |
| Lenz Therapeutics, Inc. | Biotechnology | Del Mar | CA | $83,499,961 | $83,499,961 | 27 | Mar 10 | sec.gov |
| Wellvana Health, LLC | Other Health Care | Nashville | TN | $64,531,648 | $64,531,648 | 13 | Mar 10 | sec.gov |
| VINCULUM WINE LTD. (amended) | Other | Road Town, Tortola | $25,445,238 | Indefinite | 302 | Mar 10 | sec.gov | |
| New Providence Capital Partners III, LP (amended) | Commercial | Dallas | TX | $23,750,000 | $125,000,000 | 89 | Mar 10 | sec.gov |
| VNTG, Inc. | Other Technology | New York | NY | $20,999,995 | $20,999,995 | 5 | Mar 10 | sec.gov |
| Koch Holdings, LLC | Other | Wichita | KS | $20,716,340 | $20,716,340 | 43 | Mar 10 | sec.gov |
| MCE Empowering Sustainable Agriculture Fund LLC | Other | San Francisco | CA | $19,500,000 | Indefinite | 8 | Mar 10 | sec.gov |
| Alfie Income All Asset All Authority Fund LLC | REITS and Finance | Asheville | NC | $17,000,000 | Indefinite | 72 | Mar 10 | sec.gov |
| Griffin Capital Development Partners Fund II, L.P. (amended) | Other Real Estate | El Segundo | CA | $15,956,517 | $145,000,000 | 82 | Mar 10 | sec.gov |
| W Health Studio, Inc. | Other Technology | Bridgeville | PA | $13,000,000 | $13,000,000 | 1 | Mar 10 | sec.gov |
| ZEVX, Inc. | Other Technology | Gilbert | AZ | $12,302,338 | $23,863,772 | 20 | Mar 10 | sec.gov |
| RB Heathman Holdings LLC | Other Real Estate | Columbus | OH | $12,250,000 | $12,250,000 | 1 | Mar 10 | sec.gov |
| Slamball LLC | Other | Studio City | CA | $11,000,000 | $11,000,000 | 16 | Mar 10 | sec.gov |
| AGI Scientific, LLC | Biotechnology | Baltimore | MD | $10,000,000 | $10,000,000 | 1 | Mar 10 | sec.gov |
| PACIFIC LIFE INSURANCE CO | Insurance | Newport Beach | CA | $9,988,464 | $9,988,464 | 1 | Mar 10 | sec.gov |
| Paybook, Inc. | Other Technology | West Lake Hills | TX | $9,965,201 | $9,965,201 | 33 | Mar 10 | sec.gov |
| Voluware, Inc. | Other Technology | Huntington Beach | CA | $8,043,497 | $8,043,497 | 15 | Mar 10 | sec.gov |
| Reed Creek Convertible Fund LLC | Commercial | Asheville | NC | $8,000,000 | $15,000,000 | 23 | Mar 10 | sec.gov |
| Guardian School Security Systems Inc. | Other Technology | Minneapolis | MN | $7,500,000 | $7,500,000 | 0 | Mar 10 | sec.gov |
| CARE ANGEL, INC. | Other Technology | Miami | FL | $6,924,347 | $6,924,347 | 0 | Mar 10 | sec.gov |
| Pacaso Growth LLC | Other Real Estate | Cincinnati | OH | $6,630,000 | $15,000,000 | 41 | Mar 10 | sec.gov |
| Asheville Urban Infill 2019 Qualified Opportunity Zone Investor Fund LLC | Residential | Asheville | NC | $6,216,435 | $6,216,435 | 34 | Mar 10 | sec.gov |
| Credence ID, LLC | Other Technology | Oakland | CA | $6,200,000 | $6,200,000 | 6 | Mar 10 | sec.gov |
| LineSlip Solutions, Inc. | Other Technology | New York | NY | $5,574,998 | $5,574,998 | 21 | Mar 10 | sec.gov |
| Reef.ai, Inc. | Other Technology | Honolulu | HI | $5,214,774 | $5,214,774 | 17 | Mar 10 | sec.gov |
| WANDERING BEAR INC. | Other | New York | NY | $4,999,992 | $5,999,990 | 10 | Mar 10 | sec.gov |
| Moody Village Towers DST (amended) | Commercial | Houston | TX | $4,816,237 | $136,250,000 | 11 | Mar 10 | sec.gov |
| Koch Holdings, LLC (amended) | Other | Wichita | KS | $4,788,980 | $4,788,980 | 25 | Mar 10 | sec.gov |
| Glendale Avenue Qualified Opportunity Zone Investor Fund LLC | Commercial | Asheville | NC | $4,634,509 | $4,634,509 | 31 | Mar 10 | sec.gov |
| Endowment Project, Inc. | Other | Richmond | VA | $4,500,000 | $5,000,000 | 48 | Mar 10 | sec.gov |
| Best Coast Storage, LLC | Commercial | St. Augustine | FL | $4,350,000 | $5,200,000 | 3 | Mar 10 | sec.gov |
| NLCA DG Investment Grade Portfolio 1 DST (amended) | Other Real Estate | Nashua | NH | $4,305,936 | $39,365,399 | 15 | Mar 10 | sec.gov |
| Compass, Inc. | Residential | New York | NY | $4,186,721 | $4,186,721 | 3 | Mar 10 | sec.gov |
| CCWP2 LLC | Other | Eagle | ID | $4,119,711 | $10,000,000 | 10 | Mar 10 | sec.gov |
| MicroVascular Tissues, Inc. | Other Health Care | Jamaica Plain | MA | $4,112,304 | $6,100,506 | 15 | Mar 10 | sec.gov |
| ZEVX, Inc. | Other Technology | Gilbert | AZ | $3,916,458 | $8,251,056 | 5 | Mar 10 | sec.gov |
| Spinnaker JR Partners III, LLC | Investing | Los Angeles | CA | $3,575,127 | $3,575,127 | 13 | Mar 10 | sec.gov |
| ABS TOPCO, LLC | Other Health Care | Encino | CA | $3,500,014 | $3,500,014 | 9 | Mar 10 | sec.gov |
| First Avenue Infrastructure II, LLC | Commercial | Birmingham | AL | $3,420,000 | $6,000,000 | 12 | Mar 10 | sec.gov |
| Ralph Street Qualified Opportunity Zone Investor Fund LLC | Residential | Asheville | NC | $3,352,323 | $5,000,000 | 18 | Mar 10 | sec.gov |
| Crypto Asset Technology Labs Inc. | Computers | Hollywood | FL | $3,350,000 | $3,350,000 | 14 | Mar 10 | sec.gov |
| Clarkson Investment Group LLC (amended) | Residential | Denver | CO | $3,275,000 | $3,275,000 | 34 | Mar 10 | sec.gov |
| Genecis Bioindustries Inc. (amended) | Other | Scarborough | $3,250,002 | $3,250,002 | 6 | Mar 10 | sec.gov | |
| BKAI BMG I LLC | Investing | Rockwall | TX | $3,000,000 | $3,000,000 | 33 | Mar 10 | sec.gov |
| Risksmith Insurance Services LLC | Insurance | Atlanta | GA | $3,000,000 | $3,000,000 | 4 | Mar 10 | sec.gov |
| RunReveal, Inc. | Other Technology | Austin | TX | $2,500,000 | $2,500,000 | 5 | Mar 10 | sec.gov |
| MIM Rock Creek, LLC | Commercial | Springfield | MO | $2,388,934 | Indefinite | 13 | Mar 10 | sec.gov |
| DSP 2375 E Oakton Venture LLC | Commercial | Chicago | IL | $1,894,670 | $1,894,670 | 29 | Mar 10 | sec.gov |
| Flashback Technologies, Inc. | Other Technology | Boston | MA | $1,655,000 | $2,000,000 | 6 | Mar 10 | sec.gov |
| TPEG LV Commons Investors LLC | Other Real Estate | Southlake | TX | $1,575,000 | $5,000,000 | 49 | Mar 10 | sec.gov |
| ATOPTIX, INC. | Other Technology | State College | PA | $1,572,291 | $3,672,282 | 10 | Mar 10 | sec.gov |
| HIF Caribou LLC | Residential | Caldwell | ID | $1,400,000 | $1,400,000 | 10 | Mar 10 | sec.gov |
| Benefitbay Inc. | Other Technology | Omaha | NE | $1,258,327 | $2,500,000 | 2 | Mar 10 | sec.gov |
| Infinity Water Solutions, LLC | Other Energy | Austin | TX | $1,175,000 | $2,500,000 | 5 | Mar 10 | sec.gov |
| Insigna, Inc. (amended) | Pharmaceuticals | Champaign | IL | $1,166,927 | Indefinite | 7 | Mar 10 | sec.gov |
| REVE LABS INC. | Other Technology | Brooklyn | NY | $1,050,000 | Indefinite | 3 | Mar 10 | sec.gov |
| CTX Proscapes LLC | Other Real Estate | Kyle | TX | $1,000,000 | $1,000,000 | 2 | Mar 10 | sec.gov |
| Thorwear Inc | Other | San Diego | CA | $1,000,000 | $2,000,000 | 1 | Mar 10 | sec.gov |
| Applied X Lab, Inc. | Other Technology | Brooklyn | NY | $999,999 | $1,999,998 | 1 | Mar 10 | sec.gov |
| 905 SUTTER AVE LLC | Residential | Hawthorne | CA | $950,000 | $950,000 | 13 | Mar 10 | sec.gov |
| Oars & Alps LLC | Retailing | Chicago | IL | $899,996 | $1,699,995 | 1 | Mar 10 | sec.gov |
| SEngine Precision Medicine, Inc. | Biotechnology | Seattle | WA | $600,000 | $3,577,538 | 2 | Mar 10 | sec.gov |
| ASOTU INC. | Other Technology | Syracuse | NY | $525,000 | $580,000 | 9 | Mar 10 | sec.gov |
| NapJitsu, Inc. | Other | Houston | TX | $500,000 | $3,500,000 | 1 | Mar 10 | sec.gov |
| PittMoss LLC | Manufacturing | Ambridge | PA | $475,000 | $1,500,000 | 16 | Mar 10 | sec.gov |
| BRAM Windy Hill Asset, LLC | Residential | Greenville | SC | $350,000 | $645,000 | 2 | Mar 10 | sec.gov |
| WellCore, Inc. | Other | Houston | TX | $350,000 | $3,500,000 | 1 | Mar 10 | sec.gov |
| Woodford Horizontal Project 60, LLC | Oil and Gas | Dallas | TX | $328,125 | $1,050,000 | 3 | Mar 10 | sec.gov |
| BION ENVIRONMENTAL TECHNOLOGIES INC | Environmental Services | Old Bethpage | NY | $320,000 | $10,000,000 | 1 | Mar 10 | sec.gov |
| WETHRIVV LLC | Other Health Care | Doylestown | PA | $298,333 | Indefinite | 8 | Mar 10 | sec.gov |
| Issuance Inc. | Other Banking and Financial Services | Encino | CA | $260,000 | $5,032,340 | 4 | Mar 10 | sec.gov |
| CROATAN MIDTOWN RECAP LLC | Residential | Virginia Beach | VA | $200,000 | $14,911,850 | 1 | Mar 10 | sec.gov |
| RBCe, Inc. | Other | Houston | TX | $150,000 | $3,500,000 | 1 | Mar 10 | sec.gov |
| Docci, Inc. | Other | Houston | TX | $150,000 | $3,500,000 | 1 | Mar 10 | sec.gov |
| 1100 Ave of Americas REIT LLC | REITS and Finance | New York | NY | $117,000 | $125,000 | 117 | Mar 10 | sec.gov |
| Cafe Metronome, LLC | Restaurants | New York | NY | $100,000 | $1,500,000 | 2 | Mar 10 | sec.gov |
| Subtrak Inc. | Other Technology | San Leandro | CA | $100,000 | Indefinite | 2 | Mar 10 | sec.gov |
| Gaingels By Heart 2023 LLC | Other | Burlington | VT | $88,888 | $88,888 | 17 | Mar 10 | sec.gov |
| HS GovTech Solutions Inc. | Other Technology | Vancouver | $61,391 | $144,352 | 6 | Mar 10 | sec.gov | |
| Pampa Metals Corp | Other | Vancouver | $18,362 | $44,070 | 1 | Mar 10 | sec.gov | |
| Pine Street Townhomes LLC | Commercial | Portland | OR | $0 | $6,750,000 | 0 | Mar 10 | sec.gov |
| AD Chappaqua Investors I LLC | Commercial | Red Bank | NJ | $0 | $26,000,000 | 0 | Mar 10 | sec.gov |
| Fresno 9 LLC | Commercial | Clovis | CA | $0 | $900,000 | 0 | Mar 10 | sec.gov |
| Kimby Series 003 LLC, a series of Kimby Series LLC | Other | London | $0 | Indefinite | 0 | Mar 10 | sec.gov | |
| Kimby Series 002 LLC, a series of Kimby Series LLC | Other | London | $0 | $200,000 | 0 | Mar 10 | sec.gov | |
| EMP Shield, Inc. | Manufacturing | Burlington | KS | $0 | $5,000,000 | 6 | Mar 10 | sec.gov |
| Woodstone Apartments Investment LLC | Commercial | Miami | FL | $0 | $1,450,000 | 0 | Mar 10 | sec.gov |
| Unmuddle Inc | Other | Sacramento | CA | $0 | $270 | 1 | Mar 10 | sec.gov |
| BKAI Frontier Global UW LLC | Investing | Rockwall | TX | $0 | $2,250,000 | 0 | Mar 10 | sec.gov |
| S2A Modular Corp | Manufacturing | Macclenny | FL | $0 | $62,781,540 | 0 | Mar 10 | sec.gov |
| Rojas Fund I LP | REITS and Finance | Houston | TX | $0 | Indefinite | 0 | Mar 10 | sec.gov |
| Inspired Healthcare Capital Income Fund 5 LLC | Other Real Estate | Scottsdale | AZ | $0 | $25,000,000 | 0 | Mar 10 | sec.gov |
| PerkinElmer Parent, Inc. | Other | New York | NY | $0 | Indefinite | 0 | Mar 10 | sec.gov |
| PM Capital Fund I, LLC (amended) | Residential | Henrico | VA | $0 | $15,000,000 | 0 | Mar 10 | sec.gov |
| Monmouth Junction Self Storage Partners, LLC | Commercial | Scottsdale | AZ | $0 | $25,000,000 | 0 | Mar 10 | sec.gov |
| DIVERSE BIOTECH, INC. | Pharmaceuticals | Miami | FL | $0 | $950,000 | 0 | Mar 10 | sec.gov |
| SE Joiner City Field Joint Venture | Oil and Gas | Shavano Park | TX | $0 | $1,771,000 | 0 | Mar 10 | sec.gov |
| Brew ND, LLC | Other | West Fargo | ND | $0 | $250,000 | 0 | Mar 10 | sec.gov |
| Clear Choice Hospital, LLC | Other Health Care | Laredo | TX | $0 | $31,500,000 | 0 | Mar 10 | sec.gov |
| AAON, INC. | Manufacturing | Tulsa | OK | $0 | $29,250,000 | 0 | Mar 10 | sec.gov |
March 13, 2023 · March 9, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.