Data / Form D filings / Week of Mar 6
Form D filings, week of March 6, 2023: 426 companies raised $19.27 billion
426 operating companies filed a Form D in the week of March 6, 2023, reporting $19.27 billion sold. Largest: NVA Holdings L.P. ($9.15 billion), TA Realty Core Property Fund, LP ($3.51 billion), Reunion Infrastructure, Inc. ($2.63 billion). The median filing is $2.2 million, and 698 pooled investment funds also filed that week.
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- 426Form D filings
- $19.27 billionreported sold
- $2.2 millionmedian amount sold
- CAmost filings (72)
Most filings by state: CA 72, TX 54, NY 33, MA 19, IL 18. By industry: Other 109, Other Technology 82, Commercial 47, Residential 34.
By day: Mar 6 (73), Mar 7 (76), Mar 8 (94), Mar 9 (79), Mar 10 (104).
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NVA Holdings L.P. (amended) | Other | Agoura Hills | CA | $9,153,454,149 | Indefinite | 299 | Mar 6 | sec.gov |
| TA Realty Core Property Fund, LP (amended) | Other Real Estate | Boston | MA | $3,511,801,000 | Indefinite | 301 | Mar 10 | sec.gov |
| Reunion Infrastructure, Inc. | Other Technology | San Francisco | CA | $2,625,000,000 | $3,000,000,000 | 3 | Mar 9 | sec.gov |
| NHIT: Dynamic Fixed Income Trust (amended) | Investing | Boston | MA | $497,914,275 | Indefinite | 11 | Mar 6 | sec.gov |
| Griffin Capital Qualified Opportunity Zone Fund III, L.P. (amended) | Other Real Estate | El Segundo | CA | $316,510,604 | $500,000,000 | 552 | Mar 10 | sec.gov |
| Skydio, Inc. | Other Technology | San Mateo | CA | $226,898,105 | $230,000,005 | 17 | Mar 6 | sec.gov |
| TA Realty Core Property Fund PF-3, LP (amended) | Other Real Estate | Boston | MA | $207,280,000 | Indefinite | 15 | Mar 10 | sec.gov |
| GTIS US Residential Strategies Secondary Fund LP | Commercial | New York | NY | $203,045,685 | Indefinite | 1 | Mar 9 | sec.gov |
| KOCH INDUSTRIES INC | Other | Wichita | KS | $148,321,710 | $148,321,710 | 25 | Mar 10 | sec.gov |
| Student Housing Qualified Opportunity Fund, L.L.C. (amended) | Other Real Estate | Oak Brook | IL | $86,187,425 | $375,000,000 | 278 | Mar 8 | sec.gov |
| Lenz Therapeutics, Inc. | Biotechnology | Del Mar | CA | $83,499,961 | $83,499,961 | 27 | Mar 10 | sec.gov |
| Wellvana Health, LLC | Other Health Care | Nashville | TN | $64,531,648 | $64,531,648 | 13 | Mar 10 | sec.gov |
| Enveda Therapeutics, Inc. | Biotechnology | Boulder | CO | $62,459,761 | $62,459,761 | 26 | Mar 7 | sec.gov |
| Sower Farmland Fund LLP (amended) | Other Real Estate | Omaha | NE | $59,423,405 | $500,000,000 | 314 | Mar 9 | sec.gov |
| ExchangeRight Net-Leased Portfolio 49 DST (amended) | Commercial | Pasadena | CA | $58,550,000 | $58,550,000 | 134 | Mar 8 | sec.gov |
| Cars & Bids, Inc. | Other | San Diego | CA | $55,526,595 | Indefinite | 9 | Mar 8 | sec.gov |
| Carter Investment Holdings, L.P. | Other | New York | NY | $53,315,450 | Indefinite | 21 | Mar 9 | sec.gov |
| Alfie Investors LLC | Commercial | Asheville | NC | $51,000,000 | Indefinite | 245 | Mar 9 | sec.gov |
| Moody ELM AL North Austin DST (amended) | Commercial | Houston | TX | $50,400,000 | $50,400,000 | 94 | Mar 9 | sec.gov |
| POCO Holdco, LLC | Oil and Gas | Dallas | TX | $49,500,000 | $49,500,000 | 13 | Mar 9 | sec.gov |
| Empire Village at Cottonwood Creek & Golden Triangle, LLC (amended) | Residential | Scottsdale | AZ | $43,885,254 | $60,000,000 | 726 | Mar 7 | sec.gov |
| Moody RI SW Austin DST (amended) | Commercial | Houston | TX | $40,040,000 | $40,040,000 | 113 | Mar 8 | sec.gov |
| ExchangeRight Net-Leased Portfolio 48 DST (amended) | Commercial | Pasadena | CA | $39,340,000 | $39,340,000 | 109 | Mar 8 | sec.gov |
| Transition Bio, Inc. (amended) | Biotechnology | Cambridge | MA | $39,086,000 | $50,000,000 | 22 | Mar 7 | sec.gov |
| ExchangeRight Net-Leased Portfolio 47 Parent DST (amended) | Commercial | Pasadena | CA | $38,850,000 | $38,850,000 | 91 | Mar 8 | sec.gov |
| CapsoVision, Inc (amended) | Biotechnology | Saratoga | CA | $34,698,838 | $41,951,355 | 51 | Mar 7 | sec.gov |
| CF Palms Multifamily DST (amended) | Residential | New York | NY | $32,326,930 | $32,570,000 | 51 | Mar 8 | sec.gov |
| ClearFlame Engines, Inc. | Other | Geneva | IL | $29,999,975 | $29,999,975 | 27 | Mar 9 | sec.gov |
| CEP WORKFORCE HOUSING FUND, LLC (amended) | REITS and Finance | Everett | WA | $28,600,000 | $65,000,000 | 86 | Mar 8 | sec.gov |
| Finitive Co-Lending Noteholders LLC (amended) | Investing | New York | NY | $28,005,000 | $300,000,000 | 15 | Mar 7 | sec.gov |
| PINNACLE WEST CAPITAL CORP (amended) | Electric Utilities | Phoenix | AZ | $26,800,000 | Indefinite | 0 | Mar 7 | sec.gov |
| PINNACLE WEST CAPITAL CORP | Electric Utilities | Phoenix | AZ | $26,800,000 | Indefinite | 0 | Mar 7 | sec.gov |
| VINCULUM WINE LTD. (amended) | Other | Road Town, Tortola | $25,445,238 | Indefinite | 302 | Mar 10 | sec.gov | |
| PSOF VL DC Side Car, LLC | Commercial | Atlanta | GA | $25,180,000 | $25,180,000 | 112 | Mar 8 | sec.gov |
| Banyan Infrastructure Corp | Other Technology | San Francisco | CA | $23,999,999 | $23,999,999 | 7 | Mar 9 | sec.gov |
| New Providence Capital Partners III, LP (amended) | Commercial | Dallas | TX | $23,750,000 | $125,000,000 | 89 | Mar 10 | sec.gov |
| New Providence Capital Partners III, LP | Commercial | Dallas | TX | $23,750,000 | $125,000,000 | 89 | Mar 9 | sec.gov |
| Pathology Watch Inc. | Other Technology | Murray | UT | $22,337,584 | $25,000,000 | 88 | Mar 7 | sec.gov |
| VNTG, Inc. | Other Technology | New York | NY | $20,999,995 | $20,999,995 | 5 | Mar 10 | sec.gov |
| Koch Holdings, LLC | Other | Wichita | KS | $20,716,340 | $20,716,340 | 43 | Mar 10 | sec.gov |
| MCE Empowering Sustainable Agriculture Fund LLC | Other | San Francisco | CA | $19,500,000 | Indefinite | 8 | Mar 10 | sec.gov |
| Find Your Info, Corp. | Other Technology | Redwood Shores | CA | $19,214,999 | $19,214,999 | 61 | Mar 9 | sec.gov |
| PROOFOFLEARN, INC. (amended) | Other | Pembroke | MA | $18,950,000 | $26,700,000 | 31 | Mar 7 | sec.gov |
| Health Rhythms Inc. (amended) | Other Health Care | Long Island City | NY | $18,592,346 | $20,000,000 | 41 | Mar 9 | sec.gov |
| Knoxville Apartment Group Phase II LLC | Residential | Bozeman | MT | $18,500,000 | $21,500,000 | 48 | Mar 9 | sec.gov |
| Flash UpdatePromise Holdings, LLC | Business Services | Chino | CA | $17,090,000 | $17,090,000 | 4 | Mar 8 | sec.gov |
| Alfie Income All Asset All Authority Fund LLC | REITS and Finance | Asheville | NC | $17,000,000 | Indefinite | 72 | Mar 10 | sec.gov |
| WebFX Management Holdings, LLC (amended) | Other | New York | NY | $16,708,706 | Indefinite | 16 | Mar 6 | sec.gov |
| Divy Penners 1, LLC | Other | Rancho Santa Fe | CA | $16,400,000 | $16,400,000 | 38 | Mar 6 | sec.gov |
| VINTAGE, DST (amended) | Commercial | Aliso Viejo | CA | $16,356,333 | $87,963,540 | 51 | Mar 6 | sec.gov |
| Allonnia, LLC | Other Technology | Boston | MA | $16,294,489 | $25,000,000 | 5 | Mar 8 | sec.gov |
| CX Courts of Avalon, DST (amended) | Other Real Estate | Tampa | FL | $16,109,961 | $48,815,934 | 47 | Mar 6 | sec.gov |
| Griffin Capital Development Partners Fund II, L.P. (amended) | Other Real Estate | El Segundo | CA | $15,956,517 | $145,000,000 | 82 | Mar 10 | sec.gov |
| Drift Net, Inc. | Other Technology | Chicago | IL | $15,626,204 | $15,626,204 | 34 | Mar 6 | sec.gov |
| Pengyou Highland Park LLC | Residential | Peachtree Corners | GA | $15,000,000 | $15,000,000 | 77 | Mar 8 | sec.gov |
| GBE Broadfeather Sponsor LLC | Other Real Estate | Newport Beach | CA | $14,415,000 | $18,291,875 | 88 | Mar 9 | sec.gov |
| W Health Studio, Inc. | Other Technology | Bridgeville | PA | $13,000,000 | $13,000,000 | 1 | Mar 10 | sec.gov |
| Franklin WI Multifamily DST (amended) | Residential | Chicago | IL | $12,785,506 | $58,459,357 | 34 | Mar 7 | sec.gov |
| AllBank Holding Company, Inc. | Commercial Banking | Broken Arrow | OK | $12,700,000 | $12,700,000 | 27 | Mar 8 | sec.gov |
| ZEVX, Inc. | Other Technology | Gilbert | AZ | $12,302,338 | $23,863,772 | 20 | Mar 10 | sec.gov |
| RB Heathman Holdings LLC | Other Real Estate | Columbus | OH | $12,250,000 | $12,250,000 | 1 | Mar 10 | sec.gov |
| QUAINT OAK BANCORP INC | Other Banking and Financial Services | Southampton | PA | $12,000,000 | $12,000,000 | 8 | Mar 8 | sec.gov |
| Kaleidos, Inc. | Other | Wilmington | DE | $11,999,972 | $11,999,972 | 14 | Mar 7 | sec.gov |
| Epsilon Group New Holdings Ltd (amended) | Other | St Helier | $11,652,100 | Indefinite | 58 | Mar 7 | sec.gov | |
| Mantua Crossing LP | Other Real Estate | Frisco | TX | $11,500,000 | $11,500,000 | 76 | Mar 8 | sec.gov |
| Slamball LLC | Other | Studio City | CA | $11,000,000 | $11,000,000 | 16 | Mar 10 | sec.gov |
| Xebec Holdings, LLC (amended) | Other Real Estate | Dallas | TX | $10,700,000 | $20,000,000 | 28 | Mar 9 | sec.gov |
| Svix Inc. | Other Technology | New York | NY | $10,386,993 | $10,386,993 | 21 | Mar 8 | sec.gov |
| Notable Labs, Inc. | Biotechnology | Foster City | CA | $10,336,259 | $10,336,259 | 26 | Mar 8 | sec.gov |
| Coupa Parent, LP | Other Technology | San Mateo | CA | $10,039,936 | Indefinite | 2 | Mar 6 | sec.gov |
| AGI Scientific, LLC | Biotechnology | Baltimore | MD | $10,000,000 | $10,000,000 | 1 | Mar 10 | sec.gov |
| LINKBANCORP, Inc. | Commercial Banking | Camp Hill | PA | $10,000,000 | $10,000,000 | 5 | Mar 7 | sec.gov |
| Starfish Capital Holding Partners, LP | Investing | Plano | TX | $10,000,000 | Indefinite | 13 | Mar 6 | sec.gov |
| Asclepian Group, LLC | Hospitals and Physicians | Providence | RI | $10,000,000 | $10,000,000 | 13 | Mar 6 | sec.gov |
| PACIFIC LIFE INSURANCE CO | Insurance | Newport Beach | CA | $9,988,464 | $9,988,464 | 1 | Mar 10 | sec.gov |
| Paybook, Inc. | Other Technology | West Lake Hills | TX | $9,965,201 | $9,965,201 | 33 | Mar 10 | sec.gov |
| Asymmetria Investors III, LLC - Oshkosh Hotel (PS) | Commercial | West Des Moines | IA | $9,620,000 | $9,620,000 | 97 | Mar 8 | sec.gov |
| RUPERT RESOURCES LTD | Other | Toronto | $8,941,013 | $8,941,013 | 6 | Mar 6 | sec.gov | |
| Creative Planning Employee Investment, LLC | Investing | Overland Park | KS | $8,845,962 | $8,845,962 | 84 | Mar 9 | sec.gov |
| i-80 Gold Corp. | Other | Reno | NV | $8,650,000 | $8,650,000 | 4 | Mar 9 | sec.gov |
| Voluware, Inc. | Other Technology | Huntington Beach | CA | $8,043,497 | $8,043,497 | 15 | Mar 10 | sec.gov |
| Reed Creek Convertible Fund LLC | Commercial | Asheville | NC | $8,000,000 | $15,000,000 | 23 | Mar 10 | sec.gov |
| GMI-Dobbs Ferry, LP (amended) | Other Real Estate | Westlake | TX | $7,959,483 | $8,824,535 | 75 | Mar 8 | sec.gov |
| Guardian School Security Systems Inc. | Other Technology | Minneapolis | MN | $7,500,000 | $7,500,000 | 0 | Mar 10 | sec.gov |
| Cannect Gardens, LLC DBA Cannect Wellness (amended) | Agriculture | Oak Park | IL | $7,500,000 | $7,500,000 | 3 | Mar 8 | sec.gov |
| MAGCP Industrial Fund II, LP (amended) | Commercial | Dallas | TX | $7,449,000 | $60,000,000 | 68 | Mar 7 | sec.gov |
| Caretaker Medical, Inc. | Other Technology | Charlottesville | VA | $7,349,010 | $9,190,401 | 23 | Mar 7 | sec.gov |
| MAGCP Industrial Fund II, LP | Commercial | Dallas | TX | $7,315,202 | $60,000,000 | 180 | Mar 7 | sec.gov |
| Divy Penners 2, LLC | Other | Rancho Santa Fe | CA | $6,944,675 | $6,944,675 | 29 | Mar 6 | sec.gov |
| CARE ANGEL, INC. | Other Technology | Miami | FL | $6,924,347 | $6,924,347 | 0 | Mar 10 | sec.gov |
| Nammu Technologies, Inc. | Other Technology | Nashville | TN | $6,849,999 | $7,849,999 | 9 | Mar 8 | sec.gov |
| LandTrust, Inc. (amended) | Other Technology | Bozeman | MT | $6,792,248 | $8,106,000 | 27 | Mar 6 | sec.gov |
| Pacaso Growth LLC | Other Real Estate | Cincinnati | OH | $6,630,000 | $15,000,000 | 41 | Mar 10 | sec.gov |
| TXX Group, Inc. | Other Technology | Basking Ridge | NJ | $6,619,958 | $19,999,998 | 25 | Mar 7 | sec.gov |
| Safe Dynamics, Inc. | Other | San Diego | CA | $6,610,216 | $40,000,000 | 50 | Mar 8 | sec.gov |
| SR Knoxville TENN I, LLC | Other Real Estate | Chicago | IL | $6,500,000 | $10,000,000 | 64 | Mar 6 | sec.gov |
| Sacramento Angels I, LLC | Other | Sacramento | CA | $6,433,348 | Indefinite | 82 | Mar 7 | sec.gov |
| Asheville Urban Infill 2019 Qualified Opportunity Zone Investor Fund LLC | Residential | Asheville | NC | $6,216,435 | $6,216,435 | 34 | Mar 10 | sec.gov |
| Credence ID, LLC | Other Technology | Oakland | CA | $6,200,000 | $6,200,000 | 6 | Mar 10 | sec.gov |
| MCG Pensacola Investors, LLC | Residential | Charlotte | NC | $6,000,000 | $6,000,000 | 1 | Mar 8 | sec.gov |
| DataM Holdings, Inc. | Other Technology | Vitacura, Santiago | $5,650,000 | $6,350,000 | 4 | Mar 7 | sec.gov | |
| NJ BIO, Inc. | Other | Princeton | NJ | $5,621,204 | $7,836,033 | 10 | Mar 9 | sec.gov |
| Speedscale Inc. | Other | Atlanta | GA | $5,579,998 | $5,579,998 | 9 | Mar 9 | sec.gov |
| Monarx, Inc. | Other Technology | Salt Lake City | UT | $5,578,897 | $5,728,896 | 10 | Mar 9 | sec.gov |
| LineSlip Solutions, Inc. | Other Technology | New York | NY | $5,574,998 | $5,574,998 | 21 | Mar 10 | sec.gov |
| Keetley Ridge LLC | Residential | Salt Lake City | UT | $5,555,000 | $5,600,000 | 10 | Mar 8 | sec.gov |
| Catapult Partners LLC | Other | Baltimore | MD | $5,500,000 | Indefinite | 6 | Mar 9 | sec.gov |
| Encultured AI, PBC | Other | Oakland | CA | $5,489,994 | $9,489,999 | 7 | Mar 7 | sec.gov |
| Olivet Housing, LLC | Other | Great Falls | MT | $5,485,000 | $5,485,000 | 12 | Mar 7 | sec.gov |
| Essenvia, Inc. | Other Technology | Woodland Hills | CA | $5,482,496 | $5,482,496 | 34 | Mar 7 | sec.gov |
| NYFEN Development LLC (amended) | Residential | Short Hills | NJ | $5,420,000 | $15,000,000 | 17 | Mar 7 | sec.gov |
| SYSTEMATIC GROWTH FUND I, LLC (amended) | Residential | Weatherford | TX | $5,336,239 | $12,000,000 | 40 | Mar 9 | sec.gov |
| SYSTEMATIC GROWTH FUND I, LLC (amended) | Residential | Weatherford | TX | $5,336,239 | $12,000,000 | 40 | Mar 7 | sec.gov |
| Reef.ai, Inc. | Other Technology | Honolulu | HI | $5,214,774 | $5,214,774 | 17 | Mar 10 | sec.gov |
| Aidium, Inc. | Other Technology | Boulder | CO | $5,125,000 | $5,125,000 | 3 | Mar 8 | sec.gov |
| Advantage Royalty Fund 1, LP (amended) | Oil and Gas | Midland | TX | $5,040,355 | $25,000,000 | 55 | Mar 7 | sec.gov |
| Fenix24, Inc. | Other Technology | Chattanooga | TN | $5,000,000 | $5,000,000 | 1 | Mar 8 | sec.gov |
| Signal Gold Inc. (amended) | Other | Toronto | $5,000,000 | $5,000,000 | 3 | Mar 8 | sec.gov | |
| WANDERING BEAR INC. | Other | New York | NY | $4,999,992 | $5,999,990 | 10 | Mar 10 | sec.gov |
| Signal Gold Inc. | Other | Toronto | $4,932,322 | $4,932,322 | 3 | Mar 7 | sec.gov | |
| Moody Village Towers DST (amended) | Commercial | Houston | TX | $4,816,237 | $136,250,000 | 11 | Mar 10 | sec.gov |
| Koch Holdings, LLC (amended) | Other | Wichita | KS | $4,788,980 | $4,788,980 | 25 | Mar 10 | sec.gov |
| Glendale Avenue Qualified Opportunity Zone Investor Fund LLC | Commercial | Asheville | NC | $4,634,509 | $4,634,509 | 31 | Mar 10 | sec.gov |
| BusyKid, Inc. (amended) | Other Technology | Scottsdale | AZ | $4,500,002 | $5,000,000 | 18 | Mar 6 | sec.gov |
| Endowment Project, Inc. | Other | Richmond | VA | $4,500,000 | $5,000,000 | 48 | Mar 10 | sec.gov |
| nQueue Zebraworks Inc. | Business Services | Tempe | AZ | $4,471,861 | $4,471,861 | 5 | Mar 8 | sec.gov |
| Private Money Lending, Inc. | Commercial | Merced | CA | $4,465,000 | Indefinite | 2 | Mar 6 | sec.gov |
| Public Policy Holding Company, Inc. | Other | Washington | DC | $4,400,000 | $4,400,000 | 1 | Mar 8 | sec.gov |
| Best Coast Storage, LLC | Commercial | St. Augustine | FL | $4,350,000 | $5,200,000 | 3 | Mar 10 | sec.gov |
| NLCA DG Investment Grade Portfolio 1 DST (amended) | Other Real Estate | Nashua | NH | $4,305,936 | $39,365,399 | 15 | Mar 10 | sec.gov |
| Asymmetria Investors III, LLC - INEA (PS) | Investing | West Des Moines | IA | $4,230,000 | $4,230,000 | 41 | Mar 8 | sec.gov |
| Compass, Inc. | Residential | New York | NY | $4,186,721 | $4,186,721 | 3 | Mar 10 | sec.gov |
| Io Therapeutics, Inc. | Biotechnology | Spring | TX | $4,158,000 | $4,158,000 | 19 | Mar 9 | sec.gov |
| Torpago, Inc. | Other Banking and Financial Services | San Francisco | CA | $4,125,000 | $7,125,000 | 9 | Mar 8 | sec.gov |
| WHC Wonder World, LP | Other | Austin | TX | $4,120,000 | $4,500,000 | 39 | Mar 8 | sec.gov |
| CCWP2 LLC | Other | Eagle | ID | $4,119,711 | $10,000,000 | 10 | Mar 10 | sec.gov |
| MicroVascular Tissues, Inc. | Other Health Care | Jamaica Plain | MA | $4,112,304 | $6,100,506 | 15 | Mar 10 | sec.gov |
| Creative Planning Employee Investment, LLC | Investing | Overland Park | KS | $4,108,000 | $4,108,000 | 11 | Mar 6 | sec.gov |
| HTI TECHNOLOGIES HOLDING CORP. | Other Technology | Westport | CT | $4,000,000 | $4,000,000 | 1 | Mar 9 | sec.gov |
| Coverage Cat Inc. (amended) | Other Technology | Long Island City | NY | $4,000,000 | $10,000,000 | 18 | Mar 7 | sec.gov |
| Devil Mountain Wholesale Nursery, LLC | Other | San Ramon | CA | $4,000,000 | Indefinite | 1 | Mar 7 | sec.gov |
| Global Outlier Gaming, Inc. | Other Technology | Bellevue | WA | $3,999,992 | $7,007,586 | 2 | Mar 6 | sec.gov |
| ZEVX, Inc. | Other Technology | Gilbert | AZ | $3,916,458 | $8,251,056 | 5 | Mar 10 | sec.gov |
| Cane River LP | Oil and Gas | Shreveport | LA | $3,875,000 | $5,000,000 | 17 | Mar 7 | sec.gov |
| Divy Penners Holdco, LLC | Other | Rancho Santa Fe | CA | $3,675,000 | $10,500,000 | 26 | Mar 6 | sec.gov |
| Spinnaker JR Partners III, LLC | Investing | Los Angeles | CA | $3,575,127 | $3,575,127 | 13 | Mar 10 | sec.gov |
| ABS TOPCO, LLC | Other Health Care | Encino | CA | $3,500,014 | $3,500,014 | 9 | Mar 10 | sec.gov |
| Standby Deposits Inc. | Other | New York | NY | $3,500,000 | $3,500,000 | 2 | Mar 7 | sec.gov |
| Tiphaus, Inc. | Other Technology | Seattle | WA | $3,458,109 | $3,600,000 | 4 | Mar 9 | sec.gov |
| First Avenue Infrastructure II, LLC | Commercial | Birmingham | AL | $3,420,000 | $6,000,000 | 12 | Mar 10 | sec.gov |
| Ralph Street Qualified Opportunity Zone Investor Fund LLC | Residential | Asheville | NC | $3,352,323 | $5,000,000 | 18 | Mar 10 | sec.gov |
| Crypto Asset Technology Labs Inc. | Computers | Hollywood | FL | $3,350,000 | $3,350,000 | 14 | Mar 10 | sec.gov |
| CGF&F, LLC (amended) | Investing | Oak Park | IL | $3,300,000 | $3,300,000 | 13 | Mar 8 | sec.gov |
| Clarkson Investment Group LLC (amended) | Residential | Denver | CO | $3,275,000 | $3,275,000 | 34 | Mar 10 | sec.gov |
| Clarkson Investment Group LLC | Residential | Denver | CO | $3,275,000 | $3,275,000 | 34 | Mar 8 | sec.gov |
| Genecis Bioindustries Inc. (amended) | Other | Scarborough | $3,250,002 | $3,250,002 | 6 | Mar 10 | sec.gov | |
| Circular Genomics Inc. (amended) | Biotechnology | Albuquerque | NM | $3,149,997 | $3,240,000 | 7 | Mar 9 | sec.gov |
| USRC Fall Creek, LLC | Other Health Care | Plano | TX | $3,115,042 | $3,115,042 | 2 | Mar 6 | sec.gov |
| Forward Food, Inc. | Other | Austin | TX | $3,099,999 | $5,000,000 | 4 | Mar 8 | sec.gov |
| Talent City, Inc. | Other | San Francisco | CA | $3,087,001 | $3,087,001 | 10 | Mar 7 | sec.gov |
| BKAI BMG I LLC | Investing | Rockwall | TX | $3,000,000 | $3,000,000 | 33 | Mar 10 | sec.gov |
| Risksmith Insurance Services LLC | Insurance | Atlanta | GA | $3,000,000 | $3,000,000 | 4 | Mar 10 | sec.gov |
| Common House, Inc. (amended) | Other | Charlottesville | VA | $3,000,000 | Indefinite | 3 | Mar 9 | sec.gov |
| Common House, Inc. | Other | Charlottesville | VA | $3,000,000 | Indefinite | 3 | Mar 9 | sec.gov |
| EEP Capital LLC (amended) | Other | Laguna Beach | CA | $2,940,000 | $3,000,000 | 11 | Mar 7 | sec.gov |
| Assuravest LLC (amended) | Residential | Reno | NV | $2,751,500 | Indefinite | 12 | Mar 6 | sec.gov |
| Carter Investment Holdings, L.P. | Other | New York | NY | $2,745,000 | Indefinite | 16 | Mar 9 | sec.gov |
| Grander Distributing, LLC | Other | Dallas | TX | $2,700,000 | $5,000,000 | 3 | Mar 9 | sec.gov |
| LCP Indy Elmwood LLC | Commercial | Denver | CO | $2,633,000 | $3,280,000 | 12 | Mar 9 | sec.gov |
| Metasports Interactive, Inc. (amended) | Other Technology | Great Falls | VA | $2,520,001 | $2,680,000 | 2 | Mar 7 | sec.gov |
| Mosaic Distributors, LLC (amended) | Retailing | Camarillo | CA | $2,516,000 | $4,731,050 | 4 | Mar 8 | sec.gov |
| RunReveal, Inc. | Other Technology | Austin | TX | $2,500,000 | $2,500,000 | 5 | Mar 10 | sec.gov |
| TPEG ALLTRADES DFW I INVESTORS LLC (amended) | Construction | Southlake | TX | $2,500,000 | $2,500,000 | 27 | Mar 7 | sec.gov |
| Halsey Dr Land Austin LLC | Construction | Allen | TX | $2,453,000 | $7,000,000 | 32 | Mar 8 | sec.gov |
| GMI-Yonkers, LP (amended) | Other Real Estate | Westlake | TX | $2,452,431 | $12,433,358 | 20 | Mar 8 | sec.gov |
| Safe Dynamics, Inc. (amended) | Other | San Diego | CA | $2,421,890 | $150,000,000 | 28 | Mar 8 | sec.gov |
| Holganix, LLC | Other | Aston | PA | $2,405,264 | $2,500,000 | 1 | Mar 7 | sec.gov |
| MIM Rock Creek, LLC | Commercial | Springfield | MO | $2,388,934 | Indefinite | 13 | Mar 10 | sec.gov |
| Denim Software, Inc. | Other Technology | Clayton | MO | $2,249,997 | $2,249,997 | 4 | Mar 8 | sec.gov |
| Gridium Inc. | Other Technology | Menlo Park | CA | $2,240,984 | $2,240,984 | 11 | Mar 6 | sec.gov |
| Gridium Inc. | Other Technology | Menlo Park | CA | $2,200,000 | $3,500,000 | 9 | Mar 6 | sec.gov |
| BBSC Group LLC | Restaurants | Chicago | IL | $2,100,000 | $2,100,000 | 44 | Mar 8 | sec.gov |
| SE GWR HUNTERS MF, LP | Commercial | Houston | TX | $2,080,000 | $2,080,000 | 25 | Mar 6 | sec.gov |
| Intelligent Mapping, LLC (amended) | Other Technology | Park City | UT | $2,075,000 | $2,500,000 | 16 | Mar 8 | sec.gov |
| Westfield Logan Land Investors LLLP | Commercial | Denver | CO | $1,920,000 | $1,920,000 | 11 | Mar 6 | sec.gov |
| DSP 2375 E Oakton Venture LLC | Commercial | Chicago | IL | $1,894,670 | $1,894,670 | 29 | Mar 10 | sec.gov |
| STARBOARD HORIZON PARTNERS I INVESTORS LLC | Other Real Estate | Irvine | CA | $1,804,000 | $2,100,000 | 11 | Mar 9 | sec.gov |
| MediBeacon Inc. | Other Health Care | Saint Louis | MO | $1,800,000 | $1,800,000 | 11 | Mar 8 | sec.gov |
| Bitewell, Inc. (amended) | Other Technology | Chicago | IL | $1,665,090 | $1,665,090 | 1 | Mar 6 | sec.gov |
| Flashback Technologies, Inc. | Other Technology | Boston | MA | $1,655,000 | $2,000,000 | 6 | Mar 10 | sec.gov |
| TPEG 2021 Chief Investors LLC | Other Real Estate | Southlake | TX | $1,650,000 | $3,000,000 | 34 | Mar 7 | sec.gov |
| Lonkero, LLC | Other | Indianapolis | IN | $1,648,373 | $7,000,000 | 49 | Mar 8 | sec.gov |
| NRM Louisiana, LLC | Other | Atlantic Beach | FL | $1,635,360 | $1,635,360 | 8 | Mar 6 | sec.gov |
| EIWA HOLDINGS CORP | Other Technology | St. Louis | MO | $1,620,000 | $3,999,994 | 8 | Mar 6 | sec.gov |
| TPEG LV Commons Investors LLC | Other Real Estate | Southlake | TX | $1,575,000 | $5,000,000 | 49 | Mar 10 | sec.gov |
| ATOPTIX, INC. | Other Technology | State College | PA | $1,572,291 | $3,672,282 | 10 | Mar 10 | sec.gov |
| PEAK 15 CAPITAL FUND I LLC | Residential | Charlotte | NC | $1,570,000 | Indefinite | 8 | Mar 9 | sec.gov |
| TPEG Southwest SL Investors LLC (amended) | Residential | Southlake | TX | $1,570,000 | $5,000,000 | 26 | Mar 7 | sec.gov |
| 1516 Municipal Parkway Partners LLC | Commercial | Wayne | PA | $1,550,000 | $2,000,000 | 0 | Mar 7 | sec.gov |
| Gaingels Jackpocket 2023 LLC | Other | Burlington | VT | $1,516,253 | $1,516,253 | 59 | Mar 9 | sec.gov |
| InterVene, Inc. | Other Health Care | South San Francisco | CA | $1,504,488 | $3,000,000 | 6 | Mar 7 | sec.gov |
| InterVene, Inc. | Other Health Care | South San Francisco | CA | $1,504,488 | $3,000,000 | 6 | Mar 7 | sec.gov |
| Amplfied Sciences, Inc. | Biotechnology | West Lafayette | IN | $1,500,006 | $3,500,000 | 4 | Mar 8 | sec.gov |
| IVO Systems, Inc. | Other Technology | Madison | WI | $1,500,000 | $1,500,000 | 6 | Mar 9 | sec.gov |
| DART Energy, LLC | Other Energy | Mclean | VA | $1,500,000 | Indefinite | 1 | Mar 8 | sec.gov |
| Spectre Primer Technologies Inc. (amended) | Other Technology | Palm Bay | FL | $1,500,000 | $4,500,000 | 1 | Mar 8 | sec.gov |
| SANIA THERAPEUTICS, INC. | Biotechnology | London | $1,500,000 | $2,000,000 | 9 | Mar 8 | sec.gov | |
| Tauruseer Inc. (amended) | Other Technology | Jacksonville Beach | FL | $1,450,001 | $3,000,000 | 6 | Mar 9 | sec.gov |
| HIF Caribou LLC | Residential | Caldwell | ID | $1,400,000 | $1,400,000 | 10 | Mar 10 | sec.gov |
| Rengage, Inc. | Other Technology | Redmond | WA | $1,400,000 | $3,000,000 | 1 | Mar 8 | sec.gov |
| NC Industrial Holdings, LLC | Commercial | Cary | NC | $1,390,706 | $1,390,706 | 7 | Mar 6 | sec.gov |
| Evofem Biosciences, Inc. | Biotechnology | San Diego | CA | $1,384,616 | $1,384,616 | 4 | Mar 6 | sec.gov |
| W Nail Bar Group, LLC | Other | Columbus | OH | $1,375,000 | $3,500,000 | 10 | Mar 8 | sec.gov |
| Jamestown Real Estate Investment, LP | Residential | Waterford | PA | $1,300,000 | $2,500,000 | 21 | Mar 9 | sec.gov |
| Boston Common Sustainable Emerging Markets Fund, LLC | Investing | Boston | MA | $1,300,000 | $50,000,000 | 1 | Mar 8 | sec.gov |
| 12920 Audelia Road Investors, LLC | Residential | Dallas | TX | $1,260,000 | $1,310,000 | 13 | Mar 6 | sec.gov |
| Benefitbay Inc. | Other Technology | Omaha | NE | $1,258,327 | $2,500,000 | 2 | Mar 10 | sec.gov |
| Overlay Capital Innovation Fund, LP | Other | Alpharetta | GA | $1,250,000 | $70,000,000 | 2 | Mar 8 | sec.gov |
| BSP CRP Holdings LLC | Business Services | Seattle | WA | $1,250,000 | Indefinite | 2 | Mar 6 | sec.gov |
| Jennifer McKay Design Inc. | Other | Los Angeles | CA | $1,249,634 | $1,249,634 | 4 | Mar 7 | sec.gov |
| Acolyte Health Inc. | Other Technology | West Linn | OR | $1,241,500 | $3,000,000 | 18 | Mar 9 | sec.gov |
| Revolutionary Growers LLC | Other | Andover | MA | $1,201,200 | $4,200,000 | 1 | Mar 6 | sec.gov |
| Endolumik, Inc. | Other Health Care | Morgantown | WV | $1,184,825 | $2,729,825 | 7 | Mar 6 | sec.gov |
| Z3Cyber, Inc. | Other | Wayland | MA | $1,184,799 | $2,000,000 | 28 | Mar 6 | sec.gov |
| Infinity Water Solutions, LLC | Other Energy | Austin | TX | $1,175,000 | $2,500,000 | 5 | Mar 10 | sec.gov |
| Insigna, Inc. (amended) | Pharmaceuticals | Champaign | IL | $1,166,927 | Indefinite | 7 | Mar 10 | sec.gov |
| Satya Investments, LP (amended) | Investing | Willow Grave | PA | $1,140,000 | Indefinite | 4 | Mar 6 | sec.gov |
| Golden Arrow Resources Corp (amended) | Other | Vancouver | $1,117,082 | $5,915,994 | 15 | Mar 9 | sec.gov | |
| SHEEPDOG THE MOVIE, LLC | Other | West Hollywood | CA | $1,100,000 | $1,500,000 | 15 | Mar 8 | sec.gov |
| SportIQ Holding Corp | Other Technology | Charlotte | NC | $1,077,022 | $2,000,000 | 11 | Mar 8 | sec.gov |
| Wisconsin Brewing Company, LLC | Other | Verona | WI | $1,067,612 | $2,000,000 | 9 | Mar 6 | sec.gov |
| REVE LABS INC. | Other Technology | Brooklyn | NY | $1,050,000 | Indefinite | 3 | Mar 10 | sec.gov |
| CTX Proscapes LLC | Other Real Estate | Kyle | TX | $1,000,000 | $1,000,000 | 2 | Mar 10 | sec.gov |
| Thorwear Inc | Other | San Diego | CA | $1,000,000 | $2,000,000 | 1 | Mar 10 | sec.gov |
| Applied X Lab, Inc. | Other Technology | Brooklyn | NY | $999,999 | $1,999,998 | 1 | Mar 10 | sec.gov |
| Acretrader 212, LLC | Other Real Estate | Fayetteville | AR | $984,800 | $984,800 | 56 | Mar 8 | sec.gov |
| MIMG CCXXV Windsor Gates LLC | Commercial | Franktown | CO | $968,000 | $2,457,500 | 23 | Mar 7 | sec.gov |
| US Grant Park Equity II Columbus OH L.P. | Residential | New York | NY | $965,000 | $965,000 | 14 | Mar 8 | sec.gov |
| 905 SUTTER AVE LLC | Residential | Hawthorne | CA | $950,000 | $950,000 | 13 | Mar 10 | sec.gov |
| REN GLOBAL INC. (amended) | Other Technology | Portland | OR | $915,000 | $2,000,000 | 14 | Mar 7 | sec.gov |
| Oars & Alps LLC | Retailing | Chicago | IL | $899,996 | $1,699,995 | 1 | Mar 10 | sec.gov |
| AE GWR Hunters MF, LP | Commercial | Fort Worth | TX | $894,400 | $894,400 | 17 | Mar 7 | sec.gov |
| EPIC LODGE CHICAGO LLC | Commercial | Park City | UT | $850,000 | $3,000,000 | 4 | Mar 6 | sec.gov |
| Blandford Villas LLC | Residential | Austin | TX | $812,500 | $1,660,000 | 22 | Mar 7 | sec.gov |
| METALLUM RESOURCES INC. | Other | Vancouver | $797,050 | $797,050 | 1 | Mar 9 | sec.gov | |
| Fortress Wildfire Insurance Group, LLC | Insurance | Rocklin | CA | $775,000 | $6,000,000 | 5 | Mar 8 | sec.gov |
| Coppernico Metals Inc. | Other | Vancouver | $767,151 | $767,151 | 4 | Mar 8 | sec.gov | |
| Worldplay Communications Inc. | Other Technology | Calgary | $750,000 | $750,000 | 3 | Mar 9 | sec.gov | |
| Luminex Resources Corp. | Other | Vancouver | $743,731 | $7,564,675 | 6 | Mar 6 | sec.gov | |
| Starfighters Space, Inc. | Other | Tarpon Springs | FL | $726,000 | $8,000,000 | 28 | Mar 9 | sec.gov |
| Sawfish, Inc. | Other Technology | Norristown | PA | $720,000 | $1,400,000 | 5 | Mar 8 | sec.gov |
| Sawfish Medical, Inc. | Other Technology | Norristown | PA | $720,000 | $1,400,000 | 5 | Mar 8 | sec.gov |
| Gi Property 65 LLC | Other Real Estate | Beverly Hills | CA | $716,640 | $716,640 | 20 | Mar 9 | sec.gov |
| Jennifer McKay Design Inc. | Other | Los Angeles | CA | $700,000 | $1,000,000 | 6 | Mar 7 | sec.gov |
| Round River Research Corp | Other Technology | Edina | MN | $667,500 | $3,750,000 | 7 | Mar 9 | sec.gov |
| Purple Homes LLC | Residential | Silver Spring | MD | $650,000 | $1,000,000 | 5 | Mar 8 | sec.gov |
| June 12 Ltd Liability Co | Other | New York | NY | $650,000 | $22,000,000 | 3 | Mar 7 | sec.gov |
| Slipstream Solutions LLC | Other Health Care | Austin | TX | $650,000 | $2,000,000 | 11 | Mar 6 | sec.gov |
| Slot Check, Inc. | Other Technology | Madison | WI | $649,953 | $1,008,504 | 7 | Mar 8 | sec.gov |
| SEngine Precision Medicine, Inc. | Biotechnology | Seattle | WA | $600,000 | $3,577,538 | 2 | Mar 10 | sec.gov |
| JB-NY Distributors, Inc. | Other Technology | New York | NY | $600,000 | $2,500,000 | 4 | Mar 9 | sec.gov |
| AiM Medical Robotics Inc. | Other Health Care | Worcester | MA | $600,000 | $1,250,000 | 2 | Mar 7 | sec.gov |
| DIG Tigard QOZB, LLC | Other | Lake Oswego | OR | $600,000 | $600,000 | 2 | Mar 6 | sec.gov |
| ABC Princeton Plaza LLC | Commercial | Brunswick | OH | $550,000 | $550,000 | 3 | Mar 7 | sec.gov |
| T5 Lakewood RE LLC | Commercial | Boise | ID | $537,000 | $537,000 | 7 | Mar 7 | sec.gov |
| ASOTU INC. | Other Technology | Syracuse | NY | $525,000 | $580,000 | 9 | Mar 10 | sec.gov |
| AG Bio-Life Capital I LP | Other | Metairie | LA | $510,000 | $10,000,000 | 2 | Mar 6 | sec.gov |
| NapJitsu, Inc. | Other | Houston | TX | $500,000 | $3,500,000 | 1 | Mar 10 | sec.gov |
| Unravel Biosciences, Inc. | Biotechnology | Boston | MA | $500,000 | $2,000,000 | 4 | Mar 9 | sec.gov |
| Scientific Lightning Solutions, LLC | Other Technology | Titusville | FL | $500,000 | $500,000 | 1 | Mar 8 | sec.gov |
| Ocean Drive Games, Inc. | Computers | El Segundo | CA | $500,000 | $500,000 | 1 | Mar 7 | sec.gov |
| Tripp, LLC | Agriculture | Anaheim | CA | $500,000 | $2,000,000 | 1 | Mar 7 | sec.gov |
| INVO Bioscience, Inc. (amended) | Other Health Care | Sarasota | FL | $500,000 | $500,000 | 2 | Mar 6 | sec.gov |
| PittMoss LLC | Manufacturing | Ambridge | PA | $475,000 | $1,500,000 | 16 | Mar 10 | sec.gov |
| 92109 Development, LLC | Residential | San Diego | CA | $450,000 | $750,000 | 6 | Mar 6 | sec.gov |
| Bitewell, Inc. (amended) | Other Technology | Chicago | IL | $450,000 | $450,000 | 11 | Mar 6 | sec.gov |
| Reviv3 Procare Co | Other | Alhambra | CA | $447,851 | $447,851 | 17 | Mar 9 | sec.gov |
| Gaingels Spark IV LLC | Other | Burlington | VT | $425,000 | $425,000 | 10 | Mar 9 | sec.gov |
| Gaingels Spark IV LLC | Other | Burlington | VT | $425,000 | $425,000 | 10 | Mar 9 | sec.gov |
| Zodiac Gold Inc. (amended) | Other | Vancouver | $417,500 | $989,630 | 12 | Mar 8 | sec.gov | |
| Winter Innovations, Inc. | Other Health Care | Knoxville | TN | $405,000 | $1,000,000 | 19 | Mar 6 | sec.gov |
| Pest Share, Inc. | Other | Nampa | ID | $385,000 | $3,000,000 | 3 | Mar 8 | sec.gov |
| 4820 Ingersoll HoldCo, LLC (amended) | Other Real Estate | Urbandale | IA | $375,000 | $1,750,000 | 6 | Mar 6 | sec.gov |
| MIIR AUDIO TECHNOLOGIES, INC. (amended) | Other Technology | Minnetonka | MN | $360,000 | $600,000 | 12 | Mar 6 | sec.gov |
| BRAM Windy Hill Asset, LLC | Residential | Greenville | SC | $350,000 | $645,000 | 2 | Mar 10 | sec.gov |
| WellCore, Inc. | Other | Houston | TX | $350,000 | $3,500,000 | 1 | Mar 10 | sec.gov |
| AccrueMe SPV II LLC | Investing | Pearl River | NY | $350,000 | Indefinite | 2 | Mar 8 | sec.gov |
| Strands Technologies Ltd. | Other | Chicago | IL | $350,000 | Indefinite | 5 | Mar 6 | sec.gov |
| Oumua Capital LLC | Other | Sao Paulo Sp | $344,663 | $344,663 | 10 | Mar 9 | sec.gov | |
| Rise Gold Corp. | Other | Vancouver | $334,000 | $584,500 | 8 | Mar 7 | sec.gov | |
| TrackMy Solutions Inc. | Other Technology | Lenexa | KS | $330,000 | $330,000 | 9 | Mar 7 | sec.gov |
| Woodford Horizontal Project 60, LLC | Oil and Gas | Dallas | TX | $328,125 | $1,050,000 | 3 | Mar 10 | sec.gov |
| Western Magnesium Corp. | Other Technology | Mclean | VA | $320,884 | $5,777,777 | 10 | Mar 9 | sec.gov |
| BION ENVIRONMENTAL TECHNOLOGIES INC | Environmental Services | Old Bethpage | NY | $320,000 | $10,000,000 | 1 | Mar 10 | sec.gov |
| NC Industrial Holdings II, LLC | Commercial | Cary | NC | $306,794 | $306,794 | 7 | Mar 7 | sec.gov |
| Savran Technologies Inc. | Biotechnology | Newton | MA | $304,350 | Indefinite | 18 | Mar 7 | sec.gov |
| NovAb, Inc. | Biotechnology | Tucker | GA | $300,000 | $300,000 | 3 | Mar 9 | sec.gov |
| WETHRIVV LLC | Other Health Care | Doylestown | PA | $298,333 | Indefinite | 8 | Mar 10 | sec.gov |
| CIP Fund III, LLC /OH/ | Other Real Estate | Columbus | OH | $295,000 | $295,000 | 4 | Mar 7 | sec.gov |
| Swirltex Holdings Corp. | Environmental Services | Calgary | $280,000 | $280,000 | 9 | Mar 8 | sec.gov | |
| Fintent Inc | Other Technology | Brooklyn | NY | $265,000 | $265,000 | 5 | Mar 9 | sec.gov |
| trAIned Inc. | Other Technology | Pittsburgh | PA | $264,999 | $750,000 | 1 | Mar 6 | sec.gov |
| Issuance Inc. | Other Banking and Financial Services | Encino | CA | $260,000 | $5,032,340 | 4 | Mar 10 | sec.gov |
| Makes & Models, LLC | Retailing | Salt Lake City | UT | $250,000 | $4,000,000 | 1 | Mar 8 | sec.gov |
| Cardagraph, Inc. | Other | Lehi | UT | $250,000 | $250,000 | 1 | Mar 7 | sec.gov |
| SNC Therapeutics, Inc. | Biotechnology | Evanston | IL | $249,999 | $4,999,999 | 1 | Mar 8 | sec.gov |
| Even Keel, Inc. | Manufacturing | Nobleboro | ME | $246,000 | $2,000,000 | 5 | Mar 8 | sec.gov |
| Economist's Advocate, Inc. | Other Banking and Financial Services | Milton | MA | $215,000 | $250,000 | 5 | Mar 8 | sec.gov |
| CROATAN MIDTOWN RECAP LLC | Residential | Virginia Beach | VA | $200,000 | $14,911,850 | 1 | Mar 10 | sec.gov |
| Jersey Shore Spirits Inc | Other | Jackson | NJ | $200,000 | $1,000,000 | 8 | Mar 9 | sec.gov |
| Duet Therapeutics, Inc. | Biotechnology | Skillman | NJ | $200,000 | $1,000,000 | 1 | Mar 8 | sec.gov |
| Gaingels Spark IV LLC | Other | Burlington | VT | $170,000 | $170,000 | 10 | Mar 9 | sec.gov |
| Planting Hope Company, Inc. | Retailing | Chicago | IL | $166,064 | $2,939,200 | 3 | Mar 9 | sec.gov |
| RBCe, Inc. | Other | Houston | TX | $150,000 | $3,500,000 | 1 | Mar 10 | sec.gov |
| Docci, Inc. | Other | Houston | TX | $150,000 | $3,500,000 | 1 | Mar 10 | sec.gov |
| Healing Co Inc. | Other | Brooklyn | NY | $150,000 | Indefinite | 1 | Mar 9 | sec.gov |
| BUCK ONE, INC. | Other | Edmonds | WA | $150,000 | $2,500,000 | 1 | Mar 8 | sec.gov |
| Citiro, Inc. | Other | Plano | TX | $150,000 | $1,000,000 | 1 | Mar 7 | sec.gov |
| RPM Fund II REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Mar 9 | sec.gov |
| RREEF America II Lower REIT LLC | REITS and Finance | Chicago | IL | $119,000 | $125,000 | 119 | Mar 6 | sec.gov |
| 1100 Ave of Americas REIT LLC | REITS and Finance | New York | NY | $117,000 | $125,000 | 117 | Mar 10 | sec.gov |
| OpenBCI, Inc. | Other Technology | Brooklyn | NY | $110,000 | $4,000,000 | 2 | Mar 9 | sec.gov |
| Michael Waltrip Brewing Co | Restaurants | Mckinney | TX | $110,000 | $890,000 | 4 | Mar 9 | sec.gov |
| WF Velocity Fund VI, LLC | Other | Lancaster | PA | $104,000 | $100,000,000 | 1 | Mar 9 | sec.gov |
| Cafe Metronome, LLC | Restaurants | New York | NY | $100,000 | $1,500,000 | 2 | Mar 10 | sec.gov |
| Subtrak Inc. | Other Technology | San Leandro | CA | $100,000 | Indefinite | 2 | Mar 10 | sec.gov |
| METAWORKS PLATFORMS, INC. | Other Technology | Fairfield | CA | $100,000 | $100,000 | 2 | Mar 9 | sec.gov |
| HyperSciences, Inc. | Other Technology | Spokane | WA | $100,000 | $750,000 | 1 | Mar 8 | sec.gov |
| Stellar Employees Series EPV III, LLC, a series Co under Stellar Employees LLC | Other Real Estate | Midvale | UT | $100,000 | $100,000 | 9 | Mar 7 | sec.gov |
| Boston Common International Catholic SRI Fund LLC | Investing | Boston | MA | $100,000 | $80,000,000 | 1 | Mar 7 | sec.gov |
| SYN 22 LP | Oil and Gas | Austin | TX | $100,000 | $5,175,000 | 1 | Mar 6 | sec.gov |
| Gaingels By Heart 2023 LLC | Other | Burlington | VT | $88,888 | $88,888 | 17 | Mar 10 | sec.gov |
| dFarm, Inc. (amended) | Other Technology | Farmington Hills | MI | $80,000 | $5,000,000 | 4 | Mar 7 | sec.gov |
| ADIAL PHARMACEUTICALS, INC. | Pharmaceuticals | Charlottesville | VA | $61,603 | $61,603 | 1 | Mar 6 | sec.gov |
| HS GovTech Solutions Inc. | Other Technology | Vancouver | $61,391 | $144,352 | 6 | Mar 10 | sec.gov | |
| Rides2U Inc | Other Technology | South Bend | IN | $60,000 | Indefinite | 2 | Mar 6 | sec.gov |
| Public Policy Holding Company, Inc. | Other | Washington | DC | $53,000 | $53,000 | 1 | Mar 8 | sec.gov |
| Offleash'd, Inc. | Other Technology | Bellevue | WA | $50,000 | $1,000,000 | 1 | Mar 9 | sec.gov |
| Flecs Inc. | Other Technology | Springfield | MO | $50,000 | $250,000 | 1 | Mar 6 | sec.gov |
| Boston Common International Social Fund LLC | Investing | Boston | MA | $40,000 | $50,000,000 | 2 | Mar 8 | sec.gov |
| Lakebound Development, LLC | Commercial | Lake Forest | CA | $38,000 | Indefinite | 1 | Mar 6 | sec.gov |
| Endolynx Inc. | Other Health Care | Jersey City | NJ | $30,000 | $30,000 | 3 | Mar 6 | sec.gov |
| Fendo Golf, LLC | Other | Atlanta | GA | $30,000 | $350,000 | 4 | Mar 6 | sec.gov |
| Unveiling Production LLC | Other | Kirkland | WA | $25,000 | $3,000,000 | 1 | Mar 8 | sec.gov |
| WEG Consolidated, LLC | Other | Boston | MA | $25,000 | Indefinite | 1 | Mar 8 | sec.gov |
| TORQ RESOURCES INC. (amended) | Other | Vancouver | $23,600 | $58,000 | 1 | Mar 7 | sec.gov | |
| UMS State College Lithotripsy Services, LLC | Other Health Care | Columbus | OH | $20,262 | $20,262 | 2 | Mar 7 | sec.gov |
| Pampa Metals Corp | Other | Vancouver | $18,362 | $44,070 | 1 | Mar 10 | sec.gov | |
| Astra Exploration Inc. | Other | Vancouver | $14,468 | $14,468 | 1 | Mar 9 | sec.gov | |
| FingerMotion, Inc. | Other Technology | New York | NY | $13,875 | $680,500 | 2 | Mar 9 | sec.gov |
| Allied Resource Partners Hudson #5, LP | Investing | Denver | CO | $13,500 | $1,350,000 | 1 | Mar 9 | sec.gov |
| Oxygen4Life, Inc. (amended) | Biotechnology | Sheridan | WY | $5,000 | $1,000,000 | 1 | Mar 8 | sec.gov |
| Oxygen4Life, Inc. | Biotechnology | Sheridan | WY | $5,000 | $1,000,000 | 1 | Mar 7 | sec.gov |
| Few Deep Breaths Corp | Other | San Antonio | FL | $2,000 | $2,000 | 1 | Mar 9 | sec.gov |
| Limerick Technologies, Inc. | Other Health Care | Burbank | CA | $2,000 | $2,000 | 2 | Mar 6 | sec.gov |
| RGL Partners, LLC | Insurance | Lancaster | PA | $1,350 | $15,000 | 2 | Mar 9 | sec.gov |
| Triple Crown Staffing Inc | Business Services | New York | NY | $1,350 | $2,025 | 1 | Mar 7 | sec.gov |
| Mind Body Wellness with Carla | Other | Manteca | CA | $500 | $500 | 1 | Mar 7 | sec.gov |
| Pine Street Townhomes LLC | Commercial | Portland | OR | $0 | $6,750,000 | 0 | Mar 10 | sec.gov |
| AD Chappaqua Investors I LLC | Commercial | Red Bank | NJ | $0 | $26,000,000 | 0 | Mar 10 | sec.gov |
| Fresno 9 LLC | Commercial | Clovis | CA | $0 | $900,000 | 0 | Mar 10 | sec.gov |
| Kimby Series 003 LLC, a series of Kimby Series LLC | Other | London | $0 | Indefinite | 0 | Mar 10 | sec.gov | |
| Kimby Series 002 LLC, a series of Kimby Series LLC | Other | London | $0 | $200,000 | 0 | Mar 10 | sec.gov | |
| EMP Shield, Inc. | Manufacturing | Burlington | KS | $0 | $5,000,000 | 6 | Mar 10 | sec.gov |
| Woodstone Apartments Investment LLC | Commercial | Miami | FL | $0 | $1,450,000 | 0 | Mar 10 | sec.gov |
| Unmuddle Inc | Other | Sacramento | CA | $0 | $270 | 1 | Mar 10 | sec.gov |
| BKAI Frontier Global UW LLC | Investing | Rockwall | TX | $0 | $2,250,000 | 0 | Mar 10 | sec.gov |
| S2A Modular Corp | Manufacturing | Macclenny | FL | $0 | $62,781,540 | 0 | Mar 10 | sec.gov |
| Rojas Fund I LP | REITS and Finance | Houston | TX | $0 | Indefinite | 0 | Mar 10 | sec.gov |
| Inspired Healthcare Capital Income Fund 5 LLC | Other Real Estate | Scottsdale | AZ | $0 | $25,000,000 | 0 | Mar 10 | sec.gov |
| PerkinElmer Parent, Inc. | Other | New York | NY | $0 | Indefinite | 0 | Mar 10 | sec.gov |
| PM Capital Fund I, LLC (amended) | Residential | Henrico | VA | $0 | $15,000,000 | 0 | Mar 10 | sec.gov |
| Monmouth Junction Self Storage Partners, LLC | Commercial | Scottsdale | AZ | $0 | $25,000,000 | 0 | Mar 10 | sec.gov |
| DIVERSE BIOTECH, INC. | Pharmaceuticals | Miami | FL | $0 | $950,000 | 0 | Mar 10 | sec.gov |
| SE Joiner City Field Joint Venture | Oil and Gas | Shavano Park | TX | $0 | $1,771,000 | 0 | Mar 10 | sec.gov |
| Brew ND, LLC | Other | West Fargo | ND | $0 | $250,000 | 0 | Mar 10 | sec.gov |
| Clear Choice Hospital, LLC | Other Health Care | Laredo | TX | $0 | $31,500,000 | 0 | Mar 10 | sec.gov |
| AAON, INC. | Manufacturing | Tulsa | OK | $0 | $29,250,000 | 0 | Mar 10 | sec.gov |
| MCM - Financial VII, LLC | Commercial | Charlotte | NC | $0 | $2,850,000 | 0 | Mar 9 | sec.gov |
| REDICIO FUND, LLC | Commercial | Salisbury | MD | $0 | $10,000,000 | 0 | Mar 9 | sec.gov |
| Panhwar Jet inc | Manufacturing | Woods Cross | UT | $0 | $3,500,000 | 0 | Mar 9 | sec.gov |
| Shopoff OC Development Fund, LLC (amended) | Other Real Estate | Irvine | CA | $0 | $31,000,000 | 0 | Mar 9 | sec.gov |
| Assurance Title LLC | Other | Columbia | MD | $0 | $85,000 | 0 | Mar 9 | sec.gov |
| Principle Income Fund LLC | Commercial | Lancaster | PA | $0 | $3,500,000 | 0 | Mar 9 | sec.gov |
| GRT OP, L.P. | REITS and Finance | El Segundo | CA | $0 | Indefinite | 90 | Mar 9 | sec.gov |
| SYSTEMATIC GROWTH FUND I, LLC (amended) | Residential | Weatherford | TX | $0 | $7,000,000 | 0 | Mar 9 | sec.gov |
| Flagstaff Lodging Investors, LLC | Lodging and Conventions | Middleton | WI | $0 | $16,500,000 | 0 | Mar 9 | sec.gov |
| Simplifyy Holdings LLC | Other Technology | Kansas City | MO | $0 | $1,000,000 | 0 | Mar 9 | sec.gov |
| ANDERSEN CORP | Manufacturing | Bayport | MN | $0 | Indefinite | 10 | Mar 9 | sec.gov |
| PLYMOUTH TREE HOLDINGS, LLC | Other Health Care | Delray Beach | FL | $0 | $3,000,000 | 0 | Mar 8 | sec.gov |
| Concord Syndicate 101 Main St. LLC | Commercial | Orlando | FL | $0 | $4,300,000 | 0 | Mar 8 | sec.gov |
| Haverkamp RE Development Fund, L.C. | Residential | Ames | IA | $0 | $50,000,000 | 0 | Mar 8 | sec.gov |
| Blue Lake Multifamily Fund LLC | Commercial | Lewes | DE | $0 | $500,000,000 | 0 | Mar 8 | sec.gov |
| SCATR Funding, L.P. | Other Technology | Dallas | TX | $0 | $25,000,000 | 0 | Mar 8 | sec.gov |
| Linder Mountain Prospect Partners | Oil and Gas | Hendersonville | TN | $0 | $1,470,000 | 0 | Mar 8 | sec.gov |
| Zero Coupon Essential Portfolio II DST | Other Real Estate | Oak Brook | IL | $0 | $3,670,402 | 0 | Mar 8 | sec.gov |
| RoyaLand Co Ltd. | Other | Hamilton, Pembroke | $0 | $1,000,000 | 0 | Mar 8 | sec.gov | |
| Cloud Boys Bakery, Inc. | Manufacturing | Holland | MI | $0 | $5,000,000 | 0 | Mar 8 | sec.gov |
| Coulton Creek Capital LLC | Investing | Greenwood Village | CO | $0 | $15,000,000 | 0 | Mar 8 | sec.gov |
| Coulton Creek Capital LLC | Investing | Greenwood Village | CO | $0 | $15,000,000 | 0 | Mar 8 | sec.gov |
| Coulton Creek Capital LLC | Investing | Greenwood Village | CO | $0 | $8,000,000 | 0 | Mar 8 | sec.gov |
| 10000, Inc. | Other | Santa Monica | CA | $0 | $24,734 | 1 | Mar 8 | sec.gov |
| Specialty Surgical Center, LLC/NJ | Other Health Care | Sparta | NJ | $0 | $492,283 | 0 | Mar 8 | sec.gov |
| Safe Dynamics, Inc. | Other | San Diego | CA | $0 | $24,000,000 | 0 | Mar 8 | sec.gov |
| FREEDOM MTA BROWNSVILLE, LLC | Residential | San Juan | PR | $0 | $3,800,000 | 0 | Mar 7 | sec.gov |
| Fenix Space, Inc. | Other Technology | San Bernardino | CA | $0 | $10,000,000 | 0 | Mar 7 | sec.gov |
| MURREY CAPITAL LLC | Other Real Estate | Mesa | AZ | $0 | $1,000,000 | 2 | Mar 7 | sec.gov |
| RMG Strategic Securities LLC | Investing | New York | NY | $0 | Indefinite | 0 | Mar 7 | sec.gov |
| APO 75062, LLC | Commercial | Houston | TX | $0 | $4,000,000 | 0 | Mar 7 | sec.gov |
| Larstones Fund I, LP | Commercial | Albany | NY | $0 | Indefinite | 0 | Mar 7 | sec.gov |
| Advanced Image Robotics, Inc. | Other Technology | San Diego | CA | $0 | $2,500,000 | 0 | Mar 7 | sec.gov |
| Defi Income Corp | Other | Albuquerque | NM | $0 | Indefinite | 0 | Mar 7 | sec.gov |
| EVelution Energy QOZ Fund, LP | Other | Yuma | AZ | $0 | $175,000,000 | 0 | Mar 7 | sec.gov |
| 409 William, LLC | Other | San Antonio | TX | $0 | $19,500,000 | 0 | Mar 6 | sec.gov |
| Aardwolf Labs, LLC | Other | Arlington | VA | $0 | $1,000,000 | 0 | Mar 6 | sec.gov |
| Partners Title, LLC/IN/ | Other | Fort Wayne | IN | $0 | $125,000 | 0 | Mar 6 | sec.gov |
| Pacific Oak The Vue DST | Residential | Los Angeles | CA | $0 | $15,334,000 | 0 | Mar 6 | sec.gov |
| Waverly Flatz LLC (amended) | Other Real Estate | West Bloomfield | MI | $0 | $8,500,000 | 0 | Mar 6 | sec.gov |
| Ethicann Pharmaceuticals Inc. / DE | Pharmaceuticals | Bethesda | MD | $0 | Indefinite | 0 | Mar 6 | sec.gov |
| Oxbow EP, LLC (amended) | Oil and Gas | Mathis | TX | $0 | $1,500,000 | 0 | Mar 6 | sec.gov |
| ELKSY DEVELOPMENT, LLC | Residential | Milton | MA | $0 | $10,000,000 | 0 | Mar 6 | sec.gov |
| Red River Energy Partners, LLC | Oil and Gas | Midland | TX | $0 | $50,000,000 | 0 | Mar 6 | sec.gov |
| Diamdmso, LLC | Other Health Care | Laguna Hills | CA | $0 | $1,000,000 | 0 | Mar 6 | sec.gov |
| Shift Labs Inc | Business Services | Tysons | VA | $0 | Indefinite | 0 | Mar 6 | sec.gov |
| North Hollywood Self Storage Partners, LLC | Commercial | Scottsdale | AZ | $0 | $28,000,000 | 0 | Mar 6 | sec.gov |
| HORD COPLAN MACHT, INC. | Other | Baltimore | MD | $0 | $1,775,000 | 0 | Mar 6 | sec.gov |
Week of Mar 13 · Week of Feb 27 · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.