Skip to the page

Data / Form D filings / Week of Feb 27

Form D filings, week of February 27, 2023: 404 companies raised $30.97 billion

404 operating companies filed a Form D in the week of February 27, 2023, reporting $30.97 billion sold. Largest: PATTON FARMS, INC ($11.00 billion), NORTH GULF ENERGY CORPORATION, INC ($9.00 billion), PATTON OILFIELD SERVICES, INC ($4.00 billion). The median filing is $2.5 million, and 709 pooled investment funds also filed that week.

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

  • 404Form D filings
  • $30.97 billionreported sold
  • $2.5 millionmedian amount sold
  • CAmost filings (53)

Most filings by state: CA 53, NY 41, TX 40, FL 27, MA 21. By industry: Other 96, Other Technology 78, Commercial 40, Other Real Estate 37.

By day: Feb 27 (63), Feb 28 (86), Mar 1 (90), Mar 2 (79), Mar 3 (86).

Every company that filed, largest first

CompanyIndustryCityStateAmount soldOfferingInvestorsFiledFiling
PATTON FARMS, INCAgricultureWimaumaFL$11,000,000,000Indefinite4Mar 1sec.gov
NORTH GULF ENERGY CORPORATION, INCElectric UtilitiesDallasTX$9,000,000,000Indefinite13Mar 1sec.gov
PATTON OILFIELD SERVICES, INCOil and GasColumbiaMS$4,000,000,000Indefinite6Mar 3sec.gov
Ventas Life Science & Healthcare Real Estate Fund, L.P. (amended)Other Real EstateChicagoIL$1,834,255,100Indefinite26Mar 3sec.gov
Acacia Property Corp 2022 (amended)REITS and FinancePhoenixAZ$474,655,000$650,000,00084Mar 1sec.gov
Brown Advisory Group Holdings LLC (amended)OtherBaltimoreMD$439,798,731Indefinite220Feb 28sec.gov
NorthPoint Industrial Fund VI, L.P. (amended)Other Real EstateKansas CityMO$300,755,000$500,000,000129Mar 1sec.gov
DIANA WEST CAPITAL CORPOther TechnologySheridanWY$226,000,099$226,100,0990Feb 28sec.gov
Diversified Residential Portfolio III DST (amended)Other Real EstateOak BrookIL$153,695,309$209,327,056252Mar 1sec.gov
Chroma Medicine, Inc.BiotechnologyBostonMA$135,000,000$135,000,00021Mar 1sec.gov
Laramar Multifamily Value Add Fund III, L.P. (amended)Other Real EstateChicagoIL$131,891,100Indefinite50Mar 3sec.gov
Real Asset Income Fund LLC (amended)InvestingSeattleWA$117,007,528Indefinite14Mar 1sec.gov
GSA Birmingham Government Lease Investors DST (amended)Other Real EstateNashuaNH$108,122,783$111,338,114255Mar 3sec.gov
Morphic Holding, Inc.BiotechnologyWalthamMA$99,999,755$100,000,0004Mar 1sec.gov
Derm Holdings LLCHospitals and PhysiciansBoca RatonFL$90,000,000$90,000,0003Feb 28sec.gov
Span.IO, Inc.Other TechnologySan FranciscoCA$83,952,933$99,999,93412Mar 3sec.gov
Ginkgo Multifamily OP LP (amended)ResidentialCharlotteNC$78,340,702Indefinite102Mar 3sec.gov
Hall Wines of Napa, L.P. (amended)Other Real EstateSt. HelenaCA$76,995,000$100,000,000850Feb 28sec.gov
CF ON3 Lifesciences Parent DST (amended)Other Real EstateNew YorkNY$69,800,000$69,800,000116Feb 28sec.gov
CARGO Therapeutics, Inc.BiotechnologySan MateoCA$68,832,003$200,760,00019Mar 1sec.gov
Ascend Gene & Cell Therapies Ltd.OtherAltrincham$66,624,999$66,624,99910Mar 1sec.gov
KCB Real Estate VIII LPOther Real EstatePasadenaCA$64,550,000Indefinite96Mar 2sec.gov
X 3 Higher Moment Fund LLC (amended)InvestingMinneapolisMN$63,500,000$63,500,0007Mar 2sec.gov
Kingsbridge Alternative Strategies Fund, LP (amended)Other Real EstateLas VegasNV$59,984,567Indefinite63Mar 1sec.gov
Starco Brands, Inc.OtherSanta MonicaCA$57,460,374$68,785,00010Mar 1sec.gov
Layr Labs, Inc.Other TechnologyRedmondWA$56,728,882$64,478,87954Mar 3sec.gov
Worldeye Technologies, Inc. (amended)Other TechnologyRestonVA$55,000,000$55,000,00063Feb 27sec.gov
Dreamscape Entertainment Integrated Resorts, Inc. (amended)Other Real EstateLas VegasNV$54,548,700$89,000,000434Mar 2sec.gov
SPRUCE BIOSCIENCES, INC.BiotechnologySouth San FranciscoCA$53,615,720$53,615,72020Feb 28sec.gov
TILT Holdings Inc.OtherPhoenixAZ$52,777,458$52,777,4586Mar 1sec.gov
Lodging Fund REIT III OP, LP (amended)CommercialFargoND$50,735,052Indefinite11Mar 2sec.gov
Dreamscape Entertainment Properties, Inc. (amended)REITS and FinanceLas VegasNV$50,649,800$235,000,000439Mar 2sec.gov
CF Weston Multifamily DST (amended)Other Real EstateNew YorkNY$47,170,000$47,170,000102Mar 3sec.gov
Ghost Autonomy Inc.Other TechnologyMountain ViewCA$45,370,440$50,000,00026Mar 3sec.gov
Lakewood Ranch SFR II DST (amended)Other Real EstateOak BrookIL$45,307,824$62,589,462112Mar 1sec.gov
Magical Tome, Inc.Other TechnologySan FranciscoCA$40,449,902$43,000,00018Mar 3sec.gov
Arkestro Inc. (amended)Other TechnologySan FranciscoCA$40,298,354$40,298,35436Feb 28sec.gov
Voyager Therapeutics, Inc.BiotechnologyCambridgeMA$39,032,821$39,032,8211Mar 3sec.gov
ChromaCode, Inc. (amended)BiotechnologyCarlsbadCA$37,967,513$42,967,51116Feb 27sec.gov
SigmaSense, LLCOther TechnologyAustinTX$37,920,960$60,000,00021Mar 2sec.gov
BAGH-B LLC (amended)OtherBaltimoreMD$37,517,081Indefinite34Feb 28sec.gov
Zylo, Inc. (amended)Other TechnologyIndianapolisIN$36,657,490$36,657,49010Feb 27sec.gov
1717 Hartland Plaza LPCommercialAustinTX$36,500,000$36,500,00012Mar 2sec.gov
Santa Ana Bio, Inc.BiotechnologyAlamedaCA$35,313,642$70,313,6425Feb 28sec.gov
Angel Medical Systems IncOther Health CareEatontownNJ$34,252,457$38,007,95782Mar 1sec.gov
Cetan Income Fund, LLC (amended)Other Real EstateEugeneOR$30,685,908$50,000,00094Mar 2sec.gov
JMD INC.Energy ConservationMiamisburgOH$30,000,000$50,000,0006Feb 28sec.gov
DC Energy Multi Strategy Fund, L.P. (amended)Other EnergyMcleanVA$26,916,118Indefinite39Feb 28sec.gov
Cadence Neuroscience, Inc.BiotechnologySammamishWA$26,029,994$26,029,9947Feb 28sec.gov
Ginkgo REIT Inc. (amended)REITS and FinanceCharlotteNC$25,986,544Indefinite264Mar 3sec.gov
Codagenix Inc.BiotechnologyFarmingdaleNY$25,005,232$25,005,2325Feb 27sec.gov
SI Wayman Austin MF, LPInvestingDallasTX$24,210,000$24,210,00096Feb 28sec.gov
ARDENT PROPERTY INVESTMENTS LTD (amended)CommercialGeorge Town, Grand Cayman$23,771,022Indefinite337Mar 2sec.gov
FIDELITY FEDERAL BANCORP (amended)Other Banking and Financial ServicesEvansvilleIN$23,250,000$23,250,00017Feb 28sec.gov
LEAPXPERT GROUPOther TechnologyGrand Cayman$22,050,000$30,000,00012Feb 28sec.gov
Lodging Fund REIT III OP, LP (amended)CommercialFargoND$21,521,919$30,000,000164Mar 2sec.gov
Litera Holdco LPOtherWilmingtonDE$20,632,164Indefinite1Feb 28sec.gov
CX Lively Indigo Run, DST (amended)Other Real EstateTampaFL$20,504,347$103,237,08057Mar 2sec.gov
MYTHIC INC.ComputersRound RockTX$20,490,550$23,684,27227Feb 27sec.gov
CAST AI Group, Inc.Other TechnologyMiamiFL$20,142,142$20,242,1498Mar 1sec.gov
CFG Merchant Solutions, LLCOther Banking and Financial ServicesNew York CityNY$20,000,000$20,000,0004Feb 28sec.gov
Pathos AI, Inc.BiotechnologyChicagoIL$19,999,992$39,999,9884Mar 2sec.gov
Cumulus Coffee CoOtherNew YorkNY$19,081,368$20,281,35623Mar 3sec.gov
Foxtrot Ventures, Inc.RetailingChicagoIL$18,612,265$30,000,00023Feb 27sec.gov
Sourcemap IncOther TechnologyNew YorkNY$17,025,000$25,000,0003Feb 27sec.gov
Bellevue Gateway One SPE LLCCommercialPortlandOR$16,910,000$16,925,00021Feb 27sec.gov
TS ASSET WOOD MEADOW LLCResidentialSouthlakeTX$16,505,000$19,000,000116Mar 2sec.gov
Millcreek UT Investments, LLCOther Real EstateSalt Lake CityUT$16,150,000$16,150,00010Feb 27sec.gov
VRGL, Inc. (amended)Other TechnologyDallasTX$15,726,217$15,726,21727Mar 1sec.gov
Arthrosi Therapeutics, Inc.PharmaceuticalsLaguna HillsCA$15,000,000$20,000,0002Mar 3sec.gov
Venatorx Pharmaceuticals, Inc.PharmaceuticalsMalvernPA$15,000,000$16,350,0002Feb 27sec.gov
More Dash Inc.Other TechnologyLos AngelesCA$14,882,062$14,882,06735Mar 1sec.gov
Causeway Therapeutics LtdBiotechnologyGlasgow$14,263,627$14,263,62710Feb 28sec.gov
Toledo Solar Holdings, Inc.OtherPerrysburgOH$13,571,000$13,571,0005Feb 28sec.gov
KPOP Broadway LLC (amended)OtherNew YorkNY$13,432,667$14,000,00043Mar 3sec.gov
Ascent Dakota Ridge, LLCCommercialIrvineCA$13,376,528$15,000,000224Mar 2sec.gov
LEGENDARY CAPITAL ACCEL INCOME & GROWTH QUALIFIED OPPORTUNITY FUND II, LLC (amended)CommercialFargoND$13,373,885$30,000,00048Mar 2sec.gov
Rubi Laboratories, Inc.ManufacturingSan LeandroCA$13,012,600$13,012,60041Mar 1sec.gov
Goodfood Market Corp.OtherSaint-Laurent$12,675,000$12,675,0006Mar 1sec.gov
Investors Choice OZ Fund, LLC (amended)CommercialSilverdaleWA$12,348,345$53,250,00041Feb 27sec.gov
WASHINGTON FEDERAL INCCommercial BankingSeattleWA$11,700,000$11,700,0006Feb 28sec.gov
AI Operators Fund 1, LPInvestingBostonMA$11,005,000$20,000,00027Mar 2sec.gov
Sevaro Health IncOther TechnologyNorth BrunswickNJ$10,999,991$11,999,9921Feb 28sec.gov
Oregon Opportunity Fund, LLCREITS and FinanceIssaquahWA$10,850,000$10,850,00051Mar 2sec.gov
Clean Cause, Inc.ManufacturingAustinTX$10,625,236$11,625,25239Mar 3sec.gov
SP Aery, LLCResidentialDuluthMN$10,500,000$10,500,00060Mar 3sec.gov
CEIS Holdings, LLCOtherMiamiFL$10,307,500Indefinite6Feb 28sec.gov
Equitus Corp (amended)Other TechnologyClearwaterFL$10,018,443$10,018,4437Feb 27sec.gov
1125 Garden Street Hotel Investors, L.P.OtherSanta BarbaraCA$10,000,000$10,000,00022Mar 3sec.gov
BestEx Research Group LLCOtherStamfordCT$10,000,000$10,000,0001Mar 2sec.gov
MGC Holdings LLCOther Real EstateLehiUT$10,000,000$20,000,0007Feb 27sec.gov
BP Commercial Funding Trust II, Series SPL-I (amended)Other Banking and Financial ServicesNew YorkNY$9,500,000Indefinite8Mar 1sec.gov
Athletic Brewing Holding Co LLCOtherMilfordCT$9,143,161$9,143,16117Mar 3sec.gov
Burford Capital LLC (amended)Other Banking and Financial ServicesNew YorkNY$9,085,482Indefinite26Mar 1sec.gov
Navrogen Inc. (amended)BiotechnologyCheyneyPA$9,059,161$9,258,32820Feb 27sec.gov
2022 Permian Basin JV, GP (amended)Oil and GasLubbockTX$8,850,000Indefinite83Feb 28sec.gov
ILS RE Capital LLC (amended)Other Real EstateEl CampoTX$8,828,244$75,000,0007Mar 1sec.gov
Rhino 151 North LLCCommercialBostonMA$8,800,000$8,800,000126Mar 2sec.gov
1839 Capital LLC (amended)CommercialAlexandriaVA$8,600,000$8,600,00026Feb 27sec.gov
Waveguide CorpOther TechnologyWalthamMA$8,329,692$33,104,98425Mar 3sec.gov
INVESTNEXT, INC.Other Real EstateDetroitMI$8,250,000$8,250,0006Mar 1sec.gov
PRIETO BATTERY, INC.Other TechnologyFort CollinsCO$8,000,000$8,000,0001Feb 27sec.gov
Oofos, Inc.ManufacturingBraintreeMA$7,677,240$8,000,00020Mar 1sec.gov
MIMG CCXXIV St Cloud 4 Master LLCCommercialFranktownCO$7,537,000$17,050,00099Mar 1sec.gov
BMC Ruston, LLCOther Real EstateNew YorkNY$7,512,250$7,512,25060Mar 3sec.gov
Rhino Easton Owner LLCCommercialBostonMA$7,506,000$7,506,00089Mar 2sec.gov
GMI-Dobbs Ferry, LP (amended)Other Real EstateWestlakeTX$7,333,336$8,824,53571Feb 27sec.gov
275 Funding, LLC (amended)Other Banking and Financial ServicesHaverfordPA$7,208,627$30,000,000101Feb 27sec.gov
SFP SP Direct LLCCommercialNew YorkNY$7,151,870$10,000,00026Mar 1sec.gov
Restate Software, Inc.Other TechnologySanta ClaraCA$6,274,997$6,999,9963Mar 2sec.gov
CathBuddy, Inc. (amended)Other Health CareSyracuseNY$6,225,999$6,531,00035Feb 28sec.gov
Rhaeos Inc.Other Health CareEvanstonIL$6,153,455$12,978,45623Mar 2sec.gov
Tildei, Inc.OtherNew YorkNY$5,999,992$5,999,99214Feb 28sec.gov
Gaucho Group Holdings, Inc.Other Real EstateMiamiFL$5,617,978$11,235,9561Mar 3sec.gov
AEI NET LEASE PORTFOLIO 21 DST (amended)CommercialSt. PaulMN$5,607,522$27,575,0007Mar 2sec.gov
Angel Studios, Inc.Other TechnologyProvoUT$5,543,302$5,543,3021Feb 28sec.gov
Cycle Labs, Inc.Other TechnologyRaleighNC$5,353,871$6,000,00010Mar 2sec.gov
Axtra3D, IncOther TechnologyDoverDE$5,250,000$5,250,0002Feb 28sec.gov
BFS Income Investors, L.P.OtherBoulderCO$5,200,000$5,200,00011Feb 28sec.gov
Saga Growth Partners, LLCInvestingNashvilleTN$5,070,716$5,070,71611Mar 1sec.gov
Peerbridge Health, Inc.OtherNew YorkNY$5,047,089$10,000,00026Feb 28sec.gov
Panorama Education, Inc.Other TechnologyBostonMA$5,030,650$5,780,75421Feb 28sec.gov
Epikast Inc.Other Health CareBrooklynNY$5,000,000$10,000,0002Feb 28sec.gov
Lithos Industries, Inc.OtherFort WorthTX$5,000,000$5,000,00012Feb 27sec.gov
Mantra Health, Inc.Other TechnologyNew YorkNY$4,999,999$4,999,99912Feb 28sec.gov
B2B/AMW Holdings, LLCOtherNew YorkNY$4,862,178$4,862,17815Mar 2sec.gov
Nalu Bio, Inc.OtherSan FranciscoCA$4,807,998$17,142,14511Mar 3sec.gov
CARIBBEAN SUSTAINABLE FISHERIES CORP (amended)OtherRoad Town, Tortola$4,697,276Indefinite124Mar 2sec.gov
Vantage Ventures Inc.Other Real EstateAtlantaGA$4,599,999$4,699,9993Feb 28sec.gov
SmartPM Technologies, Inc.Other TechnologyAtlantaGA$4,563,602$4,563,60229Mar 3sec.gov
Spanish Cove & Hathaway Holdings LLC (amended)Other Real EstateNew CastleDE$4,500,000$4,500,00042Mar 1sec.gov
NutmegLabs, Inc.Other TechnologyBerkeleyCA$4,299,999$4,299,9996Mar 1sec.gov
15425 Hawthorne Associates, LLCCommercialEl SegundoCA$4,232,902$4,232,90234Feb 27sec.gov
Calculum, Inc. (amended)Business ServicesMiamiFL$4,191,476$4,499,9999Feb 28sec.gov
DeMoLeaf Hackett LLCResidentialMilwaukeeWI$4,025,000$4,226,00027Feb 27sec.gov
Heatmap News, Inc.OtherLarchmontNY$4,000,000$4,000,0004Mar 3sec.gov
Quilt Holdco, Inc. (amended)Other TechnologyNew YorkNY$4,000,000$4,000,0001Mar 2sec.gov
Axiom-Clearing, LLCResidentialKansas CityMO$4,000,000$4,000,00027Feb 27sec.gov
Numerai, Inc. (amended)Other TechnologySan FranciscoCA$3,803,016$5,000,00013Mar 1sec.gov
Numerai GP LLC (amended)Other TechnologySan FranciscoCA$3,803,016$5,000,00013Mar 1sec.gov
BG 17 - South Braeswood LLCOther Real EstateHoustonTX$3,650,000$3,650,00030Mar 1sec.gov
BOONE REAL ESTATE, LTD. (amended)OtherRoad Town, Tortola$3,576,984Indefinite104Mar 2sec.gov
Heading Health Inc.OtherAustinTX$3,500,000$4,000,0002Feb 28sec.gov
Gatlin Investor LLC (amended)Other Real EstateBaltimoreMD$3,478,720$3,478,72022Feb 28sec.gov
SUPPLYCADDY, INC.Business ServicesMiamiFL$3,211,997$3,211,9971Mar 2sec.gov
ABVC BIOPHARMA, INC.BiotechnologyFremontCA$3,175,000$3,704,1671Mar 2sec.gov
Northern Lights Royalties V, LP (amended)Oil and GasSouthlakeTX$3,160,740$5,900,00021Mar 1sec.gov
Medsyn Biopharma LLCPharmaceuticalsMalvernPA$3,090,000$3,090,0006Mar 3sec.gov
Novelty Today, Inc.Other TechnologyStanfordCA$3,047,497$3,828,50019Mar 3sec.gov
WWC CTC Investment Holdings, LLCOtherMiamiFL$3,035,000Indefinite1Feb 28sec.gov
Legacy Lyfe Holdings, LLCOther Health CarePittsburghPA$3,000,000$10,000,0001Mar 3sec.gov
RippleWorx, Inc.Business ServicesHuntsvilleAL$3,000,000$3,000,00018Mar 3sec.gov
H3X Technologies Inc.Other TechnologyLouisvilleCO$3,000,000$3,000,0001Mar 1sec.gov
ANVIL HOLDINGS, LLC (amended)OtherVancouverWA$2,947,000Indefinite22Feb 27sec.gov
SightStream Biotherapeutics, Inc. (amended)BiotechnologyMedfieldMA$2,915,000$3,500,00019Mar 1sec.gov
BW Access Cayman LPOtherBal HarbourFL$2,900,000Indefinite4Mar 3sec.gov
Buoninfante USA, Inc.RetailingNew YorkNY$2,840,000$2,840,0001Mar 3sec.gov
Ensysce Biosciences, Inc.Other Health CareLa JollaCA$2,816,073$2,816,0738Mar 1sec.gov
WYNGATE SUMMIT, LLCResidentialSan DiegoCA$2,750,000$3,200,00016Mar 3sec.gov
Ivory Sand, LLCCommercialBirminghamAL$2,700,000$2,700,00013Feb 27sec.gov
Mission Hills Racquet & Swim Club Partners LLC (amended)OtherFremontCA$2,600,000$10,000,0007Mar 2sec.gov
Chestnut Xenia QOF, LPOther Real EstateChattanoogaTN$2,548,914Indefinite13Feb 28sec.gov
McMullen Brand, Inc.RetailingOaklandCA$2,512,997$2,512,9978Mar 1sec.gov
Layer Creative, Inc.OtherSan FranciscoCA$2,511,998$2,511,9986Feb 28sec.gov
GSP MHC LLCCommercialAshevilleNC$2,500,000$2,500,00040Mar 3sec.gov
Liquid Media Group Ltd.OtherVancouver$2,500,000$2,500,0001Mar 3sec.gov
Assurified, Inc.Other TechnologyWilmingtonDE$2,500,000$2,500,0001Mar 2sec.gov
Crop One Holdings, Inc.Other TechnologyMillisMA$2,500,000$2,500,0001Feb 27sec.gov
Vossler Media Group, Inc. (amended)OtherKirklandWA$2,450,000$6,500,0006Mar 3sec.gov
iCashe, Inc.Other TechnologyPortlandOR$2,399,994$2,399,9941Mar 3sec.gov
712 Dickerson Holdings, LLCCommercialNashvilleTN$2,220,400$3,370,40021Mar 2sec.gov
Shed Farms LLCResidentialPlanoTX$2,200,000$2,200,00019Mar 1sec.gov
WEVO Inc.Other TechnologyBostonMA$2,145,000$3,250,00015Mar 3sec.gov
VeriCrypt, Inc.Other TechnologyChattanoogaTN$2,144,235$2,144,23511Mar 1sec.gov
FlexCold LLCOtherCharlestonSC$2,096,127$2,750,00011Mar 2sec.gov
Datalogz, Inc.Other TechnologyQueensNY$2,089,999$2,300,0004Mar 1sec.gov
Dune Technology Partners I, LLCInvestingMemphisTN$2,062,500$2,062,50015Mar 3sec.gov
WWC GEM Investment Fund II, LPOtherMiamiFL$2,035,000Indefinite2Feb 28sec.gov
Precision Fermentation, Inc.Other TechnologyDurhamNC$2,000,000$2,000,0002Mar 1sec.gov
Generational Hartland LPI LLCCommercialWest Lake HillsTX$2,000,000$2,000,0009Feb 28sec.gov
Roll Out the Barrel IX LLCOtherIndianapolisIN$2,000,000$2,200,0005Feb 28sec.gov
RET Multi Strategy Fund, LLC (amended)Other EnergyMcleanVA$1,978,887Indefinite10Feb 28sec.gov
Fuse Financial Technologies Inc.Other TechnologyLondon$1,949,997$2,000,0008Mar 1sec.gov
GMI-Yonkers, LP (amended)Other Real EstateWestlakeTX$1,897,431$12,433,35818Feb 27sec.gov
CrowdPlay, Inc.OtherBostonMA$1,880,000$1,880,00039Mar 3sec.gov
Calisto Cobre Resources Corp.OtherVancouver$1,852,584$1,852,58410Mar 1sec.gov
Alpha Cognition Inc.BiotechnologyVancouver$1,847,827$4,673,9168Feb 28sec.gov
PC Fund II LLC (amended)ResidentialWaynePA$1,725,000$50,000,00019Mar 1sec.gov
Aquila Hartland Holdings, LLCCommercialAustinTX$1,650,000$1,650,00012Mar 1sec.gov
Indoor Harvest CorpOtherAustinTX$1,625,000$1,625,0001Feb 28sec.gov
Millwood Investor LLC (amended)Other Real EstateBaltimoreMD$1,616,101$1,616,1018Feb 28sec.gov
CENTRALIA 86, LLC (amended)CommercialKirklandWA$1,600,000$2,275,00017Feb 27sec.gov
CENTRALIA 86, LLCCommercialKirklandWA$1,600,000$2,275,00018Feb 27sec.gov
Sunset Capital Lenders IV, LLCREITS and FinanceIssaquahWA$1,500,000$1,500,0009Mar 3sec.gov
Hop Flyt, Inc.OtherPaducahKY$1,500,000$1,500,0002Mar 1sec.gov
Best Centers of America Holdings, LLCOther Health CareCincinnatiOH$1,500,000$10,000,0001Feb 27sec.gov
Nooks, LLCOther TechnologyArlingtonVA$1,493,011$4,000,00014Feb 27sec.gov
1Bluejay Corp dbu 1Tradewell (amended)CommercialTaguig City$1,464,000$2,000,00011Feb 27sec.gov
BiomX Inc.PharmaceuticalsNess Ziona$1,461,324$7,484,39010Mar 3sec.gov
Viridis GTS Loan Fund I, LLCOtherAllendaleNJ$1,400,000$6,000,0007Mar 1sec.gov
Merion Milford Capital Partner, L.P.InvestingWynnewoodPA$1,371,600$1,371,60015Mar 1sec.gov
LBI HoldCo LLCREITS and FinanceRaleighNC$1,339,025$1,339,02521Mar 3sec.gov
ELA Mineral Inventory Opportunity, LLCOil and GasAllenTX$1,330,000$10,000,00010Mar 2sec.gov
SE 333 E. 34TH (NEW YORK) GARAGE, DSTOther Real EstateChicagoIL$1,290,248$8,920,00012Feb 28sec.gov
Aspen RV 1 LLCOtherWheatonIL$1,260,000$1,510,00021Feb 27sec.gov
PrefTech, Inc.Other TechnologyRestonVA$1,250,000$1,250,00028Mar 3sec.gov
ISLA TECHNOLOGIES, INC.Other Health CareSan CarlosCA$1,249,995$3,000,0004Feb 28sec.gov
UncommonX Inc.Other TechnologyChicagoIL$1,231,067$5,000,0007Feb 28sec.gov
Allarity Therapeutics, Inc.BiotechnologyBostonMA$1,200,000$1,200,0001Mar 1sec.gov
BEND CANNABIS CO LLCOtherBendOR$1,187,500$1,187,5008Mar 1sec.gov
Photomedics Inc. (amended)BiotechnologyCambridgeMA$1,159,500$2,319,0001Mar 3sec.gov
Original Syndicate Partners, LLC (amended)OtherLos AngelesCA$1,125,000$1,125,0001Mar 2sec.gov
Grand Seasons Apts, LLCCommercialDallasTX$1,055,000$15,500,00015Feb 28sec.gov
WWC KRIP Investment Fund I, LPOtherMiamiFL$1,035,000Indefinite1Feb 28sec.gov
Bookman - Zeev Ventures IX LLCInvestingWoodburyNY$1,000,000$1,000,0006Mar 3sec.gov
WCF Investor II, LLCOtherWesley ChapelFL$1,000,000$1,000,0003Mar 2sec.gov
Voke Tab, Inc.ManufacturingPortlandOR$1,000,000$1,500,0001Mar 2sec.gov
Osiris Exchange, Inc.Other TechnologyNew YorkNY$1,000,000$1,000,0001Feb 28sec.gov
TuMeke, Inc.Other TechnologySan MateoCA$1,000,000$1,000,0002Feb 28sec.gov
MintMesh, Inc.Other TechnologyDetroitMI$1,000,000$2,000,0001Feb 27sec.gov
Auxly Cannabis Group Inc.OtherToronto$991,781$2,266,9281Feb 28sec.gov
ACESIS HOLDINGS CORP. (amended)BiotechnologyLone TreeCO$935,000$1,500,00012Mar 1sec.gov
Clip Money Inc.Other TechnologyToronto$911,778$2,228,7928Feb 28sec.gov
VSBLTY GROUPE TECHNOLOGIES CORP. (amended)Other TechnologyVancouver$891,823$2,070,90816Mar 2sec.gov
Starfighters Space, Inc. (amended)OtherTarpon SpringsFL$860,100$1,000,00040Mar 2sec.gov
Wealth Minerals Ltd.OtherVancouver$738,336$1,826,9062Mar 2sec.gov
American Peat Technology, LLCAgricultureAitkinMN$727,755$980,00010Feb 27sec.gov
CloudLaw, Public Benefit Corp (amended)Other TechnologyTraverse CityMI$701,280$9,750,0002Mar 2sec.gov
Vossler Media Group, Inc.OtherKirklandWA$700,000$2,500,0004Mar 3sec.gov
D4 Equity - Choctaw LLCResidentialDenverCO$700,000Indefinite1Mar 1sec.gov
AirFit, Inc.OtherEugeneOR$700,000$1,500,0001Feb 27sec.gov
Resolute Holding Corporation, Inc. (amended)InsuranceCharlestonSC$660,000$7,500,00026Mar 1sec.gov
HipTraveler Inc. (amended)Other TechnologyEncinitasCA$655,000$655,0008Mar 3sec.gov
Triangulate Labs, Inc.Other TechnologyBoynton BeachFL$650,000$750,0007Mar 3sec.gov
ZenSupply Inc.RetailingMiamiFL$650,000$650,0004Mar 2sec.gov
Nexus Ventures XIII Territory Spring LLCResidentialMatthewsNC$600,000$600,00010Mar 3sec.gov
Application of Nothing, Inc. (amended)ComputersChicagoIL$571,620$571,62018Mar 2sec.gov
WARREN OIL MANAGEMENT COManufacturingDunnNC$550,000$550,0003Mar 3sec.gov
Allibelle Foods, Inc. (amended)OtherBrooklynNY$538,000$1,000,00016Mar 1sec.gov
La Rosa Holdings Corp.ResidentialCelebrationFL$510,000$11,000,00023Mar 3sec.gov
BARYON INCEnergy ConservationWilmingtonDE$510,000$800,0003Mar 1sec.gov
Nexus Ventures XII Territory Anserra LLCResidentialMatthewsNC$500,000$500,00010Mar 3sec.gov
CoreCentric Solutions, Inc.ManufacturingCarol StreamIL$500,000$500,0004Mar 2sec.gov
Rocket Wellness Inc.Other TechnologyWakefieldMA$500,000$500,0001Feb 27sec.gov
JONAS PAUL EYEWEAR LLCRetailingGrand RapidsMI$500,000$500,00014Feb 27sec.gov
Mid-Continent Revenue Fund I LP (amended)Oil and GasFriscoTX$480,000$50,000,0003Feb 28sec.gov
HB Venture Group II LLCOtherNorth Palm BeachFL$474,400$474,4007Mar 2sec.gov
Pure Oil & Gas - Eastland #1A, L.P.Oil and GasPalm DesertCA$470,000$500,00015Feb 28sec.gov
BlueKey Co-Investment II, LLCOtherHollywoodFL$468,000$520,0009Mar 1sec.gov
Native Cardio, Inc. (amended)BiotechnologyNaplesFL$465,000$5,000,0007Mar 1sec.gov
Digital International Bank, Inc.Other Banking and Financial ServicesSan JuanPR$456,477Indefinite5Feb 28sec.gov
8016 Mesa Partners LPCommercialHoustonTX$453,000$453,00015Mar 3sec.gov
Artemis AI Investments LLCOtherCumberlandRI$450,000$450,0006Feb 27sec.gov
MITOSENSE, INC. (amended)BiotechnologyPlymouthMA$435,000$7,370,0004Feb 27sec.gov
ALP-ARC V REIT, LLCREITS and FinancePhiladelphiaPA$375,000$375,000125Feb 28sec.gov
FAT PROJECTS ACQUISITION CORPOtherSingapore$355,740$1,062,5007Mar 3sec.gov
Bioverge Funds, Notable VI, LLCInvestingBoiseID$325,500$325,50022Mar 1sec.gov
CEF Blowing Rock, LLCCommercialDurhamNC$325,000$325,0004Mar 1sec.gov
Max Travel, Inc.Other TechnologyLos AngelesCA$310,000Indefinite5Feb 28sec.gov
Trustless Privacy, Inc. (amended)Other TechnologyOaklandCA$310,000$3,500,0005Feb 28sec.gov
Siouxland Splash, L.L.C.CommercialSioux CityIA$300,000$4,500,0003Mar 3sec.gov
ARwall, Inc.Other TechnologyStudio CityCA$300,000$1,500,0001Mar 3sec.gov
Prizum, LLCComputersHudsonOH$300,000$1,200,0002Mar 2sec.gov
Project Monitor, Inc.Other TechnologyDallasTX$300,000$1,000,0001Feb 27sec.gov
HANK AI, INC.Other TechnologyLexingtonSC$299,999$2,500,0202Mar 3sec.gov
Monomoy Farmhouse, LLCOtherHarwichMA$291,500$291,5005Mar 3sec.gov
RENEW LLC (amended)Business ServicesDenverCO$275,000$275,0001Mar 1sec.gov
Iron Bancshares, Inc.Commercial BankingSalisburyCT$267,000$6,000,0001Mar 3sec.gov
Tribal Rides International Corp.OtherMission ViejoCA$265,000$265,0001Feb 27sec.gov
Gerosynth Laboratories, Inc. (amended)OtherBloomingtonMN$255,000$400,0005Feb 28sec.gov
REPOSE TECHNOLOGIES, INC.Other TechnologyMiami BeachFL$250,500Indefinite3Feb 27sec.gov
RE-OPS, Inc.Business ServicesPhoenixAZ$250,000$2,000,0001Mar 3sec.gov
St. Louis Growth & Impact Fund, LLCOtherSt. LouisMO$250,000$15,000,0001Mar 1sec.gov
NuRevelation, LLCOtherDurhamNC$250,000$2,000,0002Mar 1sec.gov
Churchill Equity Fund, LLCResidentialEncinitasCA$250,000$10,000,0001Feb 28sec.gov
Gaingels In Orbit Aerospace LLCOtherBurlilngtonVT$245,319$245,31922Feb 27sec.gov
Dink, LLCOtherSeverna ParkMD$240,000$600,0003Mar 3sec.gov
Trustless Privacy, Inc. (amended)Other TechnologyOaklandCA$225,000$3,500,0004Mar 1sec.gov
Asheville Meadery L.L.C.ManufacturingAshevilleNC$225,000$500,0006Mar 1sec.gov
Phyto-Farma Labs LLCOtherAkronOH$215,001$215,0017Feb 28sec.gov
Fluid Efficiency CorpOther EnergyPasadenaCA$210,000$250,0002Feb 28sec.gov
FAT PROJECTS ACQUISITION CORPOtherSingapore$200,260$1,000,00016Mar 3sec.gov
Dharma Dr. Technologies Inc.Other Health CareBoiseID$200,000$200,0005Mar 2sec.gov
BLACK SWAN TECHNOLOGY FUND I QP, LLC (amended)Other TechnologyRochesterMN$200,000$10,000,0002Mar 2sec.gov
BLACK SWAN TECHNOLOGY FUND I QP, LLC (amended)Other TechnologyRochesterMN$200,000$10,000,0002Mar 2sec.gov
BLACK SWAN TECHNOLOGY FUND I QP, LLC (amended)Other TechnologyRochesterMN$200,000$10,000,0002Mar 2sec.gov
HavenLock Inc.Other TechnologyNashvilleTN$200,000$500,00011Mar 2sec.gov
INDAGO TECHNOLOGIES, INC.Other TechnologyTampaFL$200,000Indefinite0Mar 1sec.gov
Gaingels Cylera LLCOtherBurlingtonVT$188,883$188,88318Mar 3sec.gov
Velaasa, LLCOtherOakdaleMN$180,000$250,0004Feb 28sec.gov
Broodjes & Bier Restaurant Group LLCRestaurantsWashingtonDC$150,000$375,0001Mar 1sec.gov
Gaingels Vendition LLCOtherBurlingtonVT$131,913$131,9136Mar 3sec.gov
X-Sight IncBiotechnologyCambridgeMA$130,000$130,0001Feb 27sec.gov
Le Ora Inc.RetailingLos AngelesCA$125,000$125,0001Mar 1sec.gov
MSD (G) Credit REIT LLCREITS and FinanceNew YorkNY$125,000$125,000125Feb 27sec.gov
MSD RCOF II Credit REIT, LLCREITS and FinanceNew YorkNY$125,000$125,000125Feb 27sec.gov
Riskalyze Aggregator LP (amended)Other TechnologyWilmingtonDE$124,300$154,8764Mar 3sec.gov
Gaingels Boost Insurance LLCOtherBurlingtonVT$111,106$111,10615Mar 1sec.gov
Sanu Gold Corp.OtherVancouver$100,050$174,1622Mar 3sec.gov
Guerrilla RF, Inc.Other TechnologyGreensboroNC$100,000$100,0001Mar 2sec.gov
Homebase Automation, LLCOther TechnologyMiamiFL$100,000$400,0001Mar 1sec.gov
Valkere Fund I LLC (amended)Other Real EstatePhoenixAZ$100,000$15,000,0003Feb 28sec.gov
Gaingels Ocrolus LLCOtherBurlingtonVT$88,892$88,8925Mar 1sec.gov
DEEP-SOUTH RESOURCES INC.OtherVancouver$82,464$82,4641Feb 28sec.gov
THREE AMIGOS PEST CONTROL INC.OtherLa JollaCA$80,000$400,0004Feb 28sec.gov
aJust Solutions, Inc.OtherMenlo ParkCA$75,000$75,0001Mar 2sec.gov
TOP DEALS INCRetailingRancho CucamongaCA$75,000$75,0001Mar 2sec.gov
BlueOne Card, Inc.OtherNewport BeachCA$60,000$3,000,0001Mar 2sec.gov
ZenSupply Inc.RetailingMiamiFL$53,571$53,5712Mar 3sec.gov
Luce Farm Wellness, LLCManufacturingStockbridgeVT$50,002$300,0001Mar 2sec.gov
Northstar Clean Technologies Inc.OtherDelta$50,000$50,0001Mar 2sec.gov
Renner Film, LLCOtherMacedonNY$50,000$850,0001Mar 1sec.gov
ExoTech LtdComputersHamilton$50,000$7,700,0001Mar 1sec.gov
REVE LABS INC.Other TechnologyBrooklynNY$50,000Indefinite1Feb 27sec.gov
OneStep Power Solutions Inc.Oil and GasHoustonTX$45,037$1,000,0001Feb 28sec.gov
New Jersey Kidney Stone Center, LLCOther Health CareAustinTX$40,968$40,9681Mar 2sec.gov
Riverfront Development LLCConstructionIdaho FallsID$40,000$12,000,0001Mar 2sec.gov
Aarmorics Security Inc.Other TechnologySan RamonCA$40,000$500,0001Mar 1sec.gov
Million Sunny, Inc.Other TechnologyNew YorkNY$28,000$28,0001Feb 27sec.gov
KNOWITALLS INNOVATIONS INC.OtherSquamish$25,896$25,8961Mar 3sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$25,005Indefinite3Feb 27sec.gov
Tequila Casazul, Inc.OtherLas VegasNV$25,000$2,500,0001Mar 1sec.gov
Zyus Life Sciences Inc.Other Health CareSaskatoon$18,557$1,484,6001Mar 2sec.gov
Sonova Holding AGOtherStafa$11,502$11,5021Feb 28sec.gov
Lares InvestCo, LLCOtherBellinghamWA$11,000$44,0001Mar 3sec.gov
SVS-UOU-8, Inc.Other TechnologyLehiUT$10,000Indefinite1Mar 3sec.gov
Oz Frontdoor, Inc.OtherDenverCO$10,000$500,0001Mar 2sec.gov
Contact Gold Corp.OtherVancouver$7,381$25,8321Mar 1sec.gov
MirthCore LLCOtherColumbusOH$5,000$80,0101Mar 1sec.gov
REVE LABS INC.Other TechnologyBrooklynNY$5,000Indefinite1Feb 27sec.gov
New Energy Metals Corp.Other EnergyVancouver$3,710$3,7101Mar 2sec.gov
Niche Ventures Inc.OtherNew YorkNY$100$1001Mar 1sec.gov
Dishcovery Inc.Other TechnologySan FranciscoCA$50$1003Mar 1sec.gov
Waverly Flatz LLCOther Real EstateWest BloomfieldMI$0$7,100,0000Mar 3sec.gov
Appian Investments Fund IV, LLCCommercialGreenvilleSC$0$30,000,0000Mar 3sec.gov
Haven NRH, LLCCommercialDentonTX$0$14,000,0000Mar 3sec.gov
ACX III Properties LLCCommercialLong Island CityNY$0$1,700,0000Mar 3sec.gov
Whitemarsh Realty Group LLCCommercialSterlingVA$0$6,800,0000Mar 3sec.gov
STRESSLESS CAPITAL FUND LLCCommercialWinter SpringsFL$0$20,000,0000Mar 3sec.gov
Southbrooke Fort Smith LLCCommercialFort SmithAR$0$2,100,0000Mar 3sec.gov
Amply Energy, Inc.Other EnergySouth PortlandME$0$1,500,0000Mar 3sec.gov
Akava Therapeutics Inc.PharmaceuticalsWinnetkaIL$0$10,000,0000Mar 3sec.gov
Statesville Property Partners, LLCCommercialLos AngelesCA$0$2,000,0000Mar 3sec.gov
ASPi Solutions, Inc.Other TechnologyAmesIA$0$2,000,0000Mar 3sec.gov
Tandigm Value Partners, LLCOther Health CareWest ConshohockenPA$0Indefinite1Mar 3sec.gov
aBreak Music LLCBusiness ServicesElkridgeMD$0$500,0000Mar 3sec.gov
Glovender Corp.OtherNashvilleTN$0Indefinite0Mar 3sec.gov
REPROP FINANCIAL MORTGAGE INVESTORS LLCREITS and FinanceEurekaCA$0$200,000,00092Mar 3sec.gov
Checkpoint Therapeutics, Inc.BiotechnologyWalthamMA$0Indefinite1Mar 3sec.gov
Park at Baldwin LLCOtherMindenNV$0$3,750,0000Mar 2sec.gov
Yellow Hammer Title Company, LLCOtherTrussvilleAL$0$125,0000Mar 2sec.gov
RubyVet Holdings Inc.OtherNew YorkNY$0Indefinite0Mar 2sec.gov
Torro Ventures III, LLCOther Banking and Financial ServicesSalt Lake CityUT$0Indefinite0Mar 2sec.gov
Cameron Mt. Pleasant Investors II, LLCCommercialCharlotteNC$0$20,000,0000Mar 2sec.gov
FIVE STATES ENERGY INCOME 2023, LLCOil and GasDallasTX$0$50,000,0000Mar 2sec.gov
Georgia Growth 1 DSTOther Real EstateScottsdaleAZ$0$3,205,5280Mar 2sec.gov
Westside Surgery Center, LLCOther Health CareNashvilleTN$0$735,0000Mar 2sec.gov
Riverfront Condos, LLCCommercialIdaho FallsID$0$6,000,0001Mar 2sec.gov
Werewool, Inc.BiotechnologyBrooklynNY$0Indefinite1Mar 2sec.gov
PARETO CYBER, INC. (amended)Other TechnologyWildwoodMO$0Indefinite1Mar 2sec.gov
FEIM Employee Partners, LLCOtherNew YorkNY$0Indefinite0Mar 2sec.gov
2705 Townhomes LLCResidentialGlen AllenVA$0$850,0000Mar 2sec.gov
CoreCentric Solutions, Inc.ManufacturingCarol StreamIL$0$2,100,0000Mar 2sec.gov
ROM Technologies, Inc.Other Health CareBrookfieldCT$0$10,000,0000Mar 2sec.gov
Reyna Silver Corp. / BCOtherVancouver$0$99,9281Mar 2sec.gov
GH Leisure Lane Cedar Creek LLCResidentialAustinTX$0$719,0000Mar 1sec.gov
Oxbow EP, LLCOil and GasMathisTX$0$1,500,0000Mar 1sec.gov
Rock & Roll Man The Musical Ltd Liability CoOtherNew YorkNY$0$2,800,0000Mar 1sec.gov
Westwood Formentera Partners Fund II, LLCInvestingDallasTX$0Indefinite0Mar 1sec.gov
Wineaux, LLCRestaurantsLas VegasNV$0$1,450,0000Mar 1sec.gov
SCP-TRINITY LP, LLC (amended)ResidentialDallasTX$0$28,495,1250Mar 1sec.gov
Willow Creek Condos LLCConstructionIdaho FallsID$0$12,000,0001Mar 1sec.gov
Datalogz, Inc.Other TechnologyQueensNY$0$510,00015Mar 1sec.gov
Republic Real Estate Investment Fund LPOther Real EstateGarlandTX$0$50,000,0000Mar 1sec.gov
NDB Inc.Other TechnologySan FranciscoCA$0$5,798,8370Mar 1sec.gov
FON Holdings, LLCOther Banking and Financial ServicesArlingtonVA$0$5,000,0000Mar 1sec.gov
Axis Capital Holdings LLCOther Real EstateWinter ParkFL$0$20,000,0000Feb 28sec.gov
MPC SC 2023 LIHTC ICF, LLCOther Real EstateAtlantaGA$0Indefinite0Feb 28sec.gov
PROVIDER CAPITAL FUND, LLCInvestingFranklinTN$0Indefinite0Feb 28sec.gov
Savior ORCH II SPV LPInvestingWellesleyMA$0$681,2500Feb 28sec.gov
Empire Village at Mayfair, LLCResidentialScottsdaleAZ$0$35,000,0000Feb 28sec.gov
Maven Investment Fund, LLCCommercialAustinTX$0$1,000,0000Feb 28sec.gov
Wildlife Partners EBP 2022C Joint Venture & Wildlife Partners EBP 2022COtherBoerneTX$0$7,500,0000Feb 28sec.gov
Celina Station 2.0 LPOtherCoppellTX$0$35,000,0000Feb 28sec.gov
Hot Poppy, LLCOther TechnologyNashvilleTN$0$300,0000Feb 28sec.gov
PCR Land Fund I, LLCCommercialHoustonTX$0$50,000,0000Feb 28sec.gov
Three Appreciation Fund I LLC (amended)CommercialHoustonTX$0$2,500,0000Feb 28sec.gov
Shopoff DLV QOZ Fund, LLC (amended)Other Real EstateIrvineCA$0$186,000,0000Feb 28sec.gov
Rio Grande Surgical Services LLCOther Health CareTucsonAZ$0$138,0000Feb 28sec.gov
Bay State Surgical Services, LLCOther Health CareTucsonAZ$0$40,0000Feb 28sec.gov
Matagorda Lithotripsy LLPOther Health CareTucsonAZ$0$100,0000Feb 28sec.gov
GENLEAP AI INC.BiotechnologyCheyenneWY$0$100,000,0000Feb 27sec.gov
Oopsie Whoopsie Ltd Liability CoOtherNew YorkNY$0$2,900,0000Feb 27sec.gov
Left Main REIOther TechnologyCharlotteNC$0$5,000,0000Feb 27sec.gov
Origen Holistic Spirits, Inc.OtherBeltsvilleMD$0$1,000,0000Feb 27sec.gov
Middleton Chatham Investors, LLCCommercialNorthbrookIL$0$12,325,0000Feb 27sec.gov
BCOK Lodging, LLCLodging and ConventionsBoise CityOK$0$6,200,0000Feb 27sec.gov
SCP-TRINITY LP, LLCResidentialDallasTX$0$28,495,1250Feb 27sec.gov
SHA Realty Partners Fund I, LLCOther Real EstateRichmondVA$0Indefinite0Feb 27sec.gov
Posh Luxury Cannabis, Inc. (amended)RetailingNew YorkNY$0$10,000,0000Feb 27sec.gov
Posh Luxury Cannabis, Inc. (amended)RetailingNew YorkNY$0$10,000,0000Feb 27sec.gov
Galaxy Labs, LLCOtherRichtonIL$0$800,0000Feb 27sec.gov
Advanced Surgical Hospital, LLCHospitals and PhysiciansWashingtonPA$0$382,7280Feb 27sec.gov
OSP Gannett Holdings, LLCOtherNew YorkNY$0$13,017,00058Feb 27sec.gov

Week of Mar 6 · Week of Feb 20 · All Form D filings

Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.