Data / Form D filings / Mar 1
Form D filings, March 1, 2023: 90 companies raised $21.87 billion
90 operating companies filed a Form D on March 1, 2023, reporting $21.87 billion sold. Largest: PATTON FARMS, INC ($11.00 billion), NORTH GULF ENERGY CORPORATION, INC ($9.00 billion), Acacia Property Corp 2022 ($474.7 million). The median filing is $2.1 million, and 136 pooled investment funds also filed that day.
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- 90Form D filings
- $21.87 billionreported sold
- $2.1 millionmedian amount sold
- CAmost filings (14)
Most filings by state: CA 14, TX 12, NY 9, FL 6, CO 5. By industry: Other 20, Other Technology 18, Other Real Estate 9, Biotechnology 7.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| PATTON FARMS, INC | Agriculture | Wimauma | FL | $11,000,000,000 | Indefinite | 4 | Mar 1 | sec.gov |
| NORTH GULF ENERGY CORPORATION, INC | Electric Utilities | Dallas | TX | $9,000,000,000 | Indefinite | 13 | Mar 1 | sec.gov |
| Acacia Property Corp 2022 (amended) | REITS and Finance | Phoenix | AZ | $474,655,000 | $650,000,000 | 84 | Mar 1 | sec.gov |
| NorthPoint Industrial Fund VI, L.P. (amended) | Other Real Estate | Kansas City | MO | $300,755,000 | $500,000,000 | 129 | Mar 1 | sec.gov |
| Diversified Residential Portfolio III DST (amended) | Other Real Estate | Oak Brook | IL | $153,695,309 | $209,327,056 | 252 | Mar 1 | sec.gov |
| Chroma Medicine, Inc. | Biotechnology | Boston | MA | $135,000,000 | $135,000,000 | 21 | Mar 1 | sec.gov |
| Real Asset Income Fund LLC (amended) | Investing | Seattle | WA | $117,007,528 | Indefinite | 14 | Mar 1 | sec.gov |
| Morphic Holding, Inc. | Biotechnology | Waltham | MA | $99,999,755 | $100,000,000 | 4 | Mar 1 | sec.gov |
| CARGO Therapeutics, Inc. | Biotechnology | San Mateo | CA | $68,832,003 | $200,760,000 | 19 | Mar 1 | sec.gov |
| Ascend Gene & Cell Therapies Ltd. | Other | Altrincham | $66,624,999 | $66,624,999 | 10 | Mar 1 | sec.gov | |
| Kingsbridge Alternative Strategies Fund, LP (amended) | Other Real Estate | Las Vegas | NV | $59,984,567 | Indefinite | 63 | Mar 1 | sec.gov |
| Starco Brands, Inc. | Other | Santa Monica | CA | $57,460,374 | $68,785,000 | 10 | Mar 1 | sec.gov |
| TILT Holdings Inc. | Other | Phoenix | AZ | $52,777,458 | $52,777,458 | 6 | Mar 1 | sec.gov |
| Lakewood Ranch SFR II DST (amended) | Other Real Estate | Oak Brook | IL | $45,307,824 | $62,589,462 | 112 | Mar 1 | sec.gov |
| Angel Medical Systems Inc | Other Health Care | Eatontown | NJ | $34,252,457 | $38,007,957 | 82 | Mar 1 | sec.gov |
| CAST AI Group, Inc. | Other Technology | Miami | FL | $20,142,142 | $20,242,149 | 8 | Mar 1 | sec.gov |
| VRGL, Inc. (amended) | Other Technology | Dallas | TX | $15,726,217 | $15,726,217 | 27 | Mar 1 | sec.gov |
| More Dash Inc. | Other Technology | Los Angeles | CA | $14,882,062 | $14,882,067 | 35 | Mar 1 | sec.gov |
| Rubi Laboratories, Inc. | Manufacturing | San Leandro | CA | $13,012,600 | $13,012,600 | 41 | Mar 1 | sec.gov |
| Goodfood Market Corp. | Other | Saint-Laurent | $12,675,000 | $12,675,000 | 6 | Mar 1 | sec.gov | |
| BP Commercial Funding Trust II, Series SPL-I (amended) | Other Banking and Financial Services | New York | NY | $9,500,000 | Indefinite | 8 | Mar 1 | sec.gov |
| Burford Capital LLC (amended) | Other Banking and Financial Services | New York | NY | $9,085,482 | Indefinite | 26 | Mar 1 | sec.gov |
| ILS RE Capital LLC (amended) | Other Real Estate | El Campo | TX | $8,828,244 | $75,000,000 | 7 | Mar 1 | sec.gov |
| INVESTNEXT, INC. | Other Real Estate | Detroit | MI | $8,250,000 | $8,250,000 | 6 | Mar 1 | sec.gov |
| Oofos, Inc. | Manufacturing | Braintree | MA | $7,677,240 | $8,000,000 | 20 | Mar 1 | sec.gov |
| MIMG CCXXIV St Cloud 4 Master LLC | Commercial | Franktown | CO | $7,537,000 | $17,050,000 | 99 | Mar 1 | sec.gov |
| SFP SP Direct LLC | Commercial | New York | NY | $7,151,870 | $10,000,000 | 26 | Mar 1 | sec.gov |
| Saga Growth Partners, LLC | Investing | Nashville | TN | $5,070,716 | $5,070,716 | 11 | Mar 1 | sec.gov |
| Spanish Cove & Hathaway Holdings LLC (amended) | Other Real Estate | New Castle | DE | $4,500,000 | $4,500,000 | 42 | Mar 1 | sec.gov |
| NutmegLabs, Inc. | Other Technology | Berkeley | CA | $4,299,999 | $4,299,999 | 6 | Mar 1 | sec.gov |
| Numerai, Inc. (amended) | Other Technology | San Francisco | CA | $3,803,016 | $5,000,000 | 13 | Mar 1 | sec.gov |
| Numerai GP LLC (amended) | Other Technology | San Francisco | CA | $3,803,016 | $5,000,000 | 13 | Mar 1 | sec.gov |
| BG 17 - South Braeswood LLC | Other Real Estate | Houston | TX | $3,650,000 | $3,650,000 | 30 | Mar 1 | sec.gov |
| Northern Lights Royalties V, LP (amended) | Oil and Gas | Southlake | TX | $3,160,740 | $5,900,000 | 21 | Mar 1 | sec.gov |
| H3X Technologies Inc. | Other Technology | Louisville | CO | $3,000,000 | $3,000,000 | 1 | Mar 1 | sec.gov |
| SightStream Biotherapeutics, Inc. (amended) | Biotechnology | Medfield | MA | $2,915,000 | $3,500,000 | 19 | Mar 1 | sec.gov |
| Ensysce Biosciences, Inc. | Other Health Care | La Jolla | CA | $2,816,073 | $2,816,073 | 8 | Mar 1 | sec.gov |
| McMullen Brand, Inc. | Retailing | Oakland | CA | $2,512,997 | $2,512,997 | 8 | Mar 1 | sec.gov |
| Shed Farms LLC | Residential | Plano | TX | $2,200,000 | $2,200,000 | 19 | Mar 1 | sec.gov |
| VeriCrypt, Inc. | Other Technology | Chattanooga | TN | $2,144,235 | $2,144,235 | 11 | Mar 1 | sec.gov |
| Datalogz, Inc. | Other Technology | Queens | NY | $2,089,999 | $2,300,000 | 4 | Mar 1 | sec.gov |
| Precision Fermentation, Inc. | Other Technology | Durham | NC | $2,000,000 | $2,000,000 | 2 | Mar 1 | sec.gov |
| Fuse Financial Technologies Inc. | Other Technology | London | $1,949,997 | $2,000,000 | 8 | Mar 1 | sec.gov | |
| Calisto Cobre Resources Corp. | Other | Vancouver | $1,852,584 | $1,852,584 | 10 | Mar 1 | sec.gov | |
| PC Fund II LLC (amended) | Residential | Wayne | PA | $1,725,000 | $50,000,000 | 19 | Mar 1 | sec.gov |
| Aquila Hartland Holdings, LLC | Commercial | Austin | TX | $1,650,000 | $1,650,000 | 12 | Mar 1 | sec.gov |
| Hop Flyt, Inc. | Other | Paducah | KY | $1,500,000 | $1,500,000 | 2 | Mar 1 | sec.gov |
| Viridis GTS Loan Fund I, LLC | Other | Allendale | NJ | $1,400,000 | $6,000,000 | 7 | Mar 1 | sec.gov |
| Merion Milford Capital Partner, L.P. | Investing | Wynnewood | PA | $1,371,600 | $1,371,600 | 15 | Mar 1 | sec.gov |
| Allarity Therapeutics, Inc. | Biotechnology | Boston | MA | $1,200,000 | $1,200,000 | 1 | Mar 1 | sec.gov |
| BEND CANNABIS CO LLC | Other | Bend | OR | $1,187,500 | $1,187,500 | 8 | Mar 1 | sec.gov |
| ACESIS HOLDINGS CORP. (amended) | Biotechnology | Lone Tree | CO | $935,000 | $1,500,000 | 12 | Mar 1 | sec.gov |
| D4 Equity - Choctaw LLC | Residential | Denver | CO | $700,000 | Indefinite | 1 | Mar 1 | sec.gov |
| Resolute Holding Corporation, Inc. (amended) | Insurance | Charleston | SC | $660,000 | $7,500,000 | 26 | Mar 1 | sec.gov |
| Allibelle Foods, Inc. (amended) | Other | Brooklyn | NY | $538,000 | $1,000,000 | 16 | Mar 1 | sec.gov |
| BARYON INC | Energy Conservation | Wilmington | DE | $510,000 | $800,000 | 3 | Mar 1 | sec.gov |
| BlueKey Co-Investment II, LLC | Other | Hollywood | FL | $468,000 | $520,000 | 9 | Mar 1 | sec.gov |
| Native Cardio, Inc. (amended) | Biotechnology | Naples | FL | $465,000 | $5,000,000 | 7 | Mar 1 | sec.gov |
| Bioverge Funds, Notable VI, LLC | Investing | Boise | ID | $325,500 | $325,500 | 22 | Mar 1 | sec.gov |
| CEF Blowing Rock, LLC | Commercial | Durham | NC | $325,000 | $325,000 | 4 | Mar 1 | sec.gov |
| RENEW LLC (amended) | Business Services | Denver | CO | $275,000 | $275,000 | 1 | Mar 1 | sec.gov |
| St. Louis Growth & Impact Fund, LLC | Other | St. Louis | MO | $250,000 | $15,000,000 | 1 | Mar 1 | sec.gov |
| NuRevelation, LLC | Other | Durham | NC | $250,000 | $2,000,000 | 2 | Mar 1 | sec.gov |
| Trustless Privacy, Inc. (amended) | Other Technology | Oakland | CA | $225,000 | $3,500,000 | 4 | Mar 1 | sec.gov |
| Asheville Meadery L.L.C. | Manufacturing | Asheville | NC | $225,000 | $500,000 | 6 | Mar 1 | sec.gov |
| INDAGO TECHNOLOGIES, INC. | Other Technology | Tampa | FL | $200,000 | Indefinite | 0 | Mar 1 | sec.gov |
| Broodjes & Bier Restaurant Group LLC | Restaurants | Washington | DC | $150,000 | $375,000 | 1 | Mar 1 | sec.gov |
| Le Ora Inc. | Retailing | Los Angeles | CA | $125,000 | $125,000 | 1 | Mar 1 | sec.gov |
| Gaingels Boost Insurance LLC | Other | Burlington | VT | $111,106 | $111,106 | 15 | Mar 1 | sec.gov |
| Homebase Automation, LLC | Other Technology | Miami | FL | $100,000 | $400,000 | 1 | Mar 1 | sec.gov |
| Gaingels Ocrolus LLC | Other | Burlington | VT | $88,892 | $88,892 | 5 | Mar 1 | sec.gov |
| Renner Film, LLC | Other | Macedon | NY | $50,000 | $850,000 | 1 | Mar 1 | sec.gov |
| ExoTech Ltd | Computers | Hamilton | $50,000 | $7,700,000 | 1 | Mar 1 | sec.gov | |
| Aarmorics Security Inc. | Other Technology | San Ramon | CA | $40,000 | $500,000 | 1 | Mar 1 | sec.gov |
| Tequila Casazul, Inc. | Other | Las Vegas | NV | $25,000 | $2,500,000 | 1 | Mar 1 | sec.gov |
| Contact Gold Corp. | Other | Vancouver | $7,381 | $25,832 | 1 | Mar 1 | sec.gov | |
| MirthCore LLC | Other | Columbus | OH | $5,000 | $80,010 | 1 | Mar 1 | sec.gov |
| Niche Ventures Inc. | Other | New York | NY | $100 | $100 | 1 | Mar 1 | sec.gov |
| Dishcovery Inc. | Other Technology | San Francisco | CA | $50 | $100 | 3 | Mar 1 | sec.gov |
| GH Leisure Lane Cedar Creek LLC | Residential | Austin | TX | $0 | $719,000 | 0 | Mar 1 | sec.gov |
| Oxbow EP, LLC | Oil and Gas | Mathis | TX | $0 | $1,500,000 | 0 | Mar 1 | sec.gov |
| Rock & Roll Man The Musical Ltd Liability Co | Other | New York | NY | $0 | $2,800,000 | 0 | Mar 1 | sec.gov |
| Westwood Formentera Partners Fund II, LLC | Investing | Dallas | TX | $0 | Indefinite | 0 | Mar 1 | sec.gov |
| Wineaux, LLC | Restaurants | Las Vegas | NV | $0 | $1,450,000 | 0 | Mar 1 | sec.gov |
| SCP-TRINITY LP, LLC (amended) | Residential | Dallas | TX | $0 | $28,495,125 | 0 | Mar 1 | sec.gov |
| Willow Creek Condos LLC | Construction | Idaho Falls | ID | $0 | $12,000,000 | 1 | Mar 1 | sec.gov |
| Datalogz, Inc. | Other Technology | Queens | NY | $0 | $510,000 | 15 | Mar 1 | sec.gov |
| Republic Real Estate Investment Fund LP | Other Real Estate | Garland | TX | $0 | $50,000,000 | 0 | Mar 1 | sec.gov |
| NDB Inc. | Other Technology | San Francisco | CA | $0 | $5,798,837 | 0 | Mar 1 | sec.gov |
| FON Holdings, LLC | Other Banking and Financial Services | Arlington | VA | $0 | $5,000,000 | 0 | Mar 1 | sec.gov |
March 2, 2023 · February 28, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.