Data / Form D filings / Mar 2
Form D filings, March 2, 2023: 79 companies raised $634.3 million
79 operating companies filed a Form D on March 2, 2023, reporting $634.3 million sold. Largest: KCB Real Estate VIII LP ($64.6 million), X 3 Higher Moment Fund LLC ($63.5 million), Dreamscape Entertainment Integrated Resorts, Inc. ($54.5 million). The median filing is $2.5 million, and 168 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 79Form D filings
- $634.3 millionreported sold
- $2.5 millionmedian amount sold
- CAmost filings (9)
Most filings by state: CA 9, TX 6, FL 6, IL 5, NY 5. By industry: Other 20, Other Technology 13, Commercial 12, Other Health Care 6.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| KCB Real Estate VIII LP | Other Real Estate | Pasadena | CA | $64,550,000 | Indefinite | 96 | Mar 2 | sec.gov |
| X 3 Higher Moment Fund LLC (amended) | Investing | Minneapolis | MN | $63,500,000 | $63,500,000 | 7 | Mar 2 | sec.gov |
| Dreamscape Entertainment Integrated Resorts, Inc. (amended) | Other Real Estate | Las Vegas | NV | $54,548,700 | $89,000,000 | 434 | Mar 2 | sec.gov |
| Lodging Fund REIT III OP, LP (amended) | Commercial | Fargo | ND | $50,735,052 | Indefinite | 11 | Mar 2 | sec.gov |
| Dreamscape Entertainment Properties, Inc. (amended) | REITS and Finance | Las Vegas | NV | $50,649,800 | $235,000,000 | 439 | Mar 2 | sec.gov |
| SigmaSense, LLC | Other Technology | Austin | TX | $37,920,960 | $60,000,000 | 21 | Mar 2 | sec.gov |
| 1717 Hartland Plaza LP | Commercial | Austin | TX | $36,500,000 | $36,500,000 | 12 | Mar 2 | sec.gov |
| Cetan Income Fund, LLC (amended) | Other Real Estate | Eugene | OR | $30,685,908 | $50,000,000 | 94 | Mar 2 | sec.gov |
| ARDENT PROPERTY INVESTMENTS LTD (amended) | Commercial | George Town, Grand Cayman | $23,771,022 | Indefinite | 337 | Mar 2 | sec.gov | |
| Lodging Fund REIT III OP, LP (amended) | Commercial | Fargo | ND | $21,521,919 | $30,000,000 | 164 | Mar 2 | sec.gov |
| CX Lively Indigo Run, DST (amended) | Other Real Estate | Tampa | FL | $20,504,347 | $103,237,080 | 57 | Mar 2 | sec.gov |
| Pathos AI, Inc. | Biotechnology | Chicago | IL | $19,999,992 | $39,999,988 | 4 | Mar 2 | sec.gov |
| TS ASSET WOOD MEADOW LLC | Residential | Southlake | TX | $16,505,000 | $19,000,000 | 116 | Mar 2 | sec.gov |
| Ascent Dakota Ridge, LLC | Commercial | Irvine | CA | $13,376,528 | $15,000,000 | 224 | Mar 2 | sec.gov |
| LEGENDARY CAPITAL ACCEL INCOME & GROWTH QUALIFIED OPPORTUNITY FUND II, LLC (amended) | Commercial | Fargo | ND | $13,373,885 | $30,000,000 | 48 | Mar 2 | sec.gov |
| AI Operators Fund 1, LP | Investing | Boston | MA | $11,005,000 | $20,000,000 | 27 | Mar 2 | sec.gov |
| Oregon Opportunity Fund, LLC | REITS and Finance | Issaquah | WA | $10,850,000 | $10,850,000 | 51 | Mar 2 | sec.gov |
| BestEx Research Group LLC | Other | Stamford | CT | $10,000,000 | $10,000,000 | 1 | Mar 2 | sec.gov |
| Rhino 151 North LLC | Commercial | Boston | MA | $8,800,000 | $8,800,000 | 126 | Mar 2 | sec.gov |
| Rhino Easton Owner LLC | Commercial | Boston | MA | $7,506,000 | $7,506,000 | 89 | Mar 2 | sec.gov |
| Restate Software, Inc. | Other Technology | Santa Clara | CA | $6,274,997 | $6,999,996 | 3 | Mar 2 | sec.gov |
| Rhaeos Inc. | Other Health Care | Evanston | IL | $6,153,455 | $12,978,456 | 23 | Mar 2 | sec.gov |
| AEI NET LEASE PORTFOLIO 21 DST (amended) | Commercial | St. Paul | MN | $5,607,522 | $27,575,000 | 7 | Mar 2 | sec.gov |
| Cycle Labs, Inc. | Other Technology | Raleigh | NC | $5,353,871 | $6,000,000 | 10 | Mar 2 | sec.gov |
| B2B/AMW Holdings, LLC | Other | New York | NY | $4,862,178 | $4,862,178 | 15 | Mar 2 | sec.gov |
| CARIBBEAN SUSTAINABLE FISHERIES CORP (amended) | Other | Road Town, Tortola | $4,697,276 | Indefinite | 124 | Mar 2 | sec.gov | |
| Quilt Holdco, Inc. (amended) | Other Technology | New York | NY | $4,000,000 | $4,000,000 | 1 | Mar 2 | sec.gov |
| BOONE REAL ESTATE, LTD. (amended) | Other | Road Town, Tortola | $3,576,984 | Indefinite | 104 | Mar 2 | sec.gov | |
| SUPPLYCADDY, INC. | Business Services | Miami | FL | $3,211,997 | $3,211,997 | 1 | Mar 2 | sec.gov |
| ABVC BIOPHARMA, INC. | Biotechnology | Fremont | CA | $3,175,000 | $3,704,167 | 1 | Mar 2 | sec.gov |
| Mission Hills Racquet & Swim Club Partners LLC (amended) | Other | Fremont | CA | $2,600,000 | $10,000,000 | 7 | Mar 2 | sec.gov |
| Assurified, Inc. | Other Technology | Wilmington | DE | $2,500,000 | $2,500,000 | 1 | Mar 2 | sec.gov |
| 712 Dickerson Holdings, LLC | Commercial | Nashville | TN | $2,220,400 | $3,370,400 | 21 | Mar 2 | sec.gov |
| FlexCold LLC | Other | Charleston | SC | $2,096,127 | $2,750,000 | 11 | Mar 2 | sec.gov |
| ELA Mineral Inventory Opportunity, LLC | Oil and Gas | Allen | TX | $1,330,000 | $10,000,000 | 10 | Mar 2 | sec.gov |
| Original Syndicate Partners, LLC (amended) | Other | Los Angeles | CA | $1,125,000 | $1,125,000 | 1 | Mar 2 | sec.gov |
| WCF Investor II, LLC | Other | Wesley Chapel | FL | $1,000,000 | $1,000,000 | 3 | Mar 2 | sec.gov |
| Voke Tab, Inc. | Manufacturing | Portland | OR | $1,000,000 | $1,500,000 | 1 | Mar 2 | sec.gov |
| VSBLTY GROUPE TECHNOLOGIES CORP. (amended) | Other Technology | Vancouver | $891,823 | $2,070,908 | 16 | Mar 2 | sec.gov | |
| Starfighters Space, Inc. (amended) | Other | Tarpon Springs | FL | $860,100 | $1,000,000 | 40 | Mar 2 | sec.gov |
| Wealth Minerals Ltd. | Other | Vancouver | $738,336 | $1,826,906 | 2 | Mar 2 | sec.gov | |
| CloudLaw, Public Benefit Corp (amended) | Other Technology | Traverse City | MI | $701,280 | $9,750,000 | 2 | Mar 2 | sec.gov |
| ZenSupply Inc. | Retailing | Miami | FL | $650,000 | $650,000 | 4 | Mar 2 | sec.gov |
| Application of Nothing, Inc. (amended) | Computers | Chicago | IL | $571,620 | $571,620 | 18 | Mar 2 | sec.gov |
| CoreCentric Solutions, Inc. | Manufacturing | Carol Stream | IL | $500,000 | $500,000 | 4 | Mar 2 | sec.gov |
| HB Venture Group II LLC | Other | North Palm Beach | FL | $474,400 | $474,400 | 7 | Mar 2 | sec.gov |
| Prizum, LLC | Computers | Hudson | OH | $300,000 | $1,200,000 | 2 | Mar 2 | sec.gov |
| Dharma Dr. Technologies Inc. | Other Health Care | Boise | ID | $200,000 | $200,000 | 5 | Mar 2 | sec.gov |
| BLACK SWAN TECHNOLOGY FUND I QP, LLC (amended) | Other Technology | Rochester | MN | $200,000 | $10,000,000 | 2 | Mar 2 | sec.gov |
| BLACK SWAN TECHNOLOGY FUND I QP, LLC (amended) | Other Technology | Rochester | MN | $200,000 | $10,000,000 | 2 | Mar 2 | sec.gov |
| BLACK SWAN TECHNOLOGY FUND I QP, LLC (amended) | Other Technology | Rochester | MN | $200,000 | $10,000,000 | 2 | Mar 2 | sec.gov |
| HavenLock Inc. | Other Technology | Nashville | TN | $200,000 | $500,000 | 11 | Mar 2 | sec.gov |
| Guerrilla RF, Inc. | Other Technology | Greensboro | NC | $100,000 | $100,000 | 1 | Mar 2 | sec.gov |
| aJust Solutions, Inc. | Other | Menlo Park | CA | $75,000 | $75,000 | 1 | Mar 2 | sec.gov |
| TOP DEALS INC | Retailing | Rancho Cucamonga | CA | $75,000 | $75,000 | 1 | Mar 2 | sec.gov |
| BlueOne Card, Inc. | Other | Newport Beach | CA | $60,000 | $3,000,000 | 1 | Mar 2 | sec.gov |
| Luce Farm Wellness, LLC | Manufacturing | Stockbridge | VT | $50,002 | $300,000 | 1 | Mar 2 | sec.gov |
| Northstar Clean Technologies Inc. | Other | Delta | $50,000 | $50,000 | 1 | Mar 2 | sec.gov | |
| New Jersey Kidney Stone Center, LLC | Other Health Care | Austin | TX | $40,968 | $40,968 | 1 | Mar 2 | sec.gov |
| Riverfront Development LLC | Construction | Idaho Falls | ID | $40,000 | $12,000,000 | 1 | Mar 2 | sec.gov |
| Zyus Life Sciences Inc. | Other Health Care | Saskatoon | $18,557 | $1,484,600 | 1 | Mar 2 | sec.gov | |
| Oz Frontdoor, Inc. | Other | Denver | CO | $10,000 | $500,000 | 1 | Mar 2 | sec.gov |
| New Energy Metals Corp. | Other Energy | Vancouver | $3,710 | $3,710 | 1 | Mar 2 | sec.gov | |
| Park at Baldwin LLC | Other | Minden | NV | $0 | $3,750,000 | 0 | Mar 2 | sec.gov |
| Yellow Hammer Title Company, LLC | Other | Trussville | AL | $0 | $125,000 | 0 | Mar 2 | sec.gov |
| RubyVet Holdings Inc. | Other | New York | NY | $0 | Indefinite | 0 | Mar 2 | sec.gov |
| Torro Ventures III, LLC | Other Banking and Financial Services | Salt Lake City | UT | $0 | Indefinite | 0 | Mar 2 | sec.gov |
| Cameron Mt. Pleasant Investors II, LLC | Commercial | Charlotte | NC | $0 | $20,000,000 | 0 | Mar 2 | sec.gov |
| FIVE STATES ENERGY INCOME 2023, LLC | Oil and Gas | Dallas | TX | $0 | $50,000,000 | 0 | Mar 2 | sec.gov |
| Georgia Growth 1 DST | Other Real Estate | Scottsdale | AZ | $0 | $3,205,528 | 0 | Mar 2 | sec.gov |
| Westside Surgery Center, LLC | Other Health Care | Nashville | TN | $0 | $735,000 | 0 | Mar 2 | sec.gov |
| Riverfront Condos, LLC | Commercial | Idaho Falls | ID | $0 | $6,000,000 | 1 | Mar 2 | sec.gov |
| Werewool, Inc. | Biotechnology | Brooklyn | NY | $0 | Indefinite | 1 | Mar 2 | sec.gov |
| PARETO CYBER, INC. (amended) | Other Technology | Wildwood | MO | $0 | Indefinite | 1 | Mar 2 | sec.gov |
| FEIM Employee Partners, LLC | Other | New York | NY | $0 | Indefinite | 0 | Mar 2 | sec.gov |
| 2705 Townhomes LLC | Residential | Glen Allen | VA | $0 | $850,000 | 0 | Mar 2 | sec.gov |
| CoreCentric Solutions, Inc. | Manufacturing | Carol Stream | IL | $0 | $2,100,000 | 0 | Mar 2 | sec.gov |
| ROM Technologies, Inc. | Other Health Care | Brookfield | CT | $0 | $10,000,000 | 0 | Mar 2 | sec.gov |
| Reyna Silver Corp. / BC | Other | Vancouver | $0 | $99,928 | 1 | Mar 2 | sec.gov |
March 3, 2023 · March 1, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.