Data / Form D filings / Mar 3
Form D filings, March 3, 2023: 86 companies raised $6.67 billion
86 operating companies filed a Form D on March 3, 2023, reporting $6.67 billion sold. Largest: PATTON OILFIELD SERVICES, INC ($4.00 billion), Ventas Life Science & Healthcare Real Estate Fund, L.P. ($1.83 billion), Laramar Multifamily Value Add Fund III, L.P. ($131.9 million). The median filing is $2.4 million, and 158 pooled investment funds also filed that day.
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- 86Form D filings
- $6.67 billionreported sold
- $2.4 millionmedian amount sold
- CAmost filings (12)
Most filings by state: CA 12, NY 8, NC 7, MA 7, FL 6. By industry: Other 21, Other Technology 17, Commercial 10, Other Real Estate 7.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| PATTON OILFIELD SERVICES, INC | Oil and Gas | Columbia | MS | $4,000,000,000 | Indefinite | 6 | Mar 3 | sec.gov |
| Ventas Life Science & Healthcare Real Estate Fund, L.P. (amended) | Other Real Estate | Chicago | IL | $1,834,255,100 | Indefinite | 26 | Mar 3 | sec.gov |
| Laramar Multifamily Value Add Fund III, L.P. (amended) | Other Real Estate | Chicago | IL | $131,891,100 | Indefinite | 50 | Mar 3 | sec.gov |
| GSA Birmingham Government Lease Investors DST (amended) | Other Real Estate | Nashua | NH | $108,122,783 | $111,338,114 | 255 | Mar 3 | sec.gov |
| Span.IO, Inc. | Other Technology | San Francisco | CA | $83,952,933 | $99,999,934 | 12 | Mar 3 | sec.gov |
| Ginkgo Multifamily OP LP (amended) | Residential | Charlotte | NC | $78,340,702 | Indefinite | 102 | Mar 3 | sec.gov |
| Layr Labs, Inc. | Other Technology | Redmond | WA | $56,728,882 | $64,478,879 | 54 | Mar 3 | sec.gov |
| CF Weston Multifamily DST (amended) | Other Real Estate | New York | NY | $47,170,000 | $47,170,000 | 102 | Mar 3 | sec.gov |
| Ghost Autonomy Inc. | Other Technology | Mountain View | CA | $45,370,440 | $50,000,000 | 26 | Mar 3 | sec.gov |
| Magical Tome, Inc. | Other Technology | San Francisco | CA | $40,449,902 | $43,000,000 | 18 | Mar 3 | sec.gov |
| Voyager Therapeutics, Inc. | Biotechnology | Cambridge | MA | $39,032,821 | $39,032,821 | 1 | Mar 3 | sec.gov |
| Ginkgo REIT Inc. (amended) | REITS and Finance | Charlotte | NC | $25,986,544 | Indefinite | 264 | Mar 3 | sec.gov |
| Cumulus Coffee Co | Other | New York | NY | $19,081,368 | $20,281,356 | 23 | Mar 3 | sec.gov |
| Arthrosi Therapeutics, Inc. | Pharmaceuticals | Laguna Hills | CA | $15,000,000 | $20,000,000 | 2 | Mar 3 | sec.gov |
| KPOP Broadway LLC (amended) | Other | New York | NY | $13,432,667 | $14,000,000 | 43 | Mar 3 | sec.gov |
| Clean Cause, Inc. | Manufacturing | Austin | TX | $10,625,236 | $11,625,252 | 39 | Mar 3 | sec.gov |
| SP Aery, LLC | Residential | Duluth | MN | $10,500,000 | $10,500,000 | 60 | Mar 3 | sec.gov |
| 1125 Garden Street Hotel Investors, L.P. | Other | Santa Barbara | CA | $10,000,000 | $10,000,000 | 22 | Mar 3 | sec.gov |
| Athletic Brewing Holding Co LLC | Other | Milford | CT | $9,143,161 | $9,143,161 | 17 | Mar 3 | sec.gov |
| Waveguide Corp | Other Technology | Waltham | MA | $8,329,692 | $33,104,984 | 25 | Mar 3 | sec.gov |
| BMC Ruston, LLC | Other Real Estate | New York | NY | $7,512,250 | $7,512,250 | 60 | Mar 3 | sec.gov |
| Gaucho Group Holdings, Inc. | Other Real Estate | Miami | FL | $5,617,978 | $11,235,956 | 1 | Mar 3 | sec.gov |
| Nalu Bio, Inc. | Other | San Francisco | CA | $4,807,998 | $17,142,145 | 11 | Mar 3 | sec.gov |
| SmartPM Technologies, Inc. | Other Technology | Atlanta | GA | $4,563,602 | $4,563,602 | 29 | Mar 3 | sec.gov |
| Heatmap News, Inc. | Other | Larchmont | NY | $4,000,000 | $4,000,000 | 4 | Mar 3 | sec.gov |
| Medsyn Biopharma LLC | Pharmaceuticals | Malvern | PA | $3,090,000 | $3,090,000 | 6 | Mar 3 | sec.gov |
| Novelty Today, Inc. | Other Technology | Stanford | CA | $3,047,497 | $3,828,500 | 19 | Mar 3 | sec.gov |
| Legacy Lyfe Holdings, LLC | Other Health Care | Pittsburgh | PA | $3,000,000 | $10,000,000 | 1 | Mar 3 | sec.gov |
| RippleWorx, Inc. | Business Services | Huntsville | AL | $3,000,000 | $3,000,000 | 18 | Mar 3 | sec.gov |
| BW Access Cayman LP | Other | Bal Harbour | FL | $2,900,000 | Indefinite | 4 | Mar 3 | sec.gov |
| Buoninfante USA, Inc. | Retailing | New York | NY | $2,840,000 | $2,840,000 | 1 | Mar 3 | sec.gov |
| WYNGATE SUMMIT, LLC | Residential | San Diego | CA | $2,750,000 | $3,200,000 | 16 | Mar 3 | sec.gov |
| GSP MHC LLC | Commercial | Asheville | NC | $2,500,000 | $2,500,000 | 40 | Mar 3 | sec.gov |
| Liquid Media Group Ltd. | Other | Vancouver | $2,500,000 | $2,500,000 | 1 | Mar 3 | sec.gov | |
| Vossler Media Group, Inc. (amended) | Other | Kirkland | WA | $2,450,000 | $6,500,000 | 6 | Mar 3 | sec.gov |
| iCashe, Inc. | Other Technology | Portland | OR | $2,399,994 | $2,399,994 | 1 | Mar 3 | sec.gov |
| WEVO Inc. | Other Technology | Boston | MA | $2,145,000 | $3,250,000 | 15 | Mar 3 | sec.gov |
| Dune Technology Partners I, LLC | Investing | Memphis | TN | $2,062,500 | $2,062,500 | 15 | Mar 3 | sec.gov |
| CrowdPlay, Inc. | Other | Boston | MA | $1,880,000 | $1,880,000 | 39 | Mar 3 | sec.gov |
| Sunset Capital Lenders IV, LLC | REITS and Finance | Issaquah | WA | $1,500,000 | $1,500,000 | 9 | Mar 3 | sec.gov |
| BiomX Inc. | Pharmaceuticals | Ness Ziona | $1,461,324 | $7,484,390 | 10 | Mar 3 | sec.gov | |
| LBI HoldCo LLC | REITS and Finance | Raleigh | NC | $1,339,025 | $1,339,025 | 21 | Mar 3 | sec.gov |
| PrefTech, Inc. | Other Technology | Reston | VA | $1,250,000 | $1,250,000 | 28 | Mar 3 | sec.gov |
| Photomedics Inc. (amended) | Biotechnology | Cambridge | MA | $1,159,500 | $2,319,000 | 1 | Mar 3 | sec.gov |
| Bookman - Zeev Ventures IX LLC | Investing | Woodbury | NY | $1,000,000 | $1,000,000 | 6 | Mar 3 | sec.gov |
| Vossler Media Group, Inc. | Other | Kirkland | WA | $700,000 | $2,500,000 | 4 | Mar 3 | sec.gov |
| HipTraveler Inc. (amended) | Other Technology | Encinitas | CA | $655,000 | $655,000 | 8 | Mar 3 | sec.gov |
| Triangulate Labs, Inc. | Other Technology | Boynton Beach | FL | $650,000 | $750,000 | 7 | Mar 3 | sec.gov |
| Nexus Ventures XIII Territory Spring LLC | Residential | Matthews | NC | $600,000 | $600,000 | 10 | Mar 3 | sec.gov |
| WARREN OIL MANAGEMENT CO | Manufacturing | Dunn | NC | $550,000 | $550,000 | 3 | Mar 3 | sec.gov |
| La Rosa Holdings Corp. | Residential | Celebration | FL | $510,000 | $11,000,000 | 23 | Mar 3 | sec.gov |
| Nexus Ventures XII Territory Anserra LLC | Residential | Matthews | NC | $500,000 | $500,000 | 10 | Mar 3 | sec.gov |
| 8016 Mesa Partners LP | Commercial | Houston | TX | $453,000 | $453,000 | 15 | Mar 3 | sec.gov |
| FAT PROJECTS ACQUISITION CORP | Other | Singapore | $355,740 | $1,062,500 | 7 | Mar 3 | sec.gov | |
| Siouxland Splash, L.L.C. | Commercial | Sioux City | IA | $300,000 | $4,500,000 | 3 | Mar 3 | sec.gov |
| ARwall, Inc. | Other Technology | Studio City | CA | $300,000 | $1,500,000 | 1 | Mar 3 | sec.gov |
| HANK AI, INC. | Other Technology | Lexington | SC | $299,999 | $2,500,020 | 2 | Mar 3 | sec.gov |
| Monomoy Farmhouse, LLC | Other | Harwich | MA | $291,500 | $291,500 | 5 | Mar 3 | sec.gov |
| Iron Bancshares, Inc. | Commercial Banking | Salisbury | CT | $267,000 | $6,000,000 | 1 | Mar 3 | sec.gov |
| RE-OPS, Inc. | Business Services | Phoenix | AZ | $250,000 | $2,000,000 | 1 | Mar 3 | sec.gov |
| Dink, LLC | Other | Severna Park | MD | $240,000 | $600,000 | 3 | Mar 3 | sec.gov |
| FAT PROJECTS ACQUISITION CORP | Other | Singapore | $200,260 | $1,000,000 | 16 | Mar 3 | sec.gov | |
| Gaingels Cylera LLC | Other | Burlington | VT | $188,883 | $188,883 | 18 | Mar 3 | sec.gov |
| Gaingels Vendition LLC | Other | Burlington | VT | $131,913 | $131,913 | 6 | Mar 3 | sec.gov |
| Riskalyze Aggregator LP (amended) | Other Technology | Wilmington | DE | $124,300 | $154,876 | 4 | Mar 3 | sec.gov |
| Sanu Gold Corp. | Other | Vancouver | $100,050 | $174,162 | 2 | Mar 3 | sec.gov | |
| ZenSupply Inc. | Retailing | Miami | FL | $53,571 | $53,571 | 2 | Mar 3 | sec.gov |
| KNOWITALLS INNOVATIONS INC. | Other | Squamish | $25,896 | $25,896 | 1 | Mar 3 | sec.gov | |
| Lares InvestCo, LLC | Other | Bellingham | WA | $11,000 | $44,000 | 1 | Mar 3 | sec.gov |
| SVS-UOU-8, Inc. | Other Technology | Lehi | UT | $10,000 | Indefinite | 1 | Mar 3 | sec.gov |
| Waverly Flatz LLC | Other Real Estate | West Bloomfield | MI | $0 | $7,100,000 | 0 | Mar 3 | sec.gov |
| Appian Investments Fund IV, LLC | Commercial | Greenville | SC | $0 | $30,000,000 | 0 | Mar 3 | sec.gov |
| Haven NRH, LLC | Commercial | Denton | TX | $0 | $14,000,000 | 0 | Mar 3 | sec.gov |
| ACX III Properties LLC | Commercial | Long Island City | NY | $0 | $1,700,000 | 0 | Mar 3 | sec.gov |
| Whitemarsh Realty Group LLC | Commercial | Sterling | VA | $0 | $6,800,000 | 0 | Mar 3 | sec.gov |
| STRESSLESS CAPITAL FUND LLC | Commercial | Winter Springs | FL | $0 | $20,000,000 | 0 | Mar 3 | sec.gov |
| Southbrooke Fort Smith LLC | Commercial | Fort Smith | AR | $0 | $2,100,000 | 0 | Mar 3 | sec.gov |
| Amply Energy, Inc. | Other Energy | South Portland | ME | $0 | $1,500,000 | 0 | Mar 3 | sec.gov |
| Akava Therapeutics Inc. | Pharmaceuticals | Winnetka | IL | $0 | $10,000,000 | 0 | Mar 3 | sec.gov |
| Statesville Property Partners, LLC | Commercial | Los Angeles | CA | $0 | $2,000,000 | 0 | Mar 3 | sec.gov |
| ASPi Solutions, Inc. | Other Technology | Ames | IA | $0 | $2,000,000 | 0 | Mar 3 | sec.gov |
| Tandigm Value Partners, LLC | Other Health Care | West Conshohocken | PA | $0 | Indefinite | 1 | Mar 3 | sec.gov |
| aBreak Music LLC | Business Services | Elkridge | MD | $0 | $500,000 | 0 | Mar 3 | sec.gov |
| Glovender Corp. | Other | Nashville | TN | $0 | Indefinite | 0 | Mar 3 | sec.gov |
| REPROP FINANCIAL MORTGAGE INVESTORS LLC | REITS and Finance | Eureka | CA | $0 | $200,000,000 | 92 | Mar 3 | sec.gov |
| Checkpoint Therapeutics, Inc. | Biotechnology | Waltham | MA | $0 | Indefinite | 1 | Mar 3 | sec.gov |
March 6, 2023 · March 2, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.