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Data / Form D filings / Mar 6

Form D filings, March 6, 2023: 73 companies raised $10.08 billion

73 operating companies filed a Form D on March 6, 2023, reporting $10.08 billion sold. Largest: NVA Holdings L.P. ($9.15 billion), NHIT: Dynamic Fixed Income Trust ($497.9 million), Skydio, Inc. ($226.9 million). The median filing is $1.4 million, and 143 pooled investment funds also filed that day.

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

  • 73Form D filings
  • $10.08 billionreported sold
  • $1.4 millionmedian amount sold
  • CAmost filings (16)

Most filings by state: CA 16, TX 9, IL 6, MA 4, VA 3. By industry: Other 19, Other Technology 15, Other Health Care 8, Commercial 8.

Every company that filed, largest first

CompanyIndustryCityStateAmount soldOfferingInvestorsFiledFiling
NVA Holdings L.P. (amended)OtherAgoura HillsCA$9,153,454,149Indefinite299Mar 6sec.gov
NHIT: Dynamic Fixed Income Trust (amended)InvestingBostonMA$497,914,275Indefinite11Mar 6sec.gov
Skydio, Inc.Other TechnologySan MateoCA$226,898,105$230,000,00517Mar 6sec.gov
WebFX Management Holdings, LLC (amended)OtherNew YorkNY$16,708,706Indefinite16Mar 6sec.gov
Divy Penners 1, LLCOtherRancho Santa FeCA$16,400,000$16,400,00038Mar 6sec.gov
VINTAGE, DST (amended)CommercialAliso ViejoCA$16,356,333$87,963,54051Mar 6sec.gov
CX Courts of Avalon, DST (amended)Other Real EstateTampaFL$16,109,961$48,815,93447Mar 6sec.gov
Drift Net, Inc.Other TechnologyChicagoIL$15,626,204$15,626,20434Mar 6sec.gov
Coupa Parent, LPOther TechnologySan MateoCA$10,039,936Indefinite2Mar 6sec.gov
Starfish Capital Holding Partners, LPInvestingPlanoTX$10,000,000Indefinite13Mar 6sec.gov
Asclepian Group, LLCHospitals and PhysiciansProvidenceRI$10,000,000$10,000,00013Mar 6sec.gov
RUPERT RESOURCES LTDOtherToronto$8,941,013$8,941,0136Mar 6sec.gov
Divy Penners 2, LLCOtherRancho Santa FeCA$6,944,675$6,944,67529Mar 6sec.gov
LandTrust, Inc. (amended)Other TechnologyBozemanMT$6,792,248$8,106,00027Mar 6sec.gov
SR Knoxville TENN I, LLCOther Real EstateChicagoIL$6,500,000$10,000,00064Mar 6sec.gov
BusyKid, Inc. (amended)Other TechnologyScottsdaleAZ$4,500,002$5,000,00018Mar 6sec.gov
Private Money Lending, Inc.CommercialMercedCA$4,465,000Indefinite2Mar 6sec.gov
Creative Planning Employee Investment, LLCInvestingOverland ParkKS$4,108,000$4,108,00011Mar 6sec.gov
Global Outlier Gaming, Inc.Other TechnologyBellevueWA$3,999,992$7,007,5862Mar 6sec.gov
Divy Penners Holdco, LLCOtherRancho Santa FeCA$3,675,000$10,500,00026Mar 6sec.gov
USRC Fall Creek, LLCOther Health CarePlanoTX$3,115,042$3,115,0422Mar 6sec.gov
Assuravest LLC (amended)ResidentialRenoNV$2,751,500Indefinite12Mar 6sec.gov
Gridium Inc.Other TechnologyMenlo ParkCA$2,240,984$2,240,98411Mar 6sec.gov
Gridium Inc.Other TechnologyMenlo ParkCA$2,200,000$3,500,0009Mar 6sec.gov
SE GWR HUNTERS MF, LPCommercialHoustonTX$2,080,000$2,080,00025Mar 6sec.gov
Westfield Logan Land Investors LLLPCommercialDenverCO$1,920,000$1,920,00011Mar 6sec.gov
Bitewell, Inc. (amended)Other TechnologyChicagoIL$1,665,090$1,665,0901Mar 6sec.gov
NRM Louisiana, LLCOtherAtlantic BeachFL$1,635,360$1,635,3608Mar 6sec.gov
EIWA HOLDINGS CORPOther TechnologySt. LouisMO$1,620,000$3,999,9948Mar 6sec.gov
NC Industrial Holdings, LLCCommercialCaryNC$1,390,706$1,390,7067Mar 6sec.gov
Evofem Biosciences, Inc.BiotechnologySan DiegoCA$1,384,616$1,384,6164Mar 6sec.gov
12920 Audelia Road Investors, LLCResidentialDallasTX$1,260,000$1,310,00013Mar 6sec.gov
BSP CRP Holdings LLCBusiness ServicesSeattleWA$1,250,000Indefinite2Mar 6sec.gov
Revolutionary Growers LLCOtherAndoverMA$1,201,200$4,200,0001Mar 6sec.gov
Endolumik, Inc.Other Health CareMorgantownWV$1,184,825$2,729,8257Mar 6sec.gov
Z3Cyber, Inc.OtherWaylandMA$1,184,799$2,000,00028Mar 6sec.gov
Satya Investments, LP (amended)InvestingWillow GravePA$1,140,000Indefinite4Mar 6sec.gov
Wisconsin Brewing Company, LLCOtherVeronaWI$1,067,612$2,000,0009Mar 6sec.gov
EPIC LODGE CHICAGO LLCCommercialPark CityUT$850,000$3,000,0004Mar 6sec.gov
Luminex Resources Corp.OtherVancouver$743,731$7,564,6756Mar 6sec.gov
Slipstream Solutions LLCOther Health CareAustinTX$650,000$2,000,00011Mar 6sec.gov
DIG Tigard QOZB, LLCOtherLake OswegoOR$600,000$600,0002Mar 6sec.gov
AG Bio-Life Capital I LPOtherMetairieLA$510,000$10,000,0002Mar 6sec.gov
INVO Bioscience, Inc. (amended)Other Health CareSarasotaFL$500,000$500,0002Mar 6sec.gov
92109 Development, LLCResidentialSan DiegoCA$450,000$750,0006Mar 6sec.gov
Bitewell, Inc. (amended)Other TechnologyChicagoIL$450,000$450,00011Mar 6sec.gov
Winter Innovations, Inc.Other Health CareKnoxvilleTN$405,000$1,000,00019Mar 6sec.gov
4820 Ingersoll HoldCo, LLC (amended)Other Real EstateUrbandaleIA$375,000$1,750,0006Mar 6sec.gov
MIIR AUDIO TECHNOLOGIES, INC. (amended)Other TechnologyMinnetonkaMN$360,000$600,00012Mar 6sec.gov
Strands Technologies Ltd.OtherChicagoIL$350,000Indefinite5Mar 6sec.gov
trAIned Inc.Other TechnologyPittsburghPA$264,999$750,0001Mar 6sec.gov
RREEF America II Lower REIT LLCREITS and FinanceChicagoIL$119,000$125,000119Mar 6sec.gov
SYN 22 LPOil and GasAustinTX$100,000$5,175,0001Mar 6sec.gov
ADIAL PHARMACEUTICALS, INC.PharmaceuticalsCharlottesvilleVA$61,603$61,6031Mar 6sec.gov
Rides2U IncOther TechnologySouth BendIN$60,000Indefinite2Mar 6sec.gov
Flecs Inc.Other TechnologySpringfieldMO$50,000$250,0001Mar 6sec.gov
Lakebound Development, LLCCommercialLake ForestCA$38,000Indefinite1Mar 6sec.gov
Endolynx Inc.Other Health CareJersey CityNJ$30,000$30,0003Mar 6sec.gov
Fendo Golf, LLCOtherAtlantaGA$30,000$350,0004Mar 6sec.gov
Limerick Technologies, Inc.Other Health CareBurbankCA$2,000$2,0002Mar 6sec.gov
409 William, LLCOtherSan AntonioTX$0$19,500,0000Mar 6sec.gov
Aardwolf Labs, LLCOtherArlingtonVA$0$1,000,0000Mar 6sec.gov
Partners Title, LLC/IN/OtherFort WayneIN$0$125,0000Mar 6sec.gov
Pacific Oak The Vue DSTResidentialLos AngelesCA$0$15,334,0000Mar 6sec.gov
Waverly Flatz LLC (amended)Other Real EstateWest BloomfieldMI$0$8,500,0000Mar 6sec.gov
Ethicann Pharmaceuticals Inc. / DEPharmaceuticalsBethesdaMD$0Indefinite0Mar 6sec.gov
Oxbow EP, LLC (amended)Oil and GasMathisTX$0$1,500,0000Mar 6sec.gov
ELKSY DEVELOPMENT, LLCResidentialMiltonMA$0$10,000,0000Mar 6sec.gov
Red River Energy Partners, LLCOil and GasMidlandTX$0$50,000,0000Mar 6sec.gov
Diamdmso, LLCOther Health CareLaguna HillsCA$0$1,000,0000Mar 6sec.gov
Shift Labs IncBusiness ServicesTysonsVA$0Indefinite0Mar 6sec.gov
North Hollywood Self Storage Partners, LLCCommercialScottsdaleAZ$0$28,000,0000Mar 6sec.gov
HORD COPLAN MACHT, INC.OtherBaltimoreMD$0$1,775,0000Mar 6sec.gov

March 7, 2023 · March 3, 2023 · The whole week · All Form D filings

Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.