Data / Form D filings / Mar 6
Form D filings, March 6, 2023: 73 companies raised $10.08 billion
73 operating companies filed a Form D on March 6, 2023, reporting $10.08 billion sold. Largest: NVA Holdings L.P. ($9.15 billion), NHIT: Dynamic Fixed Income Trust ($497.9 million), Skydio, Inc. ($226.9 million). The median filing is $1.4 million, and 143 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 73Form D filings
- $10.08 billionreported sold
- $1.4 millionmedian amount sold
- CAmost filings (16)
Most filings by state: CA 16, TX 9, IL 6, MA 4, VA 3. By industry: Other 19, Other Technology 15, Other Health Care 8, Commercial 8.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NVA Holdings L.P. (amended) | Other | Agoura Hills | CA | $9,153,454,149 | Indefinite | 299 | Mar 6 | sec.gov |
| NHIT: Dynamic Fixed Income Trust (amended) | Investing | Boston | MA | $497,914,275 | Indefinite | 11 | Mar 6 | sec.gov |
| Skydio, Inc. | Other Technology | San Mateo | CA | $226,898,105 | $230,000,005 | 17 | Mar 6 | sec.gov |
| WebFX Management Holdings, LLC (amended) | Other | New York | NY | $16,708,706 | Indefinite | 16 | Mar 6 | sec.gov |
| Divy Penners 1, LLC | Other | Rancho Santa Fe | CA | $16,400,000 | $16,400,000 | 38 | Mar 6 | sec.gov |
| VINTAGE, DST (amended) | Commercial | Aliso Viejo | CA | $16,356,333 | $87,963,540 | 51 | Mar 6 | sec.gov |
| CX Courts of Avalon, DST (amended) | Other Real Estate | Tampa | FL | $16,109,961 | $48,815,934 | 47 | Mar 6 | sec.gov |
| Drift Net, Inc. | Other Technology | Chicago | IL | $15,626,204 | $15,626,204 | 34 | Mar 6 | sec.gov |
| Coupa Parent, LP | Other Technology | San Mateo | CA | $10,039,936 | Indefinite | 2 | Mar 6 | sec.gov |
| Starfish Capital Holding Partners, LP | Investing | Plano | TX | $10,000,000 | Indefinite | 13 | Mar 6 | sec.gov |
| Asclepian Group, LLC | Hospitals and Physicians | Providence | RI | $10,000,000 | $10,000,000 | 13 | Mar 6 | sec.gov |
| RUPERT RESOURCES LTD | Other | Toronto | $8,941,013 | $8,941,013 | 6 | Mar 6 | sec.gov | |
| Divy Penners 2, LLC | Other | Rancho Santa Fe | CA | $6,944,675 | $6,944,675 | 29 | Mar 6 | sec.gov |
| LandTrust, Inc. (amended) | Other Technology | Bozeman | MT | $6,792,248 | $8,106,000 | 27 | Mar 6 | sec.gov |
| SR Knoxville TENN I, LLC | Other Real Estate | Chicago | IL | $6,500,000 | $10,000,000 | 64 | Mar 6 | sec.gov |
| BusyKid, Inc. (amended) | Other Technology | Scottsdale | AZ | $4,500,002 | $5,000,000 | 18 | Mar 6 | sec.gov |
| Private Money Lending, Inc. | Commercial | Merced | CA | $4,465,000 | Indefinite | 2 | Mar 6 | sec.gov |
| Creative Planning Employee Investment, LLC | Investing | Overland Park | KS | $4,108,000 | $4,108,000 | 11 | Mar 6 | sec.gov |
| Global Outlier Gaming, Inc. | Other Technology | Bellevue | WA | $3,999,992 | $7,007,586 | 2 | Mar 6 | sec.gov |
| Divy Penners Holdco, LLC | Other | Rancho Santa Fe | CA | $3,675,000 | $10,500,000 | 26 | Mar 6 | sec.gov |
| USRC Fall Creek, LLC | Other Health Care | Plano | TX | $3,115,042 | $3,115,042 | 2 | Mar 6 | sec.gov |
| Assuravest LLC (amended) | Residential | Reno | NV | $2,751,500 | Indefinite | 12 | Mar 6 | sec.gov |
| Gridium Inc. | Other Technology | Menlo Park | CA | $2,240,984 | $2,240,984 | 11 | Mar 6 | sec.gov |
| Gridium Inc. | Other Technology | Menlo Park | CA | $2,200,000 | $3,500,000 | 9 | Mar 6 | sec.gov |
| SE GWR HUNTERS MF, LP | Commercial | Houston | TX | $2,080,000 | $2,080,000 | 25 | Mar 6 | sec.gov |
| Westfield Logan Land Investors LLLP | Commercial | Denver | CO | $1,920,000 | $1,920,000 | 11 | Mar 6 | sec.gov |
| Bitewell, Inc. (amended) | Other Technology | Chicago | IL | $1,665,090 | $1,665,090 | 1 | Mar 6 | sec.gov |
| NRM Louisiana, LLC | Other | Atlantic Beach | FL | $1,635,360 | $1,635,360 | 8 | Mar 6 | sec.gov |
| EIWA HOLDINGS CORP | Other Technology | St. Louis | MO | $1,620,000 | $3,999,994 | 8 | Mar 6 | sec.gov |
| NC Industrial Holdings, LLC | Commercial | Cary | NC | $1,390,706 | $1,390,706 | 7 | Mar 6 | sec.gov |
| Evofem Biosciences, Inc. | Biotechnology | San Diego | CA | $1,384,616 | $1,384,616 | 4 | Mar 6 | sec.gov |
| 12920 Audelia Road Investors, LLC | Residential | Dallas | TX | $1,260,000 | $1,310,000 | 13 | Mar 6 | sec.gov |
| BSP CRP Holdings LLC | Business Services | Seattle | WA | $1,250,000 | Indefinite | 2 | Mar 6 | sec.gov |
| Revolutionary Growers LLC | Other | Andover | MA | $1,201,200 | $4,200,000 | 1 | Mar 6 | sec.gov |
| Endolumik, Inc. | Other Health Care | Morgantown | WV | $1,184,825 | $2,729,825 | 7 | Mar 6 | sec.gov |
| Z3Cyber, Inc. | Other | Wayland | MA | $1,184,799 | $2,000,000 | 28 | Mar 6 | sec.gov |
| Satya Investments, LP (amended) | Investing | Willow Grave | PA | $1,140,000 | Indefinite | 4 | Mar 6 | sec.gov |
| Wisconsin Brewing Company, LLC | Other | Verona | WI | $1,067,612 | $2,000,000 | 9 | Mar 6 | sec.gov |
| EPIC LODGE CHICAGO LLC | Commercial | Park City | UT | $850,000 | $3,000,000 | 4 | Mar 6 | sec.gov |
| Luminex Resources Corp. | Other | Vancouver | $743,731 | $7,564,675 | 6 | Mar 6 | sec.gov | |
| Slipstream Solutions LLC | Other Health Care | Austin | TX | $650,000 | $2,000,000 | 11 | Mar 6 | sec.gov |
| DIG Tigard QOZB, LLC | Other | Lake Oswego | OR | $600,000 | $600,000 | 2 | Mar 6 | sec.gov |
| AG Bio-Life Capital I LP | Other | Metairie | LA | $510,000 | $10,000,000 | 2 | Mar 6 | sec.gov |
| INVO Bioscience, Inc. (amended) | Other Health Care | Sarasota | FL | $500,000 | $500,000 | 2 | Mar 6 | sec.gov |
| 92109 Development, LLC | Residential | San Diego | CA | $450,000 | $750,000 | 6 | Mar 6 | sec.gov |
| Bitewell, Inc. (amended) | Other Technology | Chicago | IL | $450,000 | $450,000 | 11 | Mar 6 | sec.gov |
| Winter Innovations, Inc. | Other Health Care | Knoxville | TN | $405,000 | $1,000,000 | 19 | Mar 6 | sec.gov |
| 4820 Ingersoll HoldCo, LLC (amended) | Other Real Estate | Urbandale | IA | $375,000 | $1,750,000 | 6 | Mar 6 | sec.gov |
| MIIR AUDIO TECHNOLOGIES, INC. (amended) | Other Technology | Minnetonka | MN | $360,000 | $600,000 | 12 | Mar 6 | sec.gov |
| Strands Technologies Ltd. | Other | Chicago | IL | $350,000 | Indefinite | 5 | Mar 6 | sec.gov |
| trAIned Inc. | Other Technology | Pittsburgh | PA | $264,999 | $750,000 | 1 | Mar 6 | sec.gov |
| RREEF America II Lower REIT LLC | REITS and Finance | Chicago | IL | $119,000 | $125,000 | 119 | Mar 6 | sec.gov |
| SYN 22 LP | Oil and Gas | Austin | TX | $100,000 | $5,175,000 | 1 | Mar 6 | sec.gov |
| ADIAL PHARMACEUTICALS, INC. | Pharmaceuticals | Charlottesville | VA | $61,603 | $61,603 | 1 | Mar 6 | sec.gov |
| Rides2U Inc | Other Technology | South Bend | IN | $60,000 | Indefinite | 2 | Mar 6 | sec.gov |
| Flecs Inc. | Other Technology | Springfield | MO | $50,000 | $250,000 | 1 | Mar 6 | sec.gov |
| Lakebound Development, LLC | Commercial | Lake Forest | CA | $38,000 | Indefinite | 1 | Mar 6 | sec.gov |
| Endolynx Inc. | Other Health Care | Jersey City | NJ | $30,000 | $30,000 | 3 | Mar 6 | sec.gov |
| Fendo Golf, LLC | Other | Atlanta | GA | $30,000 | $350,000 | 4 | Mar 6 | sec.gov |
| Limerick Technologies, Inc. | Other Health Care | Burbank | CA | $2,000 | $2,000 | 2 | Mar 6 | sec.gov |
| 409 William, LLC | Other | San Antonio | TX | $0 | $19,500,000 | 0 | Mar 6 | sec.gov |
| Aardwolf Labs, LLC | Other | Arlington | VA | $0 | $1,000,000 | 0 | Mar 6 | sec.gov |
| Partners Title, LLC/IN/ | Other | Fort Wayne | IN | $0 | $125,000 | 0 | Mar 6 | sec.gov |
| Pacific Oak The Vue DST | Residential | Los Angeles | CA | $0 | $15,334,000 | 0 | Mar 6 | sec.gov |
| Waverly Flatz LLC (amended) | Other Real Estate | West Bloomfield | MI | $0 | $8,500,000 | 0 | Mar 6 | sec.gov |
| Ethicann Pharmaceuticals Inc. / DE | Pharmaceuticals | Bethesda | MD | $0 | Indefinite | 0 | Mar 6 | sec.gov |
| Oxbow EP, LLC (amended) | Oil and Gas | Mathis | TX | $0 | $1,500,000 | 0 | Mar 6 | sec.gov |
| ELKSY DEVELOPMENT, LLC | Residential | Milton | MA | $0 | $10,000,000 | 0 | Mar 6 | sec.gov |
| Red River Energy Partners, LLC | Oil and Gas | Midland | TX | $0 | $50,000,000 | 0 | Mar 6 | sec.gov |
| Diamdmso, LLC | Other Health Care | Laguna Hills | CA | $0 | $1,000,000 | 0 | Mar 6 | sec.gov |
| Shift Labs Inc | Business Services | Tysons | VA | $0 | Indefinite | 0 | Mar 6 | sec.gov |
| North Hollywood Self Storage Partners, LLC | Commercial | Scottsdale | AZ | $0 | $28,000,000 | 0 | Mar 6 | sec.gov |
| HORD COPLAN MACHT, INC. | Other | Baltimore | MD | $0 | $1,775,000 | 0 | Mar 6 | sec.gov |
March 7, 2023 · March 3, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.