Data / Form D filings / Mar 7
Form D filings, March 7, 2023: 76 companies raised $475.2 million
76 operating companies filed a Form D on March 7, 2023, reporting $475.2 million sold. Largest: Enveda Therapeutics, Inc. ($62.5 million), Empire Village at Cottonwood Creek & Golden Triangle, LLC ($43.9 million), Transition Bio, Inc. ($39.1 million). The median filing is $2.5 million, and 125 pooled investment funds also filed that day.
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- 76Form D filings
- $475.2 millionreported sold
- $2.5 millionmedian amount sold
- CAmost filings (16)
Most filings by state: CA 16, TX 11, NY 7, AZ 5, MA 5. By industry: Other 22, Other Technology 12, Commercial 10, Residential 7.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Enveda Therapeutics, Inc. | Biotechnology | Boulder | CO | $62,459,761 | $62,459,761 | 26 | Mar 7 | sec.gov |
| Empire Village at Cottonwood Creek & Golden Triangle, LLC (amended) | Residential | Scottsdale | AZ | $43,885,254 | $60,000,000 | 726 | Mar 7 | sec.gov |
| Transition Bio, Inc. (amended) | Biotechnology | Cambridge | MA | $39,086,000 | $50,000,000 | 22 | Mar 7 | sec.gov |
| CapsoVision, Inc (amended) | Biotechnology | Saratoga | CA | $34,698,838 | $41,951,355 | 51 | Mar 7 | sec.gov |
| Finitive Co-Lending Noteholders LLC (amended) | Investing | New York | NY | $28,005,000 | $300,000,000 | 15 | Mar 7 | sec.gov |
| PINNACLE WEST CAPITAL CORP (amended) | Electric Utilities | Phoenix | AZ | $26,800,000 | Indefinite | 0 | Mar 7 | sec.gov |
| PINNACLE WEST CAPITAL CORP | Electric Utilities | Phoenix | AZ | $26,800,000 | Indefinite | 0 | Mar 7 | sec.gov |
| Pathology Watch Inc. | Other Technology | Murray | UT | $22,337,584 | $25,000,000 | 88 | Mar 7 | sec.gov |
| PROOFOFLEARN, INC. (amended) | Other | Pembroke | MA | $18,950,000 | $26,700,000 | 31 | Mar 7 | sec.gov |
| Franklin WI Multifamily DST (amended) | Residential | Chicago | IL | $12,785,506 | $58,459,357 | 34 | Mar 7 | sec.gov |
| Kaleidos, Inc. | Other | Wilmington | DE | $11,999,972 | $11,999,972 | 14 | Mar 7 | sec.gov |
| Epsilon Group New Holdings Ltd (amended) | Other | St Helier | $11,652,100 | Indefinite | 58 | Mar 7 | sec.gov | |
| LINKBANCORP, Inc. | Commercial Banking | Camp Hill | PA | $10,000,000 | $10,000,000 | 5 | Mar 7 | sec.gov |
| MAGCP Industrial Fund II, LP (amended) | Commercial | Dallas | TX | $7,449,000 | $60,000,000 | 68 | Mar 7 | sec.gov |
| Caretaker Medical, Inc. | Other Technology | Charlottesville | VA | $7,349,010 | $9,190,401 | 23 | Mar 7 | sec.gov |
| MAGCP Industrial Fund II, LP | Commercial | Dallas | TX | $7,315,202 | $60,000,000 | 180 | Mar 7 | sec.gov |
| TXX Group, Inc. | Other Technology | Basking Ridge | NJ | $6,619,958 | $19,999,998 | 25 | Mar 7 | sec.gov |
| Sacramento Angels I, LLC | Other | Sacramento | CA | $6,433,348 | Indefinite | 82 | Mar 7 | sec.gov |
| DataM Holdings, Inc. | Other Technology | Vitacura, Santiago | $5,650,000 | $6,350,000 | 4 | Mar 7 | sec.gov | |
| Encultured AI, PBC | Other | Oakland | CA | $5,489,994 | $9,489,999 | 7 | Mar 7 | sec.gov |
| Olivet Housing, LLC | Other | Great Falls | MT | $5,485,000 | $5,485,000 | 12 | Mar 7 | sec.gov |
| Essenvia, Inc. | Other Technology | Woodland Hills | CA | $5,482,496 | $5,482,496 | 34 | Mar 7 | sec.gov |
| NYFEN Development LLC (amended) | Residential | Short Hills | NJ | $5,420,000 | $15,000,000 | 17 | Mar 7 | sec.gov |
| SYSTEMATIC GROWTH FUND I, LLC (amended) | Residential | Weatherford | TX | $5,336,239 | $12,000,000 | 40 | Mar 7 | sec.gov |
| Advantage Royalty Fund 1, LP (amended) | Oil and Gas | Midland | TX | $5,040,355 | $25,000,000 | 55 | Mar 7 | sec.gov |
| Signal Gold Inc. | Other | Toronto | $4,932,322 | $4,932,322 | 3 | Mar 7 | sec.gov | |
| Coverage Cat Inc. (amended) | Other Technology | Long Island City | NY | $4,000,000 | $10,000,000 | 18 | Mar 7 | sec.gov |
| Devil Mountain Wholesale Nursery, LLC | Other | San Ramon | CA | $4,000,000 | Indefinite | 1 | Mar 7 | sec.gov |
| Cane River LP | Oil and Gas | Shreveport | LA | $3,875,000 | $5,000,000 | 17 | Mar 7 | sec.gov |
| Standby Deposits Inc. | Other | New York | NY | $3,500,000 | $3,500,000 | 2 | Mar 7 | sec.gov |
| Talent City, Inc. | Other | San Francisco | CA | $3,087,001 | $3,087,001 | 10 | Mar 7 | sec.gov |
| EEP Capital LLC (amended) | Other | Laguna Beach | CA | $2,940,000 | $3,000,000 | 11 | Mar 7 | sec.gov |
| Metasports Interactive, Inc. (amended) | Other Technology | Great Falls | VA | $2,520,001 | $2,680,000 | 2 | Mar 7 | sec.gov |
| TPEG ALLTRADES DFW I INVESTORS LLC (amended) | Construction | Southlake | TX | $2,500,000 | $2,500,000 | 27 | Mar 7 | sec.gov |
| Holganix, LLC | Other | Aston | PA | $2,405,264 | $2,500,000 | 1 | Mar 7 | sec.gov |
| TPEG 2021 Chief Investors LLC | Other Real Estate | Southlake | TX | $1,650,000 | $3,000,000 | 34 | Mar 7 | sec.gov |
| TPEG Southwest SL Investors LLC (amended) | Residential | Southlake | TX | $1,570,000 | $5,000,000 | 26 | Mar 7 | sec.gov |
| 1516 Municipal Parkway Partners LLC | Commercial | Wayne | PA | $1,550,000 | $2,000,000 | 0 | Mar 7 | sec.gov |
| InterVene, Inc. | Other Health Care | South San Francisco | CA | $1,504,488 | $3,000,000 | 6 | Mar 7 | sec.gov |
| InterVene, Inc. | Other Health Care | South San Francisco | CA | $1,504,488 | $3,000,000 | 6 | Mar 7 | sec.gov |
| Jennifer McKay Design Inc. | Other | Los Angeles | CA | $1,249,634 | $1,249,634 | 4 | Mar 7 | sec.gov |
| MIMG CCXXV Windsor Gates LLC | Commercial | Franktown | CO | $968,000 | $2,457,500 | 23 | Mar 7 | sec.gov |
| REN GLOBAL INC. (amended) | Other Technology | Portland | OR | $915,000 | $2,000,000 | 14 | Mar 7 | sec.gov |
| AE GWR Hunters MF, LP | Commercial | Fort Worth | TX | $894,400 | $894,400 | 17 | Mar 7 | sec.gov |
| Blandford Villas LLC | Residential | Austin | TX | $812,500 | $1,660,000 | 22 | Mar 7 | sec.gov |
| Jennifer McKay Design Inc. | Other | Los Angeles | CA | $700,000 | $1,000,000 | 6 | Mar 7 | sec.gov |
| June 12 Ltd Liability Co | Other | New York | NY | $650,000 | $22,000,000 | 3 | Mar 7 | sec.gov |
| AiM Medical Robotics Inc. | Other Health Care | Worcester | MA | $600,000 | $1,250,000 | 2 | Mar 7 | sec.gov |
| ABC Princeton Plaza LLC | Commercial | Brunswick | OH | $550,000 | $550,000 | 3 | Mar 7 | sec.gov |
| T5 Lakewood RE LLC | Commercial | Boise | ID | $537,000 | $537,000 | 7 | Mar 7 | sec.gov |
| Ocean Drive Games, Inc. | Computers | El Segundo | CA | $500,000 | $500,000 | 1 | Mar 7 | sec.gov |
| Tripp, LLC | Agriculture | Anaheim | CA | $500,000 | $2,000,000 | 1 | Mar 7 | sec.gov |
| Rise Gold Corp. | Other | Vancouver | $334,000 | $584,500 | 8 | Mar 7 | sec.gov | |
| TrackMy Solutions Inc. | Other Technology | Lenexa | KS | $330,000 | $330,000 | 9 | Mar 7 | sec.gov |
| NC Industrial Holdings II, LLC | Commercial | Cary | NC | $306,794 | $306,794 | 7 | Mar 7 | sec.gov |
| Savran Technologies Inc. | Biotechnology | Newton | MA | $304,350 | Indefinite | 18 | Mar 7 | sec.gov |
| CIP Fund III, LLC /OH/ | Other Real Estate | Columbus | OH | $295,000 | $295,000 | 4 | Mar 7 | sec.gov |
| Cardagraph, Inc. | Other | Lehi | UT | $250,000 | $250,000 | 1 | Mar 7 | sec.gov |
| Citiro, Inc. | Other | Plano | TX | $150,000 | $1,000,000 | 1 | Mar 7 | sec.gov |
| Stellar Employees Series EPV III, LLC, a series Co under Stellar Employees LLC | Other Real Estate | Midvale | UT | $100,000 | $100,000 | 9 | Mar 7 | sec.gov |
| Boston Common International Catholic SRI Fund LLC | Investing | Boston | MA | $100,000 | $80,000,000 | 1 | Mar 7 | sec.gov |
| dFarm, Inc. (amended) | Other Technology | Farmington Hills | MI | $80,000 | $5,000,000 | 4 | Mar 7 | sec.gov |
| TORQ RESOURCES INC. (amended) | Other | Vancouver | $23,600 | $58,000 | 1 | Mar 7 | sec.gov | |
| UMS State College Lithotripsy Services, LLC | Other Health Care | Columbus | OH | $20,262 | $20,262 | 2 | Mar 7 | sec.gov |
| Oxygen4Life, Inc. | Biotechnology | Sheridan | WY | $5,000 | $1,000,000 | 1 | Mar 7 | sec.gov |
| Triple Crown Staffing Inc | Business Services | New York | NY | $1,350 | $2,025 | 1 | Mar 7 | sec.gov |
| Mind Body Wellness with Carla | Other | Manteca | CA | $500 | $500 | 1 | Mar 7 | sec.gov |
| FREEDOM MTA BROWNSVILLE, LLC | Residential | San Juan | PR | $0 | $3,800,000 | 0 | Mar 7 | sec.gov |
| Fenix Space, Inc. | Other Technology | San Bernardino | CA | $0 | $10,000,000 | 0 | Mar 7 | sec.gov |
| MURREY CAPITAL LLC | Other Real Estate | Mesa | AZ | $0 | $1,000,000 | 2 | Mar 7 | sec.gov |
| RMG Strategic Securities LLC | Investing | New York | NY | $0 | Indefinite | 0 | Mar 7 | sec.gov |
| APO 75062, LLC | Commercial | Houston | TX | $0 | $4,000,000 | 0 | Mar 7 | sec.gov |
| Larstones Fund I, LP | Commercial | Albany | NY | $0 | Indefinite | 0 | Mar 7 | sec.gov |
| Advanced Image Robotics, Inc. | Other Technology | San Diego | CA | $0 | $2,500,000 | 0 | Mar 7 | sec.gov |
| Defi Income Corp | Other | Albuquerque | NM | $0 | Indefinite | 0 | Mar 7 | sec.gov |
| EVelution Energy QOZ Fund, LP | Other | Yuma | AZ | $0 | $175,000,000 | 0 | Mar 7 | sec.gov |
March 8, 2023 · March 6, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.